-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uzn2LHGEivCtPmzzk3e+otYe4kkm4RZZkXGenZRUXVec8B8xB8jipAKtgn46jpn+ cgUhm3KmBo5iyRfF+RNErQ== 0001130381-10-000010.txt : 20100712 0001130381-10-000010.hdr.sgml : 20100712 20100709201959 ACCESSION NUMBER: 0001130381-10-000010 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100712 DATE AS OF CHANGE: 20100709 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHRIM BANCORP INC CENTRAL INDEX KEY: 0001163370 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 920175752 STATE OF INCORPORATION: AK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-77993 FILM NUMBER: 10947116 BUSINESS ADDRESS: STREET 1: P O BOX 241489 CITY: ANCHORAGE STATE: AK ZIP: 99524-1489 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WEDBUSH, Inc. CENTRAL INDEX KEY: 0001130381 IRS NUMBER: 953565499 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2136888080 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: E CAPITAL CORP DATE OF NAME CHANGE: 20001221 SC 13G/A 1 nrima10.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE13G/A Under the Securities Exchange Act of 1934 (Amendment No__9__)* Northrim BanCorp, Inc. - --------------------------------------------------------------------- (Name of Issuer) Common - --------------------------------------------------------------------- (Title of Class of Securities) 666762109 ----------------- (CUSIP Number) December 31, 2009 - --------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /x/ Rule 13d-1(b) /x/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1745 (3-98) Page 1 of 6 CUSIP No. 666762109 - -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) WEDBUSH, Inc. - --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / - --------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------- 4. Citizenship or Place of Organization California - --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 233,170 Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 343,082 (1) Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 233,170 ---------------------------------------------- 8. Shared Dispositive Power 377,886 (1) - --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 377,886 (1) - --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 5.9% (1) - --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - --------------------------------------------------------------------- CO - --------------------------------------------------------------------- (1) This schedule 13G/A is being filed to correct a previous filing made on February 16, 2010, which inadvertently reported a miscalculation in the number of shares solely owned by Edward W. Wedbush. This miscalculation resulted in an overstatement in the number of shares beneficially owned by the Reporting Persons, as well as the percent of class. Page 2 of 6 CUSIP No. 666762109 - -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Edward W. Wedbush - --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / - --------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 109,803 (1) Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 343,028 (1) Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 109,803 (1) ---------------------------------------------- 8.Shared Dispositive Power 377,886 (1) - --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 377,886 (1) - --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 5.9% (1) - --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - --------------------------------------------------------------------- IN CUSIP No. 666762109 - -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Wedbush Securities - --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / - --------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 55 Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 343,028 (1) Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 55 ---------------------------------------------- 8.Shared Dispositive Power 377,886 (1) - --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 377,886 (1) - --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 5.9% (1) - --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - --------------------------------------------------------------------- BD - --------------------------------------------------------------------- (1) This schedule 13G/A is being filed to correct a previous filing made on February 16, 2010, which inadvertently reported a miscalculation in the number of shares solely owned by Edward W. Wedbush. This miscalculation resulted in an overstatement in the number of shares beneficially owned by the Reporting Persons, as well as the percent of class. Page 3 of 6 Cusip No. 666762109 13G Northrim BanCorp, Inc. - --------------------------------------------------------------------- Item 1. Name and Address of Issuer. (a) This statement relates to the shares of the common stock of Northrim BanCorp, Inc. ("Issuer"). (b) Issuer's address: 3111 C Street, Anchorage, Alaska 95503 Item 2. Filers (a) This statement is filed by WEDBUSH, Inc. ("WI"),Edward W.Wedbush ("EWW"), and Wedbush Securities ("WS"). (b) Business address of the above filers are as follows: WI - 1000 Wilshire Blvd., Los Angeles, CA 90017-2457 EWW - P.O. Box 30014, Los Angeles, CA 90030-0014 WS - P.O. Box 30014, Los Angeles, CA 90030-0014 (c) WI is a California corporation, EWW is a citizen of the United States of America, and WS is a California corporation. (d) Common stock (e) 666762109 Item 3. Classification of Filers (a) WS is a broker/dealer (b) - (j) Not applicable (g) WI is a control person Page 4 of 6 Item 4. Ownership (a) WI has sole ownership of 233,170 Shares of the Issuer, EWW has sole ownership of 109,803 Shares, and WS has sole ownership of 55 Shares of the Issuer. (1) (b) Of the Shares outstanding, WI owns approximately 3.66%, EWW owns approximately 1.73%, and WS owns approximately 0.00%. (1) (c) Number of Shares as to which the filer has: (i) Sole power to vote: WI has sole power to vote on 233,170 Shares, EWW has 109,803 sole Shares, WS has 55 sole Shares. (1) (ii) Shared power to vote: WI has shared power to vote on 343,028 Shares, EWW has 343,028 Shares, and WS has 343,028 Shares. (1) (iii) Sole power to dispose: WI has sole power to dispose on 233,170 Shares, EWW has 109,803 sole Shares to dispose, and WS has 55 sole Shares to dispose. (1) (iv) Shared power to dispose: WI has shared power to dispose on 377,886 Shares, EWW has 377,886 Shares, and WS has 377,886 Shares. (1) Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another. Not applicable. Item 7. Identification and Classification of Subsidiary which Acquired the Securities Being Reported on by the Parent Holding Company. Not Applicable. - --------------------------------------------------------------------- (1) This schedule 13G/A is being filed to correct a previous filing made on February 16, 2010, which inadvertently reported a miscalculation in the number of shares solely owned by Edward W. Wedbush. This miscalculation resulted in an overstatement in the number of shares beneficially owned by the Reporting Persons, as well as the percent of class. Page 5 of 6 Item 8. Identification and Classification of Members of a Group. Name Category No.of Shares Percentage WEDBUSH, Inc. CO 233,170 3.66% Edward W. Wedbush IN 109,803 1.73% (1) Wedbush Securities BD 55 0.00% EWW is the Chairman of WI. EWW owns a majority of the outstanding Shares of WI. EWW is the President of WS. WI owns all of the shares of WS. Accordingly, EWW may be deemed the beneficial owner of the Issuer's Shares owned by WI. However, beneficial Item 9. Notice of Dissolution of Group. Not applicable. - --------------------------------------------------------------------- (1) This schedule 13G/A is being filed to correct a previous filing made on February 16, 2010, which inadvertently reported a miscalculation in the number of shares solely owned by Edward W. Wedbush. This miscalculation resulted in an overstatement in the number of shares beneficially owned by the Reporting Persons, as well as the percent of class. Page 6 of 6 Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the Issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. WEDBUSH, Inc. 07/08/2010 - --------------------------- Date ERIC D. WEDBUSH - ------------------ Eric D. Wedbush - --------------------------- Signature ERIC D. WEDBUSH - ------------------ Eric D. Wedbush/ President - --------------------------- Name/Title Edward W. Wedbush 07/08/2010 - --------------------------- Date EDWARD W. WEDBUSH - ------------------ Edward W. Wedbush - --------------------------- Signature EDWARD W. WEDBUSH - ------------------ Edward W. Wedbush - --------------------------- Name/Title Wedbush Securities, Inc. 07/08/2010 - --------------------------- Date EDWARD W. WEDBUSH - ------------------ Edward W. Wedbush - --------------------------- Signature Edward W. Wedbush/ President - --------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----