-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AD+e/YWGz3fQVvou13iGsab7ZXyMwDzfpEaJj+i2kUDyVBMD2hUK6eQswPwizql2 VkuxUzhUjaaZ/eLatyJO0g== 0001085146-10-000823.txt : 20101025 0001085146-10-000823.hdr.sgml : 20101025 20101025064357 ACCESSION NUMBER: 0001085146-10-000823 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101025 DATE AS OF CHANGE: 20101025 EFFECTIVENESS DATE: 20101025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEISEL THOMAS PARTNERS ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001164431 IRS NUMBER: 943398476 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10037 FILM NUMBER: 101138792 BUSINESS ADDRESS: STREET 1: PACIFIC TELESIS TOWER STREET 2: ONE MONTGOMERY STREET SUITE 3700 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-364-2500 13F-HR 1 twam3q10r.txt THOMAS WEISEL ASSET MANAGEMENT LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Thomas Weisel Asset Management, LLC Address: 1 Montgomery St, 37th Flr. San Francisco, CA 94104 13F File Number: 028-10037 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Christine Mevs Title: Phone: (212) 271-3839 Signature, Place, and Date of Signing: /s/ Christine Mevs New York, NY October 21, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 120 Form 13F Information Table Value Total: $244,239 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 028- TW Asset Management LLC 02 028- Thomas Weisel Capital Management LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABERCROMBIE & FITCH CO CL A 002896207 352 8963 SH DEFINED 8963 0 0 ACTUANT CORP CL A NEW 00508X203 962 41916 SH DEFINED 41916 0 0 ADVISORY BRD CO COM 00762W107 543 12299 SH DEFINED 12299 0 0 AGA MED HLDGS INC COM 008368102 835 59801 SH DEFINED 0 0 59801 AGCO CORP COM 001084102 307 7868 SH DEFINED 7868 0 0 AK STL HLDG CORP COM 001547108 806 58373 SH DEFINED 58373 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 1487 23097 SH DEFINED 23097 0 0 AMERIGROUP CORP COM 03073T102 1354 31884 SH DEFINED 31884 0 0 AMETEK INC NEW COM 031100100 260 5439 SH DEFINED 5439 0 0 ARIBA INC COM NEW 04033V203 687 36367 SH DEFINED 36367 0 0 ARUBA NETWORKS INC COM 043176106 591 27716 SH DEFINED 27716 0 0 ATHEROS COMMUNICATIONS INC COM 04743p108 761 28878 SH DEFINED 28878 0 0 AUXILIUM PHARMACEUTICALS INC COM 05334D107 524 21132 SH DEFINED 21132 0 0 BALDOR ELEC CO COM 057741100 882 21823 SH DEFINED 21823 0 0 BE AEROSPACE INC COM 073302101 1411 46541 SH DEFINED 46541 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 676 30243 SH DEFINED 30243 0 0 BJS RESTAURANTS INC COM 09180C106 814 28919 SH DEFINED 28919 0 0 BUCYRUS INTL INC NEW COM 118759109 225 3238 SH DEFINED 3238 0 0 BUFFALO WILD WINGS INC COM 119848109 411 8583 SH DEFINED 8583 0 0 CARBO CERAMICS INC COM 140781105 328 4052 SH DEFINED 4052 0 0 CATHAY GENERAL BANCORP COM 149150104 660 55494 SH DEFINED 55494 0 0 CAVIUM NETWORKS INC COM 14965A101 1244 43264 SH DEFINED 43264 0 0 CB RICHARD ELLIS GROUP INC CL A 12497T101 350 19169 SH DEFINED 19169 0 0 CHURCH & DWIGHT INC COM 171340102 202 3103 SH DEFINED 3103 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 318 4936 SH DEFINED 4936 0 0 COMMVAULT SYSTEMS INC COM 204166102 833 32001 SH DEFINED 32001 0 0 CROWN CASTLE INTL CORP COM 228227104 628 14232 SH DEFINED 0 0 14232 D R HORTON INC COM 23331A109 549 49375 SH DEFINED 49375 0 0 DARDEN RESTAURANTS INC COM 237194105 379 8863 SH DEFINED 8863 0 0 DEALERTRACK HLDGS INC COM 242309102 1046 61217 SH DEFINED 61217 0 0 DECKERS OUTDOOR CORP COM 243537107 670 13416 SH DEFINED 13416 0 0 DENDREON CORP COM 24823Q107 463 11241 SH DEFINED 11241 0 0 DEXCOM INC COM 252131107 634 47936 SH DEFINED 47936 0 0 DIAMOND FOODS INC COM 252603105 994 24243 SH DEFINED 24243 0 0 DICE HLDGS INC COM 253017107 974 114851 SH DEFINED 114851 0 0 DOLLAR FINL CORP COM 256664103 1041 49892 SH DEFINED 49892 0 0 DOLLAR TREE INC COM 256746108 345 7078 SH DEFINED 7078 0 0 DRIL-QUIP INC COM 262037104 515 8288 SH DEFINED 8288 0 0 EAST WEST BANCORP INC COM 27579R104 953 58567 SH DEFINED 58567 0 0 ENERSYS COM 29275Y102 1085 43470 SH DEFINED 43470 0 0 ERESEARCHTECHNOLOGY INC COM 29481V108 519 69358 SH DEFINED 69358 0 0 ETHAN ALLEN INTERIORS INC COM 297602104 496 28385 SH DEFINED 28385 0 0 FINANCIAL ENGINES INC COM 317485100 1394 104950 SH DEFINED 0 18729 86221 FIRST CASH FINL SVCS INC COM 31942D107 2019 72760 SH DEFINED 72760 0 0 GOODRICH PETE CORP COM NEW 382410405 584 40094 SH DEFINED 40094 0 0 GREIF INC CL A 397624107 947 16093 SH DEFINED 16093 0 0 GUESS INC COM 401617105 1460 35939 SH DEFINED 35939 0 0 HAEMONETICS CORP COM 405024100 580 9901 SH DEFINED 9901 0 0 HANSEN MEDICAL INC COM 411307101 2239 1554562 SH DEFINED 0 1554562 0 HEALTH NET INC COM 42222G108 1108 40734 SH DEFINED 40734 0 0 HEXCEL CORP NEW COM 428291108 926 52065 SH DEFINED 52065 0 0 HORSEHEAD HLDG CORP COM 440694305 581 58850 SH DEFINED 58850 0 0 HUDSON HIGHLAND GROUP INC COM 443792106 645 187382 SH DEFINED 187382 0 0 HUMAN GENOME SCIENCES INC COM 444903108 356 11963 SH DEFINED 11963 0 0 HUNT J B TRANS SVCS INC COM 445658107 282 8136 SH DEFINED 8136 0 0 INFORMATICA CORP COM 45666Q102 865 22523 SH DEFINED 22523 0 0 INTERNAP NETWORK SVCS CORP COM PAR $.001 45885A300 1236 251703 SH DEFINED 251703 0 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 971 95431 SH DEFINED 0 0 95431 JONES LANG LASALLE INC COM 48020Q107 2120 24570 SH DEFINED 24570 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 1468 39247 SH DEFINED 39247 0 0 KEY ENERGY SVCS INC COM 492914106 530 55726 SH DEFINED 55726 0 0 MAP PHARMACEUTICALS INC COM 56509R108 3088 201824 SH DEFINED 0 0 177381 MARRIOTT INTL INC NEW CL A 571903202 270 7526 SH DEFINED 7526 0 0 MARVELL TECHNOLOGY GROUP LTD ORD g5876h105 215 12283 SH DEFINED 12283 0 0 MASIMO CORP COM 574795100 1194 43735 SH DEFINED 43735 0 0 MAXWELL TECHNOLOGIES INC COM 577767106 1005 68821 SH DEFINED 68821 0 0 MCCORMICK & SCHMICKS SEAFD R COM 579793100 676 86901 SH DEFINED 86901 0 0 MEDIDATA SOLUTIONS INC COM 58471A105 730 38000 SH DEFINED 0 0 38000 MEDNAX INC COM 58502B106 872 16355 SH DEFINED 16355 0 0 MERIT MED SYS INC COM 589889104 714 44912 SH DEFINED 44912 0 0 MERU NETWORKS INC COM 59047Q103 894 51865 SH DEFINED 51865 0 0 MOLYCORP INC DEL COM 608753109 575 20317 SH DEFINED 20317 0 0 MONOTYPE IMAGING HOLDINGS IN COM 61022P100 385 42043 SH DEFINED 0 0 42043 MORGANS HOTEL GROUP CO COM 61748W108 1498 204686 SH DEFINED 204686 0 0 MSCI INC CL A 55354G100 2484 74791 SH DEFINED 0 0 74791 NAVISTAR INTL CORP NEW COM 63934E108 1169 26780 SH DEFINED 26780 0 0 NETLOGIC MICROSYSTEMS INC COM 64118B100 987 35774 SH DEFINED 35774 0 0 NII HLDGS INC CL B NEW 62913F201 278 6759 SH DEFINED 6759 0 0 NORDSON CORP COM 655663102 1399 18979 SH DEFINED 18979 0 0 OMNICELL INC COM 68213N109 717 54783 SH DEFINED 54783 0 0 OPENTABLE INC COM 68372A104 596 8748 SH DEFINED 8748 0 0 ORIENT-EXPRESS HOTELS LTD CL A G67743107 1272 114066 SH DEFINED 114066 0 0 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 1510 77301 SH DEFINED 77301 0 0 PAREXEL INTL CORP COM 699462107 801 34647 SH DEFINED 34647 0 0 PHILLIPS VAN HEUSEN CORP COM 718592108 322 5359 SH DEFINED 5359 0 0 PIONEER DRILLING CO COM 723655106 826 129500 SH DEFINED 129500 0 0 PMC-SIERRA INC COM 69344F106 488 66309 SH DEFINED 66309 0 0 POWERWAVE TECHNOLOGIES INC COM 739363109 2489 1367823 SH DEFINED 1367823 0 0 PSS WORLD MED INC COM 69366A100 720 33669 SH DEFINED 33669 0 0 RED ROBIN GOURMET BURGERS IN COM 75689M101 495 25223 SH DEFINED 25223 0 0 RESMED INC COM 761152107 263 8010 SH DEFINED 8010 0 0 RSC HOLDINGS INC COM 74972L102 9303 1247032 SH DEFINED 0 0 1247032 RUTHS HOSPITALITY GROUP INC COM 783332109 606 151098 SH DEFINED 0 0 151098 SAVVIS INC COM NEW 805423308 3478 165000 SH DEFINED 0 0 165000 SELECT COMFORT CORP COM 81616X103 411 60644 SH DEFINED 60644 0 0 SHUTTERFLY INC COM 82568P304 910 34996 SH DEFINED 34996 0 0 SOLARWINDS INC COM 83416B109 6637 384530 SH DEFINED 0 0 384530 SOLERA HOLDINGS INC COM 83421A104 968 21911 SH DEFINED 21911 0 0 SOLUTIA INC COM NEW 834376501 848 52921 SH DEFINED 52921 0 0 SONUS NETWORKS INC COM 835916107 1885 534109 SH DEFINED 534109 0 0 SOURCEFIRE INC COM 83616T108 612 21215 SH DEFINED 21215 0 0 STEINER LEISURE LTD ORD P8744Y102 764 20053 SH DEFINED 20053 0 0 STRAYER ED INC COM 863236105 1097 6289 SH DEFINED 6289 0 0 SUCCESSFACTORS INC COM 864596101 3327 3943000 SH PUT DEFINED 0 0 3943000 SUCCESSFACTORS INC COM 864596101 121852 4852711 SH DEFINED 0 0 4852711 TETRA TECHNOLOGIES INC DEL COM 88162F105 400 39263 SH DEFINED 39263 0 0 THORATEC CORP COM NEW 885175307 692 18721 SH DEFINED 18721 0 0 TRANS1 INC COM 89385X105 2543 1029545 SH DEFINED 0 1029545 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 2026 211093 SH DEFINED 211093 0 0 U S PHYSICAL THERAPY INC COM 90337L108 576 34424 SH DEFINED 34424 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 451 52299 SH DEFINED 52299 0 0 UNDER ARMOUR INC CL A 904311107 697 15467 SH DEFINED 15467 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 1414 25254 SH DEFINED 25254 0 0 VANCEINFO TECHNOLOGIES INC ADR 921564100 463 14330 SH DEFINED 14330 0 0 VASCULAR SOLUTIONS INC COM 92231M109 330 28770 SH DEFINED 28770 0 0 VIRTUSA CORP COM 92827P102 628 64798 SH DEFINED 64798 0 0 VITRAN CORP INC COM 92850E107 402 36742 SH DEFINED 36742 0 0 VOLCANO CORPORATION COM 928645100 809 31134 SH DEFINED 31134 0 0 WARNACO GROUP INC COM NEW 934390402 1168 22848 SH DEFINED 22848 0 0 ZIONS BANCORPORATION COM 989701107 585 27395 SH DEFINED 27395 0 0
-----END PRIVACY-ENHANCED MESSAGE-----