0001165002-21-000061.txt : 20210514
0001165002-21-000061.hdr.sgml : 20210514
20210514165358
ACCESSION NUMBER: 0001165002-21-000061
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210514
DATE AS OF CHANGE: 20210514
EFFECTIVENESS DATE: 20210514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WESTWOOD HOLDINGS GROUP INC
CENTRAL INDEX KEY: 0001165002
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 752969997
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15581
FILM NUMBER: 21925601
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1200
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2147566900
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1200
CITY: DALLAS
STATE: TX
ZIP: 75201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001165002
XXXXXXXX
03-31-2021
03-31-2021
WESTWOOD HOLDINGS GROUP INC.
200 CRESCENT COURT
SUITE 1200
DALLAS
TX
75201
13F HOLDINGS REPORT
028-15581
N
MURRAY FORBES III
CHIEF FINANCIAL OFFICER
214-756-6900
MURRAY FORBES III
DALLAS
TX
05-14-2021
4
459
9948052
false
2
WESTWOOD MANAGEMENT CORP /TX
3
WESTWOOD INTERNATIONAL ADVISORS INC.
4
WESTWOOD TRUST
5
WESTWOOD ADVISORS, L.L.C.
INFORMATION TABLE
2
information_table.xml
INFORMATION TABLE
1 800 FLOWERS COM INC
CL A
68243Q106
34222
1239463
SH
DFND
2, 4, 5
1202179
0
37284
3M CO
COM
88579Y101
522
2705
SH
DFND
4, 5
1098
0
1607
ABBOTT LABS
COM
002824100
103282
861835
SH
DFND
2, 4, 5
855053
0
6782
ABBVIE INC
COM
00287Y109
1112
10268
SH
DFND
4, 5
7786
0
2482
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
875
3167
SH
DFND
2, 5
2838
0
329
ACORDA THERAPEUTICS INC
NOTE 1.750% 6/1
00484MAA4
2488
2500000
PRN
DFND
2
2500000
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
85561
920012
SH
DFND
2, 4, 5
914610
0
5402
ADOBE SYSTEMS INCORPORATED
COM
00724F101
1971
4148
SH
DFND
2, 4, 5
3807
0
341
AES CORP
UNIT 99/99/9999
00130H204
21597
209075
SH
DFND
2
209075
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
3028
29708
SH
DFND
4, 5
26808
0
2900
AKAMAI TECHNOLOGIES INC
NOTE 0.125% 5/0
00971TAJ0
17118
14157000
PRN
DFND
2
14157000
0
0
AKAMAI TECHNOLOGIES INC
NOTE 0.375% 9/0
00971TAL5
7614
7000000
PRN
DFND
2
7000000
0
0
ALAMO GROUP INC
COM
011311107
22815
146113
SH
DFND
2, 4
146113
0
0
ALBEMARLE CORP
COM
012653101
17169
117510
SH
DFND
2, 4, 5
113295
0
4215
ALEXANDER & BALDWIN INC NEW
COM
014491104
6396
380967
SH
DFND
2
380967
0
0
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
4612
28075
SH
DFND
2, 4
28075
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
21158
93315
SH
DFND
2, 4, 5
78582
0
14733
ALLIANT ENERGY CORP
COM
018802108
11587
213924
SH
DFND
2, 4
201500
12424
0
ALPHA & OMEGA SEMICONDUCTOR
SHS
G6331P104
255
7790
SH
DFND
5
0
0
7790
ALPHABET INC
CAP STK CL C
02079K107
33143
16022
SH
DFND
2, 4, 5
15672
0
350
ALPHABET INC
CAP STK CL A
02079K305
83910
40683
SH
DFND
2, 4, 5
40593
0
90
ALTRA INDL MOTION CORP
COM
02208R106
48847
882977
SH
DFND
2, 4
882977
0
0
AMAZON COM INC
COM
023135106
68497
22138
SH
DFND
2, 4, 5
21452
0
686
AMERICAN ELEC PWR CO INC
UNIT 08/15/2025
02557T307
17289
353850
SH
DFND
2
353850
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
69894
1512523
SH
DFND
2, 4, 5
1511346
0
1177
AMERICOLD RLTY TR
COM
03064D108
14942
388401
SH
DFND
2, 4
369815
18586
0
AMGEN INC
COM
031162100
315
1266
SH
DFND
4
1266
0
0
AMKOR TECHNOLOGY INC
COM
031652100
84196
3551051
SH
DFND
2, 4, 5
3494848
22210
33993
AMPHENOL CORP NEW
CL A
032095101
1605
24334
SH
DFND
2, 5
24315
0
19
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
25461
2960625
SH
DFND
2, 4, 5
2955653
0
4972
APOLLO COML REAL EST FIN INC
NOTE 5.375%10/1
03762UAC9
1416
1400000
PRN
DFND
2
1400000
0
0
APPLE INC
COM
037833100
79702
652489
SH
DFND
2, 4, 5
634435
0
18054
APTIV PLC
SHS
G6095L109
4579
33202
SH
DFND
2, 4, 5
32602
0
600
APTOSE BIOSCIENCES INC
COM NEW
03835T200
448
75000
SH
DFND
5
0
0
75000
ARBOR REALTY TRUST INC
NOTE 4.750%11/0
038923AP3
9677
9000000
PRN
DFND
2
9000000
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L203
261
8960
SH
DFND
5
0
0
8960
ARES CAPITAL CORP
NOTE 3.750% 2/0
04010LAT0
29068
28000000
PRN
DFND
2
28000000
0
0
ARES MANAGEMENT CORPORATION
CL A COM STK
03990B101
19990
356774
SH
DFND
2, 4
336188
18768
1818
ARGO GROUP INTL HLDGS LTD
COM
G0464B107
58262
1157814
SH
DFND
2, 4
1148853
8961
0
AT&T INC
COM
00206R102
2420
79947
SH
DFND
2, 4, 5
74436
0
5511
ATLAS AIR WORLDWIDE HLDGS IN
NOTE 2.250% 6/0
049164BH8
15978
15055000
PRN
DFND
2
15055000
0
0
AUTODESK INC
COM
052769106
5424
19571
SH
DFND
4, 5
19571
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
2697
14309
SH
DFND
4, 5
13348
0
961
AVAYA HLDGS CORP
NOTE 2.250% 6/1
05351XAB7
34981
28000000
PRN
DFND
2
28000000
0
0
AVIENT CORPORATION
COM
05368V106
49540
1048017
SH
DFND
2, 4
1048017
0
0
AVISTA CORP
COM
05379B107
56762
1188741
SH
DFND
2, 4
1179363
9378
0
BAKER HUGHES COMPANY
CL A
05722G100
25395
1175145
SH
DFND
2, 4, 5
1173189
0
1956
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
67
12785
SH
DFND
4
12785
0
0
BARRICK GOLD CORP
COM
067901108
33888
1711509
SH
DFND
2, 4, 5
1708568
0
2941
BECTON DICKINSON & CO
COM
075887109
128391
528032
SH
DFND
2, 4, 5
524290
0
3742
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
68039
266329
SH
DFND
2, 4, 5
264671
0
1658
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
981
12991
SH
DFND
4
12991
0
0
BK OF AMERICA CORP
COM
060505104
185782
4801821
SH
DFND
2, 4, 5
4759470
0
42351
BLACKSTONE GROUP INC
COM
09260D107
4622
62001
SH
DFND
2, 4, 5
42697
0
19304
BLACKSTONE MTG TR INC
NOTE 4.375% 5/0
09257WAB6
10524
10083000
PRN
DFND
2
10083000
0
0
BLOOM ENERGY CORP
COM CL A
093712107
1796
66369
SH
DFND
4, 5
60576
0
5793
BLOOMIN BRANDS INC
COM
094235108
35394
1308475
SH
DFND
2, 4
1308475
0
0
BOEING CO
COM
097023105
8074
31696
SH
DFND
4, 5
11010
0
20686
BOK FINL CORP
COM NEW
05561Q201
27374
306461
SH
DFND
2, 4
291807
14654
0
BOOKING HOLDINGS INC
COM
09857L108
28691
12315
SH
DFND
2, 4, 5
11957
0
358
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
218
2701
SH
DFND
4, 5
1426
0
1275
BP PLC
SPONSORED ADR
055622104
470
19300
SH
DFND
4, 5
18300
0
1000
BRIDGEBIO PHARMA INC
NOTE 2.500% 3/1
10806XAB8
26497
16000000
PRN
DFND
2
16000000
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
271
4288
SH
DFND
5
0
0
4288
BROADCOM INC
COM
11135F101
5852
12620
SH
DFND
2, 4, 5
12555
0
65
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
223
5000
SH
DFND
5
0
0
5000
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
701
13168
SH
DFND
5
0
0
13168
BUILDERS FIRSTSOURCE INC
COM
12008R107
20452
441055
SH
DFND
2, 4
415082
22448
3525
BURLINGTON STORES INC
COM
122017106
233
778
SH
DFND
4, 5
778
0
0
CABLE ONE INC
COM
12685J105
4043
2211
SH
DFND
2, 5
2211
0
0
CABOT OIL & GAS CORP
COM
127097103
4924
262192
SH
DFND
2
262192
0
0
CACI INTL INC
CL A
127190304
21340
86517
SH
DFND
2, 4
83444
2678
395
CADENCE DESIGN SYSTEM INC
COM
127387108
4838
35314
SH
DFND
2, 5
35314
0
0
CALLAWAY GOLF CO
COM
131193104
6917
258572
SH
DFND
2, 4, 5
258572
0
0
CAMPING WORLD HLDGS INC
CL A
13462K109
254
6989
SH
DFND
5
0
0
6989
CAPITAL ONE FINL CORP
COM
14040H105
66041
519067
SH
DFND
2, 4, 5
517243
0
1824
CARTERS INC
COM
146229109
19890
223659
SH
DFND
2, 4, 5
213315
8064
2280
CATERPILLAR INC
COM
149123101
1569
6765
SH
DFND
2, 4, 5
6265
0
500
CEMEX SAB DE CV
SPON ADR NEW
151290889
10966
1573300
SH
DFND
2, 4, 5
1570715
0
2585
CENTRAL GARDEN & PET CO
CL A NON-VTG
153527205
51934
1000858
SH
DFND
2, 4
1000858
0
0
CENTURY CMNTYS INC
COM
156504300
50257
833167
SH
DFND
2, 4, 5
829311
0
3856
CERNER CORP
COM
156782104
26675
371111
SH
DFND
2, 4, 5
358644
0
12467
CHAMPIONX CORPORATION
COM
15872M104
14061
647062
SH
DFND
2, 4
616771
30291
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
4530
7341
SH
DFND
2, 4
7341
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
955
13267
SH
DFND
2, 4
13267
0
0
CHENIERE ENERGY INC
NOTE 4.250% 3/1
16411RAG4
408
500000
PRN
DFND
2
500000
0
0
CHEVRON CORP NEW
COM
166764100
67082
640154
SH
DFND
2, 4, 5
635220
0
4934
CHUBB LIMITED
COM
H1467J104
6549
41463
SH
DFND
2, 4, 5
40766
0
697
CHURCH & DWIGHT INC
COM
171340102
84273
964769
SH
DFND
2, 4, 5
959163
0
5606
CHUYS HLDGS INC
COM
171604101
25883
583989
SH
DFND
2, 4
583989
0
0
CIGNA CORP NEW
COM
125523100
1462
6048
SH
DFND
2, 4
6048
0
0
CISCO SYS INC
COM
17275R102
97543
1886340
SH
DFND
2, 4, 5
1874737
0
11603
CITIGROUP INC
COM NEW
172967424
364
5000
SH
DFND
5
0
0
5000
CMS ENERGY CORP
COM
125896100
8799
143733
SH
DFND
2, 4, 5
143665
0
68
COCA COLA CO
COM
191216100
1480
28081
SH
DFND
4, 5
23150
0
4931
COLGATE PALMOLIVE CO
COM
194162103
24172
306637
SH
DFND
2, 4, 5
296341
0
10296
COLONY CAP INC
NOTE 5.000% 4/1
19624RAA4
2078
2000000
PRN
DFND
2
2000000
0
0
COLUMBIA BKG SYS INC
COM
197236102
47096
1092983
SH
DFND
2, 4
1092983
0
0
COLUMBIA SPORTSWEAR CO
COM
198516106
10613
100478
SH
DFND
2
100478
0
0
COLUMBUS MCKINNON CORP N Y
COM
199333105
25752
488106
SH
DFND
2, 4
488106
0
0
COMCAST CORP NEW
CL A
20030N101
16703
308686
SH
DFND
2, 4, 5
297685
0
11001
COMFORT SYS USA INC
COM
199908104
49801
666054
SH
DFND
2, 4
666054
0
0
COMMUNITY HEALTHCARE TR INC
COM
20369C106
22374
485116
SH
DFND
2
485116
0
0
COMSTOCK RES INC
COM
205768302
78
14000
SH
DFND
5
0
0
14000
CONMED CORP
COM
207410101
48700
372921
SH
DFND
2, 4, 5
372921
0
0
CONMED CORP
NOTE 2.625% 2/0
207410AF8
4416
2810000
PRN
DFND
2
2810000
0
0
CONOCOPHILLIPS
COM
20825C104
64614
1219823
SH
DFND
2, 4, 5
1219051
0
772
COOPER COS INC
COM NEW
216648402
288
749
SH
DFND
4
749
0
0
CORENERGY INFRASTRUCTURE TR
NOTE 5.875% 8/1
21870UAC0
556
600000
PRN
DFND
2
600000
0
0
CORTEVA INC
COM
22052L104
14545
312000
SH
DFND
2, 4, 5
301729
0
10271
COSTCO WHSL CORP NEW
COM
22160K105
1668
4734
SH
DFND
2, 4, 5
4043
0
691
CROWN CASTLE INTL CORP NEW
COM
22822V101
4443
25809
SH
DFND
2
25809
0
0
CSG SYS INTL INC
NOTE 4.250% 3/1
126349AF6
21235
20000000
PRN
DFND
2
20000000
0
0
CUE BIOPHARMA INC
COM
22978P106
275
22500
SH
DFND
5
0
0
22500
CURTISS WRIGHT CORP
COM
231561101
8987
75775
SH
DFND
2, 4
75775
0
0
CVS HEALTH CORP
COM
126650100
106093
1410254
SH
DFND
2, 4, 5
1408825
0
1429
CYRUSONE INC
COM
23283R100
1504
22205
SH
DFND
2
22205
0
0
DANAHER CORPORATION
COM
235851102
253
1123
SH
DFND
5
0
0
1123
DEERE & CO
COM
244199105
5273
14093
SH
DFND
2, 4, 5
12793
0
1300
DELL TECHNOLOGIES INC
CL C
24703L202
1622
18398
SH
DFND
2, 4
18398
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
7605
103481
SH
DFND
2, 4, 5
102981
0
500
DISNEY WALT CO
COM
254687106
98375
533139
SH
DFND
2, 4, 5
507424
0
25715
DIVERSIFIED HEALTHCARE TR
COM SH BEN INT
25525P107
129
27090
SH
DFND
4
27090
0
0
DOLLAR GEN CORP NEW
COM
256677105
70221
346563
SH
DFND
2, 4, 5
346348
0
215
DOW INC
COM
260557103
226
3533
SH
DFND
5
0
0
3533
DTE ENERGY CO
COM
233331107
68522
514662
SH
DFND
2, 4, 5
512155
0
2507
DUKE ENERGY CORP NEW
COM NEW
26441C204
346
3589
SH
DFND
5
0
0
3589
DUPONT DE NEMOURS INC
COM
26614N102
270
3500
SH
DFND
5
0
0
3500
EAGLE MATLS INC
COM
26969P108
12514
93106
SH
DFND
2, 4, 5
91109
0
1997
EASTERLY GOVT PPTYS INC
COM
27616P103
25725
1240990
SH
DFND
2, 4
1240990
0
0
EATON CORP PLC
SHS
G29183103
90435
654001
SH
DFND
2, 4, 5
650655
205
3141
EMERGENT BIOSOLUTIONS INC
COM
29089Q105
1539
16568
SH
DFND
4, 5
15392
0
1176
EMERSON ELEC CO
COM
291011104
1700
18836
SH
DFND
2, 4, 5
15836
0
3000
ENBRIDGE INC
COM
29250N105
698
19163
SH
DFND
2, 4
19163
0
0
ENCORE CAP EUROPE FIN LTD
NOTE 4.500% 9/0
29260UAA5
5641
5000000
PRN
DFND
2
5000000
0
0
ENCORE WIRE CORP
COM
292562105
33252
495338
SH
DFND
2, 4
488040
7298
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
16129
2100163
SH
DFND
2
2100163
0
0
ENERPLUS CORP
COM
292766102
684
136463
SH
DFND
4
136463
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
5198
236066
SH
DFND
2, 5
223850
0
12216
ENVISTA HOLDINGS CORPORATION
COM
29415F104
9245
226597
SH
DFND
2, 4, 5
214976
11582
39
EOG RES INC
COM
26875P101
61059
841848
SH
DFND
2, 4, 5
840809
0
1039
ETF SER SOLUTIONS
US GLB JETS
26922A842
608
22600
SH
DFND
5
0
0
22600
EVERCORE INC
CLASS A
29977A105
10694
81181
SH
DFND
2, 4, 5
75306
3970
1905
EVEREST RE GROUP LTD
COM
G3223R108
14434
58245
SH
DFND
2, 4
55177
3068
0
EXACT SCIENCES CORP
NOTE 0.375% 3/1
30063PAB1
26983
19735000
PRN
DFND
2
19735000
0
0
EXACT SCIENCES CORP
NOTE 0.375% 3/0
30063PAC9
1546
1200000
PRN
DFND
2
1200000
0
0
EXPEDITORS INTL WASH INC
COM
302130109
3464
32170
SH
DFND
4
32170
0
0
EXPONENT INC
COM
30214U102
212
2171
SH
DFND
4, 5
2113
0
58
EXTREME NETWORKS INC
COM
30226D106
96
11000
SH
DFND
5
0
0
11000
EXXON MOBIL CORP
COM
30231G102
42938
769096
SH
DFND
2, 4, 5
762423
0
6673
FACEBOOK INC
CL A
30303M102
6839
23221
SH
DFND
2, 4, 5
9903
0
13318
FACTSET RESH SYS INC
COM
303075105
1378
4466
SH
DFND
4
4466
0
0
FEDERAL RLTY INVT TR
SH BEN INT NEW
313747206
254
2500
SH
DFND
5
0
0
2500
FEDERAL SIGNAL CORP
COM
313855108
49417
1290261
SH
DFND
2, 4
1290261
0
0
FIREEYE INC
NOTE 1.625% 6/0
31816QAD3
31510
31575000
PRN
DFND
2
31575000
0
0
FIREEYE INC
NOTE 0.875% 6/0
31816QAF8
26909
23810000
PRN
DFND
2
23810000
0
0
FIRST HAWAIIAN INC
COM
32051X108
14326
523425
SH
DFND
2, 4, 5
523037
0
388
FIRST REP BK SAN FRANCISCO C
COM
33616C100
344
2065
SH
DFND
4
2065
0
0
FIRST SOLAR INC
COM
336433107
1848
21167
SH
DFND
2, 5
21139
0
28
FISERV INC
COM
337738108
73738
619439
SH
DFND
2, 4, 5
618996
0
443
FORTIVE CORP
COM
34959J108
68797
973910
SH
DFND
2, 4, 5
972500
0
1410
FREEPORT-MCMORAN INC
CL B
35671D857
99764
3029589
SH
DFND
2, 4, 5
3026299
0
3290
GALLAGHER ARTHUR J & CO
COM
363576109
3738
29956
SH
DFND
2, 5
29413
0
543
GARMIN LTD
SHS
H2906T109
276
2096
SH
DFND
4
2096
0
0
GENERAL DYNAMICS CORP
COM
369550108
36305
199968
SH
DFND
2, 4, 5
193927
0
6041
GENERAL MLS INC
COM
370334104
217
3532
SH
DFND
2, 5
77
0
3455
GENERAL MTRS CO
COM
37045V100
130551
2272027
SH
DFND
2, 4, 5
2251549
535
19943
GILEAD SCIENCES INC
COM
375558103
19542
302387
SH
DFND
2, 4, 5
295723
0
6664
GLOBAL PMTS INC
COM
37940X102
1614
8003
SH
DFND
4
8003
0
0
GOLAR LNG LTD
NOTE 2.750% 2/1
38046YAB7
2594
2650000
PRN
DFND
2
2650000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
81339
248744
SH
DFND
2, 4, 5
248544
0
200
GOSSAMER BIO INC
NOTE 5.000% 6/0
38341PAA0
5105
5500000
PRN
DFND
2
5500000
0
0
GREAT WESTERN BANCORP INC
COM
391416104
49354
1629399
SH
DFND
2, 4
1629399
0
0
GREEN PLAINS INC
NOTE 2.250% 3/1
393222AK0
5607
5000000
PRN
DFND
2
5000000
0
0
GRIFFON CORP
COM
398433102
27167
999909
SH
DFND
2, 4
999909
0
0
HEALTHCARE SVCS GROUP INC
COM
421906108
66554
2374388
SH
DFND
2, 4
2347832
26556
0
HERC HLDGS INC
COM
42704L104
560
5530
SH
DFND
5
0
0
5530
HERCULES CAPITAL INC
DBCV 4.375% 2/0
427096AF9
5121
5000000
PRN
DFND
2
5000000
0
0
HILL ROM HLDGS INC
COM
431475102
10979
99376
SH
DFND
2, 4
93965
5411
0
HILLTOP HOLDINGS INC
COM
432748101
30911
905696
SH
DFND
2, 4
905696
0
0
HOME DEPOT INC
COM
437076102
138667
454272
SH
DFND
2, 4, 5
449261
0
5011
HONEYWELL INTL INC
COM
438516106
126395
582276
SH
DFND
2, 4, 5
577813
0
4463
HORMEL FOODS CORP
COM
440452100
283
5915
SH
DFND
4, 5
4847
0
1068
HOSTESS BRANDS INC
CL A
44109J106
48310
3368933
SH
DFND
2, 4
3368933
0
0
HUBBELL INC
COM
443510607
17650
94443
SH
DFND
2, 4
89233
5210
0
HUDSON PAC PPTYS INC
COM
444097109
14289
526674
SH
DFND
2
506885
19789
0
HUNTINGTON INGALLS INDS INC
COM
446413106
15119
73445
SH
DFND
2, 4
70487
2958
0
HUNTSMAN CORP
COM
447011107
14827
514322
SH
DFND
2, 4, 5
482159
31663
500
IAA INC
COM
449253103
2178
39513
SH
DFND
2, 4
37993
0
1520
IDACORP INC
COM
451107106
15448
154527
SH
DFND
2
154527
0
0
ILLUMINA INC
COM
452327109
4638
12074
SH
DFND
4, 5
5230
0
6844
INNOSPEC INC
COM
45768S105
25505
248366
SH
DFND
2, 4
248366
0
0
INSMED INC
NOTE 1.750% 1/1
457669AA7
1810
1615000
PRN
DFND
2
1615000
0
0
INTEGRA LIFESCIENCES HLDGS C
COM NEW
457985208
9103
131754
SH
DFND
2, 4
123333
6974
1447
INTEL CORP
COM
458140100
394
6152
SH
DFND
5
0
0
6152
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
3906
34974
SH
DFND
2, 5
34919
0
55
INTERDIGITAL INC
NOTE 2.000% 6/0
45867GAB7
32085
30000000
PRN
DFND
2
30000000
0
0
INTERNATIONAL BANCSHARES COR
COM
459044103
24283
523114
SH
DFND
2, 4
523114
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
365
2737
SH
DFND
4
2737
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
986
1335
SH
DFND
4
18
0
1317
INVESCO EXCH TRADED FD TR II
SR LN ETF
46138G508
571
25786
SH
DFND
2
25786
0
0
IQIYI INC
NOTE 2.000% 4/0
46267XAD0
7530
8000000
PRN
DFND
2
8000000
0
0
IQIYI INC
NOTE 4.000%12/1
46267XAE8
23069
22000000
PRN
DFND
2
22000000
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
36289
563840
SH
DFND
4, 5
555218
0
8622
ISHARES TR
CORE S&P500 ETF
464287200
13552
34067
SH
DFND
4, 5
31694
0
2373
ISHARES TR
CORE US AGGBD ET
464287226
4336
38098
SH
DFND
4, 5
34650
0
3448
ISHARES TR
IBOXX INV CP ETF
464287242
4414
33941
SH
DFND
2, 4, 5
28385
0
5556
ISHARES TR
S&P 500 GRWT ETF
464287309
287
4408
SH
DFND
4
4408
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
431
5000
SH
DFND
4
5000
0
0
ISHARES TR
MSCI EAFE ETF
464287465
1105
14564
SH
DFND
4
14564
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
6811
26169
SH
DFND
4, 5
21859
0
4310
ISHARES TR
RUS 1000 VAL ETF
464287598
7267
47950
SH
DFND
4, 5
38462
0
9488
ISHARES TR
RUS 1000 GRW ETF
464287614
1889
7772
SH
DFND
4
7772
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
1335
6042
SH
DFND
4
6042
0
0
ISHARES TR
CORE S&P US GWT
464287671
12685
139725
SH
DFND
4
139725
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
1676
15438
SH
DFND
4, 5
13461
0
1977
ISHARES TR
IBOXX HI YD ETF
464288513
967
11092
SH
DFND
4, 5
8864
0
2228
ISHARES TR
MBS ETF
464288588
271
2501
SH
DFND
4, 5
2100
0
401
ISHARES TR
ISHS 1-5YR INVS
464288646
616
11272
SH
DFND
4
11272
0
0
ISHARES TR
PFD AND INCM SEC
464288687
525
13663
SH
DFND
4, 5
10797
0
2866
ISHARES TR
0-5YR HI YL CP
46434V407
383
8362
SH
DFND
4, 5
8291
0
71
J & J SNACK FOODS CORP
COM
466032109
71309
454109
SH
DFND
2, 4
446377
7195
537
JACK IN THE BOX INC
COM
466367109
65648
597994
SH
DFND
2, 4, 5
589524
7600
870
JAMES RIV GROUP LTD
COM
G5005R107
50015
1096337
SH
DFND
2, 4
1096337
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.500% 8/1
472145AD3
10888
10000000
PRN
DFND
2
10000000
0
0
JOHNSON & JOHNSON
COM
478160104
93946
571619
SH
DFND
2, 4, 5
567384
0
4235
JOHNSON CTLS INTL PLC
SHS
G51502105
1364
22853
SH
DFND
2, 4, 5
22097
0
756
JPMORGAN CHASE & CO
COM
46625H100
125011
821201
SH
DFND
2, 4, 5
813323
0
7878
KAMAN CORP
COM
483548103
42687
832265
SH
DFND
2, 4
832265
0
0
KAR AUCTION SVCS INC
COM
48238T109
14513
967527
SH
DFND
2, 4
932095
33912
1520
KB HOME
COM
48666K109
257
5514
SH
DFND
5
0
0
5514
KIRBY CORP
COM
497266106
936
15526
SH
DFND
4
15526
0
0
KKR REAL ESTATE FIN TR INC
NOTE 6.125% 5/1
48251KAB6
526
500000
PRN
DFND
2
500000
0
0
KNIGHT-SWIFT TRANSN HLDGS IN
CL A
499049104
11293
234821
SH
DFND
2, 4
221896
12925
0
KNOLL INC
COM NEW
498904200
44051
2668121
SH
DFND
2, 4, 5
2661748
0
6373
L3HARRIS TECHNOLOGIES INC
COM
502431109
70599
348329
SH
DFND
2, 4, 5
348055
0
274
LAMB WESTON HLDGS INC
COM
513272104
10722
138387
SH
DFND
2
133515
4872
0
LAUDER ESTEE COS INC
CL A
518439104
23774
81741
SH
DFND
2, 4, 5
78485
0
3256
LENNAR CORP
CL A
526057104
39702
392192
SH
DFND
2, 4, 5
389035
0
3157
LIBERTY BROADBAND CORP
COM SER C
530307305
35968
239544
SH
DFND
2, 4, 5
239312
0
232
LIFE STORAGE INC
COM
53223X107
14293
166297
SH
DFND
2, 4
158002
8295
0
LIGAND PHARMACEUTICALS INC
NOTE 0.750% 5/1
53220KAF5
24392
23500000
PRN
DFND
2
23500000
0
0
LILLY ELI & CO
COM
532457108
724
3876
SH
DFND
4, 5
3848
0
28
LINDE PLC
SHS
G5494J103
226
808
SH
DFND
4
808
0
0
LUMENTUM HLDGS INC
NOTE 0.500%12/1
55024UAD1
20356
17500000
PRN
DFND
2
17500000
0
0
MADISON SQUARE GRDN ENTERTNM
CL A
55826T102
15445
188813
SH
DFND
2, 4
178974
9839
0
MARTIN MARIETTA MATLS INC
COM
573284106
16968
50527
SH
DFND
2, 4, 5
49111
0
1416
MASONITE INTL CORP
COM
575385109
57115
495616
SH
DFND
2, 4
492108
3508
0
MASTERCARD INCORPORATED
CL A
57636Q104
242
681
SH
DFND
4, 5
632
0
49
MATSON INC
COM
57686G105
239
3580
SH
DFND
5
0
0
3580
MCCORMICK & CO INC
COM NON VTG
579780206
4962
55649
SH
DFND
2, 5
55636
0
13
MCDONALDS CORP
COM
580135101
8725
38924
SH
DFND
2, 4, 5
36812
0
2112
MEDTRONIC PLC
SHS
G5960L103
108188
915838
SH
DFND
2, 4, 5
913512
0
2326
MERCK & CO. INC
COM
58933Y105
1908
24751
SH
DFND
2, 4, 5
21073
0
3678
MERCURY GENL CORP NEW
COM
589400100
1833
30148
SH
DFND
2, 4
30148
0
0
MERIT MED SYS INC
COM
589889104
59836
999262
SH
DFND
2, 4
987433
11829
0
METHANEX CORP
COM
59151K108
883
24000
SH
DFND
4
24000
0
0
MGIC INVT CORP WIS
COM
552848103
11293
815376
SH
DFND
2, 4
768000
47376
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
114856
739957
SH
DFND
2, 4, 5
739171
0
786
MICRON TECHNOLOGY INC
COM
595112103
116025
1315323
SH
DFND
2, 4, 5
1314065
0
1258
MICROSOFT CORP
COM
594918104
145340
616447
SH
DFND
2, 4, 5
608791
0
7656
MIDDLEBY CORP
COM
596278101
77072
464987
SH
DFND
2, 4, 5
455892
8850
245
MOELIS & CO
CL A
60786M105
63850
1163449
SH
DFND
2, 4, 5
1148088
15328
33
MONGODB INC
NOTE 0.250% 1/1
60937PAD8
792
550000
PRN
DFND
2
550000
0
0
MONOLITHIC PWR SYS INC
COM
609839105
5614
15895
SH
DFND
2, 5
15895
0
0
MONRO INC
COM
610236101
48109
731138
SH
DFND
2, 4
731138
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
4616
50671
SH
DFND
4, 5
50652
0
19
MOOG INC
CL A
615394202
49421
594358
SH
DFND
2, 4
594358
0
0
MORGAN STANLEY
COM NEW
617446448
1398
18001
SH
DFND
2, 4
18001
0
0
MOSAIC CO NEW
COM
61945C103
254
8040
SH
DFND
5
0
0
8040
MOTOROLA SOLUTIONS INC
COM NEW
620076307
24032
127793
SH
DFND
2, 4, 5
125060
0
2733
MSC INDL DIRECT INC
CL A
553530106
16618
184258
SH
DFND
2, 4
174916
9342
0
MSCI INC
COM
55354G100
1535
3660
SH
DFND
4, 5
1161
0
2499
NATIONAL RETAIL PROPERTIES I
COM
637417106
10987
249308
SH
DFND
2, 4, 5
237844
11428
36
NATIONAL STORAGE AFFILIATES
COM SHS BEN IN
637870106
46188
1156726
SH
DFND
2, 4
1156726
0
0
NEW JERSEY RES CORP
COM
646025106
389
9745
SH
DFND
4
9745
0
0
NEXTERA ENERGY INC
COM
65339F101
61168
808992
SH
DFND
2, 4, 5
808162
0
830
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
1655
22714
SH
DFND
2, 5
22685
0
29
NIKE INC
CL B
654106103
62304
468838
SH
DFND
2, 4, 5
468507
0
331
NMI HLDGS INC
CL A
629209305
3313
140142
SH
DFND
2, 4
140142
0
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
36427
1326556
SH
DFND
2, 4, 5
1276296
31318
18942
NORFOLK SOUTHN CORP
COM
655844108
19512
72665
SH
DFND
2, 4, 5
72526
0
139
NORTHROP GRUMMAN CORP
COM
666807102
300
926
SH
DFND
4, 5
726
0
200
NORTHWESTERN CORP
COM NEW
668074305
48455
743171
SH
DFND
2, 4
743171
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
3204
37480
SH
DFND
4
37480
0
0
NOVO-NORDISK A S
ADR
670100205
777
11523
SH
DFND
4
4120
0
7403
NUVASIVE INC
NOTE 0.375% 3/1
670704AJ4
4911
4800000
PRN
DFND
2
4800000
0
0
NVIDIA CORPORATION
COM
67066G104
10564
19785
SH
DFND
2, 4, 5
10275
0
9510
OASIS PETROLEUM INC
COM NEW
674215207
572
9626
SH
DFND
2, 5
9611
0
15
ONEOK INC NEW
COM
682680103
4015
79263
SH
DFND
2
79263
0
0
OPEN LENDING CORP
COM CL A
68373J104
638
18000
SH
DFND
4
18000
0
0
ORACLE CORP
COM
68389X105
4449
63411
SH
DFND
4, 5
62727
0
684
OREILLY AUTOMOTIVE INC
COM
67103H107
4753
9371
SH
DFND
2
9371
0
0
OSI SYSTEMS INC
NOTE 1.250% 9/0
671044AD7
29965
27655000
PRN
DFND
2
27655000
0
0
OWENS & MINOR INC NEW
COM
690732102
204
5440
SH
DFND
5
0
0
5440
OXFORD INDS INC
COM
691497309
50482
577463
SH
DFND
2, 4
577463
0
0
PAPA JOHNS INTL INC
COM
698813102
25552
288268
SH
DFND
2, 4
288268
0
0
PATTERSON COS INC
COM
703395103
25142
786922
SH
DFND
2, 4
786922
0
0
PAYPAL HLDGS INC
COM
70450Y103
1693
6970
SH
DFND
2, 5
6950
0
20
PDC ENERGY INC
COM
69327R101
50722
1474475
SH
DFND
2, 4
1474475
0
0
PDC ENERGY INC
NOTE 1.125% 9/1
69327RAD3
2996
3000000
PRN
DFND
2
3000000
0
0
PEBBLEBROOK HOTEL TR
NOTE 1.750%12/1
70509VAA8
10406
8800000
PRN
DFND
2
8800000
0
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
800
7114
SH
DFND
4, 5
7069
0
45
PENN NATL GAMING INC
NOTE 2.750% 5/1
707569AU3
339
75000
PRN
DFND
2
75000
0
0
PEPSICO INC
COM
713448108
91451
646527
SH
DFND
2, 4, 5
644653
0
1874
PERKINELMER INC
COM
714046109
3484
27155
SH
DFND
2
27155
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
244
6754
SH
DFND
5
0
0
6754
PFIZER INC
COM
717081103
1863
51427
SH
DFND
2, 4, 5
44522
0
6905
PHILIP MORRIS INTL INC
COM
718172109
1133
12765
SH
DFND
2, 5
12288
0
477
PHILLIPS 66
COM
718546104
815
9984
SH
DFND
4, 5
6444
0
3540
PHYSICIANS RLTY TR
COM
71943U104
7187
406734
SH
DFND
2, 4
381271
20753
4710
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
1632
16011
SH
DFND
4
16011
0
0
PIONEER NAT RES CO
COM
723787107
5534
34842
SH
DFND
2, 4
34365
0
477
PIPER SANDLER COMPANIES
COM
724078100
49340
449976
SH
DFND
2, 4, 5
447721
0
2255
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
111
12161
SH
DFND
2
12161
0
0
PLURALSIGHT INC
NOTE 0.375% 3/0
72941BAB2
30017
30500000
PRN
DFND
2
30500000
0
0
PLYMOUTH INDL REIT INC
COM
729640102
21624
1283318
SH
DFND
2
1283318
0
0
POSCO
SPONSORED ADR
693483109
266
3679
SH
DFND
5
0
0
3679
POTLATCHDELTIC CORPORATION
COM
737630103
49178
929285
SH
DFND
2, 4
929285
0
0
PQ GROUP HLDGS INC
COM
73943T103
9977
597431
SH
DFND
2, 4
566947
30484
0
PROCTER AND GAMBLE CO
COM
742718109
638
4711
SH
DFND
4, 5
3482
0
1229
PROLOGIS INC.
COM
74340W103
62920
593585
SH
DFND
2, 4, 5
593062
0
523
PROS HOLDINGS INC
NOTE 1.000% 5/1
74346YAH6
11495
11500000
PRN
DFND
2
11500000
0
0
PROSPERITY BANCSHARES INC
COM
743606105
929
12403
SH
DFND
4, 5
4000
0
8403
PROVIDENT FINL SVCS INC
COM
74386T105
27607
1239093
SH
DFND
2, 4
1239093
0
0
PUBLIC STORAGE
COM
74460D109
129568
525076
SH
DFND
2, 4, 5
520720
0
4356
PULTE GROUP INC
COM
745867101
16668
317867
SH
DFND
2, 4, 5
317345
0
522
QUALCOMM INC
COM
747525103
2614
19712
SH
DFND
4
19712
0
0
QUANEX BUILDING PRODUCTS COR
COM
747619104
248
9440
SH
DFND
5
0
0
9440
RADIUS GLOBAL INFRASTRCTRE I
COM CL A
750481103
15781
1073541
SH
DFND
2
1073541
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
235
3035
SH
DFND
5
0
0
3035
REGENCY CTRS CORP
COM
758849103
20190
356037
SH
DFND
2, 4, 5
355435
0
602
REGENERON PHARMACEUTICALS
COM
75886F107
13098
27685
SH
DFND
2, 4, 5
26762
0
923
RENASANT CORP
COM
75970E107
47976
1159410
SH
DFND
2, 4, 5
1158910
0
500
REPAY HLDGS CORP
COM CL A
76029L100
47423
2019727
SH
DFND
2, 4, 5
2013288
0
6439
REPUBLIC SVCS INC
COM
760759100
16198
163043
SH
DFND
2, 5
162730
0
313
RESIDEO TECHNOLOGIES INC
COM
76118Y104
254
9000
SH
DFND
5
0
0
9000
RESMED INC
COM
761152107
247
1272
SH
DFND
5
0
0
1272
REVANCE THERAPEUTICS INC
NOTE 1.750% 2/1
761330AB5
3968
3500000
PRN
DFND
2
3500000
0
0
ROYAL CARIBBEAN GROUP
COM
V7780T103
1362
15911
SH
DFND
2, 4
15911
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
529
13499
SH
DFND
4, 5
13299
0
200
RPM INTL INC
COM
749685103
7169
78045
SH
DFND
2, 4
72895
5150
0
SABRE CORP
COM
78573M104
20207
1364379
SH
DFND
2, 4, 5
1287969
74358
2052
SALESFORCE COM INC
COM
79466L302
2790
13164
SH
DFND
4, 5
562
0
12602
SANDY SPRING BANCORP INC
COM
800363103
51901
1195038
SH
DFND
2, 4
1195038
0
0
SANTANDER CONSUMER USA HLDGS
COM
80283M101
249
9200
SH
DFND
5
0
0
9200
SCHLUMBERGER LTD
COM
806857108
2169
79761
SH
DFND
2, 4, 5
41559
0
38202
SCHWAB CHARLES CORP
COM
808513105
138182
2120009
SH
DFND
2, 4, 5
2118441
0
1568
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
205
4000
SH
DFND
4
4000
0
0
SCIENCE APPLICATIONS INTL CO
COM
808625107
6446
77113
SH
DFND
2
73266
3847
0
SEI INVTS CO
COM
784117103
1696
27837
SH
DFND
4
8585
0
19252
SELECT MED HLDGS CORP
COM
81619Q105
248
7270
SH
DFND
5
0
0
7270
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
341
2563
SH
DFND
4, 5
1642
0
921
SERVISFIRST BANCSHARES INC
COM
81768T108
686
11190
SH
DFND
5
0
0
11190
SHAKE SHACK INC
CL A
819047101
850
7535
SH
DFND
4, 5
5621
0
1914
SHERWIN WILLIAMS CO
COM
824348106
1954
7944
SH
DFND
2, 5
7944
0
0
SIMMONS 1ST NATL CORP
CL A $1 PAR
828730200
60581
2041841
SH
DFND
2, 4
2027835
14006
0
SIMON PPTY GROUP INC NEW
COM
828806109
19130
168151
SH
DFND
2, 4, 5
167892
0
259
SKECHERS U S A INC
CL A
830566105
1217
29165
SH
DFND
4, 5
26333
0
2832
SMUCKER J M CO
COM NEW
832696405
3855
30466
SH
DFND
2
30466
0
0
SONIC AUTOMOTIVE INC
CL A
83545G102
65201
1315332
SH
DFND
2, 4
1300062
15270
0
SOUTH JERSEY INDS INC
COM
838518108
47153
2088236
SH
DFND
2, 4
2088236
0
0
SOUTH JERSEY INDS INC
UNIT 04/01/2024
838518306
9938
200000
SH
DFND
2
200000
0
0
SOUTH PLAINS FINANCIAL INC
COM
83946P107
488
21470
SH
DFND
4
21470
0
0
SOUTH ST CORP
COM
840441109
17994
229200
SH
DFND
2, 4
214502
13255
1443
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
26587
15425000
PRN
DFND
2
15425000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1893
4775
SH
DFND
4, 5
4505
0
270
SPDR SER TR
S&P SEMICNDCTR
78464A862
2093
11448
SH
DFND
4, 5
10545
0
903
SPDR SER TR
PORTFOLIO SH TSR
78468R101
252
8206
SH
DFND
4, 5
7292
0
914
SPDR SER TR
BLOOMBERG BRCLYS
78468R622
675
6202
SH
DFND
2
6202
0
0
SPLUNK INC
NOTE 0.500% 9/1
848637AC8
7459
6500000
PRN
DFND
2
6500000
0
0
SPLUNK INC
NOTE 1.125% 9/1
848637AD6
547
462000
PRN
DFND
2
462000
0
0
SSR MNG INC
NOTE 2.500% 4/0
784730AB9
1342
1155000
PRN
DFND
2
1155000
0
0
STAG INDL INC
COM
85254J102
14576
433660
SH
DFND
2, 4
409373
21012
3275
STARBUCKS CORP
COM
855244109
37732
345308
SH
DFND
2, 4, 5
332139
0
13169
STEPAN CO
COM
858586100
49375
388444
SH
DFND
2, 4
388444
0
0
STERIS PLC
SHS USD
G8473T100
3551
18640
SH
DFND
2
18640
0
0
STEWART INFORMATION SVCS COR
COM
860372101
249
4780
SH
DFND
5
0
0
4780
SUMMIT HOTEL PPTYS INC
COM
866082100
27249
2681964
SH
DFND
2, 4
2681964
0
0
SUNPOWER CORP
DBCV 4.000% 1/1
867652AL3
19112
12059000
PRN
DFND
2
12059000
0
0
SUPERNUS PHARMACEUTICALS INC
NOTE 0.625% 4/0
868459AD0
7073
7300000
PRN
DFND
2
7300000
0
0
SYNOPSYS INC
COM
871607107
3849
15533
SH
DFND
2, 5
15533
0
0
SYSCO CORP
COM
871829107
13801
175267
SH
DFND
2, 4, 5
168545
0
6722
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
14255
120515
SH
DFND
2, 4, 5
116409
0
4106
TARGA RES CORP
COM
87612G101
243
7651
SH
DFND
2, 4
7651
0
0
TEMPUR SEALY INTL INC
COM
88023U101
241
6580
SH
DFND
5
0
0
6580
TENCENT MUSIC ENTMT GROUP
SPON ADS
88034P109
259
12650
SH
DFND
5
0
0
12650
TERNIUM SA
SPONSORED ADS
880890108
282
7250
SH
DFND
5
0
0
7250
TERRENO RLTY CORP
COM
88146M101
204
3525
SH
DFND
4
3525
0
0
TESLA INC
COM
88160R101
536
802
SH
DFND
2, 5
802
0
0
TEXAS INSTRS INC
COM
882508104
31621
167315
SH
DFND
2, 4, 5
162250
0
5065
TFF PHARMACEUTICALS INC
COM
87241J104
185
13600
SH
DFND
5
0
0
13600
THERAVANCE INC
NOTE 2.125% 1/1
88338TAB0
2022
2000000
PRN
DFND
2
2000000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
363
796
SH
DFND
5
0
0
796
THOR INDS INC
COM
885160101
8016
59490
SH
DFND
2, 4
59490
0
0
TIMKENSTEEL CORPORATION
NOTE 6.000% 6/0
887399AA1
2669
2500000
PRN
DFND
2
2500000
0
0
TJX COS INC NEW
COM
872540109
2349
35510
SH
DFND
2, 4, 5
33461
0
2049
T-MOBILE US INC
COM
872590104
65457
522447
SH
DFND
2, 4, 5
521801
0
646
TOLL BROTHERS INC
COM
889478103
34214
603110
SH
DFND
2, 4, 5
602061
0
1049
TRACTOR SUPPLY CO
COM
892356106
4546
25670
SH
DFND
2, 5
24858
0
812
TRANE TECHNOLOGIES PLC
SHS
G8994E103
220
1331
SH
DFND
4
1331
0
0
TRUIST FINL CORP
COM
89832Q109
3227
55341
SH
DFND
2, 4, 5
55031
0
310
TRUSTMARK CORP
COM
898402102
26251
779886
SH
DFND
2, 4
779886
0
0
TWITTER INC
NOTE 1.000% 9/1
90184LAD4
3120
3000000
PRN
DFND
2
3000000
0
0
TYLER TECHNOLOGIES INC
COM
902252105
3592
8460
SH
DFND
2, 5
8460
0
0
UFP INDUSTRIES INC
COM
90278Q108
51107
673884
SH
DFND
2, 4, 5
670334
0
3550
ULTRA CLEAN HLDGS INC
COM
90385V107
232
4000
SH
DFND
5
0
0
4000
UNDER ARMOUR INC
CL A
904311107
2219
100151
SH
DFND
4
100151
0
0
UNION PAC CORP
COM
907818108
96788
439126
SH
DFND
2, 4, 5
435973
0
3153
UNITEDHEALTH GROUP INC
COM
91324P102
82094
220642
SH
DFND
2, 4, 5
220395
0
247
URBAN ONE INC
CL D NON VTG
91705J204
23
13075
SH
DFND
5
0
0
13075
VANECK VECTORS ETF TR
RARE EARTH STRAT
92189H805
206
2745
SH
DFND
5
0
0
2745
VANGUARD ADMIRAL FDS INC
MIDCP 400 VAL
921932844
565
3616
SH
DFND
4
3616
0
0
VANGUARD ADMIRAL FDS INC
MIDCP 400 GRTH
921932869
727
3741
SH
DFND
4
3741
0
0
VANGUARD BD INDEX FDS
LONG TERM BOND
921937793
26198
266943
SH
DFND
4
266943
0
0
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
641
7223
SH
DFND
4, 5
5938
0
1285
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
1701
20690
SH
DFND
4, 5
17130
0
3560
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
836
14643
SH
DFND
4
14643
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
514
1410
SH
DFND
4
1410
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
85442
332406
SH
DFND
4
54604
0
277802
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
26235
504028
SH
DFND
2, 4, 5
488644
675
14709
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
524
9596
SH
DFND
5
0
0
9596
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
203
3302
SH
DFND
4
3302
0
0
VANGUARD STAR FDS
VG TL INTL STK F
921909768
918
14638
SH
DFND
4
14638
0
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
102805
2093383
SH
DFND
4, 5
2066008
0
27375
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
239
2365
SH
DFND
4
2365
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
1029
2871
SH
DFND
4, 5
1000
0
1871
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
237
1690
SH
DFND
5
0
0
1690
VERITEX HLDGS INC
COM
923451108
40631
1241775
SH
DFND
2
1241775
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1426
24517
SH
DFND
2, 4, 5
24245
0
272
VIACOMCBS INC
CL B
92556H206
522
11572
SH
DFND
5
0
0
11572
VIAVI SOLUTIONS INC
COM
925550105
62289
3967437
SH
DFND
2, 4
3916337
45593
5507
VISA INC
COM CL A
92826C839
86947
410651
SH
DFND
2, 4, 5
410312
0
339
VISHAY INTERTECHNOLOGY INC
NOTE 2.250% 6/1
928298AP3
6578
6000000
PRN
DFND
2
6000000
0
0
VOYA FINANCIAL INC
COM
929089100
19972
313833
SH
DFND
2, 4
298147
15686
0
WABTEC
COM
929740108
35493
448366
SH
DFND
2, 4, 5
447920
0
446
WALGREENS BOOTS ALLIANCE INC
COM
931427108
269
4900
SH
DFND
4, 5
4500
0
400
WALMART INC
COM
931142103
98682
726508
SH
DFND
2, 4, 5
725944
0
564
WEC ENERGY GROUP INC
COM
92939U106
9404
100474
SH
DFND
2, 4, 5
100309
0
165
WEIBO CORP
NOTE 1.250%11/1
948596AC5
26324
26800000
PRN
DFND
2
26800000
0
0
WELLS FARGO CO NEW
COM
949746101
1652
42295
SH
DFND
2, 5
23566
0
18729
WESTERN ALLIANCE BANCORP
COM
957638109
72844
771325
SH
DFND
2, 4, 5
769152
0
2173
WESTERN DIGITAL CORP.
COM
958102105
267
4000
SH
DFND
5
0
0
4000
WHITING PETE CORP NEW
COM NEW
966387508
548
15447
SH
DFND
2, 5
15421
0
26
WINNEBAGO INDS INC
COM
974637100
257
3354
SH
DFND
5
0
0
3354
WINTRUST FINL CORP
COM
97650W108
7039
92867
SH
DFND
2
92867
0
0
WISDOMTREE TR
US LARGECAP FUND
97717W588
222
5113
SH
DFND
4
5113
0
0
WORKDAY INC
CL A
98138H101
2938
11827
SH
DFND
4, 5
0
0
11827
WORKDAY INC
NOTE 0.250%10/0
98138HAF8
1114
645000
PRN
DFND
2
645000
0
0
WORKIVA INC
NOTE 1.125% 8/1
98139AAB1
15869
12000000
PRN
DFND
2
12000000
0
0
WW INTL INC
COM
98262P101
73799
2359292
SH
DFND
2, 4, 5
2318509
26698
14085
YUM BRANDS INC
COM
988498101
1220
11281
SH
DFND
4
11281
0
0
YUM CHINA HLDGS INC
COM
98850P109
1702
28737
SH
DFND
4
28737
0
0
YY INC
NOTE 0.750% 6/1
98426TAD8
4220
3500000
PRN
DFND
2
3500000
0
0
YY INC
NOTE 1.375% 6/1
98426TAF3
25762
21600000
PRN
DFND
2
21600000
0
0
ZILLOW GROUP INC
NOTE 2.750% 5/1
98954MAH4
1065
515000
PRN
DFND
2
515000
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
33006
206182
SH
DFND
2, 4, 5
205874
0
308
ZIONS BANCORPORATION N A
COM
989701107
32810
596983
SH
DFND
2, 4, 5
580761
15398
824
ZOETIS INC
CL A
98978V103
24513
155664
SH
DFND
2, 4, 5
152485
0
3179