0001165231-12-000030.txt : 20120328
0001165231-12-000030.hdr.sgml : 20120328
20120328134820
ACCESSION NUMBER: 0001165231-12-000030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120327
FILED AS OF DATE: 20120328
DATE AS OF CHANGE: 20120328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brear James Frederick
CENTRAL INDEX KEY: 0001427467
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33691
FILM NUMBER: 12720012
MAIL ADDRESS:
STREET 1: C/O PROCERA NETWORKS, INC.
STREET 2: 100 COOPER COURT
CITY: LOS GATOS
STATE: CA
ZIP: 95032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROCERA NETWORKS INC
CENTRAL INDEX KEY: 0001165231
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 330974674
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0102
BUSINESS ADDRESS:
STREET 1: 4121 CLIPPER COURT
CITY: FREMONT
STATE: CA
ZIP: 94538
BUSINESS PHONE: 510-230-2777
MAIL ADDRESS:
STREET 1: 4121 CLIPPER COURT
CITY: FREMONT
STATE: CA
ZIP: 94538
FORMER COMPANY:
FORMER CONFORMED NAME: ZOWCOM INC
DATE OF NAME CHANGE: 20020115
4
1
f4forjbr.xml
PRIMARY DOCUMENT
X0305
4
2012-03-27
0
0001165231
PROCERA NETWORKS INC
PKT
0001427467
Brear James Frederick
C/O PROCERA NETWORKS, INC.
4121 CLIPPER COURT
FREMONT
CA
94538
1
1
0
0
CEO and President
Common
2012-03-27
4
X
0
9000.
14.10
A
79000.
D
Common
2012-03-27
4
S
0
9000.
22.505
D
70000.
D
NQ - Stock Option (Right to Buy)
14.10
2012-03-27
4
X
0
9000.
0
D
2009-02-12
2018-02-12
Common
9000.
166632.
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
25% of the option shares shall vest on the first anniversary of the vesting commencement date and the balance of the option shares shall vest in 36 equal consecutive monthly installments thereafter until the option becomes fully-vested and exercisable.
/s/Diane Pope as Attorney-In-Fact
2012-03-28