0000899140-11-000303.txt : 20110513
0000899140-11-000303.hdr.sgml : 20110513
20110513163416
ACCESSION NUMBER: 0000899140-11-000303
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110513
DATE AS OF CHANGE: 20110513
EFFECTIVENESS DATE: 20110513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WARBURG PINCUS LLC
CENTRAL INDEX KEY: 0001162870
IRS NUMBER: 133536050
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14208
FILM NUMBER: 11841516
BUSINESS ADDRESS:
STREET 1: 450 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2128780600
MAIL ADDRESS:
STREET 1: 450 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
w6546544.txt
FOR THE CALENDAR QUARTER ENDED MARCH 31, 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Warburg Pincus LLC
Address: 450 Lexington Avenue
New York, NY 10017-3147
Form 13F File Number: 28-14208
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Scott A. Arenare, Esq.
Title: Managing Director and General Counsel
Phone: (212) 878-0600
Signature, Place, and Date of Signing:
/s/ Scott A. Arenare New York, NY May 13, 2011
-------------------- ------------ ------------
[Signature] [City, State] [Date]
Report type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this report manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 22
Form 13F Information Table Value Total: $7,603,030
(thousands)
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 28-______________ Warburg Pincus & Co.
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* The positions reported below are held, directly or indirectly, by one or more
entities engaged in the private equity business.
NAME OF TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------- --------- --------- --------- ---------- --- ---- ------------ -------- ---- ---------- ----
ALLOS THERAPEUTICS INC. COM 019777101 82,553 26,124,430 SH SHARED-OTHER 1 26,124,430
BRIDGEPOINT ED. INC. COM 10807M105 591,476 34,589,220 SH SHARED-OTHER 1 34,589,220
BUILDERS FIRSTSOURCE INC. COM 12008R107 69,431 24,447,425 SH SHARED-OTHER 1 24,447,425
CHINA BIOLOGIC PRODS.
INC. COM 16938C106 76,927 4,820,000 SH SHARED-OTHER 1 4,820,000
FIDELITY NATL.
INFORMATION SV. COM 31620M106 1,339,727 40,982,773 SH SHARED-OTHER 1 40,982,773
INSPIRE PHARM. INC. COM 457733103 90,714 22,907,488 SH SHARED-OTHER 1 22,907,488
INTERMUNE INC. COM 45884X103 447,607 9,485,209 SH SHARED-OTHER 1 9,485,209
MBIA INC. COM 55262C100 463,439 46,159,252 SH SHARED-OTHER 1 46,159,252
NATIONAL PENN
BANCSHARES INC. COM 637138108 191,901 24,793,389 SH SHARED-OTHER 1 24,793,389
NUANCE COMM. INC. COM 67020Y100 1,279,216 65,433,052 SH SHARED-OTHER 1 65,433,052
POLYPORE INTL. INC. COM 73179V103 351,656 6,107,257 SH SHARED-OTHER 1 6,107,257
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PRIMERICA INC. COM 74164M108 418,681 16,412,440 SH SHARED-OTHER 1 16,412,440
RDA MICRO-
ELECTRONICS INC. SPONS ADR 749394102 340,399 23,770,894 SH SHARED-OTHER 1 23,770,894
7 DAYS GROUP
HOLDINGS LIMITED ADR 81783J101 162,296 8,002,773 SH SHARED-OTHER 1 8,002,773
STERLING FINL.
CORP. WASH. COM NEW 859319303 216,881 12,948,107 SH SHARED-OTHER 1 12,948,107
SYNUTRA INTL. INC. COM 87164C102 46,000 4,000,000 SH SHARED-OTHER 1 4,000,000
TARGA RES. CORP COM 87612G101 503,353 13,889,431 SH SHARED-OTHER 1 13,889,431
TORNIER N.V. SHS N87237108 342,098 18,491,809 SH SHARED-OTHER 1 18,491,809
VRINGO INC. COM 92911N104 1,428 840,116 SH SHARED-OTHER 1 840,116
WEBSTER FINL. CORP. CONN. COM 947890109 303,876 14,179,920 SH SHARED-OTHER 1 14,179,920
WNS HOLDINGS LTD. SPONS ADR 92932M101 225,418 21,366,664 SH SHARED-OTHER 1 21,366,664
XUEDA ED. GROUP SPONS ADR 98418W109 57,953 6,062,000 SH SHARED-OTHER 1 6,062,000
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