0001209191-14-028261.txt : 20140417 0001209191-14-028261.hdr.sgml : 20140417 20140417190102 ACCESSION NUMBER: 0001209191-14-028261 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140415 FILED AS OF DATE: 20140417 DATE AS OF CHANGE: 20140417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLUIDIGM CORP CENTRAL INDEX KEY: 0001162194 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770513190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 6502666000 MAIL ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith William Maxwell CENTRAL INDEX KEY: 0001435931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34180 FILM NUMBER: 14771108 MAIL ADDRESS: STREET 1: C/O FLUIDIGM CORPORATION STREET 2: 7000 SHORELINE COURT, SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-04-15 0 0001162194 FLUIDIGM CORP FLDM 0001435931 Smith William Maxwell FLUIDIGM CORPORATION 7000 SHORELINE COURT, SUITE 100 SOUTH SAN FRANCISCO CA 94080 0 1 0 0 EVP, LEGAL AFFAIRS & GC Common Stock 2014-04-15 4 M 0 3000 3.3908 A 3000 D Common Stock 2014-04-15 4 S 0 3000 35.32 D 0 D Employee Stock Option (Right to Buy) 3.3908 2014-04-15 4 M 0 3000 0.00 D 2015-01-17 Common Stock 3000 11946 D The sales reported by Mr. Smith were effected pursuant to a Rule 10b5-1 trading plan adopted on November 27, 2013. The shares subject to the Option fully vested on January 18, 2009. /s/ Valerie Barnett, attorney-in-fact 2014-04-17