0001171458-11-000003.txt : 20111028
0001171458-11-000003.hdr.sgml : 20111028
20111028182224
ACCESSION NUMBER: 0001171458-11-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111027
FILED AS OF DATE: 20111028
DATE AS OF CHANGE: 20111028
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WESTWOOD HOLDINGS GROUP INC
CENTRAL INDEX KEY: 0001165002
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 752969997
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1200
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2147566900
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1200
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARDCASTLE WILLIAM R JR
CENTRAL INDEX KEY: 0001171458
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31234
FILM NUMBER: 111166308
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1200
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2011-10-27
0
0001165002
WESTWOOD HOLDINGS GROUP INC
WHG
0001171458
HARDCASTLE WILLIAM R JR
200 CRESCENT COURT
SUITE 1200
DALLAS
TX
75201
0
1
0
0
Chief Financial Officer
common stock
2011-10-27
4
M
0
5000
12.9
A
61000
D
common stock
2011-10-27
4
S
0
5000
38.0132
D
56000
D
common stock
100
I
As UTMA custodian for daughter
common stock
100
I
As UTMA custodian for son
stock option
12.9
2011-10-27
4
M
0
5000
0
D
2006-07-02
2012-07-02
common stock
5000
0
D
Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $38.00 to $38.44 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.
William R. Hardcastle, Jr.
2011-10-28