0001161722-20-000007.txt : 20201013
0001161722-20-000007.hdr.sgml : 20201013
20201013132216
ACCESSION NUMBER: 0001161722-20-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201013
DATE AS OF CHANGE: 20201013
EFFECTIVENESS DATE: 20201013
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOLLENCREST CAPITAL MANAGEMENT
CENTRAL INDEX KEY: 0001161722
IRS NUMBER: 954121065
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06753
FILM NUMBER: 201235752
BUSINESS ADDRESS:
STREET 1: 100 BAYVIEW CIRCLE, SUITE 500
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 9498237744
MAIL ADDRESS:
STREET 1: 100 BAYVIEW CIRCLE, SUITE 500
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
FORMER COMPANY:
FORMER CONFORMED NAME: HOLLENCREST SECURITIES LLC
DATE OF NAME CHANGE: 20030729
FORMER COMPANY:
FORMER CONFORMED NAME: RND RESOURCES INC
DATE OF NAME CHANGE: 20011031
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001161722
XXXXXXXX
09-30-2020
09-30-2020
HOLLENCREST CAPITAL MANAGEMENT
100 BAYVIEW CIRCLE, SUITE 500
NEWPORT BEACH
CA
92660
13F HOLDINGS REPORT
028-06753
N
Michelle Petersen
Client Relationship Specialist
7148868074
Michelle Petersen
Newport Beach
CA
10-13-2020
0
524
836680
false
INFORMATION TABLE
2
inftable.xml
ALIBABA GROUP HOLDING F SPONSO
ADR
01609w102
1464
4980
SH
SOLE
4980
0
0
Allianz SE
ADR
000000000
576
3000
SH
OTR
0
0
3000
BANCO SANTANDER S.A.
ADR
05964H105
55
29476
SH
SOLE
29476
0
0
BAYER AG F SPONSORED ADR 1 ADR
ADR
072730302
598
40000
SH
OTR
0
0
40000
BP PLC F SPONSORED ADR 1 ADR R
ADR
055622104
60
3408
SH
SOLE
3408
0
0
BP PLC F SPONSORED ADR 1 ADR R
ADR
055622104
228
13040
SH
OTR
0
0
13040
BRIT AMER TOBACCO F SPONSORED
ADR
110448107
23
638
SH
SOLE
638
0
0
BRIT AMER TOBACCO F SPONSORED
ADR
110448107
506
14000
SH
OTR
0
0
14000
CK HUTCHISON HLDGS LTD ADR
ADR
12562Y100
78
12975
SH
SOLE
12975
0
0
COMPAGNIE DE ST GOBAIN UNSP
ADR
204280309
118
14062
SH
SOLE
14062
0
0
DEUTSCHE TELEKOM AG F SPONSORE
ADR
251566105
13
779
SH
SOLE
779
0
0
DEUTSCHE TELEKOM AG F SPONSORE
ADR
251566105
413
24500
SH
OTR
0
0
24500
ENEL SOCIETA PER AZIONI ADR
ADR
29265W207
96
11195
SH
SOLE
11195
0
0
KINGFISHER ADR
ADR
495724403
90
11859
SH
SOLE
11859
0
0
LLOYDS BANKING GROUP F SPONSOR
ADR
539439109
57
44019
SH
SOLE
44019
0
0
LLOYDS BANKING GROUP F SPONSOR
ADR
539439109
258
198800
SH
OTR
0
0
198800
PORSCHE AUTOMOBIL HO F SPONSOR
ADR
73328p106
669
112700
SH
OTR
0
0
112700
SIEMENS A G F SPONSORED ADR 1
ADR
826197501
1212
17400
SH
OTR
0
0
17400
SUBARU CORP F UNSPONSORED ADR
ADR
86428v104
98
10000
SH
OTR
0
0
10000
TAIWAN SEMICONDUCTR F SPONSORE
ADR
874039100
256
3159
SH
SOLE
3159
0
0
TAIWAN SEMICONDUCTR F SPONSORE
ADR
874039100
188
2320
SH
OTR
0
0
2320
TELIA COMPANY A B ADR
ADR
87960M205
86
10450
SH
SOLE
10450
0
0
TESCO PLC SPONSORED ADR
ADR
881575302
92
11218
SH
SOLE
11218
0
0
SPROTT PHYSICAL GOLD & S
COMMOD TXBLE CEF
85208r101
5225
284900
SH
SOLE
284900
0
0
SPROTT PHYSICAL GOLD ETV
COMMOD TXBLE CEF
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1204
80000
SH
SOLE
80000
0
0
ISHARES GOLD ETF
ETF
464285105
98
5469
SH
SOLE
5469
0
0
ISHARES GOLD ETF
ETF
464285105
276
15330
SH
OTR
30
0
15300
PROSHARES ULTRA SILVER ETF IV
ETF
74347w353
88
2100
SH
SOLE
2100
0
0
PROSHARES ULTRA SILVER ETF IV
ETF
74347w353
139
3335
SH
OTR
0
0
3335
SPDR GOLD SHARES ETF EC
ETF
78463v107
505
2853
SH
SOLE
2853
0
0
SPDR GOLD SHARES ETF EC
ETF
78463v107
70
395
SH
OTR
0
0
395
1/100000TH SPECTRUM GRP FRACTI
COM
jeh63m206
0
48467
SH
OTR
0
0
48467
3M CO
COM
88579y101
140
871
SH
SOLE
871
0
0
3M CO
COM
88579y101
435
2717
SH
OTR
0
0
2717
A T & T INC
COM
00206r102
53
1855
SH
SOLE
1855
0
0
A T & T INC
COM
00206r102
472
16552
SH
OTR
0
0
16552
ABBOTT LABORATORIES
COM
002824100
172
1581
SH
SOLE
1581
0
0
ABBOTT LABORATORIES
COM
002824100
297
2733
SH
OTR
0
0
2733
ABBVIE INC
COM
00287y109
1153
13159
SH
SOLE
13159
0
0
ABBVIE INC
COM
00287y109
18
201
SH
OTR
0
0
201
ADVANCED MICRO DEVIC
COM
007903107
83
1013
SH
SOLE
1013
0
0
ADVANCED MICRO DEVIC
COM
007903107
414
5044
SH
OTR
0
0
5044
AIA GROUP LTD ORDF
COM
y002a1105
174
17800
SH
SOLE
17800
0
0
ALPHABET INC. CLASS A
COM
02079k305
1716
1171
SH
SOLE
1171
0
0
ALPHABET INC. CLASS A
COM
02079k305
327
223
SH
OTR
0
0
223
ALPHABET INC. CLASS C
COM
02079k107
2179
1483
SH
SOLE
1483
0
0
ALPHABET INC. CLASS C
COM
02079k107
326
222
SH
OTR
0
0
222
ALTRIA GROUP INC
COM
02209s103
2198
56880
SH
SOLE
56880
0
0
ALTRIA GROUP INC
COM
02209s103
787
20363
SH
OTR
0
0
20363
AMAZON.COM INC
COM
023135106
5504
1748
SH
SOLE
1736
0
12
AMAZON.COM INC
COM
023135106
3949
1254
SH
OTR
0
0
1254
AMGEN INC.
COM
031162100
819
3224
SH
SOLE
3224
0
0
AMGEN INC.
COM
031162100
25
100
SH
OTR
0
0
100
ANTHEM INC
COM
036752103
37
137
SH
SOLE
44
0
93
ANTHEM INC
COM
036752103
330
1228
SH
OTR
0
0
1228
APPLE INC
COM
037833100
9711
83852
SH
SOLE
83420
0
433
APPLE INC
COM
037833100
5225
45118
SH
OTR
102
0
45098
ASML HLDGS NV ORDF
COM
n07059202
215
582
SH
SOLE
582
0
0
ATOMERA INC 00500
COM
04965b100
4776
456991
SH
SOLE
456991
0
0
ATOMERA INC 00500
COM
04965b100
602
57580
SH
OTR
0
0
57580
BANCO BPM SPA ORDF
COM
t1708n101
169
100000
SH
OTR
0
0
100000
BANK OF AMERICA CORP
COM
060505104
3331
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SH
SOLE
138260
0
0
BANK OF AMERICA CORP
COM
060505104
284
11780
SH
OTR
0
0
11780
BARRICK GOLD CORP F
COM
067901108
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130250
SH
OTR
0
0
130250
BERKSHIRE HATHAWAY B NEW CLASS
COM
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8552
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BERKSHIRE HATHAWAY B NEW CLASS
COM
084670702
445
2091
SH
OTR
0
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2091
BERKSHIRE HATHAWAY CLASS B
COM
084670702
3780
17750
SH
SOLE
17750
0
0
BERKSHIRE HATHAWAY CLASS B
COM
084670702
21
100
SH
OTR
0
0
100
BLACK KNIGHT INC
COM
09215c105
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216466
SH
OTR
0
0
216466
BLACKBERRY LTD F
COM
09228f103
4775
1040306
SH
SOLE
1040306
0
0
BLACKROCK INC
COM
09247x101
200
355
SH
SOLE
355
0
0
BOEING CO
COM
097023105
198
1195
SH
SOLE
1195
0
0
BOEING CO
COM
097023105
153
924
SH
OTR
0
0
924
BOOKING HOLDINGS INC
COM
09857l108
255
149
SH
SOLE
149
0
0
BOOZ ALLEN HAMILTON CLASS A
COM
099502106
65
780
SH
SOLE
365
0
415
BOOZ ALLEN HAMILTON CLASS A
COM
099502106
473
5702
SH
OTR
0
0
5702
BRISTOL-MYERS SQUIBB
COM
110122108
653
10829
SH
SOLE
10829
0
0
BRISTOL-MYERS SQUIBB
COM
110122108
52
866
SH
OTR
0
0
866
BROADCOM INC
COM
11135f101
273
748
SH
SOLE
748
0
0
BROADCOM INC
COM
11135f101
164
450
SH
OTR
0
0
450
Bionovo Inc.
COM
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0
10000
SH
OTR
0
0
10000
CAESARS ENTMT INC NEW
COM
12769g100
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27976
SH
SOLE
27765
0
211
CAESARS ENTMT INC NEW
COM
12769g100
37
660
SH
OTR
0
0
660
CAMECO CORP F
COM
13321l108
298
29500
SH
OTR
0
0
29500
CANNAE HOLDINGS INC
COM
13765n107
4137
111033
SH
OTR
0
0
111033
CANOPUS BIOPHARMA INC
COM
138034103
2
80000
SH
OTR
0
0
80000
CAPITAL ONE FC
COM
14040h105
424
5907
SH
SOLE
5907
0
0
CARNIVAL CORP F
COM
143658300
632
41652
SH
SOLE
40966
0
686
CARNIVAL CORP F
COM
143658300
24
1606
SH
OTR
0
0
1606
CENTENE CORP
COM
15135b101
23
398
SH
SOLE
0
0
398
CENTENE CORP
COM
15135b101
243
4168
SH
OTR
0
0
4168
CHARLES SCHWAB CORP
COM
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242
6685
SH
SOLE
6685
0
0
CHEGG INC
COM
163092109
337
4713
SH
SOLE
4713
0
0
CHEMED CORP
COM
16359r103
19
39
SH
SOLE
0
0
39
CHEMED CORP
COM
16359r103
247
514
SH
OTR
0
0
514
CHEVRON CORP
COM
166764100
638
8868
SH
SOLE
8868
0
0
CHEVRON CORP
COM
166764100
80
1118
SH
OTR
0
0
1118
CISCO SYSTEMS INC
COM
17275r102
452
11486
SH
SOLE
11486
0
0
CISCO SYSTEMS INC
COM
17275r102
159
4024
SH
OTR
21
0
4024
CITIGROUP INC
COM
172967424
443
10269
SH
SOLE
10013
0
256
CITIGROUP INC
COM
172967424
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22680
SH
OTR
0
0
22680
CME GROUP INC CLASS A
COM
12572q105
376
2248
SH
SOLE
2248
0
0
COEUR MINING INC
COM
192108504
443
60000
SH
SOLE
60000
0
0
COMERICA INCORPORATE
COM
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387
10121
SH
SOLE
10121
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COM
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4400
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4400
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COM
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555
1563
SH
SOLE
1510
0
53
COSTCO WHOLESALE CO
COM
22160k105
2214
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SH
OTR
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COM
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SH
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0
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CROWN CASTLE INTL CO REIT
COM
22822v101
20
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SH
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0
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120
CUMMINS INC
COM
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SH
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CUMMINS INC
COM
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SH
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0
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894
CVS HEALTH CORP
COM
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274
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SH
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Conographic Corp Calif Restr
COM
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SH
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0
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D R HORTON CO
COM
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D R HORTON CO
COM
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318
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SH
OTR
0
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DAVITA INC
COM
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222
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SH
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DEUTSCHE BK AKTIENGE F
COM
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15000
DHT MARITIME HLD INC F
COM
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SH
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0
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DISCOVER FINL S
COM
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SH
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COM
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SH
SOLE
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0
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COM
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920
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SH
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0
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EMERSON ELECTRIC CO
COM
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SH
SOLE
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EVOLENT HEALTH INC CLA
COM
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SH
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COM
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SH
OTR
0
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22500
EXXON MOBIL CORP
COM
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8104
SH
SOLE
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0
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COM
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0
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COM
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FACEBOOK INC CLASS A
COM
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SH
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0
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FIDELITY NATL INFO
COM
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FIFTH THIRD BANCORP
COM
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SH
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0
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FIRST FOUNDATION INC
COM
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SH
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0
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FIRST FOUNDATION INC
COM
32026v104
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SH
OTR
0
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FLEETCOR TECHNOLOGIE
COM
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SH
OTR
0
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1150
FNFV GROUP
COM
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SH
OTR
0
0
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FORD MOTOR CO
COM
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117
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SH
SOLE
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0
0
FORD MOTOR CO
COM
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569
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SH
OTR
0
0
85500
FREEPORT-MCMORAN INC
COM
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SH
SOLE
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0
0
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COM
35671d857
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SH
OTR
0
0
78
GENERAL ELECTRIC CO
COM
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SH
SOLE
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0
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COM
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SH
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0
0
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GENERAL MOTORS CO
COM
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800
SH
SOLE
800
0
0
GENERAL MOTORS CO
COM
37045v100
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SH
OTR
0
0
20623
GENTEX CORP
COM
371901109
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SH
SOLE
0
0
781
GENTEX CORP
COM
371901109
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SH
OTR
0
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COM
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SH
SOLE
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0
0
GOLDMAN SACHS GROUP
COM
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SH
SOLE
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0
0
GOLDMAN SACHS GROUP
COM
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SH
OTR
0
0
538
HAIN CELESTIAL GROUP
COM
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SH
SOLE
108
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HENRY JACK & ASSOC
COM
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SH
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0
0
112
HENRY JACK & ASSOC
COM
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SH
OTR
0
0
1890
HILTON WORLDWIDE HLD
COM
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11099
SH
OTR
0
0
11099
HOME DEPOT INC
COM
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SH
SOLE
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COM
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0
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COM
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COM
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SH
OTR
0
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13333
HUNTINGTON BANCSHS
COM
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SH
SOLE
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I C U MEDICAL INC
COM
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SH
OTR
0
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IDENTIVE INC
COM
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SH
OTR
0
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IDERA PHARMA
COM
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SH
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COM
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10000
INTEL CORP
COM
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INTEL CORP
COM
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COM
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COM
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INVESCO LTD
COM
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0
0
J ALEXANDERS HOLDINGS IN
COM
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0
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J ALEXANDERS HOLDINGS IN
COM
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0
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JOHNSON & JOHNSON
COM
478160104
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SH
SOLE
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0
110
JOHNSON & JOHNSON
COM
478160104
579
3887
SH
OTR
0
0
3887
JPMORGAN CHASE & CO
COM
46625h100
1217
12639
SH
SOLE
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165
JPMORGAN CHASE & CO
COM
46625h100
563
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SH
OTR
0
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KEYCORP INC
COM
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SH
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0
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KEYENCE CORP ORDF
COM
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SH
SOLE
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KRAFT HEINZ COMPANY
COM
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KRAFT HEINZ COMPANY
COM
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OTR
0
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KROGER CO
COM
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SH
OTR
0
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LA JOLLA PHARMA
COM
503459604
117
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SH
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29000
0
0
LA JOLLA PHARMA
COM
503459604
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10000
SH
OTR
0
0
10000
LANNETT INC
COM
516012101
189
31000
SH
SOLE
31000
0
0
LAS VEGAS SANDS CORP
COM
517834107
977
20938
SH
SOLE
20759
0
179
LAS VEGAS SANDS CORP
COM
517834107
61
1306
SH
OTR
0
0
1306
LIGHTWAVE LOGIC INC
COM
532275104
6
10000
SH
OTR
0
0
10000
LILLY ELI & CO
COM
532457108
81
548
SH
SOLE
451
0
97
LILLY ELI & CO
COM
532457108
167
1127
SH
OTR
0
0
1127
LINDBLAD EXPEDITIONS HOL
COM
535219109
136
16005
SH
SOLE
15707
0
298
LINDBLAD EXPEDITIONS HOL
COM
535219109
10
1145
SH
OTR
0
0
1145
LULULEMON ATHLETICA
COM
550021109
567
1720
SH
SOLE
1720
0
0
MAG SILVER CORP F
COM
55903q104
168
10306
SH
SOLE
10306
0
0
MAG SILVER CORP F
COM
55903q104
19
1155
SH
OTR
0
0
1155
MANULIFE FINL F
COM
56501r106
203
14608
SH
SOLE
14608
0
0
MANULIFE FINL F
COM
56501r106
781
56178
SH
OTR
0
0
56178
MARATHON OIL CORP
COM
565849106
253
61800
SH
OTR
0
0
61800
MASTERCARD INC CLASS A
COM
57636q104
182
538
SH
SOLE
538
0
0
MASTERCARD INC CLASS A
COM
57636q104
118
350
SH
OTR
0
0
350
MEDTRONIC PLC F
COM
g5960l103
575
5529
SH
SOLE
5380
0
149
MEDTRONIC PLC F
COM
g5960l103
49
475
SH
OTR
0
0
475
MERCK & CO. INC.
COM
58933y105
111
1343
SH
SOLE
1343
0
0
MERCK & CO. INC.
COM
58933y105
475
5729
SH
OTR
0
0
5729
MGM RESORTS INTL
COM
552953101
1144
52579
SH
SOLE
52132
0
447
MGM RESORTS INTL
COM
552953101
1182
54349
SH
OTR
0
0
54349
MICROSOFT CORP
COM
594918104
3736
17762
SH
SOLE
17622
0
140
MICROSOFT CORP
COM
594918104
2538
12066
SH
OTR
39
0
12027
MONSTER BEVERAGE CORP
COM
61174X109
58
720
SH
SOLE
720
0
0
MONSTER BEVERAGE CORP
COM
61174X109
237
2950
SH
OTR
0
0
2950
MOTOROLA SOLUTIONS
COM
620076307
448
2857
SH
OTR
0
0
2857
N V R INC
COM
62944t105
20
5
SH
SOLE
0
0
5
N V R INC
COM
62944t105
225
55
SH
OTR
0
0
55
NETFLIX INC
COM
64110l106
436
872
SH
SOLE
872
0
0
NETFLIX INC
COM
64110l106
118
236
SH
OTR
5
0
231
NEWMONT CORP
COM
651639106
33
514
SH
SOLE
514
0
0
NEWMONT CORP
COM
651639106
1028
16200
SH
OTR
0
0
16200
NEXTERA ENERGY INC
COM
65339f101
153
550
SH
SOLE
436
0
114
NEXTERA ENERGY INC
COM
65339f101
416
1499
SH
OTR
0
0
1499
NIKE INC CLASS B
COM
654106103
880
7008
SH
SOLE
6824
0
184
NIKE INC CLASS B
COM
654106103
354
2821
SH
OTR
0
0
2821
NORWEGIAN CRUISE LIN F
COM
g66721104
678
39615
SH
SOLE
38965
0
650
NORWEGIAN CRUISE LIN F
COM
g66721104
26
1513
SH
OTR
0
0
1513
NOVONIX LTD ORDF
COM
q6880b109
8
10000
SH
SOLE
10000
0
0
NVIDIA CORP
COM
67066g104
495
914
SH
SOLE
914
0
0
NVIDIA CORP
COM
67066g104
633
1170
SH
OTR
0
0
1170
OPKO HEALTH INC
COM
68375n103
125
33980
SH
SOLE
33980
0
0
ORACLE CORP
COM
68389x105
319
5344
SH
SOLE
4715
0
629
ORACLE CORP
COM
68389x105
33
550
SH
OTR
0
0
550
OVERSTOCK COM INC
COM
690370101
581
8000
SH
OTR
0
0
8000
PACWEST BANCORP
COM
695263103
796
46582
SH
SOLE
46582
0
0
PAYPAL HOLDINGS INCORPOR
COM
70450y103
186
946
SH
SOLE
946
0
0
PAYPAL HOLDINGS INCORPOR
COM
70450y103
66
335
SH
OTR
0
0
335
PEOPLES UNITED FINL
COM
712704105
190
18401
SH
SOLE
18401
0
0
PEPSICO INC
COM
713448108
190
1372
SH
SOLE
1372
0
0
PEPSICO INC
COM
713448108
58
415
SH
OTR
0
0
415
PFIZER INC
COM
717081103
2417
65864
SH
SOLE
65655
0
209
PFIZER INC
COM
717081103
236
6419
SH
OTR
0
0
6419
PHILIP MORRIS INTL
COM
718172109
10061
134171
SH
SOLE
134171
0
0
PHILIP MORRIS INTL
COM
718172109
335
4466
SH
OTR
0
0
4466
PROCTER & GAMBLE
COM
742718109
149
1074
SH
SOLE
1074
0
0
PROCTER & GAMBLE
COM
742718109
852
6128
SH
OTR
0
0
6128
PURE GOLD MINING INC F
COM
74624e100
66
40000
SH
SOLE
40000
0
0
QUALCOMM INC
COM
747525103
509
4329
SH
SOLE
4085
0
244
QUALCOMM INC
COM
747525103
99
842
SH
OTR
0
0
842
RAYMOND JAMES FINL
COM
754730109
202
2779
SH
SOLE
2779
0
0
REGIONS FINL CO
COM
7591ep100
210
18193
SH
SOLE
18193
0
0
RENT-A-CENTER INC
COM
76009n100
209
7000
SH
SOLE
0
0
7000
RING ENERGY INC.
COM
76680v108
1
2000
SH
SOLE
2000
0
0
RING ENERGY INC.
COM
76680v108
20
29000
SH
OTR
0
0
29000
ROYAL CARIBBEAN GROUP F
COM
v7780t103
657
10145
SH
SOLE
9977
0
168
ROYAL CARIBBEAN GROUP F
COM
v7780t103
22
344
SH
OTR
0
0
344
Regal Cinemas Inc
COM
000000000
822
15480
SH
SOLE
15480
0
0
S S R MINING INC F
COM
784730103
2460
131738
SH
SOLE
131738
0
0
S S R MINING INC F
COM
784730103
80
4268
SH
OTR
0
0
4268
SALESFORCE COM
COM
79466l302
45121
179535
SH
SOLE
179535
0
0
SALESFORCE COM
COM
79466l302
124
493
SH
OTR
0
0
493
SKYWORKS SOLUTIONS
COM
83088m102
364
2500
SH
SOLE
2500
0
0
SKYWORKS SOLUTIONS
COM
83088m102
188
1290
SH
OTR
0
0
1290
SQUARE INC CLASS A
COM
852234103
262
1612
SH
SOLE
1612
0
0
SQUARE INC CLASS A
COM
852234103
58
357
SH
OTR
0
0
357
STARBUCKS CORP
COM
855244109
1039
12094
SH
SOLE
12094
0
0
STARBUCKS CORP
COM
855244109
12
145
SH
OTR
0
0
145
SUNOPTA INC F
COM
8676ep108
753
101500
SH
SOLE
0
0
101500
SUPER LEAGUE GAMING INC
COM
86804f202
26
13996
SH
SOLE
13996
0
0
TARGET CORP
COM
87612e106
190
1210
SH
SOLE
1210
0
0
TARGET CORP
COM
87612e106
39
250
SH
OTR
0
0
250
TESLA INC
COM
88160r101
1963
4576
SH
SOLE
4575
0
1
TESLA INC
COM
88160r101
591
1378
SH
OTR
10
0
1378
TEXAS INSTRUMENTS
COM
882508104
253
1771
SH
SOLE
1627
0
144
TEXAS INSTRUMENTS
COM
882508104
330
2309
SH
OTR
0
0
2309
THE COCA-COLA CO
COM
191216100
2769
56088
SH
SOLE
55922
0
166
THE COCA-COLA CO
COM
191216100
77
1568
SH
OTR
0
0
1568
THERMO FISHER SCIENTIFIC
COM
883556102
678
1535
SH
SOLE
1535
0
0
TRUIST FINL CORP
COM
89832q109
210
5531
SH
SOLE
5531
0
0
TWILIO INC CLASS A
COM
90138f102
871
3524
SH
SOLE
3524
0
0
TWITTER INC
COM
90184l102
623
14000
SH
SOLE
14000
0
0
TWITTER INC
COM
90184l102
2
50
SH
OTR
0
0
50
TYSON FOODS INC CLASS A
COM
902494103
1071
18000
SH
OTR
0
0
18000
U S BANCORP
COM
902973304
26
725
SH
SOLE
725
0
0
U S BANCORP
COM
902973304
4481
125000
SH
OTR
0
0
125000
UNITED PARCEL SRVC CLASS B
COM
911312106
45336
272078
SH
SOLE
271945
0
133
UNITED PARCEL SRVC CLASS B
COM
911312106
18411
110488
SH
OTR
0
0
110488
UNITED RENTALS INC
COM
911363109
258
1480
SH
SOLE
1480
0
0
UNITEDHEALTH GRP INC
COM
91324p102
694
2226
SH
SOLE
2226
0
0
UNIVERSAL HLTH SVCS CLASS B
COM
913903100
249
2330
SH
SOLE
2330
0
0
UNIVERSAL HLTH SVCS CLASS B
COM
913903100
1
6
SH
OTR
0
0
6
UNUM GROUP
COM
91529y106
367
21827
SH
SOLE
21827
0
0
UNUM GROUP
COM
91529y106
3
203
SH
OTR
0
0
203
VERISIGN INC
COM
92343e102
236
1150
SH
SOLE
1150
0
0
VERIZON COMMUNICATN
COM
92343v104
84
1415
SH
SOLE
1029
0
386
VERIZON COMMUNICATN
COM
92343v104
367
6175
SH
OTR
0
0
6175
VISA INC CLASS A
COM
92826c839
1338
6690
SH
SOLE
6591
0
99
VISA INC CLASS A
COM
92826c839
1163
5813
SH
OTR
0
0
5813
WALMART INC
COM
931142103
733
5239
SH
SOLE
5071
0
168
WALMART INC
COM
931142103
496
3545
SH
OTR
0
0
3545
WALT DISNEY CO
COM
254687106
1832
14768
SH
SOLE
14768
0
0
WALT DISNEY CO
COM
254687106
103
829
SH
OTR
0
0
829
WD-40 CO
COM
929236107
222
1171
SH
SOLE
1171
0
0
WILLIAMS COMPANIES
COM
969457100
185
9437
SH
SOLE
9437
0
0
WILLIAMS COMPANIES
COM
969457100
195
9915
SH
OTR
0
0
9915
WYNN RESORTS
COM
983134107
863
12022
SH
SOLE
11916
0
106
WYNN RESORTS
COM
983134107
43
602
SH
OTR
0
0
602
XILINX INC
COM
983919101
28
267
SH
SOLE
82
0
185
XILINX INC
COM
983919101
209
2005
SH
OTR
0
0
2005
EATON VANCE TAX ADVANTAG
CEFS
27828g107
841
42685
SH
SOLE
42685
0
0
EATON VANCE TAX ADVANTAG
CEFS
27828g107
73
3705
SH
OTR
0
0
3705
EATON VANCE TAX MAN GL D
CEFS
27829f108
78
10600
SH
SOLE
10600
0
0
EATON VANCE TX ADVNT GLB
CEFS
27828u106
437
21005
SH
SOLE
21005
0
0
EATON VANCE TX ADVNT GLB
CEFS
27828u106
112
5400
SH
OTR
0
0
5400
GABELLI EQUITY CF
CEFS
362397101
356
69913
SH
SOLE
69913
0
0
GABELLI EQUITY CF
CEFS
362397101
350
68820
SH
OTR
0
0
68820
NUVEEN TAX ADVNTGD DIVDN
CEFS
67073g105
138
10525
SH
SOLE
10525
0
0
BLACKROCK ENHANCED EQUIT
CEFS
09251a104
375
51271
SH
OTR
0
0
51271
BLACKROCK ENHANCED GLOBA
CEFS
092501105
879
91873
SH
OTR
0
0
91873
BLACKROCK ENHANCED INTER
CEFS
092524107
440
83568
SH
OTR
0
0
83568
BLACKROCK ENHCD CAPITL A
CEFS
09256a109
241
15600
SH
SOLE
15600
0
0
Blackrock Health Sciences Trus
CEFS
000000000
1843
77276
SH
SOLE
77276
0
0
CLOUGH GLOBAL OPPORTUNIT
CEFS
18914e106
98
10500
SH
SOLE
10500
0
0
CLOUGH GLOBAL OPPORTUNIT
CEFS
18914e106
69
7400
SH
OTR
0
0
7400
EATON VANCE RISK MAN DIV
CEFS
27829g106
109
11350
SH
SOLE
11350
0
0
EATON VANCE RISK MAN DIV
CEFS
27829g106
67
7000
SH
OTR
0
0
7000
JOHN HANCOCK PREMIUM DIV
CEFS
41013t105
200
16080
SH
SOLE
16080
0
0
PIMCO ENRG TCTCL CRT OPP
CEFS
69346n107
2003
323566
SH
SOLE
323566
0
0
PIMCO ENRG TCTCL CRT OPP
CEFS
69346n107
2
250
SH
OTR
0
0
250
VOYA GLOBAL EQUITY DVD P
CEFS
92912t100
79
16000
SH
SOLE
16000
0
0
DIREXION DAILY S&P 500 BEAR 3X
ETFS
25460e885
256
44521
SH
SOLE
44521
0
0
DIREXION DAILY S&P 500 BEAR 3X
ETFS
25460e885
0
50
SH
OTR
0
0
50
INNOVATOR IBD 50 ETF
ETFS
45782c102
218
5832
SH
SOLE
5832
0
0
INNOVATOR IBD 50 ETF
ETFS
45782c102
51
1365
SH
OTR
0
0
1365
VANECK VECTORS RUSSIA ETF
ETFS
92189f403
2468
117785
SH
OTR
0
0
117785
ALLIANZGI CONV & INCOME
TAXABLE CEF
018828103
105
22980
SH
SOLE
22980
0
0
CALAMOS CONVERTIBLE OPPO
TAXABLE CEF
128117108
233
21182
SH
SOLE
21182
0
0
CALAMOS CONVERTIBLE OPPO
TAXABLE CEF
128117108
87
7900
SH
OTR
0
0
7900
DOUBLELINE INCOME SOLUTI
TAXABLE CEF
258622109
269
16765
SH
SOLE
16765
0
0
DOUBLELINE INCOME SOLUTI
TAXABLE CEF
258622109
432
26997
SH
OTR
0
0
26997
EATON VANCE LIMITED DURA
TAXABLE CEF
27828h105
69
6089
SH
SOLE
3855
0
2234
EATON VANCE LIMITED DURA
TAXABLE CEF
27828h105
81
7120
SH
OTR
0
0
7120
FLAHERTY & CRMRN PRF INC
TAXABLE CEF
338478100
337
16060
SH
SOLE
16060
0
0
NEXPOINT STRATEGIC OPPOR
TAXABLE CEF
65340g205
98
11340
SH
SOLE
11340
0
0
NEXPOINT STRATEGIC OPPOR
TAXABLE CEF
65340g205
0
11
SH
OTR
0
0
11
NUVEEN FLOATING RATE INC
TAXABLE CEF
67072t108
99
11970
SH
SOLE
11970
0
0
NUVEEN PREF AND INCM SEC
TAXABLE CEF
67072c105
133
15089
SH
SOLE
15089
0
0
NUVEEN PREFERRED INCOME
TAXABLE CEF
67073b106
171
20188
SH
SOLE
20188
0
0
PIMCO CORPORATE OPPORTUN
TAXABLE CEF
72201b101
534
33093
SH
SOLE
33093
0
0
PIMCO CORPORATE OPPORTUN
TAXABLE CEF
72201b101
414
25675
SH
OTR
0
0
25675
PIMCO DYNMC CRDT AND MRT
TAXABLE CEF
72202d106
151
7514
SH
SOLE
7514
0
0
PIMCO DYNMC CRDT AND MRT
TAXABLE CEF
72202d106
112
5600
SH
OTR
0
0
5600
PIMCO INCOME STRATEGY II
TAXABLE CEF
72201j104
172
18977
SH
SOLE
18977
0
0
PUTNAM MASTER INTERMEDIA
TAXABLE CEF
746909100
48
11631
SH
SOLE
11631
0
0
WELLS FARGO MULTI SECTOR
TAXABLE CEF
94987d101
30
2795
SH
SOLE
1098
0
1697
WELLS FARGO MULTI SECTOR
TAXABLE CEF
94987d101
84
7844
SH
OTR
0
0
7844
WESTERN ASST HIGH INCM I
TAXABLE CEF
95766j102
78
12160
SH
SOLE
12160
0
0
WESTERN AST INFLTN LINK
TAXABLE CEF
95766r104
808
71843
SH
OTR
0
0
71843
ALERIAN MLP ETF
INDEX CEF
00162q452
599
30000
SH
OTR
0
0
30000
ARK INNOVATION ETF
INDEX CEF
00214q104
2668
29000
SH
SOLE
29000
0
0
BARCLAYS IPTH SRS B S&P SHRT T
INDEX CEF
06746p621
1026
41200
SH
SOLE
41200
0
0
BARCLAYS IPTH SRS B S&P SHRT T
INDEX CEF
06746p621
171
6870
SH
OTR
0
0
6870
ENERGY SELECT SECTOR SPDR ETF
INDEX CEF
81369y506
1446
48295
SH
SOLE
48295
0
0
ENERGY SELECT SECTOR SPDR ETF
INDEX CEF
81369y506
410
13704
SH
OTR
0
0
13704
ETFMG PRIME JUNIOR SILVER MINE
INDEX CEF
26924g102
276
20000
SH
SOLE
20000
0
0
ETFMG PRIME JUNIOR SILVER MINE
INDEX CEF
26924g102
14
1000
SH
OTR
0
0
1000
FID NDQ COMP EC ETF DV
INDEX CEF
315912808
5215
12016
SH
SOLE
12016
0
0
FID NDQ COMP EC ETF DV
INDEX CEF
315912808
28
65
SH
OTR
0
0
65
GLOBAL X MSCI GREECE ETF
INDEX CEF
37954y319
406
20332
SH
OTR
0
0
20332
INVESCO QQQ TRUST
INDEX CEF
46090e103
95176
342556
SH
SOLE
336597
0
5959
INVESCO QQQ TRUST
INDEX CEF
46090e103
3852
13865
SH
OTR
90
0
13865
IQ HEDGE MULTI-STRATEGY TRACKE
INDEX CEF
45409b107
364
11743
SH
SOLE
11743
0
0
ISHARES CHINA LARGE CAP ETF
INDEX CEF
464287184
739
17600
SH
OTR
0
0
17600
ISHARES CORE MSCI EMERGING ETF
INDEX CEF
46434g103
1680
31820
SH
SOLE
31485
0
335
ISHARES CORE MSCI EMERGING ETF
INDEX CEF
46434g103
65
1222
SH
OTR
0
0
1222
ISHARES CORE S&P MID-CAP ETF
INDEX CEF
464287507
289
1561
SH
SOLE
1561
0
0
ISHARES CORE S&P MID-CAP ETF
INDEX CEF
464287507
6
35
SH
OTR
0
0
35
ISHARES CORE S&P SMALL-CAP ETF
INDEX CEF
464287804
229
3263
SH
SOLE
3263
0
0
ISHARES CORE US GROWTH ETF
INDEX CEF
464287671
2481
31022
SH
SOLE
29022
0
2000
ISHARES CORE US GROWTH ETF
INDEX CEF
464287671
848
10607
SH
OTR
0
0
10607
ISHARES MSCI BRAZIL ETF
INDEX CEF
464286400
553
20000
SH
OTR
0
0
20000
ISHARES MSCI EAFE ETF
INDEX CEF
464287465
3309
51989
SH
OTR
0
0
51989
ISHARES MSCI EMERGING MARKETS
INDEX CEF
464287234
1044
23669
SH
OTR
0
0
23669
ISHARES MSCI GERMANY ETF
INDEX CEF
464286806
6729
231000
SH
OTR
0
0
231000
ISHARES MSCI ITALY ETF
INDEX CEF
46434g830
42
1711
SH
SOLE
1711
0
0
ISHARES MSCI ITALY ETF
INDEX CEF
46434g830
244
10000
SH
OTR
0
0
10000
ISHARES MSCI MEXICO ETF
INDEX CEF
464286822
456
13660
SH
OTR
0
0
13660
ISHARES MSCI SOUTH AFRICA ETF
INDEX CEF
464286780
259
7000
SH
OTR
0
0
7000
ISHARES MSCI TURKEY ETF
INDEX CEF
464286715
800
40500
SH
OTR
0
0
40500
ISHARES RUSSELL 1000 ETF
INDEX CEF
464287622
5184
27702
SH
OTR
0
0
27702
ISHARES RUSSELL 2000 ETF
INDEX CEF
464287655
1078
7197
SH
SOLE
7197
0
0
ISHARES RUSSELL 2000 ETF
INDEX CEF
464287655
1700
11348
SH
OTR
0
0
11348
ISHARES RUSSELL 2000 GROWTH ET
INDEX CEF
464287648
604
2726
SH
OTR
0
0
2726
ISHARES RUSSELL 3000 ETF
INDEX CEF
464287689
986
5040
SH
SOLE
5040
0
0
ISHARES RUSSELL 3000 ETF
INDEX CEF
464287689
297
1518
SH
OTR
0
0
1518
ISHARES RUSSELL MID CAP ETF
INDEX CEF
464287499
1775
30927
SH
OTR
0
0
30927
ISHARES RUSSELL MID CAP GROWTH
INDEX CEF
464287481
283
1637
SH
SOLE
1637
0
0
ISHARES RUSSELL MID CAP GROWTH
INDEX CEF
464287481
30
171
SH
OTR
10
0
161
ISHARES S&P 100 INDEXFUND
INDEX CEF
464287101
3920
25169
SH
OTR
0
0
25169
ISHARES S&P 500 GROWTH ETF
INDEX CEF
464287309
516
2235
SH
SOLE
2235
0
0
ISHARES US MEDICAL DEVICES ETF
INDEX CEF
464288810
7611
25403
SH
SOLE
25293
0
110
ISHARES US MEDICAL DEVICES ETF
INDEX CEF
464288810
96
320
SH
OTR
0
0
320
KRANESHARES CSI CHINA INTERNET
INDEX CEF
500767306
2386
35000
SH
SOLE
35000
0
0
REAL ESTATE SELECT SCTR SPDR E
INDEX CEF
81369y860
227
6430
SH
SOLE
6430
0
0
SCHWAB US LARGE CAP ETF IV
INDEX CEF
808524201
2364
29319
SH
SOLE
29319
0
0
SCHWAB US LARGE CAP ETF IV
INDEX CEF
808524201
2
25
SH
OTR
25
0
0
SELECT SECTOR HEALTH CARE SPDR
INDEX CEF
81369y209
17983
170490
SH
SOLE
167625
0
2865
SELECT SECTOR HEALTH CARE SPDR
INDEX CEF
81369y209
342
3243
SH
OTR
0
0
3243
SELECT SECTOR UTI SELECT SPDR
INDEX CEF
81369y886
1269
21371
SH
SOLE
21371
0
0
SELECT STR FINANCIAL SELECT SP
INDEX CEF
81369y605
11048
458983
SH
SOLE
454783
0
4200
SELECT STR FINANCIAL SELECT SP
INDEX CEF
81369y605
678
28165
SH
OTR
0
0
28165
SPDR DOW JONES INDUSTRIAL AVRG
INDEX CEF
78467x109
398
1436
SH
SOLE
1410
0
26
SPDR DOW JONES INDUSTRIAL AVRG
INDEX CEF
78467x109
8
28
SH
OTR
0
0
28
SPDR EURO STOXX 50 ETF IV
INDEX CEF
78463x202
945
26000
SH
OTR
0
0
26000
SPDR FUND CONSUMER STAPLES ETF
INDEX CEF
81369y308
11173
174304
SH
SOLE
172195
0
2109
SPDR FUND CONSUMER STAPLES ETF
INDEX CEF
81369y308
132
2063
SH
OTR
0
0
2063
SPDR S&P 500 ETF
INDEX CEF
78462f103
106550
318163
SH
SOLE
316596
0
1567
SPDR S&P 500 ETF
INDEX CEF
78462f103
7871
23503
SH
OTR
0
0
23503
SPDR S&P DIVIDEND ETF
INDEX CEF
78464a763
3480
37660
SH
SOLE
37660
0
0
SPDR S&P DIVIDEND ETF
INDEX CEF
78464a763
12
125
SH
OTR
0
0
125
SPDR S&P HEALTH CARE EQUIPMENT
INDEX CEF
78464a581
1170
12013
SH
SOLE
12013
0
0
SPDR S&P TRANSPORTATION ETF
INDEX CEF
78464a532
930
16000
SH
SOLE
16000
0
0
SPDR S&P TRANSPORTATION ETF
INDEX CEF
78464a532
31
528
SH
OTR
0
0
528
TECHNOLOGY SELECT SECTOR SPDR
INDEX CEF
81369y803
25738
220548
SH
SOLE
218014
0
2534
TECHNOLOGY SELECT SECTOR SPDR
INDEX CEF
81369y803
410
3510
SH
OTR
0
0
3510
UNITED STATES OIL FUND LP UNIT
INDEX CEF
91232N207
601
21250
SH
SOLE
21250
0
0
VANECK VECTORS CHINA GROWTH LE
INDEX CEF
92189f759
331
6972
SH
OTR
0
0
6972
VANECK VECTORS GOLD MINERS ETF
INDEX CEF
92189f106
595
15192
SH
SOLE
14700
0
492
VANECK VECTORS GOLD MINERS ETF
INDEX CEF
92189f106
391
9993
SH
OTR
25
0
9968
VANECK VECTORS JUNIOR GOLD MIN
INDEX CEF
92189f791
2713
49000
SH
SOLE
49000
0
0
VANGUARD CONSUMER STAPLES ETF
INDEX CEF
92204a207
1014
6209
SH
SOLE
6209
0
0
VANGUARD DIVIDEND APPRECIATION
INDEX CEF
921908844
4374
33996
SH
SOLE
33996
0
0
VANGUARD HIGH DIVIDEND YIELD E
INDEX CEF
921946406
231
2860
SH
SOLE
2860
0
0
VANGUARD HIGH DIVIDEND YIELD E
INDEX CEF
921946406
16
200
SH
OTR
0
0
200
VANGUARD INDEX FUNDS VANGUARD
INDEX CEF
922908736
4612
20264
SH
SOLE
20264
0
0
VANGUARD INFORMATION TECHNOLOG
INDEX CEF
92204a702
248
795
SH
SOLE
795
0
0
VANGUARD INFORMATION TECHNOLOG
INDEX CEF
92204a702
30
95
SH
OTR
0
0
95
VANGUARD MEGA CAP GROWTH ETF
INDEX CEF
921910816
1499
8085
SH
SOLE
8085
0
0
VANGUARD S&P 500 ETF
INDEX CEF
922908363
17830
57955
SH
SOLE
57655
0
300
VANGUARD S&P 500 ETF
INDEX CEF
922908363
6463
21007
SH
OTR
0
0
21007
VANGUARD TOTAL INTERNTL STOCK
INDEX CEF
921909768
1174
22507
SH
SOLE
22507
0
0
VANGUARD TOTAL INTERNTL STOCK
INDEX CEF
921909768
27
524
SH
OTR
0
0
524
VANGUARD TOTAL STOCK MARKET ET
INDEX CEF
922908769
87
513
SH
SOLE
513
0
0
VANGUARD TOTAL STOCK MARKET ET
INDEX CEF
922908769
627
3681
SH
OTR
0
0
3681
VELOCITYSHARES DAILY 2X VIX SH
INDEX CEF
000000000
86
1400
SH
SOLE
1400
0
0
VELOCITYSHARES DAILY 2X VIX SH
INDEX CEF
000000000
141
2290
SH
OTR
0
0
2290
WISDOMTREE TRUST US DIVID EX F
INDEX CEF
97717W406
543
7200
SH
SOLE
7200
0
0
XTRCKR HRVST CSI 300 CHNA A SH
INDEX CEF
233051879
745
21600
SH
OTR
0
0
21600
INVESCO FINANCIAL PREFERRED ET
ETF
46137v621
475
25325
SH
SOLE
25325
0
0
INVESCO INTERNATIONAL CORPORAT
ETF
46138e636
323
11505
SH
SOLE
11505
0
0
INVESCO INTERNATIONAL CORPORAT
ETF
46138e636
15
520
SH
OTR
0
0
520
ISHARES CORE US AGGREGATE BOND
ETF
464287226
295
2500
SH
SOLE
2500
0
0
ISHARES CORE US AGGREGATE BOND
ETF
464287226
3219
27270
SH
OTR
0
0
27270
ISHARES FLOATING RATE BOND ETF
ETF
46429b655
714
14068
SH
SOLE
14068
0
0
ISHARES FLOATING RATE BOND ETF
ETF
46429b655
24
468
SH
OTR
0
0
468
ISHARES IBOXX INVT GRADE BOND
ETF
464287242
263
1951
SH
SOLE
1951
0
0
ISHARES IBOXX INVT GRADE BOND
ETF
464287242
62
459
SH
OTR
0
0
459
ISHARES S&P U S PFD FUND S&P U
ETF
464288687
840
23044
SH
SOLE
23044
0
0
ISHARES S&P U S PFD FUND S&P U
ETF
464288687
72
1981
SH
OTR
0
0
1981
ISHARES TIPS BOND ETF
ETF
464287176
18
140
SH
SOLE
140
0
0
ISHARES TIPS BOND ETF
ETF
464287176
945
7471
SH
OTR
0
0
7471
ISHARES TR IS 1 5 YR IN GR CR
ETF
464288646
4134
75291
SH
SOLE
73933
0
1358
ISHARES TR IS 1 5 YR IN GR CR
ETF
464288646
3295
60001
SH
OTR
0
0
60001
PIMCO ACTIVE BOND ETF
ETF
72201r775
5877
52277
SH
SOLE
52277
0
0
PIMCO ACTIVE BOND ETF
ETF
72201r775
233
2071
SH
OTR
0
0
2071
PIMCO ENHANCED SHRT MATURTY AC
ETF
72201r833
1585
15548
SH
SOLE
15548
0
0
PIMCO ENHANCED SHRT MATURTY AC
ETF
72201r833
420
4118
SH
OTR
0
0
4118
SPDR BLMBRG BRCLY INV GR FLTN
ETF
78468r200
3454
112958
SH
SOLE
112958
0
0
SPDR BLMBRG BRCLY INV GR FLTN
ETF
78468r200
105
3425
SH
OTR
0
0
3425
SPDR BLOOMBERG BARCLAYS HIGH Y
ETF
78468r622
237
2271
SH
SOLE
2271
0
0
SPDR BLOOMBERG BARCLAYS HIGH Y
ETF
78468r622
10
100
SH
OTR
0
0
100
SPDR DOUBLELINE TTL RTRN TTCL
ETF
78467v848
4151
84179
SH
SOLE
83722
0
457
SPDR DOUBLELINE TTL RTRN TTCL
ETF
78467v848
177
3584
SH
OTR
0
0
3584
SPDR INTRMDT TRM CRPRATE BND E
ETF
78464a375
682
18560
SH
SOLE
18560
0
0
SPDR SHORT TERM CORPORATE BND
ETF
000000000
536
17071
SH
SOLE
17071
0
0
VANGUARD EMERGING MKT GOV BND
ETF
921946885
245
3105
SH
SOLE
3105
0
0
VANGUARD INTERMEDIATE TERM CO
ETF
92206c870
489
5109
SH
SOLE
5109
0
0
VANGUARD INTERMEDIATE TERM CO
ETF
92206c870
10
100
SH
OTR
0
0
100
VANGUARD SCOTTSDALE FUNDS VANG
ETF
92206c409
1296
15637
SH
SOLE
15637
0
0
VANGUARD SCOTTSDALE FUNDS VANG
ETF
92206c409
25
300
SH
OTR
0
0
300
VANGUARD SHORT-TERM BOND ETF I
ETF
921937827
512
6167
SH
SOLE
6167
0
0
VANGUARD TOTAL INTERNATL BND E
ETF
92203j407
2008
34512
SH
SOLE
34436
0
76
VANGUARD TOTAL INTERNATL BND E
ETF
92203j407
71
1212
SH
OTR
0
0
1212
ONEOK INC
LP
682680103
3809
146616
SH
SOLE
146616
0
0
Riverside Foxmoor Associates
LP
000000000
0
85953
SH
OTR
0
0
85953
BLACKOCK MUNIHOLDINGS IN
NON-TAX CEF
09254p108
383
28539
SH
SOLE
28539
0
0
BLACKROCK CALIFORNIA MUN
NON-TAX CEF
09248e102
1003
76044
SH
SOLE
76044
0
0
BLACKROCK CALIFORNIA MUN
NON-TAX CEF
09248e102
730
55381
SH
OTR
0
0
55381
BLACKROCK MUNICIPAL INCO
NON-TAX CEF
09248f109
4800
350099
SH
SOLE
350099
0
0
BLACKROCK MUNICIPAL INCO
NON-TAX CEF
09248f109
358
26134
SH
OTR
0
0
26134
BLACKROCK MUNICIPAL INCO
NON-TAX CEF
09249n101
61
4120
SH
SOLE
4120
0
0
BLACKROCK MUNICIPAL INCO
NON-TAX CEF
09249n101
103
6893
SH
OTR
0
0
6893
BLACKROCK MUNIENHANCED C
NON-TAX CEF
09253y100
99
8765
SH
SOLE
8765
0
0
BLACKROCK MUNIENHANCED C
NON-TAX CEF
09253y100
34
3040
SH
OTR
0
0
3040
BLACKROCK MUNIHLDG CALIF
NON-TAX CEF
09254l107
302
21584
SH
SOLE
21584
0
0
BLACKROCK MUNIYIELD CALI
NON-TAX CEF
09254n103
11304
787193
SH
SOLE
787193
0
0
BLACKROCK MUNIYIELD CALI
NON-TAX CEF
09254n103
686
47744
SH
OTR
0
0
47744
BLACKROCK MUNIYIELD CALI
NON-TAX CEF
09254m105
6473
467341
SH
SOLE
467341
0
0
BLACKROCK MUNIYIELD CALI
NON-TAX CEF
09254m105
47
3403
SH
OTR
0
0
3403
BLACKROCK MUNIYIELD QUAL
NON-TAX CEF
09254e103
322
23995
SH
SOLE
23995
0
0
BLACKROCK MUNIYLD QUALIT
NON-TAX CEF
09254g108
165
12630
SH
SOLE
12630
0
0
BNY MELLON STRATEGIC MUN
NON-TAX CEF
09662e109
220
30210
SH
SOLE
30210
0
0
BNY MELLON STRATEGIC MUN
NON-TAX CEF
05588w108
122
14714
SH
SOLE
14714
0
0
DWS MUNICIPAL INCOME CF
NON-TAX CEF
233368109
226
20365
SH
SOLE
20365
0
0
INVESCO CALIFORNIA VALUE MUNIC
NON-TAX CEF
46132h106
1061
84950
SH
SOLE
84950
0
0
INVESCO MUNI OPPORTUNITY TRUST
NON-TAX CEF
46132c107
223
18240
SH
SOLE
18240
0
0
INVESCO MUNICIPAL TRUST
NON-TAX CEF
46131j103
143
11920
SH
SOLE
11920
0
0
INVESCO VALUE MUNI INCM TRUST
NON-TAX CEF
46132p108
204
13875
SH
SOLE
13875
0
0
NUVEEN AMT FREE MNCPL CR
NON-TAX CEF
67071l106
346
22088
SH
SOLE
22088
0
0
NUVEEN AMT FREE QUALITY
NON-TAX CEF
670657105
626
43665
SH
SOLE
43665
0
0
NUVEEN AMT FREE QUALITY
NON-TAX CEF
670657105
36
2537
SH
OTR
0
0
2537
NUVEEN CLIFORNIA QULTY M
NON-TAX CEF
67066y105
711
48863
SH
SOLE
48863
0
0
NUVEEN DIVID ADVANTAGE MUN FD
NON-TAX CEF
67070X101
147
10000
SH
SOLE
10000
0
0
NUVEEN ENHANCED MUNICIPA
NON-TAX CEF
67074m101
332
22655
SH
SOLE
22655
0
0
NUVEEN MUNI HIGH INC OPP
NON-TAX CEF
670682103
240
17795
SH
SOLE
17795
0
0
NUVEEN QUALITY MUNICIPAL
NON-TAX CEF
67066v101
526
36209
SH
SOLE
36209
0
0
NUVEEN QUALITY MUNICIPAL
NON-TAX CEF
67066v101
36
2507
SH
OTR
0
0
2507
PIMCO CALIFOR MUNI INCM
NON-TAX CEF
72201c109
124
11623
SH
SOLE
11623
0
0
PIMCO MUNICIPAL INCOME C
NON-TAX CEF
72200r107
246
18413
SH
OTR
0
0
18413
PIMCO MUNICIPAL INCOME I
NON-TAX CEF
72200w106
305
22580
SH
SOLE
22580
0
0
WESTERN ASST MNGD MUNCPL
NON-TAX CEF
95766m105
392
32150
SH
SOLE
32150
0
0
BANK OF AMERICA 7.25 PDF SERI
PFD
000000000
208
140
SH
SOLE
140
0
0
HILLMAN GROUP C 11.6 PFD DUE 0
PFD
43162l206
326
11402
SH
OTR
0
0
11402
Security Etch Intl Sr-B Red/Cv
PFD
000000000
0
20000
SH
OTR
0
0
20000
TABERNA PREFERRED .018 07/05/2
PFD
87330l200
0
500000
SH
SOLE
500000
0
0
ALTAIR - PACIFIC COAST CAP PTN
ETF
92299r115
58
47991
SH
OTR
0
0
47991
ALTAIR - SPECIAL OPPORTUNITY
ETF
zzc99d246
86
73329
SH
OTR
0
0
73329
AMERICAN TOWER CORP
ETF
03027x100
245
1014
SH
SOLE
1014
0
0
AMERICAN TOWER CORP
ETF
03027x100
106
440
SH
OTR
0
0
440
ANNALY CAPITAL MGMT REIT
ETF
035710409
548
76897
SH
SOLE
76897
0
0
ANNALY CAPITAL MGMT REIT
ETF
035710409
130
18198
SH
OTR
0
0
18198
RAYONIER INC. REIT
ETF
754907103
529
20000
SH
SOLE
20000
0
0
BLACKROCK TAXABL MUNI BN
TAXABLE MUNI CEF
09248x100
258
9961
SH
OTR
0
0
9961