FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/15/2005 |
3. Issuer Name and Ticker or Trading Symbol
NEWMONT MINING CORP /DE/ [ NEM ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $1.60 par value | 9,037(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | (2) | 11/18/2007 | Common Stock | 1,500 | $31.75 | D | |
Stock Option (right to buy) | (3) | 01/27/2008 | Common Stock | 3,000 | $28.84 | D | |
Stock Option (right to buy) | (4) | 05/19/2008 | Common Stock | 2,333 | $28.32 | D | |
Stock Option (righ to buy) | (5) | 11/17/2008 | Common Stock | 2,000 | $21.69 | D | |
Stock Option (right to buy) | (6) | 05/18/2009 | Common Stock | 3,000 | $19.57 | D | |
Stock Option (right to buy) | (7) | 11/17/2009 | Common Stock | 2,000 | $22.47 | D | |
Stock Option (right tobuy) | (8) | 05/16/2010 | Common Stock | 2,500 | $25.44 | D | |
Stock Option (right to buy) | (9) | 11/14/2010 | Common Stock | 2,500 | $13.22 | D | |
Stock Option (right to buy) | (10) | 05/15/2011 | Common Stock | 2,500 | $21.03 | D | |
Stock Option (right to buy) | (11) | 11/12/2011 | Common Stock | 2,500 | $23.67 | D | |
Stock Option (right to buy) | (12) | 05/14/2012 | Common Stock | 2,500 | $28.56 | D | |
Stock Option (right to buy) | (13) | 11/20/2012 | Common Stock | 3,750 | $23.99 | D | |
Stock Option (right to buy) | (14) | 05/06/2013 | Common Stock | 3,750 | $28.11 | D | |
Stock Option (right to buy) | (15) | 12/02/2013 | Common Stock | 6,250 | $49.725 | D | |
Stock Option (right to buy) | (16) | 04/27/2014 | Common Stock | 6,250 | $40.43 | D | |
Stock Option (right to buy) | (17) | 12/07/2014 | Common Stock | 6,250 | $45.74 | D | |
Stock Option (right to buy) | (18) | 04/27/2015 | Common Stock | 6,250 | $38.05 | D |
Explanation of Responses: |
1. As of September 30, 2005 the reporting person held 2,153 shares of Newmont Mining Corporation common stock in his 401-K Plan. |
2. This option vested in two equal annual installments beginning on November 18, 1998. |
3. This option vested in two equal annual installments beginning on January 27, 1999. |
4. This option vested in two equal annual installments beginning on May 19, 1999. |
5. This option vested in two equal annual installments beginning on November 17, 1999. |
6. This option vested in two equal annual installments beginning on May 18, 2000. |
7. This option vested in two equal annual installments beginning on November 17, 2000. |
8. This option vested in two equal annual installments beginning on May 16, 2001. |
9. This option vested in two equal annual installments beginning on November 14, 2001. |
10. This option vested in two equal annual installments beginning on May 15, 2002. |
11. The options became exercisable as to 625 shares beginning on November 12, 2002, November 12, 2003, November 12, 2004 and the remaining 625 shares become exercisable on November 12, 2005. |
12. The options became exercisable as to 625 shares beginning on May 14, 2003, May 14, 2004, May 14, 2005 and the remaining 625 shares become exercisable on May 14, 2006. |
13. The options became exercisable as to 937 shares beginning on November 20, 2003, 938 shares became exercisable on November 20, 2004 and the remaining 1,875 shares become exercisable in equal annual installments on November 20, 2005 and November 20, 2006. |
14. The options became exercisable as to 1,249 shares beginning on May 6, 2004, 1,249 shares became exercisable on May 6, 2005 and the remaining 1,252 shares become exercisable on May 6, 2006 |
15. The options became exercisable as to 2,083 shares on December 2, 2004 and becomes exercisable as to the remaining 4,167 shares in equal annual installments on December 2, 2005 and December 2, 2006. |
16. The options became exercisable as to 2,083 shares on April 27, 2005 and becomes exercisable as to the remaining 4,167 shares in equal annual installments on April 27, 2006 and April 27, 2007. |
17. The options became exercisable in three equal annual installments beginning December 7, 2005. |
18. The options became exercisable in three equal annual installments beginning April 27, 2006. |
Remarks: |
Ardis Young, Assistant Secretary, as attorney-in-fact | 10/25/2005 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |