0001162194-15-000046.txt : 20150304
0001162194-15-000046.hdr.sgml : 20150304
20150304200421
ACCESSION NUMBER: 0001162194-15-000046
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150302
FILED AS OF DATE: 20150304
DATE AS OF CHANGE: 20150304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLUIDIGM CORP
CENTRAL INDEX KEY: 0001162194
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 770513190
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7000 SHORELINE COURT
STREET 2: SUITE 100
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 6502666000
MAIL ADDRESS:
STREET 1: 7000 SHORELINE COURT
STREET 2: SUITE 100
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JONES ROBERT C
CENTRAL INDEX KEY: 0001222642
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34180
FILM NUMBER: 15675392
MAIL ADDRESS:
STREET 1: C/O FLUIDIGM CORPORATION
STREET 2: 7000 SHORELINE COURT, SUITE 100
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
4
1
wf-form4_142551745177951.xml
FORM 4
X0306
4
2015-03-02
0
0001162194
FLUIDIGM CORP
FLDM
0001222642
JONES ROBERT C
FLUIDIGM CORPORATION
7000 SHORELINE COURT, SUITE 100
SOUTH SAN FRANCISCO
CA
94080
0
1
0
0
EVP, RESEARCH & DEVELOPMENT
Common Stock
2015-03-02
4
M
0
3000
14.60
A
3947
D
Common Stock
2015-03-02
4
S
0
1500
43.4127
D
2447
D
Common Stock
2015-03-02
4
S
0
1500
44.147
D
947
D
Employee Stock Option (Right to Buy)
14.6
2015-03-02
4
M
0
3000
0
D
2021-05-17
Common Stock
3000.0
5701
D
The sales reported by Mr. Jones were effected pursuant to a Rule 10b5-1 trading plan adopted on March 14, 2014 as amended on December 12, 2014.
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $42.94 to $43.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $43.81 to $44.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
1/48th of the shares subject to the Option vested on June 18, 2011 and 1/48th of the shares subject to the Option vest each month thereafter, such that the Option will be fully vested on May 18, 2015.
/s/ Valerie Barnett, attorney-in-fact
2015-03-04