0001209191-13-006079.txt : 20130204
0001209191-13-006079.hdr.sgml : 20130204
20130204171813
ACCESSION NUMBER: 0001209191-13-006079
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130131
FILED AS OF DATE: 20130204
DATE AS OF CHANGE: 20130204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: M&T BANK CORP
CENTRAL INDEX KEY: 0000036270
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 160968385
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O CORPORATE REPORTING
STREET 2: ONE M&T PLAZA 5TH FLOOR
CITY: BUFFALO
STATE: NY
ZIP: 14203
BUSINESS PHONE: 7168425390
MAIL ADDRESS:
STREET 1: C/O CORPORAE REPORTING
STREET 2: ONE M&T PLAZA 5TH FLR
CITY: BUFFALO
STATE: NY
ZIP: 14203
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST EMPIRE STATE CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WILMERS ROBERT G
CENTRAL INDEX KEY: 0001164543
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09861
FILM NUMBER: 13571044
MAIL ADDRESS:
STREET 1: C/O M&T BANK
STREET 2: 350 PARK AVENUE, 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-01-31
0
0000036270
M&T BANK CORP
MTB
0001164543
WILMERS ROBERT G
ONE M&T PLAZA
BUFFALO
NY
14203-2399
1
1
0
0
Chairman of the Board and CEO
Common Stock
2013-01-31
4
A
0
12806
0.00
A
2701304.87
D
Common Stock
2013-01-31
4
A
0
5746
0.00
A
2707050.87
D
Common Stock
51604
I
By 401 (k) Plan
Common Stock
214540
I
GRAT #5
Common Stock
224766
I
GRAT #6
Common Stock
400000
I
See footnote
Common Stock
78532
I
See footnote
Common Stock
141825
I
See footnote
Common Stock
248664
I
See footnote
Common Stock
210924
I
See footnote
Phantom Common Stock Units
Common Stock
5010
I
Supplemental 401(k) Plan
The reported transaction involves an award of restricted stock units under the M&T Bank Corporation 2009 Equity Incentive Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of M&T Bank Corporation common stock upon vesting.
The restricted stock unit award includes a total of 12,806 shares. 1,280 shares of the restricted stock unit award will vest on January 31, 2014; an additional 2,561 shares will vest on January 30, 2015; an additional 3,842 shares will vest on January 29, 2016; and the remaining 5,123 shares will vest on January 31, 2017.
The restricted stock units were granted under an equity incentive compensation plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the restricted stock units.
The restricted stock unit award includes a total of 5,746 shares. 1,723 shares of the restricted stock unit award will vest on January 30, 2015; an additional 1,724 shares will vest on January 29, 2016; and the remaining 2,299 shares will vest on January 31, 2017. This restricted stock unit award is intended to meet the requirements of the TARP Interim Final Rule's definition of "long-term restricted stock" as the award relates to the reporting person's performance during the period of time in 2012 that M&T continued to have an outstanding TARP obligation.
The information presented is as of December 31, 2012.
The indicated shares are held by Grantor Retained Annuity Trusts No's. 5 and 6, respectively, under indentures dated July 23, 1993 (individually, a "GRAT" and collectively, the "GRATs"). The reporting person is a trustee of each GRAT and holds sole voting and dispositive power over the shares held by the GRATs.
The indicated shares are held by a limited liability company of which the reporting person is the sole member.
The indicated shares are held by the Roche Foundation, a Delaware not-for-profit, non-stock corporation in which the reporting person has no pecuniary interest. The reporting person is the sole director and president of the Roche Foundation and holds sole voting and dispositive power over the shares held by it.
The indicated shares are held by the West Ferry Foundation, a charitable trust in which the reporting person has no pecuniary interest. The reporting person is the trustee of the West Ferry Foundation and holds sole voting and dispositive power over the shares held by it.
The indicated shares are held by the St. Simon Charitable Foundation, a Delaware not-for-profit, non-stock corporation in which the reporting person has no pecuniary interest. The reporting person is a director and President of the St. Simon Charitable Foundation and holds voting and dispositive power over the shares held by it.
The indicated shares are held by the Interlaken Foundation, a Delaware not-for-profit, non-stock corporation in which the reporting person has no pecuniary interest. The reporting person is a director and President of the Interlaken Foundation and holds voting and dispositive power over the shares held by it.
The reported phantom common stock units are held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation and represent a like number of shares of M&T Bank Corporation common stock. The phantom common stock units may only be settled in cash upon distribution in accordance with the terms of the plan. The reported phantom common stock units also include units acquired through the dividend reinvestment feature of the plan.
By: Brian R. Yoshida, Esq.
(Attorney-In-Fact)
2013-02-04