FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/28/2005 |
3. Issuer Name and Ticker or Trading Symbol
NEWMONT MINING CORP /DE/ [ NEM ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 10/15/2005 |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $1.60 par value | 4,881(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | (2) | 09/19/2006 | Common Stock | 1,312 | $76.19 | D | |
Stock Option (right to buy) | (3) | 09/19/2006 | Common Stock | 1,007 | $99.21 | D | |
Stock Option (right to buy) | (4) | 09/19/2006 | Common Stock | 368 | $76.19 | D | |
Stock Option (right to buy) | (5) | 09/19/2006 | Common Stock | 1,208 | $99.21 | D | |
Stock Option (right to buy) | (6) | 09/19/2006 | Common Stock | 1 | $76.19 | D | |
Stock Option (right to buy) | (7) | 09/19/2006 | Common Stock | 306 | $99.21 | D | |
Stock Option (right to buy) | (8) | 12/19/2007 | Common Stock | 1,197 | $48.81 | D | |
Stock Option (right to buy) | (9) | 10/27/2008 | Common Stock | 1,680 | $52.95 | D | |
Stock Option (right to buy) | (10) | 11/12/2011 | Common Stock | 1,875 | $23.67 | D | |
Stock Option (right to buy) | (11) | 05/14/2012 | Common Stock | 2,813 | $28.56 | D | |
Stock Option (right to buy) | (12) | 11/20/2012 | Common Stock | 4,000 | $23.99 | D | |
Stock Option (right to buy) | (13) | 05/06/2013 | Common Stock | 3,750 | $28.11 | D | |
Stock Option (right to buy) | (14) | 12/02/2013 | Common Stock | 3,750 | $49.725 | D | |
Stock Option (right to buy) | (15) | 04/27/2014 | Common Stock | 3,750 | $40.43 | D | |
Stock Option (right to buy) | (16) | 12/07/2014 | Common Stock | 3,750 | $45.74 | D | |
Stock Option (right to buy) | (17) | 04/27/2015 | Common Stock | 3,750 | $38.05 | D |
Explanation of Responses: |
1. As of September 30, 2005 the reporting person held 2,720 shares of Newmont Mining Corporation common stock in his 401-K Plan. |
2. This option vested in two equal annual installments beginning September 19, 1997. |
3. This option vested in two equal annual installments beginning September 19, 1997. |
4. This option vested in two equal annual installments beginning September 19, 1997. |
5. This option vested in two equal annual installments beginning September 19, 1997. |
6. This option vested in two equal annual installments beginning September 19, 1997. |
7. This option vested in two equal annual installments beginning September 19, 1997. |
8. This option vested in two equal annual installments beginning December 19, 1998. |
9. This option vested in two equal annual installments beginning October 27, 1999. |
10. The options became exercisable as to 937 shares on November 12, 2002, 938 shares on November 12, 2003, 937 on November 12, 2004 and the remaining 938 shares become exercisable on November 12, 2005. |
11. The options became exercisable as to 937 shares on May 14, 2003, 938 shares on May 14, 2004, 937 shares on May 14, 2005 and the remaining 938 shares become exercisable on May 14, 2006. |
12. The options became exercisable as to 1,000 shares beginning on November 20, 2003, 1,000 shares became exercisable on November 20, 2004 and the remaining 2,000 shares become exercisable in equal annual installments on November 20, 2005 and November 20, 2006. |
13. The options became exercisable as to 1,249 shares beginning on May 6, 2004, 1,249 shares became exercisable on May 6, 2005 and the remaining 1,252 shares become exercisable on May 6, 2006. |
14. The options became exercisable as to 1,249 shares on December 2, 2004, and the remaining 2,501 shares become exercisable in equal annual installments beginning December 2, 2005 and December 2, 2006. |
15. The options became exercisable as to 1,249 shares on April 27, 2005 and the remaining 2,501 shares become exercisable in equal annual installments beginning April 27, 2006 and April 27, 2007. |
16. The options become exercisable in equal annual installments beginning December 7, 2005, December 7, 2006 and December 7, 2007. |
17. The options become exercisable in equal annual installments beginning April 27, 2006, April 27, 2007 and April 27, 2008. |
Remarks: |
Ardis Young, Assistant Secretary, as Attorney-in-Fact | 10/28/2005 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |