0001437749-16-033217.txt : 20160602
0001437749-16-033217.hdr.sgml : 20160602
20160602194429
ACCESSION NUMBER: 0001437749-16-033217
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160531
FILED AS OF DATE: 20160602
DATE AS OF CHANGE: 20160602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUTERA INC
CENTRAL INDEX KEY: 0001162461
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 770492262
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3240 BAYSHORE BOULEVARD
CITY: BRISBANE
STATE: CA
ZIP: 94005
BUSINESS PHONE: 94005
MAIL ADDRESS:
STREET 1: 3240 BAYSHORE BOULEVARD
CITY: BRISBANE
STATE: CA
ZIP: 94005
FORMER COMPANY:
FORMER CONFORMED NAME: ALTUS MEDICAL INC
DATE OF NAME CHANGE: 20011119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CONNORS KEVIN P
CENTRAL INDEX KEY: 0001285171
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50644
FILM NUMBER: 161693960
MAIL ADDRESS:
STREET 1: C/O CUTERA INC
STREET 2: 3240 BAYSHORE BLVD
CITY: BRISBANE
STATE: CA
ZIP: 94005
4
1
rdgdoc.xml
FORM 4 KPC
X0306
4
2016-05-31
0001162461
CUTERA INC
CUTR
0001285171
CONNORS KEVIN P
C/O CUTERA, INC.
3240 BAYSHORE BLVD
BRISBANE
CA
94005
1
1
President & CEO
Common Stock
2016-05-31
4
M
0
1600
8.66
A
645478
D
Common Stock
2016-05-31
4
S
0
1600
10.656
D
643878
D
Common Stock
2016-06-01
4
M
0
19239
8.66
A
663117
D
Common Stock
2016-06-01
4
S
0
19239
10.577
D
643878
D
Common Stock
2016-06-02
4
M
0
12259
8.66
A
656137
D
Common Stock
2016-06-02
4
S
0
12259
10.567
D
643878
D
Employee Stock Option (Right to Buy)
8.66
2016-05-31
4
M
0
1600
0
D
2011-03-01
2016-06-08
Common Stock
120000
53104
D
Employee Stock Option (Right to Buy)
8.66
2016-06-01
4
M
0
19239
0
D
2011-08-01
2016-06-08
Common Stock
120000
33865
D
Employee Stock Option (Right to Buy)
8.66
2016-06-02
4
M
0
12259
0
D
2011-12-01
2016-06-08
Common Stock
120000
21606
D
Stock sold pursuant to a 10b5-1 trading plan for employee options that are expiring on June 8,2016. Stock prices ranged from $10.485 to $10.780, with $10.656 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Stock sold pursuant to a 10b5-1 trading plan for employee options that are expiring on June 8,2016. Stock prices ranged from $10.400 to $10.650, with $10.577 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Stock sold pursuant to a 10b5-1 trading plan for employee options that are expiring on June 8,2016. Stock prices ranged from $10.500 to $10.650, with $10.567 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Options vested according to the following schedule: 1/3rd on 06/1/2010 and 1/36th vested monthly thereafter.
/s/ Kevin P. Connors
2016-06-02