0001171458-11-000003.txt : 20111028 0001171458-11-000003.hdr.sgml : 20111028 20111028182224 ACCESSION NUMBER: 0001171458-11-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111027 FILED AS OF DATE: 20111028 DATE AS OF CHANGE: 20111028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTWOOD HOLDINGS GROUP INC CENTRAL INDEX KEY: 0001165002 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 752969997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147566900 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARDCASTLE WILLIAM R JR CENTRAL INDEX KEY: 0001171458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31234 FILM NUMBER: 111166308 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-10-27 0 0001165002 WESTWOOD HOLDINGS GROUP INC WHG 0001171458 HARDCASTLE WILLIAM R JR 200 CRESCENT COURT SUITE 1200 DALLAS TX 75201 0 1 0 0 Chief Financial Officer common stock 2011-10-27 4 M 0 5000 12.9 A 61000 D common stock 2011-10-27 4 S 0 5000 38.0132 D 56000 D common stock 100 I As UTMA custodian for daughter common stock 100 I As UTMA custodian for son stock option 12.9 2011-10-27 4 M 0 5000 0 D 2006-07-02 2012-07-02 common stock 5000 0 D Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $38.00 to $38.44 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request. William R. Hardcastle, Jr. 2011-10-28