0001161825-11-000002.txt : 20110429
0001161825-11-000002.hdr.sgml : 20110429
20110429081231
ACCESSION NUMBER: 0001161825-11-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110429
DATE AS OF CHANGE: 20110429
EFFECTIVENESS DATE: 20110429
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LAU ASSOCIATES LLC
CENTRAL INDEX KEY: 0001161825
IRS NUMBER: 510285349
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10327
FILM NUMBER: 11790972
BUSINESS ADDRESS:
STREET 1: 300 BELLEVUE PARKWAY
STREET 2: SUITE 200
CITY: WILMINGTON
STATE: DE
ZIP: 19809
BUSINESS PHONE: 3027925955
MAIL ADDRESS:
STREET 1: 300 BELLEVUE PARKWAY
STREET 2: SUITE 200
CITY: WILMINGTON
STATE: DE
ZIP: 19809
FORMER COMPANY:
FORMER CONFORMED NAME: LAUOLMSTEAD LLC
DATE OF NAME CHANGE: 20030409
FORMER COMPANY:
FORMER CONFORMED NAME: LAU & ASSOCIATES LTD
DATE OF NAME CHANGE: 20011102
13F-HR
1
lau13f34.txt
LAU 13F-HR 3/31/11
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVERPAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011.
Check here if Amendment [ ]; Amendment Number:
This amendment (Check Only one.): [ ] is a restatement.
[ ] adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: Lau Associates LLC
Address: 20 Montchanin Road
Suite 110
Greenville, DE 19807
13F File Number: 028-10327
The institutional investment manager filing this report and
the person whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete,
and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts
of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jacob D. Weaver
Title: Investment Manager
Phone: 302-792-5955
Signature, Place, and Date of Signing,
Jacob D. Weaver Greenville, DE April 25, 2011.
Report Type: [ ] 13F HOLDING REPORT.
[ ] 13F NOTICE.
[X] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
1) Luther King Capital Management Corp.
2) Thornburg Management Company Inc
FORM 13F SUMMARY PAGE
Report Summary:
Number of other Included Managers: 0
Form 13F Information Table Entry Total: 57
Form 13F Information Table Value Total: $105,055
List of Other Included Managers: None
FORM 13 F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x $1000 PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------
AFLAC Inc COM 001055102 2084 39486 SH SOLE 39486
AT & T Inc COM 00206R102 454 14845 SH SOLE 14845
Abbott Laboratories COM 002824100 425 8673 SH SOLE 8673
Accenture Ltd Cl A CL A G1150G111 4145 75401 SH SOLE 75401
Altria Group COM 02209S103 400 15350 SH SOLE 15350
America Movil SAB Adr SPONSORED ADR 02364W105 1997 34367 SH SOLE 34367
Amgen Inc COM 031162100 331 6200 SH SOLE 6200
Apache Corp COM 037411105 213 1626 SH SOLE 1626
Bard C R Inc COM 067383109 782 7869 SH SOLE 7869
Bristol-Myers Squibb COM 110122108 445 16840 SH SOLE 16840
CME Group Inc COM 12572Q105 1176 3900 SH SOLE 3900
Calypso Wireless Inc COM 131720104 15 200000 SH SOLE 200000
Catalyst Health Solutions COM 14888B103 1019 19826 SH SOLE 19826
Chevron Corp COM 166764100 1349 12548 SH SOLE 12548
Cisco Systems Inc COM 17275R102 436 25431 SH SOLE 25431
Coca Cola Company COM 191216100 630 9295 SH SOLE 9295
ConocoPhillips COM 20825C104 10307 129060 SH SOLE 129060
Danaher Corp COM 235851102 2402 46275 SH SOLE 46275
Devon Energy Corp COM 25179M103 379 4131 SH SOLE 4131
Du Pont E I De Nemour & Co COM 263534109 7416 134919 SH SOLE 134919
ETFS Phys Swiss Gold GOLD ETF 26922Y105 12277 86103 SH SOLE 86103
Emerson Electric Co COM 291011104 247 4228 SH SOLE 4228
Exxon Mobil Corporation COM 30231G102 3478 41340 SH SOLE 41340
Fiserv Inc COM 337738108 391 6230 SH SOLE 6230
Flowers Foods Inc COM 343498101 2276 83591 SH SOLE 83591
General Electric Company COM 369604103 2750 137147 SH SOLE 137147
Hewlett Packard Co COM 428236103 589 14386 SH SOLE 14386
Idexx Labs Inc COM 45168D104 3717 48135 SH SOLE 48135
Intel Corp COM 458140100 3390 168004 SH SOLE 168004
Int'l Business Machines COM 459200101 3117 19112 SH SOLE 19112
Irobot Corp COM 462726100 1960 59593 SH SOLE 59593
JP Morgan Chase & Co COM 46625H100 336 7292 SH SOLE 7292
Johnson & Johnson COM 478160104 3962 66864 SH SOLE 66864
Medco Health Solutions COM 58405U102 519 9237 SH SOLE 9237
Medtronic Inc COM 585055106 372 9550 SH SOLE 9550
Merck & Co COM 589331107 314 9522 SH SOLE 9522
Microsoft Corp COM 594918104 358 14094 SH SOLE 14094
Netease.com Inc SPONSORED ADR 64110W102 851 17195 SH SOLE 17195
Novartis AG Spon Adr SPONSORED ADR 66987V106 276 5075 SH SOLE 5075
Oracle Corp COM 68389X105 588 17591 SH SOLE 17591
PP&L Corp COM 69351T106 1908 75415 SH SOLE 75415
Pepsico Incorporated COM 713448108 4905 76158 SH SOLE 76158
Petroleo Brasileiro Sa SPONSORED ADR 71654V408 3065 75808 SH SOLE 75808
Philip Morris Intl Inc COM 718172109 742 11311 SH SOLE 11311
Procter & Gamble Co COM 742718109 1666 27044 SH SOLE 27044
Revenue Shares ETF LARGE CAP ETF 761396100 312 12415 SH SOLE 12415
Revenue Shares ETF MID CAP ETF 761396209 275 8500 SH SOLE 8500
Rogers Communications Inc CL B 775109200 4287 117785 SH SOLE 117785
Royal Dutch Shell A SPONSORED ADR 780257804 601 8255 SH SOLE 8255
Schlumberger Ltd COM 806857108 977 10473 SH SOLE 10473
Sysco Corp COM 871829107 930 33587 SH SOLE 33587
Teva Pharm Inds Ltd ADR 881624209 3565 71054 SH SOLE 71054
Thor Industries Inc COM 885160101 602 18036 SH SOLE 18036
3M Company COM 88579Y101 1579 16885 SH SOLE 16885
United Technologies Corp COM 913071109 247 2922 SH SOLE 2922
Verizon Communications COM 92343V104 407 10564 SH SOLE 10564
Vodafone Group Plc Adr SPONSORED ADR 92857W209 723 25144 SH SOLE 25144