0001165231-12-000030.txt : 20120328 0001165231-12-000030.hdr.sgml : 20120328 20120328134820 ACCESSION NUMBER: 0001165231-12-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120327 FILED AS OF DATE: 20120328 DATE AS OF CHANGE: 20120328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brear James Frederick CENTRAL INDEX KEY: 0001427467 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33691 FILM NUMBER: 12720012 MAIL ADDRESS: STREET 1: C/O PROCERA NETWORKS, INC. STREET 2: 100 COOPER COURT CITY: LOS GATOS STATE: CA ZIP: 95032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROCERA NETWORKS INC CENTRAL INDEX KEY: 0001165231 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 330974674 STATE OF INCORPORATION: NV FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 4121 CLIPPER COURT CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510-230-2777 MAIL ADDRESS: STREET 1: 4121 CLIPPER COURT CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: ZOWCOM INC DATE OF NAME CHANGE: 20020115 4 1 f4forjbr.xml PRIMARY DOCUMENT X0305 4 2012-03-27 0 0001165231 PROCERA NETWORKS INC PKT 0001427467 Brear James Frederick C/O PROCERA NETWORKS, INC. 4121 CLIPPER COURT FREMONT CA 94538 1 1 0 0 CEO and President Common 2012-03-27 4 X 0 9000. 14.10 A 79000. D Common 2012-03-27 4 S 0 9000. 22.505 D 70000. D NQ - Stock Option (Right to Buy) 14.10 2012-03-27 4 X 0 9000. 0 D 2009-02-12 2018-02-12 Common 9000. 166632. D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. 25% of the option shares shall vest on the first anniversary of the vesting commencement date and the balance of the option shares shall vest in 36 equal consecutive monthly installments thereafter until the option becomes fully-vested and exercisable. /s/Diane Pope as Attorney-In-Fact 2012-03-28