0001161722-20-000001.txt : 20200123 0001161722-20-000001.hdr.sgml : 20200123 20200123131938 ACCESSION NUMBER: 0001161722-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200123 DATE AS OF CHANGE: 20200123 EFFECTIVENESS DATE: 20200123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOLLENCREST CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001161722 IRS NUMBER: 954121065 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06753 FILM NUMBER: 20541349 BUSINESS ADDRESS: STREET 1: 100 BAYVIEW CIRCLE, SUITE 500 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9498237744 MAIL ADDRESS: STREET 1: 100 BAYVIEW CIRCLE, SUITE 500 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: HOLLENCREST SECURITIES LLC DATE OF NAME CHANGE: 20030729 FORMER COMPANY: FORMER CONFORMED NAME: RND RESOURCES INC DATE OF NAME CHANGE: 20011031 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001161722 XXXXXXXX 12-31-2019 12-31-2019 HOLLENCREST CAPITAL MANAGEMENT

100 BAYVIEW CIRCLE, SUITE 500 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-06753 N Michelle Noe 7148868074 Michelle Noe Newport Beach CA 01-23-2020 0 523 890189 false INFORMATION TABLE 2 inftable.xml 1/100 BERKSHIRE HTWY CLA 100 S COM 084990175 1358 400 SH SOLE 400 0 0 1/100000TH SPECTRUM GRP FRACTI COM jeh63m206 0 48467 SH OTR 0 0 48467 3M CO COM 88579y101 154 871 SH SOLE 871 0 0 3M CO COM 88579y101 66 375 SH OTR 0 0 375 A T & T INC COM 00206r102 77 1958 SH SOLE 1958 0 0 A T & T INC COM 00206r102 668 17085 SH OTR 0 0 17085 ABBOTT LABORATORIES COM 002824100 129 1482 SH SOLE 1482 0 0 ABBOTT LABORATORIES COM 002824100 234 2695 SH OTR 0 0 2695 ABBVIE INC COM 00287y109 1075 12141 SH SOLE 12141 0 0 ABBVIE INC COM 00287y109 42 477 SH OTR 0 0 477 ADVANCED MICRO DEVIC COM 007903107 40 873 SH SOLE 873 0 0 ADVANCED MICRO DEVIC COM 007903107 213 4635 SH OTR 0 0 4635 AIA GROUP LTD ORDF COM y002a1105 187 17800 SH SOLE 17800 0 0 ALACER GOLD CORP F COM 010679108 2157 405850 SH SOLE 405850 0 0 ALACER GOLD CORP F COM 010679108 70 13150 SH OTR 0 0 13150 ALPHABET INC. CLASS A COM 02079k305 1284 959 SH SOLE 959 0 0 ALPHABET INC. CLASS A COM 02079k305 316 236 SH OTR 0 0 236 ALPHABET INC. CLASS C COM 02079k107 2218 1659 SH SOLE 1659 0 0 ALPHABET INC. CLASS C COM 02079k107 305 228 SH OTR 0 0 228 ALTRIA GROUP INC COM 02209s103 1505 30149 SH SOLE 30149 0 0 ALTRIA GROUP INC COM 02209s103 266 5336 SH OTR 0 0 5336 AMAZON.COM INC COM 023135106 2877 1557 SH SOLE 1547 0 10 AMAZON.COM INC COM 023135106 13656 7390 SH OTR 0 0 7390 AMERICAN INTL GROUP COM 026874784 215 4183 SH SOLE 4183 0 0 AMERICAN INTL GROUP COM 026874784 0 1 SH OTR 0 0 1 AMGEN INC. COM 031162100 800 3320 SH SOLE 3320 0 0 AMGEN INC. COM 031162100 24 100 SH OTR 0 0 100 ANTHEM INC COM 036752103 26 87 SH SOLE 0 0 87 ANTHEM INC COM 036752103 466 1542 SH OTR 0 0 1542 APOGEE ENTERPRISES COM 037598109 163 5000 SH SOLE 0 0 5000 APOGEE ENTERPRISES COM 037598109 49 1500 SH OTR 0 0 1500 APPLE INC COM 037833100 5720 19481 SH SOLE 19296 0 184 APPLE INC COM 037833100 3692 12572 SH OTR 15 0 12572 ARCONIC INC COM 03965l100 410 13333 SH OTR 0 0 13333 ATOMERA INC 00500 COM 04965b100 1475 478906 SH SOLE 478906 0 0 ATOMERA INC 00500 COM 04965b100 223 72280 SH OTR 0 0 72280 BANK OF AMERICA CORP COM 060505104 4552 129232 SH SOLE 129232 0 0 BANK OF AMERICA CORP COM 060505104 564 16021 SH OTR 0 0 16021 BARRICK GOLD CORP F COM 067901108 2421 130250 SH OTR 0 0 130250 BERKSHIRE HATHAWAY B NEW CLASS COM 084670702 1528 6747 SH SOLE 6649 0 98 BERKSHIRE HATHAWAY B NEW CLASS COM 084670702 20459 90325 SH OTR 0 0 90325 BERKSHIRE HATHAWAY CLASS B COM 084670702 3398 15000 SH SOLE 15000 0 0 BERKSHIRE HATHAWAY CLASS B COM 084670702 23 100 SH OTR 0 0 100 BLACK KNIGHT INC COM 09215c105 15892 246466 SH OTR 0 0 246466 BLACKBERRY LTD F COM 09228f103 64 10000 SH SOLE 10000 0 0 BLACKBERRY LTD F COM 09228f103 321 50000 SH OTR 0 0 50000 BOEING CO COM 097023105 303 931 SH SOLE 931 0 0 BOEING CO COM 097023105 47 144 SH OTR 0 0 144 BOOKING HOLDINGS INC COM 09857l108 294 143 SH SOLE 143 0 0 BOOZ ALLEN HAMILTON CLASS A COM 099502106 30 415 SH SOLE 0 0 415 BOOZ ALLEN HAMILTON CLASS A COM 099502106 411 5774 SH OTR 0 0 5774 BROADCOM INC COM 11135f101 227 717 SH SOLE 717 0 0 BROADCOM INC COM 11135f101 174 550 SH OTR 0 0 550 Bionovo Inc. COM 000000000 0 10000 SH OTR 0 0 10000 CAMECO CORP F COM 13321l108 263 29500 SH OTR 0 0 29500 CANNAE HOLDINGS INC COM 13765n107 4129 111033 SH OTR 0 0 111033 CANOPUS BIOPHARMA INC COM 138034103 10 80000 SH OTR 0 0 80000 CBOE GLOBAL MKTS INC COM 12503m108 18 148 SH SOLE 0 0 148 CBOE GLOBAL MKTS INC COM 12503m108 214 1784 SH OTR 0 0 1784 CHEMED CORP COM 16359r103 23 53 SH SOLE 0 0 53 CHEMED CORP COM 16359r103 348 792 SH OTR 0 0 792 CHEVRON CORP COM 166764100 346 2870 SH SOLE 2705 0 165 CHEVRON CORP COM 166764100 359 2979 SH OTR 0 0 2979 CIRRUS LOGIC INC COM 172755100 25 309 SH SOLE 0 0 309 CIRRUS LOGIC INC COM 172755100 291 3531 SH OTR 0 0 3531 CISCO SYSTEMS INC COM 17275r102 572 11923 SH SOLE 11923 0 0 CISCO SYSTEMS INC COM 17275r102 216 4504 SH OTR 21 0 4504 CITIGROUP INC COM 172967424 917 11481 SH SOLE 11225 0 256 CITIGROUP INC COM 172967424 2292 28688 SH OTR 0 0 28688 CME GROUP INC CLASS A COM 12572q105 208 1035 SH SOLE 1035 0 0 COEUR MINING INC COM 192108504 485 60000 SH SOLE 60000 0 0 COMCAST CORP CLASS A COM 20030n101 798 17744 SH SOLE 17744 0 0 COMCAST CORP CLASS A COM 20030n101 90 2000 SH OTR 0 0 2000 CONOCOPHILLIPS COM 20825c104 586 9012 SH SOLE 9012 0 0 CONOCOPHILLIPS COM 20825c104 36 553 SH OTR 0 0 553 COSTCO WHOLESALE CO COM 22160k105 442 1502 SH SOLE 1502 0 0 COSTCO WHOLESALE CO COM 22160k105 1770 6021 SH OTR 0 0 6021 CROWN CASTLE INTL CORP COM 22822V101 498 3500 SH SOLE 3500 0 0 Conographic Corp Calif Restr COM 000000000 0 11000 SH OTR 0 0 11000 D R HORTON CO COM 23331a109 14 273 SH SOLE 0 0 273 D R HORTON CO COM 23331a109 219 4147 SH OTR 0 0 4147 DEUTSCHE BK AKTIENGE F COM d18190898 117 15000 SH OTR 0 0 15000 DHT MARITIME HLD INC F COM y2065g121 373 45000 SH OTR 0 0 45000 EMCOR GROUP INC COM 29084q100 20 232 SH SOLE 0 0 232 EMCOR GROUP INC COM 29084q100 187 2166 SH OTR 0 0 2166 EMERSON ELECTRIC CO COM 291011104 729 9564 SH SOLE 9564 0 0 EXXON MOBIL CORP COM 30231g102 967 13856 SH SOLE 13856 0 0 EXXON MOBIL CORP COM 30231g102 1404 20114 SH OTR 0 0 20114 FACEBOOK INC CLASS A COM 30303m102 1078 5251 SH SOLE 5251 0 0 FACEBOOK INC CLASS A COM 30303m102 730 3555 SH OTR 0 0 3555 FIDELITY NATL FINL COM 31620r303 14655 323161 SH OTR 0 0 323161 FIDELITY NATL INFO COM 31620m106 15153 108945 SH OTR 0 0 108945 FORD MOTOR CO COM 345370860 163 17500 SH SOLE 17500 0 0 FORD MOTOR CO COM 345370860 747 80300 SH OTR 0 0 80300 FREEPORT-MCMORAN INC COM 35671d857 360 27475 SH SOLE 27475 0 0 FREEPORT-MCMORAN INC COM 35671d857 21 1578 SH OTR 0 0 1578 GENERAL ELECTRIC CO COM 369604103 1021 91516 SH SOLE 91516 0 0 GENERAL ELECTRIC CO COM 369604103 53 4741 SH OTR 0 0 4741 GENERAL MOTORS CO COM 37045v100 17 458 SH SOLE 11 0 447 GENERAL MOTORS CO COM 37045v100 905 24730 SH OTR 0 0 24730 GENTEX CORP COM 371901109 23 780 SH SOLE 0 0 780 GENTEX CORP COM 371901109 238 8208 SH OTR 0 0 8208 GILEAD SCIENCES INC COM 375558103 881 13558 SH SOLE 13558 0 0 GILEAD SCIENCES INC COM 375558103 59 907 SH OTR 0 0 907 GOLDEN STAR RES LTD F COM 38119t807 603 158200 SH SOLE 158200 0 0 GOLDMAN SACHS GROUP COM 38141g104 198 862 SH SOLE 862 0 0 GOLDMAN SACHS GROUP COM 38141g104 112 488 SH OTR 0 0 488 HAIN CELESTIAL GROUP COM 405217100 652 25108 SH SOLE 108 0 25000 HAIN CELESTIAL GROUP COM 405217100 234 9000 SH OTR 0 0 9000 HENRY JACK & ASSOC COM 426281101 142 977 SH SOLE 865 0 112 HENRY JACK & ASSOC COM 426281101 278 1905 SH OTR 0 0 1905 HERTZ RENTAL CAR HOLDING COM 42806j106 533 33856 SH OTR 0 0 33856 HILTON WORLDWIDE HLD COM 43300a203 1231 11099 SH OTR 0 0 11099 HOME DEPOT INC COM 437076102 544 2493 SH SOLE 2417 0 76 HOME DEPOT INC COM 437076102 448 2054 SH OTR 0 0 2054 I C U MEDICAL INC COM 44930g107 211 1125 SH OTR 0 0 1125 IBM CORP COM 459200101 45 337 SH SOLE 246 0 91 IBM CORP COM 459200101 184 1372 SH OTR 0 0 1372 IDENTIVE INC COM 45170x205 237 42105 SH OTR 0 0 42105 IDERA PHARMA COM 45168k405 39 21571 SH SOLE 21571 0 0 ILLINOIS TOOL WORKS COM 452308109 32 179 SH SOLE 100 0 79 ILLINOIS TOOL WORKS COM 452308109 190 1055 SH OTR 0 0 1055 INTEL CORP COM 458140100 4430 74022 SH SOLE 73061 0 961 INTEL CORP COM 458140100 391 6530 SH OTR 0 0 6530 INTERNTNL PAPER COM 460146103 645 14000 SH OTR 0 0 14000 INTUITIVE SURGICAL COM 46120e602 1022 1728 SH SOLE 1728 0 0 INTUITIVE SURGICAL COM 46120e602 30 50 SH OTR 0 0 50 J ALEXANDERS HOLDINGS IN COM 46609j106 85 8930 SH SOLE 8930 0 0 J ALEXANDERS HOLDINGS IN COM 46609j106 756 79113 SH OTR 0 0 79113 J P MORGAN CHASE & CO COM 46625h100 1519 10897 SH SOLE 10732 0 165 J P MORGAN CHASE & CO COM 46625h100 1019 7313 SH OTR 0 0 7313 JOHNSON & JOHNSON COM 478160104 940 6443 SH SOLE 6352 0 91 JOHNSON & JOHNSON COM 478160104 557 3819 SH OTR 0 0 3819 KEYENCE CORP ORDF COM j32491102 215 600 SH SOLE 600 0 0 KROGER CO COM 501044101 1116 38510 SH OTR 0 0 38510 LA JOLLA PHARMA COM 503459604 39 10000 SH SOLE 10000 0 0 LANNETT INC COM 516012101 273 31000 SH SOLE 31000 0 0 LIGHTWAVE LOGIC INC COM 532275104 7 10000 SH OTR 0 0 10000 MANULIFE FINL F COM 56501r106 296 14608 SH SOLE 14608 0 0 MANULIFE FINL F COM 56501r106 1140 56178 SH OTR 0 0 56178 MARATHON OIL CORP COM 565849106 272 20000 SH OTR 0 0 20000 MARATHON PETE CORP COM 56585a102 363 6025 SH SOLE 6025 0 0 MARATHON PETE CORP COM 56585a102 17 280 SH OTR 0 0 280 MASTERCARD INC CLASS A COM 57636q104 233 780 SH SOLE 780 0 0 MEDIFAST INC COM 58470h101 219 2000 SH SOLE 0 0 2000 MERCK & CO. INC. COM 58933y105 122 1341 SH SOLE 1341 0 0 MERCK & CO. INC. COM 58933y105 869 9558 SH OTR 0 0 9558 MGM RESORTS INTL COM 552953101 6 170 SH SOLE 170 0 0 MGM RESORTS INTL COM 552953101 1664 50000 SH OTR 0 0 50000 MICROSOFT CORP COM 594918104 2366 15003 SH SOLE 15003 0 0 MICROSOFT CORP COM 594918104 9168 58134 SH OTR 0 0 58134 MONSTER BEVERAGE CORP COM 61174X109 46 720 SH SOLE 720 0 0 MONSTER BEVERAGE CORP COM 61174X109 187 2950 SH OTR 0 0 2950 MORNINGSTAR INC COM 617700109 16 106 SH SOLE 0 0 106 MORNINGSTAR INC COM 617700109 208 1377 SH OTR 0 0 1377 MOTOROLA SOLUTIONS COM 620076307 485 3007 SH OTR 0 0 3007 N V R INC COM 62944t105 19 5 SH SOLE 0 0 5 N V R INC COM 62944t105 209 55 SH OTR 0 0 55 NETFLIX INC COM 64110l106 273 843 SH SOLE 843 0 0 NETFLIX INC COM 64110l106 50 156 SH OTR 0 0 156 NEWMONT CORP COM 651639106 1 14 SH SOLE 14 0 0 NEWMONT CORP COM 651639106 704 16200 SH OTR 0 0 16200 NEXTERA ENERGY INC COM 65339f101 133 550 SH SOLE 436 0 114 NEXTERA ENERGY INC COM 65339f101 366 1513 SH OTR 0 0 1513 NIKE INC CLASS B COM 654106103 712 7028 SH SOLE 6824 0 204 NIKE INC CLASS B COM 654106103 347 3421 SH OTR 0 0 3421 NUTRIEN LTD F COM 67077m108 205 4275 SH SOLE 4275 0 0 NVIDIA CORP COM 67066g104 153 651 SH SOLE 651 0 0 NVIDIA CORP COM 67066g104 249 1059 SH OTR 0 0 1059 OCCIDENTAL PETROL CO COM 674599105 5 122 SH SOLE 122 0 0 OCCIDENTAL PETROL CO COM 674599105 816 19800 SH OTR 0 0 19800 OPKO HEALTH INC COM 68375n103 50 33980 SH SOLE 33980 0 0 OPKO HEALTH INC COM 68375n103 15 10000 SH OTR 0 0 10000 ORACLE CORP COM 68389x105 284 5370 SH SOLE 4741 0 629 ORACLE CORP COM 68389x105 2413 45550 SH OTR 0 0 45550 PACWEST BANCORP COM 695263103 1601 41842 SH SOLE 41842 0 0 PEPSICO INC COM 713448108 182 1330 SH SOLE 1330 0 0 PEPSICO INC COM 713448108 55 401 SH OTR 0 0 401 PFIZER INC COM 717081103 2994 76428 SH SOLE 76225 0 204 PFIZER INC COM 717081103 253 6463 SH OTR 0 0 6463 PHILIP MORRIS INTL COM 718172109 9722 114257 SH SOLE 114257 0 0 PHILIP MORRIS INTL COM 718172109 326 3828 SH OTR 0 0 3828 PROCTER & GAMBLE COM 742718109 158 1269 SH SOLE 1269 0 0 PROCTER & GAMBLE COM 742718109 2747 21992 SH OTR 0 0 21992 QUALCOMM INC COM 747525103 294 3329 SH SOLE 3085 0 244 QUALCOMM INC COM 747525103 16 180 SH OTR 0 0 180 RAYTHEON CO COM 755111507 24 107 SH SOLE 22 0 85 RAYTHEON CO COM 755111507 246 1121 SH OTR 0 0 1121 RELIANCE STL & ALUMI COM 759509102 17 142 SH SOLE 0 0 142 RELIANCE STL & ALUMI COM 759509102 203 1694 SH OTR 0 0 1694 RENT A CENTER INC COM 76009n100 144 5000 SH SOLE 0 0 5000 RENT A CENTER INC COM 76009n100 87 3000 SH OTR 0 0 3000 ROYAL GOLD INC COM 780287108 122 1000 SH SOLE 1000 0 0 ROYAL GOLD INC COM 780287108 200 1640 SH OTR 0 0 1640 Regal Cinemas Inc COM 000000000 908 15086 SH SOLE 15086 0 0 SALESFORCE COM COM 79466l302 29081 178809 SH SOLE 178809 0 0 SALESFORCE COM COM 79466l302 106 654 SH OTR 0 0 654 SANUWAVE HEALTH INC COM 80303d107 106 660000 SH SOLE 660000 0 0 SCHLUMBERGER LTD F COM 806857108 387 9625 SH SOLE 9625 0 0 SCHLUMBERGER LTD F COM 806857108 495 12304 SH OTR 0 0 12304 SEATTLE GENETICS INC COM 812578102 320 2800 SH SOLE 2800 0 0 SIRIUS XM RADIO INC COM 82968b103 130 18183 SH SOLE 18183 0 0 SKYWORKS SOLUTIONS COM 83088m102 290 2400 SH SOLE 2400 0 0 SKYWORKS SOLUTIONS COM 83088m102 156 1290 SH OTR 0 0 1290 STARBUCKS CORP COM 855244109 415 4717 SH SOLE 4717 0 0 STARBUCKS CORP COM 855244109 36 406 SH OTR 0 0 406 SUNOPTA INC F COM 8676ep108 176 70200 SH SOLE 0 0 70200 SUNOPTA INC F COM 8676ep108 138 55000 SH OTR 0 0 55000 SYNCHRONY FINL COM 87165b103 17 471 SH SOLE 0 0 471 SYNCHRONY FINL COM 87165b103 247 6873 SH OTR 0 0 6873 TARGET CORP COM 87612e106 99 775 SH SOLE 775 0 0 TARGET CORP COM 87612e106 106 825 SH OTR 0 0 825 TESLA INC COM 88160r101 296 707 SH SOLE 707 0 0 TESLA INC COM 88160r101 12 29 SH OTR 0 0 29 TEXAS INSTRUMENTS COM 882508104 220 1716 SH SOLE 1572 0 144 TEXAS INSTRUMENTS COM 882508104 394 3071 SH OTR 0 0 3071 THE COCA-COLA CO COM 191216100 3748 67721 SH SOLE 67555 0 166 THE COCA-COLA CO COM 191216100 78 1415 SH OTR 0 0 1415 TWILIO INC CLASS A COM 90138f102 346 3524 SH SOLE 3524 0 0 TYSON FOODS INC CLASS A COM 902494103 1639 18000 SH OTR 0 0 18000 U S BANCORP COM 902973304 77 1293 SH SOLE 1293 0 0 U S BANCORP COM 902973304 7411 125000 SH OTR 0 0 125000 UBER TECHNOLOGIES INC COM 90353t100 458 15400 SH SOLE 15400 0 0 UNITED PARCEL SRVC CLASS B COM 911312106 31742 271159 SH SOLE 271026 0 133 UNITED PARCEL SRVC CLASS B COM 911312106 13017 111198 SH OTR 0 0 111198 UNITED RENTALS INC COM 911363109 247 1480 SH SOLE 1480 0 0 UNITED TECHNOLOGIES COM 913017109 189 1262 SH SOLE 1262 0 0 UNITED TECHNOLOGIES COM 913017109 20 133 SH OTR 0 0 133 UNITEDHEALTH GRP INC COM 91324p102 299 1016 SH SOLE 1016 0 0 UNIVERSAL HLTH SVCS CLASS B COM 913903100 334 2330 SH SOLE 2330 0 0 UNIVERSAL HLTH SVCS CLASS B COM 913903100 1 6 SH OTR 0 0 6 VALERO ENERGY CORP COM 91913y100 98 1050 SH SOLE 1050 0 0 VALERO ENERGY CORP COM 91913y100 168 1790 SH OTR 0 0 1790 VERISIGN INC COM 92343e102 222 1150 SH SOLE 1150 0 0 VERIZON COMMUNICATN COM 92343v104 3428 55823 SH SOLE 54703 0 1120 VERIZON COMMUNICATN COM 92343v104 563 9172 SH OTR 0 0 9172 VIACOMCBS INC CL B COM 92556H206 504 12000 SH SOLE 12000 0 0 VISA INC CLASS A COM 92826c839 911 4847 SH SOLE 4847 0 0 VISA INC CLASS A COM 92826c839 917 4882 SH OTR 0 0 4882 WALGREENS BOOTS ALLIANCE COM 931427108 3481 59046 SH SOLE 58193 0 853 WALGREENS BOOTS ALLIANCE COM 931427108 22 380 SH OTR 0 0 380 WALMART INC COM 931142103 611 5139 SH SOLE 4971 0 168 WALMART INC COM 931142103 416 3497 SH OTR 0 0 3497 WALT DISNEY CO COM 254687106 1678 11603 SH SOLE 11603 0 0 WALT DISNEY CO COM 254687106 138 953 SH OTR 0 0 953 WD-40 CO COM 929236107 227 1171 SH SOLE 1171 0 0 WELLS FARGO BK N A COM 949746101 766 14234 SH SOLE 14234 0 0 WELLS FARGO BK N A COM 949746101 124 2299 SH OTR 0 0 2299 WILLIAMS COMPANIES COM 969457100 8517 359045 SH SOLE 359045 0 0 WILLIAMS COMPANIES COM 969457100 200 8441 SH OTR 0 0 8441 WYNDHAM HOTELS & RESORTS COM 98311a105 18 287 SH SOLE 0 0 287 WYNDHAM HOTELS & RESORTS COM 98311a105 218 3474 SH OTR 0 0 3474 XILINX INC COM 983919101 41 417 SH SOLE 232 0 185 XILINX INC COM 983919101 199 2040 SH OTR 0 0 2040 ZOOM VIDEO COMMUNICATIONS-A COM 98980L101 558 8200 SH SOLE 8200 0 0 ALIBABA GROUP HOLDING F SPONSO ADR 01609w102 822 3876 SH SOLE 3876 0 0 ALLIANZ SOCIETAS EUROP F EXCHA ADR 018805101 153 6311 SH SOLE 6311 0 0 ALLIANZ SOCIETAS EUROP F EXCHA ADR 018805101 726 30000 SH OTR 0 0 30000 AMBEV SA ADR 02319V103 56 12029 SH SOLE 12029 0 0 BANCO SANTANDER CEN SPON ADR ADR 05964H105 93 22530 SH SOLE 22530 0 0 BARCLAYS PLC F SPONSORED ADR 1 ADR 06738e204 484 50800 SH OTR 0 0 50800 BAYER AG F SPONSORED ADR 1 ADR ADR 072730302 811 40000 SH OTR 0 0 40000 BP PLC F SPONSORED ADR 1 ADR R ADR 055622104 573 15194 SH SOLE 15194 0 0 BP PLC F SPONSORED ADR 1 ADR R ADR 055622104 605 16040 SH OTR 0 0 16040 BRIT AMER TOBACCO F SPONSORED ADR 110448107 57 1352 SH SOLE 1352 0 0 BRIT AMER TOBACCO F SPONSORED ADR 110448107 594 14000 SH OTR 0 0 14000 CK HUTCHINSON HOLDINGS LTD ADR ADR 12562Y100 103 10774 SH SOLE 10774 0 0 DEUTSCHE TELEKOM AG F SPONSORE ADR 251566105 57 3490 SH SOLE 3490 0 0 DEUTSCHE TELEKOM AG F SPONSORE ADR 251566105 399 24500 SH OTR 0 0 24500 ENEL SOCIETA PER AZIONI ADR ADR 29265W207 88 11148 SH SOLE 11148 0 0 HON HAI PRECISION INDUSTRY GDR ADR 438090805 61 10000 SH OTR 0 0 10000 KINGFISHER ADR ADR 495724403 67 11635 SH SOLE 11635 0 0 LLOYDS BANKING GROUP PLC ADR ADR 539439109 98 29641 SH SOLE 29641 0 0 PORSCHE AUTOMOBIL HO F SPONSOR ADR 73328p106 832 112700 SH OTR 0 0 112700 SIEMENS A G F SPONSORED ADR 1 ADR 826197501 1130 17400 SH OTR 0 0 17400 SUBARU CORP F UNSPONSORED ADR ADR 86428v104 124 10000 SH OTR 0 0 10000 TAIWAN SEMICONDUCTR F SPONSORE ADR 874039100 218 3747 SH SOLE 3747 0 0 TAIWAN SEMICONDUCTR F SPONSORE ADR 874039100 17565 302320 SH OTR 0 0 302320 TELIA COMPANY A B ADR ADR 87960M205 87 10155 SH SOLE 10155 0 0 ALPS ALERIAN MLP ETF INDEX CEF 00162q866 1275 150000 SH OTR 0 0 150000 ARK INNOVATION ETF INDEX CEF 00214q104 834 16663 SH SOLE 16663 0 0 BARCLAYS IPTH SRS B S&P SHRT T INDEX CEF 06746p621 907 60000 SH SOLE 60000 0 0 BARCLAYS IPTH SRS B S&P SHRT T INDEX CEF 06746p621 14 900 SH OTR 0 0 900 ENERGY SELECT SECTOR SPDR ETF INDEX CEF 81369y506 2268 37776 SH SOLE 37510 0 266 ENERGY SELECT SECTOR SPDR ETF INDEX CEF 81369y506 17 286 SH OTR 0 0 286 GLOBAL X MSCI GREECE ETF INDEX CEF 37950e366 618 61000 SH OTR 0 0 61000 INVESCO QQQ TRUST INDEX CEF 46090e103 80783 379957 SH SOLE 373578 0 6379 INVESCO QQQ TRUST INDEX CEF 46090e103 3021 14210 SH OTR 61 0 14210 IQ HEDGE MULTI-STRATEGY TRACKE INDEX CEF 45409b107 532 17287 SH SOLE 17287 0 0 ISHARES CORE MSCI EMERGING ETF INDEX CEF 46434g103 2221 41313 SH SOLE 38501 0 2812 ISHARES CORE MSCI EMERGING ETF INDEX CEF 46434g103 213 3965 SH OTR 0 0 3965 ISHARES CORE S&P 500 ETF INDEX CEF 464287200 27161 84026 SH SOLE 83199 0 827 ISHARES CORE S&P 500 ETF INDEX CEF 464287200 239 740 SH OTR 0 0 740 ISHARES CORE S&P MID CAP ETF INDEX CEF 464287507 218 1058 SH SOLE 363 0 695 ISHARES CORE S&P MID CAP ETF INDEX CEF 464287507 255 1240 SH OTR 0 0 1240 ISHARES CORE S&P SMALL CAP ETF INDEX CEF 464287804 155 1846 SH SOLE 131 0 1715 ISHARES CORE S&P SMALL CAP ETF INDEX CEF 464287804 268 3195 SH OTR 0 0 3195 ISHARES CORE US GROWTH ETF INDEX CEF 464287671 2098 31022 SH SOLE 29022 0 2000 ISHARES CORE US GROWTH ETF INDEX CEF 464287671 755 11164 SH OTR 0 0 11164 ISHARES MSCI BRAZIL ETF INDEX CEF 464286400 569 12000 SH SOLE 12000 0 0 ISHARES MSCI BRAZIL ETF INDEX CEF 464286400 949 20000 SH OTR 0 0 20000 ISHARES MSCI EAFE ETF INDEX CEF 464287465 3387 48771 SH OTR 0 0 48771 ISHARES MSCI EMERGING MARKETS INDEX CEF 464287234 1208 26920 SH OTR 0 0 26920 ISHARES MSCI GERMANY ETF INDEX CEF 464286806 6586 224000 SH OTR 0 0 224000 ISHARES MSCI ITALY CAPPED ETF INDEX CEF 46434g830 50 1711 SH SOLE 1711 0 0 ISHARES MSCI ITALY CAPPED ETF INDEX CEF 46434g830 295 10000 SH OTR 0 0 10000 ISHARES MSCI MEXICO ETF INDEX CEF 464286822 922 20480 SH OTR 0 0 20480 ISHARES MSCI SOUTH AFRICA ETF INDEX CEF 464286780 515 10500 SH OTR 0 0 10500 ISHARES MSCI TURKEY ETF INDEX CEF 464286715 1097 40500 SH OTR 0 0 40500 ISHARES RUSSELL 1000 ETF INDEX CEF 464287622 5789 32444 SH OTR 0 0 32444 ISHARES RUSSELL 1000 GROWTH ET INDEX CEF 464287614 199 1130 SH SOLE 1130 0 0 ISHARES RUSSELL 1000 GROWTH ET INDEX CEF 464287614 344 1955 SH OTR 0 0 1955 ISHARES RUSSELL 2000 ETF INDEX CEF 464287655 1358 8197 SH SOLE 8197 0 0 ISHARES RUSSELL 2000 ETF INDEX CEF 464287655 1836 11083 SH OTR 0 0 11083 ISHARES RUSSELL 2000 GROWTH ET INDEX CEF 464287648 595 2776 SH OTR 0 0 2776 ISHARES RUSSELL 3000 ETF INDEX CEF 464287689 950 5040 SH SOLE 5040 0 0 ISHARES RUSSELL 3000 ETF INDEX CEF 464287689 286 1518 SH OTR 0 0 1518 ISHARES RUSSELL MID CAP ETF INDEX CEF 464287499 1838 30827 SH OTR 0 0 30827 ISHARES RUSSELL MID CAP GROWTH INDEX CEF 464287481 250 1637 SH SOLE 1637 0 0 ISHARES RUSSELL MID CAP GROWTH INDEX CEF 464287481 25 161 SH OTR 0 0 161 ISHARES S&P 100 ETF INDEX CEF 464287101 3627 25169 SH OTR 0 0 25169 ISHARES S&P 500 GROWTH ETF INDEX CEF 464287309 433 2235 SH SOLE 2235 0 0 ISHARES TRUST CORE MSCIEAFE ET INDEX CEF 46432f842 182 2787 SH SOLE 0 0 2787 ISHARES TRUST CORE MSCIEAFE ET INDEX CEF 46432f842 206 3155 SH OTR 0 0 3155 ISHARES US MEDICAL DEVICES ETF INDEX CEF 464288810 8950 33860 SH SOLE 33725 0 135 ISHARES US MEDICAL DEVICES ETF INDEX CEF 464288810 67 253 SH OTR 0 0 253 KRANESHARES CSI CHINA INTERNET INDEX CEF 500767306 1704 35000 SH SOLE 35000 0 0 PROSHARES RUSSELL 2000 DIVIDEN INDEX CEF 000000000 900 14573 SH SOLE 14573 0 0 REAL ESTATE SELECT SCTR SPDR E INDEX CEF 81369y860 268 6925 SH SOLE 6925 0 0 SCHWAB US BROAD MARKET ETF INDEX CEF 808524102 300 3896 SH SOLE 3896 0 0 SCHWAB US BROAD MARKET ETF INDEX CEF 808524102 53 684 SH OTR 0 0 684 SCHWAB US LARGE CAP ETF INDEX CEF 808524201 2736 35619 SH SOLE 35619 0 0 SELECT SECTOR HEALTH CARE SPDR INDEX CEF 81369y209 19876 195126 SH SOLE 191981 0 3145 SELECT SECTOR HEALTH CARE SPDR INDEX CEF 81369y209 595 5841 SH OTR 0 0 5841 SELECT SECTOR UTI SELECT SPDR INDEX CEF 81369y886 1381 21371 SH SOLE 21371 0 0 SELECT STR FINANCIAL SELECT SP INDEX CEF 81369y605 110 3562 SH SOLE 3562 0 0 SELECT STR FINANCIAL SELECT SP INDEX CEF 81369y605 191 6206 SH OTR 0 0 6206 SPDR DOW JONES INDUSTRIAL AVRG INDEX CEF 78467x109 722 2534 SH SOLE 2534 0 0 SPDR DOW JONES INDUSTRIAL AVRG INDEX CEF 78467x109 10 36 SH OTR 0 0 36 SPDR EURO STOXX 50 ETF INDEX CEF 78463x202 1061 26000 SH OTR 0 0 26000 SPDR FUND CONSUMER STAPLES ETF INDEX CEF 81369y308 15470 245639 SH SOLE 243400 0 2239 SPDR FUND CONSUMER STAPLES ETF INDEX CEF 81369y308 93 1475 SH OTR 0 0 1475 SPDR S&P 500 ETF INDEX CEF 78462f103 141766 440458 SH SOLE 437714 0 2744 SPDR S&P 500 ETF INDEX CEF 78462f103 7795 24217 SH OTR 0 0 24217 SPDR S&P DIVIDEND ETF INDEX CEF 78464a763 4760 44254 SH SOLE 44254 0 0 SPDR S&P DIVIDEND ETF INDEX CEF 78464a763 13 125 SH OTR 0 0 125 SPDR S&P HEALTH CARE EQUIP ETF INDEX CEF 78464a581 1042 12170 SH SOLE 12170 0 0 SPDR S&P TRANSPORTATION ETF INDEX CEF 78464a532 1029 16000 SH SOLE 16000 0 0 TECHNOLOGY SELECT SECTOR SPDR INDEX CEF 81369y803 22630 246861 SH SOLE 244220 0 2641 TECHNOLOGY SELECT SECTOR SPDR INDEX CEF 81369y803 403 4395 SH OTR 0 0 4395 VANECK VECTORS CHINAAMC CSI 30 INDEX CEF 92189f759 292 6972 SH OTR 0 0 6972 VANECK VECTORS GOLD MINERS ETF INDEX CEF 92189f106 430 14700 SH SOLE 14700 0 0 VANECK VECTORS GOLD MINERS ETF INDEX CEF 92189f106 99 3375 SH OTR 0 0 3375 VANECK VECTORS JUNIOR GOLD MIN INDEX CEF 92189f791 2071 49000 SH SOLE 49000 0 0 VANGUARD DIVIDEND APPRECIATION INDEX CEF 921908844 4478 35920 SH SOLE 35920 0 0 VANGUARD ENERGY ETF INDEX CEF 92204a306 23 285 SH SOLE 285 0 0 VANGUARD ENERGY ETF INDEX CEF 92204a306 185 2271 SH OTR 0 0 2271 VANGUARD HIGH DIVIDEND YIELD E INDEX CEF 921946406 268 2860 SH SOLE 2860 0 0 VANGUARD INDEX FUNDS VANGUARD INDEX CEF 922908736 3668 20134 SH SOLE 20134 0 0 VANGUARD INFORMATION TECHNOLOG INDEX CEF 92204a702 195 795 SH SOLE 795 0 0 VANGUARD INFORMATION TECHNOLOG INDEX CEF 92204a702 60 245 SH OTR 0 0 245 VANGUARD MEGA CAP GROWTH ETF INDEX CEF 921910816 1178 8085 SH SOLE 8085 0 0 VANGUARD S&P 500 ETF INDEX CEF 922908363 1113 3762 SH SOLE 171 0 3591 VANGUARD S&P 500 ETF INDEX CEF 922908363 4085 13810 SH OTR 0 0 13810 VANGUARD S&P MID CAP 400 ETF INDEX CEF 921932885 3335 24000 SH OTR 0 0 24000 VANGUARD S&P MID CAP 400 VALUE INDEX CEF 921932844 3122 24000 SH OTR 0 0 24000 VANGUARD TOTAL STOCK MARKET ET INDEX CEF 922908769 84 513 SH SOLE 513 0 0 VANGUARD TOTAL STOCK MARKET ET INDEX CEF 922908769 602 3681 SH OTR 0 0 3681 Vanguard Total Intl Stock Inde INDEX CEF 921909768 1236 22191 SH SOLE 22191 0 0 WISDOMTREE EUROPE HEDGED EQTY INDEX CEF 97717x701 1435 20334 SH SOLE 20334 0 0 WISDOMTREE TRUST US DIVID EX F INDEX CEF 97717W406 666 7200 SH SOLE 7200 0 0 XTRACKERS HARVEST CSI 300 CHIN INDEX CEF 233051879 640 21600 SH OTR 0 0 21600 INVESCO FINANCIAL PREFERRED ET ETF 46137v621 629 33325 SH SOLE 33325 0 0 INVESCO INTERNATIONAL CORPORAT ETF 46138e636 338 12437 SH SOLE 12437 0 0 INVESCO INTERNATIONAL CORPORAT ETF 46138e636 14 520 SH OTR 0 0 520 INVESCO SENIOR LOAN ETF ETF 46138g508 255 11170 SH SOLE 11170 0 0 INVESCO SENIOR LOAN ETF ETF 46138g508 46 2022 SH OTR 0 0 2022 ISHARES CORE US AGGREGATE BOND ETF 464287226 281 2500 SH SOLE 2500 0 0 ISHARES CORE US AGGREGATE BOND ETF 464287226 2648 23567 SH OTR 0 0 23567 ISHARES FLOATING RATE BOND ETF ETF 46429b655 516 10138 SH SOLE 10138 0 0 ISHARES FLOATING RATE BOND ETF ETF 46429b655 49 958 SH OTR 0 0 958 ISHARES IBOXX INVT GRADE BOND ETF 464287242 242 1890 SH SOLE 1890 0 0 ISHARES IBOXX INVT GRADE BOND ETF 464287242 62 487 SH OTR 0 0 487 ISHARES S&P U S PFD FUND S&P U ETF 464288687 900 23944 SH SOLE 23944 0 0 ISHARES S&P U S PFD FUND S&P U ETF 464288687 23 600 SH OTR 0 0 600 ISHARES SHORT-TERM CORPORATE B ETF 464288646 4404 82113 SH SOLE 80425 0 1688 ISHARES SHORT-TERM CORPORATE B ETF 464288646 2710 50538 SH OTR 0 0 50538 ISHARES TIPS BOND ETF ETF 464287176 16 140 SH SOLE 140 0 0 ISHARES TIPS BOND ETF ETF 464287176 896 7684 SH OTR 0 0 7684 PIMCO 0-5 YEAR HIGH YLD BND ID ETF 72201r783 6255 62715 SH SOLE 61890 0 825 PIMCO 0-5 YEAR HIGH YLD BND ID ETF 72201r783 84 847 SH OTR 16 0 847 PIMCO ACTIVE BOND ETF ETF 72201r775 5959 55278 SH SOLE 55278 0 0 PIMCO ACTIVE BOND ETF ETF 72201r775 223 2071 SH OTR 0 0 2071 PIMCO ENHANCED SHRT MATURTY AC ETF 72201r833 2013 19819 SH SOLE 19819 0 0 PIMCO ENHANCED SHRT MATURTY AC ETF 72201r833 824 8112 SH OTR 0 0 8112 SPDR BLMBRG BRCLY HGH YLD BND ETF 78468r622 249 2270 SH SOLE 2270 0 0 SPDR BLMBRG BRCLY HGH YLD BND ETF 78468r622 19 178 SH OTR 0 0 178 SPDR BLMBRG BRCLY INV GR FLTN ETF 78468r200 4274 139081 SH SOLE 139081 0 0 SPDR BLMBRG BRCLY INV GR FLTN ETF 78468r200 108 3503 SH OTR 0 0 3503 SPDR BLMBRG BRCLYS SHORT T H Y ETF 78468r408 3633 134852 SH SOLE 134852 0 0 SPDR BLMBRG BRCLYS SHORT T H Y ETF 78468r408 42 1564 SH OTR 0 0 1564 SPDR DOUBLELINE TTL RTRN TTCL ETF 78467v848 4440 90632 SH SOLE 89390 0 1242 SPDR DOUBLELINE TTL RTRN TTCL ETF 78467v848 145 2960 SH OTR 0 0 2960 SPDR PORTFOLIO INTERMEDIATE TE ETF 78464a375 733 20745 SH SOLE 20745 0 0 VAG ITM-TERM CORPORATE BOND ET ETF 92206c870 680 7445 SH SOLE 7445 0 0 VAG ITM-TERM CORPORATE BOND ET ETF 92206c870 18 200 SH OTR 0 0 200 VANGUARD EMERGING MKT GOV BND ETF 921946885 290 3559 SH SOLE 3559 0 0 VANGUARD SCOTTSDALE FUNDS VANG ETF 92206c409 1857 22920 SH SOLE 22920 0 0 VANGUARD TOTAL INTERNATL BND E ETF 92203j407 2244 39666 SH SOLE 39590 0 76 VANGUARD TOTAL INTERNATL BND E ETF 92203j407 69 1212 SH OTR 0 0 1212 BLACKSTONE GROUP INC LP 09260d107 291 5202 SH SOLE 5202 0 0 BLACKSTONE GROUP INC LP 09260d107 263 4698 SH OTR 0 0 4698 POPE RESOURCES DELAWA LP LP 732857107 1813 19597 SH SOLE 19597 0 0 Riverside Foxmoor Associates LP 000000000 0 85953 SH OTR 0 0 85953 BANK OF AMERICA 7.25 PDF SERI PFD 000000000 203 140 SH SOLE 140 0 0 HILLMAN GROUP C 11.6 PFD DUE 0 PFD 43162l206 393 11402 SH OTR 0 0 11402 Security Etch Intl Sr-B Red/Cv PFD 000000000 0 20000 SH OTR 0 0 20000 TABERNA PREFERRED .018 07/05/2 PFD 87330l200 0 500000 SH SOLE 500000 0 0 BLACKOCK MUNIHOLDINGS IN NON-TAX CEF 09254p108 379 28539 SH SOLE 28539 0 0 BLACKROCK CALIFORNIA MUN NON-TAX CEF 09248e102 480 35414 SH SOLE 35414 0 0 BLACKROCK CALIFORNIA MUN NON-TAX CEF 09248e102 751 55381 SH OTR 0 0 55381 BLACKROCK MUNICIPAL INCO NON-TAX CEF 09248f109 4085 288295 SH SOLE 288295 0 0 BLACKROCK MUNICIPAL INCO NON-TAX CEF 09248f109 252 17777 SH OTR 0 0 17777 BLACKROCK MUNIHLDG CALIF NON-TAX CEF 09254l107 302 21584 SH SOLE 21584 0 0 BLACKROCK MUNIHOLDINGS C NON-TAX CEF 09253n104 176 10370 SH SOLE 10370 0 0 BLACKROCK MUNIYIELD CALI NON-TAX CEF 09254n103 10274 723021 SH SOLE 723021 0 0 BLACKROCK MUNIYIELD CALI NON-TAX CEF 09254n103 648 45597 SH OTR 0 0 45597 BLACKROCK MUNIYIELD CALI NON-TAX CEF 09254m105 5818 412026 SH SOLE 412026 0 0 BLACKROCK MUNIYIELD CALI NON-TAX CEF 09254m105 17 1225 SH OTR 0 0 1225 BLACKROCK MUNIYIELD CF NON-TAX CEF 09253w104 221 14900 SH SOLE 14900 0 0 BLACKROCK MUNIYIELD QUAL NON-TAX CEF 09254e103 379 28105 SH SOLE 28105 0 0 BLACKROCK MUNIYLD QUALIT NON-TAX CEF 09254g108 164 12630 SH SOLE 12630 0 0 BNY MELLON STRATEGIC MUN NON-TAX CEF 09662e109 241 30210 SH SOLE 30210 0 0 BNY MELLON STRATEGIC MUN NON-TAX CEF 05588w108 250 29430 SH SOLE 29430 0 0 DWS MUNICIPAL INCOME CF NON-TAX CEF 233368109 231 20365 SH SOLE 20365 0 0 INVESCO CALIFORNIA VALUE MUNIC NON-TAX CEF 46132h106 187 14566 SH SOLE 14566 0 0 INVESCO MUNI OPPORTUNITY TRUST NON-TAX CEF 46132c107 152 12270 SH SOLE 12270 0 0 INVESCO MUNICIPAL TRUST NON-TAX CEF 46131j103 147 11920 SH SOLE 11920 0 0 INVESCO TRUST FOR INVT GRADE M NON-TAX CEF 46131m106 208 16180 SH SOLE 16180 0 0 INVESCO VALUE MUNI INCM TRUST NON-TAX CEF 46132p108 261 17055 SH SOLE 17055 0 0 NUVEEN AMT FREE MNCPL CR NON-TAX CEF 67071l106 311 18630 SH SOLE 18630 0 0 NUVEEN AMT FREE QUALITY NON-TAX CEF 670657105 704 48938 SH SOLE 48938 0 0 NUVEEN CLIFORNIA QULTY M NON-TAX CEF 67066y105 774 52003 SH SOLE 52003 0 0 NUVEEN ENHANCED MUNICIPA NON-TAX CEF 67074m101 394 26480 SH SOLE 26480 0 0 NUVEEN MUNI HIGH INC OPP NON-TAX CEF 670682103 329 23165 SH SOLE 23165 0 0 NUVEEN QUALITY MUNICIPAL NON-TAX CEF 67066v101 736 50426 SH SOLE 50426 0 0 NUVEN CALIFOR AMT FREE Q NON-TAX CEF 670651108 276 18118 SH SOLE 18118 0 0 PIMCO CALIFOR MUNI INCM NON-TAX CEF 72201c109 185 16213 SH SOLE 16213 0 0 PIMCO MUNICIPAL INCOME C NON-TAX CEF 72200r107 278 18413 SH OTR 0 0 18413 PIMCO MUNICIPAL INCOME I NON-TAX CEF 72200w106 358 22580 SH SOLE 22580 0 0 PIMCO MUNICIPAL INCOME I NON-TAX CEF 72201a103 150 11910 SH SOLE 11910 0 0 WESTERN ASST MNGD MUNCPL NON-TAX CEF 95766m105 488 36625 SH SOLE 36625 0 0 BLACKROCK TAXABL MUNI BN TAXABLE MUNI CEF 09248x100 233 9554 SH OTR 0 0 9554 ALLIANZGI CONV & INCOME TAXABLE CEF 018828103 132 22980 SH SOLE 22980 0 0 CALAMOS CONVERTIBLE AND TAXABLE CEF 12811p108 119 10440 SH SOLE 10440 0 0 CALAMOS CONVERTIBLE AND TAXABLE CEF 12811p108 41 3625 SH OTR 0 0 3625 CALAMOS CONVERTIBLE OPPO TAXABLE CEF 128117108 739 67195 SH SOLE 67195 0 0 CALAMOS CONVERTIBLE OPPO TAXABLE CEF 128117108 87 7900 SH OTR 0 0 7900 DOUBLELINE INCOME SOLUTI TAXABLE CEF 258622109 381 19290 SH SOLE 19290 0 0 DOUBLELINE INCOME SOLUTI TAXABLE CEF 258622109 146 7400 SH OTR 0 0 7400 EATON VANCE LIMITED DURA TAXABLE CEF 27828h105 81 6089 SH SOLE 3855 0 2234 EATON VANCE LIMITED DURA TAXABLE CEF 27828h105 94 7120 SH OTR 0 0 7120 FLAHERTY & CRMRN PRF INC TAXABLE CEF 338478100 348 16060 SH SOLE 16060 0 0 IVY HIGH INCOME OPPORTUN TAXABLE CEF 465893105 147 10585 SH SOLE 10585 0 0 NEXPOINT STRATEGIC OPPOR TAXABLE CEF 65340g205 280 15820 SH SOLE 15820 0 0 NEXPOINT STRATEGIC OPPOR TAXABLE CEF 65340g205 0 11 SH OTR 0 0 11 NUVEEN FLOATING RATE INC TAXABLE CEF 67072t108 123 11970 SH SOLE 11970 0 0 NUVEEN PREF AND INCM SEC TAXABLE CEF 67072c105 151 15089 SH SOLE 15089 0 0 NUVEEN PREFERRED INCOME TAXABLE CEF 67073b106 211 20188 SH SOLE 20188 0 0 PIMCO CORPORATE OPPORTUN TAXABLE CEF 72201b101 587 30883 SH SOLE 30883 0 0 PIMCO CORPORATE OPPORTUN TAXABLE CEF 72201b101 279 14675 SH OTR 0 0 14675 PIMCO DYNMC CRDT AND MRT TAXABLE CEF 72202d106 125 4949 SH SOLE 4949 0 0 PIMCO DYNMC CRDT AND MRT TAXABLE CEF 72202d106 141 5600 SH OTR 0 0 5600 PIMCO INCOME STRATEGY II TAXABLE CEF 72201j104 201 18977 SH SOLE 18977 0 0 WELLS FARGO MULTI SECTOR TAXABLE CEF 94987d101 36 2795 SH SOLE 1098 0 1697 WELLS FARGO MULTI SECTOR TAXABLE CEF 94987d101 101 7844 SH OTR 0 0 7844 WESTERN ASST HIGH INCM I TAXABLE CEF 95766j102 82 12160 SH SOLE 12160 0 0 WESTERN AST INFLTN LINK TAXABLE CEF 95766r104 635 55000 SH OTR 0 0 55000 BLACKROCK ENHANCED EQUIT CEFS 09251a104 509 51271 SH OTR 0 0 51271 BLACKROCK ENHANCED GLOBA CEFS 092501105 1010 91873 SH OTR 0 0 91873 BLACKROCK ENHANCED INTER CEFS 092524107 492 83568 SH OTR 0 0 83568 BLACKROCK ENHCD CAPITL A CEFS 09256a109 269 15600 SH SOLE 15600 0 0 CLOUGH GLOBAL OPPORTUNIT CEFS 18914e106 99 10500 SH SOLE 10500 0 0 CLOUGH GLOBAL OPPORTUNIT CEFS 18914e106 70 7400 SH OTR 0 0 7400 COHEN MLP INCOME AND ENE CEFS 19249b106 161 19980 SH SOLE 17900 0 2080 EATON VANCE RISK MAN DIV CEFS 27829g106 106 11350 SH SOLE 11350 0 0 EATON VANCE RISK MAN DIV CEFS 27829g106 65 7000 SH OTR 0 0 7000 EATON VNCE MGD GLBL BUY CEFS 27829c105 239 23000 SH SOLE 23000 0 0 FIDUCIARY CLYMR ENRG INF CEFS 31647q106 214 27085 SH SOLE 27085 0 0 JOHN HANCOCK PREMIUM DIV CEFS 41013t105 324 18000 SH SOLE 18000 0 0 PIMCO ENRG TCTCL CRT OPP CEFS 69346n107 283 17132 SH SOLE 17132 0 0 VOYA GLOBAL EQUITY DVD P CEFS 92912t100 99 16000 SH SOLE 16000 0 0 SPROTT PHYSICAL GOLD & S COMMOD TXBLE CEF 85208r101 4177 284900 SH SOLE 284900 0 0 SPROTT PHYSICAL GOLD ETV TENDE COMMOD TXBLE CEF 85207h104 974 80000 SH SOLE 80000 0 0 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 2605 22870 SH SOLE 22870 0 0 SPDR NUVEEN BLOOMBERG BARCLAYS ETF 78468r739 206 4194 SH SOLE 4194 0 0 FIRST TRUST NORTH AMERICAN ENE ETFS 33738d101 1103 43264 SH SOLE 43264 0 0 FIRST TRUST NORTH AMERICAN ENE ETFS 33738d101 8 300 SH OTR 0 0 300 INNOVATOR IBD 50 ETF ETFS 45782c102 217 6235 SH SOLE 6235 0 0 INNOVATOR IBD 50 ETF ETFS 45782c102 27 765 SH OTR 0 0 765 VANECK VECTORS RUSSIA ETF ETFS 92189f403 2940 117735 SH OTR 0 0 117735 ISHARES GOLD ETF ETF 464285105 29 1975 SH SOLE 1975 0 0 ISHARES GOLD ETF ETF 464285105 218 15000 SH OTR 0 0 15000 SPDR GOLD SHARES ETF ETF 78463v107 375 2623 SH SOLE 2623 0 0 SPDR GOLD SHARES ETF ETF 78463v107 7 50 SH OTR 0 0 50 EATON VANCE TAX ADVANTAG CEFS 27828g107 1220 47819 SH SOLE 47819 0 0 EATON VANCE TAX ADVANTAG CEFS 27828g107 95 3705 SH OTR 0 0 3705 EATON VANCE TAX MAN GL D CEFS 27829f108 93 10600 SH SOLE 10600 0 0 EATON VANCE TX ADVNT GLB CEFS 27828u106 603 23235 SH SOLE 23235 0 0 EATON VANCE TX ADVNT GLB CEFS 27828u106 140 5400 SH OTR 0 0 5400 GABELLI EQUITY CF CEFS 362397101 426 69913 SH SOLE 69913 0 0 GABELLI EQUITY CF CEFS 362397101 681 111792 SH OTR 0 0 111792 NUVEEN TAX ADVNTGD DIVDN CEFS 67073g105 259 14970 SH SOLE 14970 0 0 A G N C INVESTMENT CORP REIT ETF 00123q104 721 40800 SH OTR 0 0 40800 ALTAIR - PACIFIC COAST CAP PTN ETF 92299r115 58 47991 SH OTR 0 0 47991 ALTAIR - SPECIAL OPPORTUNITY ETF zzc99d246 86 73329 SH OTR 0 0 73329 AMERICAN TOWER CORP ETF 03027x100 239 1042 SH SOLE 1042 0 0 ANNALY CAPITAL MGMT REIT ETF 035710409 991 105159 SH SOLE 105159 0 0 ANNALY CAPITAL MGMT REIT ETF 035710409 1168 123940 SH OTR 0 0 123940 COLONY CAPITAL INC NEW ETF 19626g108 57 12001 SH OTR 0 0 12001 ISHARES COHEN AND STEERS REIT ETF 464287564 2397 20492 SH SOLE 20319 0 173 ISHARES COHEN AND STEERS REIT ETF 464287564 241 2064 SH OTR 0 0 2064 VANGUARD REAL ESTATE ETF ETF 922908553 1557 16779 SH SOLE 16779 0 0