0001161825-11-000003.txt : 20110729 0001161825-11-000003.hdr.sgml : 20110729 20110729090109 ACCESSION NUMBER: 0001161825-11-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110729 DATE AS OF CHANGE: 20110729 EFFECTIVENESS DATE: 20110729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAU ASSOCIATES LLC CENTRAL INDEX KEY: 0001161825 IRS NUMBER: 510285349 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10327 FILM NUMBER: 11995547 BUSINESS ADDRESS: STREET 1: 300 BELLEVUE PARKWAY STREET 2: SUITE 200 CITY: WILMINGTON STATE: DE ZIP: 19809 BUSINESS PHONE: 3027925955 MAIL ADDRESS: STREET 1: 300 BELLEVUE PARKWAY STREET 2: SUITE 200 CITY: WILMINGTON STATE: DE ZIP: 19809 FORMER COMPANY: FORMER CONFORMED NAME: LAUOLMSTEAD LLC DATE OF NAME CHANGE: 20030409 FORMER COMPANY: FORMER CONFORMED NAME: LAU & ASSOCIATES LTD DATE OF NAME CHANGE: 20011102 13F-HR 1 lau13f35.txt LAU 13F HR 6/30/11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVERPAGE Report for the Calendar Year or Quarter Ended: June 30, 2011. Check here if Amendment [ ]; Amendment Number: This amendment (Check Only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Lau Associates LLC Address: 20 Montchanin Road Suite 110 Greenville, DE 19807 13F File Number: 028-10327 The institutional investment manager filing this report and the person whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Jacob D. Weaver Title: Investment Manager Phone: 302-792-5955 Signature, Place, and Date of Signing, Jacob D. Weaver Greenville, DE July 29, 2011. Report Type: [ ] 13F HOLDING REPORT. [ ] 13F NOTICE. [X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: 1) Luther King Capital Management Corp. 2) Thornburg Management Company Inc FORM 13F SUMMARY PAGE Report Summary: Number of other Included Managers: 0 Form 13F Information Table Entry Total: 73 Form 13F Information Table Value Total: $116,431 List of Other Included Managers: None FORM 13 F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x $1000 PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
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