0001164727-11-000102.txt : 20110922 0001164727-11-000102.hdr.sgml : 20110922 20110922174707 ACCESSION NUMBER: 0001164727-11-000102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110921 FILED AS OF DATE: 20110922 DATE AS OF CHANGE: 20110922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANTA CRUZ CARLOS CENTRAL INDEX KEY: 0001173853 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31240 FILM NUMBER: 111103816 MAIL ADDRESS: STREET 1: 6363 SOUTH FIDDLERS GREEN CIRCLE CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWMONT MINING CORP /DE/ CENTRAL INDEX KEY: 0001164727 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 841611629 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6363 SOUTH FIDDLERS GREEN CIRCLE CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 303-863-7414 MAIL ADDRESS: STREET 1: 6363 SOUTH FIDDLERS GREEN CIRCLE CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: DELTA HOLDCO CORP DATE OF NAME CHANGE: 20020109 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-09-21 0001164727 NEWMONT MINING CORP /DE/ NEM 0001173853 SANTA CRUZ CARLOS 6363 SOUTH FIDDLERS GREEN CIRCLE GREENWOOD VILLAGE CO 80111 0 1 0 0 SVP, South American Operations Common Stock, $1.60 par value 2011-09-21 4 M 0 5000 49.725 A 49645 D Common Stock, $1.60 par value 2011-09-21 4 S 0 5000 69.0129 D 44645 D Stock Option (right to buy) 49.725 2011-09-21 4 M 0 5000 0 D 2013-12-02 Common Stock 5000 5000 D This transaction was executed in multiple trades at prices between $68.55 and $69.59. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. The option vested in three equal annual installments beginning December 2, 2004. Logan H. Hennessey, Assistant Secretary, as attorney in fact 2011-09-22