0000899140-11-000303.txt : 20110513 0000899140-11-000303.hdr.sgml : 20110513 20110513163416 ACCESSION NUMBER: 0000899140-11-000303 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WARBURG PINCUS LLC CENTRAL INDEX KEY: 0001162870 IRS NUMBER: 133536050 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14208 FILM NUMBER: 11841516 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 w6546544.txt FOR THE CALENDAR QUARTER ENDED MARCH 31, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Warburg Pincus LLC Address: 450 Lexington Avenue New York, NY 10017-3147 Form 13F File Number: 28-14208 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott A. Arenare, Esq. Title: Managing Director and General Counsel Phone: (212) 878-0600 Signature, Place, and Date of Signing: /s/ Scott A. Arenare New York, NY May 13, 2011 -------------------- ------------ ------------ [Signature] [City, State] [Date] Report type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this report manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) - 2 - FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 22 Form 13F Information Table Value Total: $7,603,030 (thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-______________ Warburg Pincus & Co. - 3 - * The positions reported below are held, directly or indirectly, by one or more entities engaged in the private equity business.
NAME OF TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------- --------- --------- --------- ---------- --- ---- ------------ -------- ---- ---------- ---- ALLOS THERAPEUTICS INC. COM 019777101 82,553 26,124,430 SH SHARED-OTHER 1 26,124,430 BRIDGEPOINT ED. INC. COM 10807M105 591,476 34,589,220 SH SHARED-OTHER 1 34,589,220 BUILDERS FIRSTSOURCE INC. COM 12008R107 69,431 24,447,425 SH SHARED-OTHER 1 24,447,425 CHINA BIOLOGIC PRODS. INC. COM 16938C106 76,927 4,820,000 SH SHARED-OTHER 1 4,820,000 FIDELITY NATL. INFORMATION SV. COM 31620M106 1,339,727 40,982,773 SH SHARED-OTHER 1 40,982,773 INSPIRE PHARM. INC. COM 457733103 90,714 22,907,488 SH SHARED-OTHER 1 22,907,488 INTERMUNE INC. COM 45884X103 447,607 9,485,209 SH SHARED-OTHER 1 9,485,209 MBIA INC. COM 55262C100 463,439 46,159,252 SH SHARED-OTHER 1 46,159,252 NATIONAL PENN BANCSHARES INC. COM 637138108 191,901 24,793,389 SH SHARED-OTHER 1 24,793,389 NUANCE COMM. INC. COM 67020Y100 1,279,216 65,433,052 SH SHARED-OTHER 1 65,433,052 POLYPORE INTL. INC. COM 73179V103 351,656 6,107,257 SH SHARED-OTHER 1 6,107,257 - 4 - PRIMERICA INC. COM 74164M108 418,681 16,412,440 SH SHARED-OTHER 1 16,412,440 RDA MICRO- ELECTRONICS INC. SPONS ADR 749394102 340,399 23,770,894 SH SHARED-OTHER 1 23,770,894 7 DAYS GROUP HOLDINGS LIMITED ADR 81783J101 162,296 8,002,773 SH SHARED-OTHER 1 8,002,773 STERLING FINL. CORP. WASH. COM NEW 859319303 216,881 12,948,107 SH SHARED-OTHER 1 12,948,107 SYNUTRA INTL. INC. COM 87164C102 46,000 4,000,000 SH SHARED-OTHER 1 4,000,000 TARGA RES. CORP COM 87612G101 503,353 13,889,431 SH SHARED-OTHER 1 13,889,431 TORNIER N.V. SHS N87237108 342,098 18,491,809 SH SHARED-OTHER 1 18,491,809 VRINGO INC. COM 92911N104 1,428 840,116 SH SHARED-OTHER 1 840,116 WEBSTER FINL. CORP. CONN. COM 947890109 303,876 14,179,920 SH SHARED-OTHER 1 14,179,920 WNS HOLDINGS LTD. SPONS ADR 92932M101 225,418 21,366,664 SH SHARED-OTHER 1 21,366,664 XUEDA ED. GROUP SPONS ADR 98418W109 57,953 6,062,000 SH SHARED-OTHER 1 6,062,000 - 5 -