0001162194-15-000079.txt : 20150422 0001162194-15-000079.hdr.sgml : 20150422 20150422171446 ACCESSION NUMBER: 0001162194-15-000079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150420 FILED AS OF DATE: 20150422 DATE AS OF CHANGE: 20150422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLUIDIGM CORP CENTRAL INDEX KEY: 0001162194 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770513190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 6502666000 MAIL ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yow Mai Chan CENTRAL INDEX KEY: 0001435767 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34180 FILM NUMBER: 15786316 MAIL ADDRESS: STREET 1: C/O FLUIDIGM CORPORATION STREET 2: 7000 SHORELINE COURT, SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 wf-form4_142973727647973.xml FORM 4 X0306 4 2015-04-20 0 0001162194 FLUIDIGM CORP FLDM 0001435767 Yow Mai Chan FLUIDIGM CORPORATION 7000 SHORELINE COURT, SUITE 100 SOUTH SAN FRANCISCO CA 94080 0 1 0 0 See Remarks Common Stock 2015-04-20 4 M 0 15300 15.49 A 16816 D Common Stock 2015-04-20 4 S 0 5300 44.2087 D 11516 D Common Stock 2015-04-20 4 S 0 10000 45 D 1516 D Employee Stock Option (Right to Buy) 15.49 2015-04-20 4 M 0 15300 0 D 2022-02-17 Common Stock 15300.0 17859 D The sales reported by Ms. Yow were effected pursuant to a Rule 10b5-1 trading plan adopted on March 3, 2015. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.63, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. 1/48th of the shares subject to the Option vested on February 17, 2012 and 1/48th of the shares subject to the Option vested on March 1, 2012 and each month thereafter, such that the Option will be fully vested on January 1, 2016. EXECUTIVE VP, WORLDWIDE MANUFACTURING & MANAGING DIRECTOR - SINGAPORE /s/ Valerie Barnett, attorney-in-fact 2015-04-22