-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WiNxv8yjNn8CPugpvOBmJCb8goynhloFxd+wSizt+Q5nihAB0xnEHxe6qk5IybbY CnbWQFrNBWKF3SaBZl0wWw== 0001162315-07-000005.txt : 20070205 0001162315-07-000005.hdr.sgml : 20070205 20070205155805 ACCESSION NUMBER: 0001162315-07-000005 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20070205 DATE AS OF CHANGE: 20070205 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMBASSADORS GROUP INC CENTRAL INDEX KEY: 0001162315 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 911957010 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78137 FILM NUMBER: 07580367 BUSINESS ADDRESS: STREET 1: 110 SOUTH FERRALL STREET CITY: SPOKANE STATE: WA ZIP: 99202 BUSINESS PHONE: 5095346200 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UEBERROTH JOHN A CENTRAL INDEX KEY: 0001007911 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1071 CAMELBACK ST CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9497595900 MAIL ADDRESS: STREET 1: AMBASSADORS PERFORMANCE GROUP INC STREET 2: 1071 CAMELBACK ST CITY: NEWPORT BEACH STATE: CA ZIP: 92660 SC 13G/A 1 sc113g.htm 13G/A FEB 5 07 13G/A feb 5 07
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934
(Amendment No. 6)*
 

Common Stock
(Title of Class of Securities)

023177108
(CUSIP Number)

December 31, 2006
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o
Rule 13d-1(b)
ý
Rule 13d-1(c)
o
Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).



 


 
 
CUSIP No.  023177108
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
John A. Ueberroth
 
 
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
 
(a)
o
 
 
(b)
o
 
 
3.
SEC Use Only
 
 
4.
Citizenship or Place of Organization
United States
     
 
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:
 
 
5.
 
Sole Voting Power
930,000 shares
 
6.
Shared Voting Power
16,000 shares
 
7.
Sole Dispositive Power
930,000 shares
 
8.
Shared Dispositive Power
16,000 shares
 
 
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
946,000 shares
 
 
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o
 
 
 
11.
Percent of Class Represented by Amount in Row (9)
4.6%
 
 
12.
Type of Reporting Person (See Instructions)
IN
           
 
 
-2-


Item 1.
 
(a)
Name of Issuer
Ambassadors Group, Inc.
 
(b)
Address of Issuer’s Principal Executive Offices
110 South Ferrall Street, Spokane, Washington 99202
 
Item 2.
 
(a)
Name of Person Filing
John A. Ueberroth
 
(b)
Address of Principal Business Office or, if none, Residence
26 Corporate Plaza Drive, #150, Newport Beach CA, 92660
 
(c)
Citizenship
United States
 
(d)
Title of Class of Securities
Common Stock
 
(e)
CUSIP Number
023177108
   
Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
 
 
 
(a)
 
 
o
 
 
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
 
 
 
 
 
(b)
 
 
o
 
 
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 
 
 
 
 
(c)
 
 
o
 
 
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
 
 
 
 
 
(d)
 
 
o
 
 
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
 
 
 
 
 
(e)
 
 
o
 
 
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
 
 
 
 
(f)
 
 
o
 
 
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
 
 
 
 
(g)
 
 
o
 
 
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
 
 
 
 
 
(h)
 
 
o
 
 
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
 
 
 
 
(i)
 
 
o
 
 
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
 
 
 
 
(j)
 
 
o
 
 
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
 

-3-

 
Item 4.
Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
 
 
 
(a)
 
 
Amount beneficially owned:
946,000 shares
 
 
 
 
(b)
 
 
Percent of class:
4.6%
 
 
 
 
(c)
 
Number of shares as to which the person has:
 
 
 
 
 
 
 
(i)
 
 
Sole power to vote or to direct the vote
930,000 shares
 
 
 
 
 
 
 
 
(ii)
 
 
Shared power to vote or to direct the vote
16,000 shares
 
 
 
 
 
 
 
 
(iii)
 
 
Sole power to dispose or to direct the disposition of
930,000 shares
 
 
 
 
 
 
 
 
(iv)
 
 
Shared power to dispose or to direct the disposition of
16,000 shares
 
 
 
Item 5.
Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   ý.
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person
Of the 946,000 shares beneficially owned by John A. Ueberroth, 16,000 shares are held by the John and Gail Ueberroth Family Foundation. Such other persons have the right to receive dividends from, and proceeds from the sale of, such securities.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
Not applicable.
   
Item 8.
Identification and Classification of Members of the Group
Not applicable.
 
Item 9.
Notice of Dissolution of Group
Not applicable.
 
Item 10.
Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
-4-

Signature
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 5,  2007
 
   
 
JOHN A. UEBERROTH
   
 
By:
/s/ John A. Ueberroth
 
   
 
Name/Title: John A. Ueberroth - Chairman of the Board
         


Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001).


 
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