0001209191-13-043134.txt : 20130905 0001209191-13-043134.hdr.sgml : 20130905 20130905161458 ACCESSION NUMBER: 0001209191-13-043134 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130903 FILED AS OF DATE: 20130905 DATE AS OF CHANGE: 20130905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG CENTRAL INDEX KEY: 0001163348 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LINDENSTRASSE 8 CITY: BAAR/ZUG STATE: V8 ZIP: 6340 BUSINESS PHONE: 441-278-5400 MAIL ADDRESS: STREET 1: LINDENSTRASSE 8 CITY: BAAR/ZUG STATE: V8 ZIP: 6340 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD DATE OF NAME CHANGE: 20060615 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD DATE OF NAME CHANGE: 20011207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carmilani Scott A CENTRAL INDEX KEY: 0001368443 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32938 FILM NUMBER: 131080584 MAIL ADDRESS: STREET 1: ALLIED WORLD ASSURANCE CO HOLDINGS, LTD STREET 2: 43 VICTORIA STREET CITY: HAMILTON STATE: D0 ZIP: HM 12 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-09-03 0 0001163348 Allied World Assurance Co Holdings, AG AWH 0001368443 Carmilani Scott A ALLIED WORLD ASSURANCE CO. HOLDINGS, AG LINDENSTRASSE 8 BAAR/ZUG V8 CH-6340 SWITZERLAND 1 1 0 0 President, CEO and Chairman Common Shares 2013-09-03 4 M 0 2000 29.52 A 364839 D Common Shares 2013-09-03 4 S 0 2000 92.075 D 362839 D Common Shares 43000 I By Trust Employee Stock Options (right to buy) 29.52 2013-09-03 4 M 0 2000 0.00 D 2004-12-31 2013-12-31 Common Shares 2000 0 D The exercise of Employee Stock Options and the sale of Common Shares reported in this Form 4 were for tax purposes and were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2013. Represents a weighted average sale price: the sales prices range from $92.00 to $92.20. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer. Represents 43,000 shares held by an irrevocable trust for the benefit of the reporting person's spouse and children. These securities vested in four equal annual installments with the first installment vesting on the date shown. /s/ Wayne H. Datz, by Power of Attorney 2013-09-05