0001161722-17-000005.txt : 20170712 0001161722-17-000005.hdr.sgml : 20170712 20170712150838 ACCESSION NUMBER: 0001161722-17-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170712 DATE AS OF CHANGE: 20170712 EFFECTIVENESS DATE: 20170712 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOLLENCREST SECURITIES LLC CENTRAL INDEX KEY: 0001161722 IRS NUMBER: 954121065 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06753 FILM NUMBER: 17961715 BUSINESS ADDRESS: STREET 1: 100 BAYVIEW CIRCLE, SUITE 500 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9498237741 MAIL ADDRESS: STREET 1: 100 BAYVIEW CIRCLE, SUITE 500 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: RND RESOURCES INC DATE OF NAME CHANGE: 20011031 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001161722 XXXXXXXX 06-30-2017 06-30-2017 HOLLENCREST SECURITIES LLC

100 BAYVIEW CIRCLE, SUITE 500 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-06753 N Michelle Noe 9498237744 Michelle Noe Newport Beach CA 07-12-2017 0 638 735857 true INFORMATION TABLE 2 inftable.xml 1/100 BERKSHIRE HTWY CLA 100 S COM 084990175 2292 900 SH SOLE 900 0 0 3M COMPANY COM 88579y101 132 634 SH SOLE 634 0 0 3M COMPANY COM 88579y101 135 650 SH OTR 0 0 650 ABBOTT LABORATORIES COM 002824100 66 1365 SH SOLE 1319 0 46 ABBOTT LABORATORIES COM 002824100 238 4903 SH OTR 0 0 4903 ABBVIE INC COM 00287y109 449 6191 SH SOLE 6191 0 0 ABBVIE INC COM 00287y109 69 953 SH OTR 0 0 953 ACADIA PHARMACEUTL COM 004225108 195 7000 SH SOLE 7000 0 0 ACADIA PHARMACEUTL COM 004225108 27 985 SH OTR 0 0 985 AIA GROUP LTD ORDF COM y002a1105 130 17800 SH SOLE 17800 0 0 ALACER GOLD CORP F COM 010679108 94 58000 SH SOLE 58000 0 0 ALACER GOLD CORP F COM 010679108 474 293410 SH OTR 0 0 293410 ALPHABET INC. CLASS A COM 02079k305 575 619 SH SOLE 616 0 3 ALPHABET INC. CLASS A COM 02079k305 316 340 SH OTR 0 0 340 ALPHABET INC. CLASS C COM 02079k107 1090 1200 SH SOLE 1200 0 0 ALPHABET INC. CLASS C COM 02079k107 283 311 SH OTR 0 0 311 ALTRIA GROUP INC COM 02209s103 714 9594 SH SOLE 9594 0 0 ALTRIA GROUP INC COM 02209s103 1336 17936 SH OTR 0 0 17936 AMAZON COM INC COM 023135106 1352 1397 SH SOLE 1395 0 2 AMAZON COM INC COM 023135106 6859 7086 SH OTR 0 0 7086 AMERICAN INTL GROUP COM 026874784 262 4183 SH SOLE 4183 0 0 AMERICAN INTL GROUP COM 026874784 0 1 SH OTR 0 0 1 AMGEN INCORPORATED COM 031162100 746 4332 SH SOLE 4332 0 0 AMGEN INCORPORATED COM 031162100 102 594 SH OTR 0 0 594 ANTHEM INC COM 036752103 249 1321 SH OTR 0 0 1321 APOLLO INVESTMENT CORP COM 03761u106 314 49100 SH SOLE 49100 0 0 APPLE INC COM 037833100 2322 16124 SH SOLE 16124 0 0 APPLE INC COM 037833100 1504 10441 SH OTR 0 0 10441 ARCONIC INC COM 03965l100 0 1 SH SOLE 1 0 0 ARCONIC INC COM 03965l100 302 13333 SH OTR 0 0 13333 ARRAY BIOPHARMA INC COM 04269x105 1184 141470 SH OTR 0 0 141470 ARTPRICE.COM ORDF COM f0405c108 541 28000 SH OTR 0 0 28000 AUTOZONE INC COM 053332102 3 5 SH SOLE 5 0 0 AUTOZONE INC COM 053332102 682 1195 SH OTR 0 0 1195 Atomera Incorporated COM 000000000 1149 269623 SH OTR 0 0 269623 BANK OF AMERICA CORP COM 060505104 2671 110081 SH SOLE 108601 0 1480 BANK OF AMERICA CORP COM 060505104 922 38018 SH OTR 0 0 38018 BANK OF CHINA LTD ORDF COM y0698a107 16 32200 SH SOLE 32200 0 0 BARRICK GOLD CORP F COM 067901108 1042 65515 SH OTR 0 0 65515 BEAR STATE FINANCIAL COM 073844102 96 10176 SH OTR 0 0 10176 BERKSHIRE HATHAWAY B NEW CLASS COM 084670702 898 5300 SH SOLE 5300 0 0 BERKSHIRE HATHAWAY B NEW CLASS COM 084670702 31978 188807 SH OTR 0 0 188807 BERKSHIRE HATHAWAY CLASS B COM 084670702 634 3746 SH SOLE 3734 0 12 BERKSHIRE HATHAWAY CLASS B COM 084670702 24 139 SH OTR 0 0 139 BILLABONG INTL NEW ORD F COM q1502g206 10 17240 SH OTR 0 0 17240 BLACK KNIGHT FINANCI CLASS A COM 09214x100 911 22244 SH OTR 0 0 22244 BLACKBERRY LTD F COM 09228f103 103 10275 SH SOLE 10275 0 0 BLACKBERRY LTD F COM 09228f103 500 50000 SH OTR 0 0 50000 BOEING CO COM 097023105 146 737 SH SOLE 737 0 0 BOEING CO COM 097023105 1432 7239 SH OTR 0 0 7239 BROADCOM LTD F COM y09827109 185 795 SH SOLE 795 0 0 BROADCOM LTD F COM y09827109 105 450 SH OTR 0 0 450 Bionovo Inc. COM 000000000 0 10000 SH OTR 0 0 10000 CAMECO CORPORATION F COM 13321l108 155 17000 SH OTR 0 0 17000 CANOPUS BIOPHARMA INC COM 138034103 44 80000 SH OTR 0 0 80000 CATERPILLAR INC COM 149123101 3289 30609 SH SOLE 29992 0 617 CATERPILLAR INC COM 149123101 180 1677 SH OTR 0 0 1677 CBS CORP CLASS B COM 124857202 496 7780 SH SOLE 7780 0 0 CHESAPEAKE ENERGY CO COM 165167107 71 14290 SH OTR 0 0 14290 CHEVRON CORPORATION COM 166764100 285 2735 SH SOLE 2735 0 0 CHEVRON CORPORATION COM 166764100 50 477 SH OTR 0 0 477 CISCO SYSTEMS INC COM 17275r102 358 11442 SH SOLE 11442 0 0 CISCO SYSTEMS INC COM 17275r102 261 8338 SH OTR 0 0 8338 CITIGROUP INC COM 172967424 624 9326 SH SOLE 9101 0 225 CITIGROUP INC COM 172967424 1999 29886 SH OTR 0 0 29886 COLONY NORTHSTAR INC COM 19625w104 451 32000 SH SOLE 32000 0 0 COLONY NORTHSTAR INC COM 19625w104 718 50980 SH OTR 0 0 50980 COMCAST CORPORATION CLASS A COM 20030n101 752 19331 SH SOLE 19278 0 53 COMCAST CORPORATION CLASS A COM 20030n101 159 4098 SH OTR 0 0 4098 COSTCO WHOLESALE CO COM 22160k105 184 1153 SH SOLE 1153 0 0 COSTCO WHOLESALE CO COM 22160k105 602 3762 SH OTR 0 0 3762 CYBERARK SOFTWRE LTD F COM m2682v108 275 5500 SH OTR 0 0 5500 CYPRESS SEMICONDUCTOR CORP COM 232806109 410 30000 SH SOLE 30000 0 0 Conographic Corp Calif Restr COM 000000000 0 11000 SH OTR 0 0 11000 D R HORTON CO COM 23331a109 205 5941 SH OTR 0 0 5941 DHT MARITIME HLD INC F COM y2065g121 187 45000 SH OTR 0 0 45000 EMERSON ELECTRIC CO COM 291011104 594 9964 SH SOLE 9964 0 0 EMERSON ELECTRIC CO COM 291011104 8 130 SH OTR 0 0 130 EXXON MOBIL CORP COM 30231g102 524 6489 SH SOLE 6489 0 0 EXXON MOBIL CORP COM 30231g102 48 595 SH OTR 0 0 595 FACEBOOK INC CLASS A COM 30303m102 527 3491 SH SOLE 3477 0 14 FACEBOOK INC CLASS A COM 30303m102 819 5427 SH OTR 0 0 5427 FIDELITY NATL FINL COM 31620r303 14560 324775 SH OTR 0 0 324775 FIDELITY NATL FINL COM 31620r402 1754 111033 SH OTR 0 0 111033 FIDELITY NATL INFO COM 31620m106 9518 111455 SH OTR 0 0 111455 FIRST FOUNDATION INC COMUSD0.0 COM 32026v104 207 12625 SH OTR 0 0 12625 FIRST PACIFIC COMP ORDF COM g34804107 27 36600 SH OTR 0 0 36600 FIRST REP BK SAN FRANCISCOCAL COM 33616c100 410 4100 SH OTR 0 0 4100 FORD MOTOR COMPANY COM 345370860 58 5180 SH SOLE 5180 0 0 FORD MOTOR COMPANY COM 345370860 647 57800 SH OTR 0 0 57800 FREEPORT MCMORAN INC COM 35671d857 30 2475 SH SOLE 2475 0 0 FREEPORT MCMORAN INC COM 35671d857 346 28850 SH OTR 0 0 28850 GENERAL ELECTRIC CO COM 369604103 888 32891 SH SOLE 32891 0 0 GENERAL ELECTRIC CO COM 369604103 2228 82479 SH OTR 0 0 82479 GENERAL MOTORS CO COM 37045v100 2 70 SH SOLE 11 0 59 GENERAL MOTORS CO COM 37045v100 236 6757 SH OTR 0 0 6757 GENTEX CORP COM 371901109 200 10519 SH OTR 0 0 10519 GILEAD SCIENCES INC COM 375558103 485 6858 SH SOLE 6858 0 0 GILEAD SCIENCES INC COM 375558103 61 865 SH OTR 0 0 865 GOLDMAN SACHS GROUP COM 38141g104 379 1709 SH SOLE 1393 0 316 GOLDMAN SACHS GROUP COM 38141g104 112 503 SH OTR 0 0 503 HAIN CELESTIAL GROUP COM 405217100 318 8200 SH OTR 0 0 8200 HENRY JACK & ASSOC COM 426281101 245 2358 SH SOLE 2358 0 0 HENRY JACK & ASSOC COM 426281101 183 1760 SH OTR 0 0 1760 HILTON WORLDWIDE HLD COM 43300a203 686 11099 SH OTR 0 0 11099 HOME DEPOT INC COM 437076102 264 1724 SH SOLE 1724 0 0 HOME DEPOT INC COM 437076102 208 1355 SH OTR 0 0 1355 IBM CORP COM 459200101 85 554 SH SOLE 554 0 0 IBM CORP COM 459200101 141 918 SH OTR 0 0 918 IDENTIVE INC COM 45170x205 155 29605 SH OTR 0 0 29605 IDERA PHARMA COM 45168k306 39 22570 SH SOLE 22570 0 0 IDERA PHARMA COM 45168k306 267 155000 SH OTR 0 0 155000 INTEL CORP COM 458140100 2752 81578 SH SOLE 80050 0 1528 INTEL CORP COM 458140100 2018 59806 SH OTR 0 0 59806 INTERNATIONAL PAPER COM 460146103 793 14000 SH OTR 0 0 14000 INTUITIVE SURGICAL COM 46120e602 538 575 SH SOLE 575 0 0 INVESCO LTD COM G491BT108 559 15891 SH SOLE 15891 0 0 J ALEXANDERS HOLDING CLASS A COM 46609j106 1210 98772 SH OTR 0 0 98772 JOHNSON & JOHNSON COM 478160104 209 1579 SH SOLE 1579 0 0 JOHNSON & JOHNSON COM 478160104 633 4785 SH OTR 0 0 4785 JPMORGAN CHASE & CO COM 46625h100 1152 12602 SH SOLE 11100 0 1502 JPMORGAN CHASE & CO COM 46625h100 726 7940 SH OTR 0 0 7940 LA JOLLA PHARMA COM 503459604 658 22092 SH OTR 0 0 22092 LANNETT INC COM 516012101 316 15500 SH OTR 0 0 15500 LIGHTWAVE LOGIC INC COM COM 532275104 15 10000 SH OTR 0 0 10000 MACYS INC COM 55616p104 976 42000 SH OTR 0 0 42000 MANULIFE FINANCIAL F COM 56501r106 274 14608 SH SOLE 14608 0 0 MANULIFE FINANCIAL F COM 56501r106 1054 56178 SH OTR 0 0 56178 MERCK & CO INC COM 58933y105 2874 44841 SH SOLE 44526 0 315 MERCK & CO INC COM 58933y105 793 12366 SH OTR 0 0 12366 MERIDIAN BIOSCIENCE COM 589584101 85 5400 SH SOLE 5400 0 0 MERIDIAN BIOSCIENCE COM 589584101 473 30000 SH OTR 0 0 30000 MICROSOFT CORP COM 594918104 409 5938 SH SOLE 5908 0 30 MICROSOFT CORP COM 594918104 3594 52142 SH OTR 0 0 52142 MOTOROLA SOLUTIONS COM 620076307 248 2857 SH OTR 0 0 2857 NETFLIX INC COM 64110l106 482 3228 SH SOLE 3214 0 14 NETFLIX INC COM 64110l106 19 125 SH OTR 0 0 125 NEW GOLD INC COM COM 644535106 32 10000 SH OTR 0 0 10000 NEXTERA ENERGY INC COM 65339f101 61 436 SH SOLE 436 0 0 NEXTERA ENERGY INC COM 65339f101 183 1308 SH OTR 0 0 1308 OCEAN RIG UDW INC F COM g66964100 2 15000 SH SOLE 15000 0 0 OCEAN RIG UDW INC F COM g66964100 15 97115 SH OTR 0 0 97115 OPKO HEALTH INC COM 68375n103 296 45000 SH OTR 0 0 45000 ORACLE CORPORATION COM 68389x105 945 18841 SH SOLE 18212 0 629 ORACLE CORPORATION COM 68389x105 2328 46438 SH OTR 0 0 46438 PACWEST BANCORP COM 695263103 1604 34339 SH SOLE 34339 0 0 PACWEST BANCORP COM 695263103 23 503 SH OTR 0 0 503 PEPSICO INCORPORATED COM 713448108 392 3391 SH SOLE 3391 0 0 PEPSICO INCORPORATED COM 713448108 46 398 SH OTR 0 0 398 PFIZER INCORPORATED COM 717081103 3470 103303 SH SOLE 102466 0 837 PFIZER INCORPORATED COM 717081103 331 9858 SH OTR 500 0 9858 PHILIP MORRIS INTL COM 718172109 715 6087 SH SOLE 6087 0 0 PHILIP MORRIS INTL COM 718172109 10718 91258 SH OTR 0 0 91258 PRICELINE GROUP COM 741503403 350 187 SH SOLE 187 0 0 PRICELINE GROUP COM 741503403 150 80 SH OTR 0 0 80 PROCTER & GAMBLE COM 742718109 517 5937 SH SOLE 5937 0 0 PROCTER & GAMBLE COM 742718109 1402 16092 SH OTR 0 0 16092 PURATION INC COM 74609p104 1 50000 SH OTR 0 0 50000 QUALCOMM INC COM 747525103 219 3962 SH SOLE 3718 0 244 QUALCOMM INC COM 747525103 22 394 SH OTR 0 0 394 RENT A CENTER INC COM 76009n100 469 40000 SH SOLE 40000 0 0 RENT A CENTER INC COM 76009n100 551 47000 SH OTR 0 0 47000 SALESFORCE COM COM 79466l302 1012 11683 SH SOLE 11683 0 0 SALESFORCE COM COM 79466l302 14 161 SH OTR 0 0 161 SCHLUMBERGER LTD F COM 806857108 291 4425 SH SOLE 4425 0 0 SCHLUMBERGER LTD F COM 806857108 192 2915 SH OTR 0 0 2915 SHINSEI BANK LTD ORDF COM j7385l103 120 69000 SH OTR 0 0 69000 SIRIUS XM RADIO INC COM 82968b103 58 10525 SH SOLE 10525 0 0 SKYWORKS SOLUTIONS COM 83088m102 221 2300 SH SOLE 2300 0 0 SOUTHWEST AIRLINES COM 844741108 229 3678 SH SOLE 3678 0 0 SPECTRUM GROUP SHS COM jeh63m206 0 48467 SH OTR 0 0 48467 STARBUCKS CORP COM 855244109 341 5847 SH SOLE 5813 0 34 STARBUCKS CORP COM 855244109 71 1212 SH OTR 0 0 1212 SUNOPTA INC F COM 8676ep108 112 11000 SH SOLE 11000 0 0 SUNOPTA INC F COM 8676ep108 133 13000 SH OTR 0 0 13000 SYMANTEC CORP COM 871503108 313 11068 SH SOLE 11068 0 0 TABLEAU SOFTWARE INC CLASS A COM 87336u105 1005 16399 SH SOLE 16399 0 0 TABLEAU SOFTWARE INC CLASS A COM 87336u105 38 628 SH OTR 0 0 628 TARGET CORPORATION COM 87612e106 27 510 SH SOLE 510 0 0 TARGET CORPORATION COM 87612e106 936 17900 SH OTR 0 0 17900 TELESITES SAB DE C ORDF COM p90355127 6 10175 SH OTR 0 0 10175 TEXAS INSTRUMENTS COM 882508104 121 1572 SH SOLE 1572 0 0 TEXAS INSTRUMENTS COM 882508104 204 2647 SH OTR 0 0 2647 TG THERAPEUTICS INC COM 88322q108 121 12000 SH OTR 0 0 12000 TIVO CORPORATION COM 88870p106 205 11000 SH SOLE 11000 0 0 TIVO CORPORATION COM 88870p106 149 8000 SH OTR 0 0 8000 TRAVELERS COMPANIES INC COM 89417e109 202 1600 SH OTR 0 0 1600 TYSON FOODS INC CLASS A COM 902494103 626 10000 SH OTR 0 0 10000 U S BANCORP COM 902973304 63 1218 SH SOLE 1218 0 0 U S BANCORP COM 902973304 6490 125000 SH OTR 0 0 125000 UNITED PARCEL SRVC CLASS B COM 911312106 10514 95072 SH SOLE 95072 0 0 UNITED PARCEL SRVC CLASS B COM 911312106 21651 195781 SH OTR 0 0 195781 UNIVERSAL HLTH SVCS CLASS B COM 913903100 284 2330 SH SOLE 2330 0 0 UNIVERSAL HLTH SVCS CLASS B COM 913903100 1 6 SH OTR 0 0 6 UQM TECHNOLOGIES INC COM 903213106 32 37750 SH OTR 0 0 37750 VASCO DATA SECURITY COM 92230y104 287 20000 SH OTR 0 0 20000 VERIZON COMMUNICATN COM 92343v104 1621 36296 SH SOLE 35909 0 387 VERIZON COMMUNICATN COM 92343v104 500 11198 SH OTR 0 0 11198 VISA INC CLASS A COM 92826c839 900 9596 SH SOLE 9596 0 0 VISA INC CLASS A COM 92826c839 422 4500 SH OTR 0 0 4500 WAL-MART STORES INC COM 931142103 48 630 SH SOLE 630 0 0 WAL-MART STORES INC COM 931142103 163 2159 SH OTR 0 0 2159 WALT DISNEY CO COM 254687106 466 4385 SH SOLE 4367 0 18 WALT DISNEY CO COM 254687106 38 360 SH OTR 0 0 360 WELLS FARGO BK N A COM 949746101 337 6073 SH SOLE 4158 0 1915 WELLS FARGO BK N A COM 949746101 265 4791 SH OTR 0 0 4791 WILLIAMS COMPANIES COM 969457100 9 282 SH SOLE 282 0 0 WILLIAMS COMPANIES COM 969457100 1226 40502 SH OTR 0 0 40502 XEROX CORP COM 984121608 251 8750 SH OTR 0 0 8750 XILINX INC COM 983919101 449 6982 SH SOLE 6982 0 0 XILINX INC COM 983919101 119 1856 SH OTR 0 0 1856 AEGON N V F SPONSORED ADR 1 AD ADR 007924103 146 28500 SH OTR 0 0 28500 ALLIANZ SE F SPONSORED ADR 1 A ADR 018805101 132 6694 SH SOLE 6694 0 0 ALLIANZ SE F SPONSORED ADR 1 A ADR 018805101 593 30000 SH OTR 0 0 30000 BAIDU INC F SPONSORED ADR 1 AD ADR 056752108 302 1687 SH SOLE 1687 0 0 BAYER AG F SPONSORED ADR 1 ADR ADR 072730302 779 6000 SH OTR 0 0 6000 BP PLC F SPONSORED ADR 1 ADR R ADR 055622104 364 10518 SH SOLE 10518 0 0 BP PLC F SPONSORED ADR 1 ADR R ADR 055622104 251 7250 SH OTR 0 0 7250 DEUTSCHE TELEKOM AG F SPONSORE ADR 251566105 62 3415 SH SOLE 3415 0 0 DEUTSCHE TELEKOM AG F SPONSORE ADR 251566105 441 24500 SH OTR 0 0 24500 ENEL SOCIETA PER AZIONI ADR ADR 29265W207 94 17673 SH SOLE 17673 0 0 GAZPROM PJSC F ADR 1 ADR REPS ADR 368287207 1449 363600 SH SOLE 363600 0 0 LLOYDS BANKING GROUP PLC ADR ADR 539439109 156 44136 SH SOLE 44136 0 0 NESTLE SA F SPONSORED ADR 1 AD ADR 641069406 134 1537 SH SOLE 1537 0 0 NESTLE SA F SPONSORED ADR 1 AD ADR 641069406 87 1000 SH OTR 0 0 1000 SIEMENS A G F SPONSORED ADR 1 ADR 826197501 968 14000 SH OTR 0 0 14000 TAIWAN SEMICONDUCTR F SPONSORE ADR 874039100 248 7085 SH SOLE 7085 0 0 TAIWAN SEMICONDUCTR F SPONSORE ADR 874039100 10488 300000 SH OTR 0 0 300000 TESCO PLC F SPONSORED ADR 1 AD ADR 881575302 81 12019 SH SOLE 12019 0 0 TESCO PLC F SPONSORED ADR 1 AD ADR 881575302 4 525 SH OTR 0 0 525 ALPS ALERIAN MLP ETF INDEX CEF 00162q866 377 31505 SH SOLE 31505 0 0 ALPS ALERIAN MLP ETF INDEX CEF 00162q866 17 1439 SH OTR 0 0 1439 GLOBAL X MSCI GREECE ETF INDEX CEF 37950e366 19 1900 SH SOLE 1900 0 0 GLOBAL X MSCI GREECE ETF INDEX CEF 37950e366 619 61210 SH OTR 0 0 61210 IQ HEDGE MULTI-STRATEGY TRACKE INDEX CEF 45409b107 202 6852 SH SOLE 6852 0 0 ISHARES CORE S&P 500 ETF INDEX CEF 464287200 9706 39877 SH SOLE 20032 0 19845 ISHARES CORE S&P SMALL CAP ETF INDEX CEF 464287804 12480 178005 SH SOLE 176386 0 1619 ISHARES CORE S&P SMALL CAP ETF INDEX CEF 464287804 1419 20235 SH OTR 0 0 20235 ISHARES CORE S&P US GROWTH ETF INDEX CEF 464287671 7086 147022 SH SOLE 90962 0 56060 ISHARES CORE S&P US GROWTH ETF INDEX CEF 464287671 433 8990 SH OTR 0 0 8990 ISHARES MSCI BRAZIL CAPPED ETF INDEX CEF 464286400 410 12000 SH SOLE 12000 0 0 ISHARES MSCI BRAZIL CAPPED ETF INDEX CEF 464286400 683 20000 SH OTR 0 0 20000 ISHARES MSCI EAFE ETF INDEX CEF 464287465 1458 22366 SH SOLE 11279 0 11087 ISHARES MSCI EAFE ETF INDEX CEF 464287465 1376 21110 SH OTR 0 0 21110 ISHARES MSCI EMERGING MARKETS INDEX CEF 464287234 345 8341 SH OTR 0 0 8341 ISHARES MSCI EUROZONE ETF INDEX CEF 464286608 53 1323 SH SOLE 1323 0 0 ISHARES MSCI EUROZONE ETF INDEX CEF 464286608 1989 49330 SH OTR 0 0 49330 ISHARES MSCI GERMANY ETF INDEX CEF 464286806 6780 224000 SH OTR 0 0 224000 ISHARES MSCI INDIA INDEX ETF INDEX CEF 46429b598 1485 46263 SH OTR 0 0 46263 ISHARES MSCI ITALY CAPPED ETF INDEX CEF 46434g830 108 3873 SH SOLE 3873 0 0 ISHARES MSCI ITALY CAPPED ETF INDEX CEF 46434g830 282 10150 SH OTR 0 0 10150 ISHARES MSCI TURKEY ETF INDEX CEF 464286715 706 17000 SH OTR 0 0 17000 ISHARES RUSSELL 1000 ETF INDEX CEF 464287622 2856 21110 SH OTR 0 0 21110 ISHARES RUSSELL 1000 GROWTH ET INDEX CEF 464287614 77 650 SH SOLE 650 0 0 ISHARES RUSSELL 1000 GROWTH ET INDEX CEF 464287614 3147 26437 SH OTR 0 0 26437 ISHARES RUSSELL 2000 ETF INDEX CEF 464287655 1001 7105 SH SOLE 7105 0 0 ISHARES RUSSELL 2000 ETF INDEX CEF 464287655 326 2315 SH OTR 0 0 2315 ISHARES RUSSELL 2000 GROWTH ET INDEX CEF 464287648 512 3033 SH OTR 0 0 3033 ISHARES RUSSELL 3000 ETF INDEX CEF 464287689 1193 8285 SH SOLE 8285 0 0 ISHARES RUSSELL 3000 ETF INDEX CEF 464287689 5 38 SH OTR 0 0 38 ISHARES RUSSELL MID CAP ETF INDEX CEF 464287499 2011 10470 SH SOLE 5235 0 5235 ISHARES RUSSELL MID CAP ETF INDEX CEF 464287499 269 1400 SH OTR 0 0 1400 ISHARES S&P 100 ETF INDEX CEF 464287101 1839 17200 SH SOLE 17200 0 0 ISHARES S&P 100 ETF INDEX CEF 464287101 852 7969 SH OTR 0 0 7969 ISHARES S&P 500 GROWTH ETF INDEX CEF 464287309 243 1775 SH SOLE 1775 0 0 ISHARES S&P 500 GROWTH ETF INDEX CEF 464287309 63 460 SH OTR 0 0 460 ISHARES S&P MID CAP 400 GRWTH INDEX CEF 464287606 320 1625 SH SOLE 1625 0 0 ISHARES SELECT DIVIDEND ETF INDEX CEF 464287168 1836 19916 SH SOLE 9958 0 9958 ISHARES SELECT DIVIDEND ETF INDEX CEF 464287168 37 396 SH OTR 0 0 396 IShares core MSCI Emerging Mar INDEX CEF 000000000 1804 36043 SH SOLE 36043 0 0 POWERSHARES FTSE RAFI EMER MKT INDEX CEF 73936t763 2839 143000 SH OTR 0 0 143000 POWERSHARES QQQ TRUST SRS 1 ET INDEX CEF 73935a104 49915 362647 SH SOLE 355648 0 6999 POWERSHARES QQQ TRUST SRS 1 ET INDEX CEF 73935a104 5114 37155 SH OTR 0 0 37155 POWERSHARES S&P 500 LOW VOLAT INDEX CEF 73937b779 11519 257517 SH SOLE 254420 0 3097 POWERSHARES S&P 500 LOW VOLAT INDEX CEF 73937b779 727 16263 SH OTR 0 0 16263 PROSHARES ULTRASHORT FTSE EURO INDEX CEF 74348a434 805 22000 SH OTR 0 0 22000 PWRSHS FTSE RAFI DVPD MKT EX U INDEX CEF 73936t789 2979 71378 SH OTR 0 0 71378 SCHWAB US BROAD MARKET ETF INDEX CEF 808524102 171 2918 SH SOLE 2918 0 0 SCHWAB US BROAD MARKET ETF INDEX CEF 808524102 86 1465 SH OTR 0 0 1465 SCHWAB US LARGE CAP ETF INDEX CEF 808524201 864 14951 SH SOLE 14951 0 0 SCHWAB US LARGE CAP ETF INDEX CEF 808524201 76 1324 SH OTR 0 0 1324 SELECT SECTOR HEALTH CARE SPDR INDEX CEF 81369y209 13471 170001 SH SOLE 167234 0 2767 SELECT SECTOR HEALTH CARE SPDR INDEX CEF 81369y209 950 11983 SH OTR 0 0 11983 SELECT SECTOR UTI SELECT SPDR INDEX CEF 81369y886 1083 20839 SH SOLE 20839 0 0 SELECT STR FINANCIAL SELECT SP INDEX CEF 81369y605 492 19956 SH SOLE 19956 0 0 SELECT STR FINANCIAL SELECT SP INDEX CEF 81369y605 303 12300 SH OTR 0 0 12300 SPDR EURO STOXX 50 ETF INDEX CEF 78463x202 1000 26000 SH OTR 0 0 26000 SPDR FUND CONSUMER DISCRE SELE INDEX CEF 81369y407 326 3637 SH SOLE 3637 0 0 SPDR FUND CONSUMER DISCRE SELE INDEX CEF 81369y407 27 300 SH OTR 0 0 300 SPDR S&P 500 ETF INDEX CEF 78462f103 90893 375903 SH SOLE 372033 0 3870 SPDR S&P 500 ETF INDEX CEF 78462f103 8578 35478 SH OTR 0 0 35478 SPDR S&P DIVIDEND ETF INDEX CEF 78464a763 2621 29485 SH SOLE 29306 0 179 SPDR S&P DIVIDEND ETF INDEX CEF 78464a763 244 2749 SH OTR 0 0 2749 SPDR S&P TRANSPORTATION ETF INDEX CEF 78464a532 1074 19390 SH SOLE 19390 0 0 TECHNOLOGY SELECT SECTOR SPDR INDEX CEF 81369y803 14898 272257 SH SOLE 268787 0 3470 TECHNOLOGY SELECT SECTOR SPDR INDEX CEF 81369y803 880 16090 SH OTR 0 0 16090 VANECK VECTORS CHINAAMC CSI 30 INDEX CEF 92189f759 296 6972 SH OTR 0 0 6972 VANECK VECTORS GOLD MINERS ETF INDEX CEF 92189f106 430 19495 SH OTR 0 0 19495 VANECK VECTORS JR GOLD MINERS INDEX CEF 92189f791 134 4000 SH SOLE 4000 0 0 VANECK VECTORS JR GOLD MINERS INDEX CEF 92189f791 1469 44000 SH OTR 0 0 44000 VANGUARD DIVIDEND APPRECIATION INDEX CEF 921908844 2958 31923 SH SOLE 31923 0 0 VANGUARD FTSE DEVELOPED MARKET INDEX CEF 921943858 1118 27068 SH SOLE 27068 0 0 VANGUARD FTSE EMERGING MARKETS INDEX CEF 922042858 552 13508 SH SOLE 13019 0 489 VANGUARD FTSE EMERGING MARKETS INDEX CEF 922042858 2184 53490 SH OTR 0 0 53490 VANGUARD HIGH DIVIDEND YIELD E INDEX CEF 921946406 224 2860 SH SOLE 2860 0 0 VANGUARD INDEX FUNDS VANGUARD INDEX CEF 922908736 2497 19657 SH SOLE 19657 0 0 VANGUARD INFORMATION TECHNOLOG INDEX CEF 92204a702 139 985 SH SOLE 985 0 0 VANGUARD INFORMATION TECHNOLOG INDEX CEF 92204a702 147 1045 SH OTR 0 0 1045 VANGUARD MEGA CAP GROWTH ETF INDEX CEF 921910816 809 8085 SH SOLE 8085 0 0 VANGUARD S&P 500 ETF INDEX CEF 922908363 799 3600 SH SOLE 3600 0 0 VANGUARD TELECOMMUNICATION SER INDEX CEF 92204a884 411 4475 SH SOLE 4475 0 0 VANGUARD TOTAL STOCK MARKET ET INDEX CEF 922908769 65 526 SH SOLE 526 0 0 VANGUARD TOTAL STOCK MARKET ET INDEX CEF 922908769 2098 16856 SH OTR 0 0 16856 VANGUARD VALUE ETF INDEX CEF 922908744 7740 80162 SH SOLE 80162 0 0 VANGUARD VALUE ETF INDEX CEF 922908744 392 4058 SH OTR 0 0 4058 WISDOMTREE EUROPE HEDGED EQTY INDEX CEF 97717x701 2201 35316 SH SOLE 35316 0 0 WISDOMTREE EUROPE HEDGED EQTY INDEX CEF 97717x701 19 300 SH OTR 0 0 300 WISDOMTREE INDIA EARNINGS ETF INDEX CEF 97717w422 1520 62013 SH OTR 0 0 62013 WISDOMTREE JAPAN HEDGED EQUITY INDEX CEF 97717w851 7621 146565 SH SOLE 145045 0 1520 WISDOMTREE JAPAN HEDGED EQUITY INDEX CEF 97717w851 560 10777 SH OTR 0 0 10777 WISDOMTREE US DIV EX FINANCAL INDEX CEF 97717w406 593 7200 SH SOLE 7200 0 0 ISHARES 1-3 YEAR CREDIT BOND E ETF 464288646 6519 61902 SH SOLE 60457 0 1445 ISHARES 1-3 YEAR CREDIT BOND E ETF 464288646 630 5983 SH OTR 0 0 5983 ISHARES CORE US AGGREGATE BOND ETF 464287226 4040 36889 SH SOLE 19856 0 17033 ISHARES FLOATING RATE BOND ETF ETF 46429b655 192 3780 SH SOLE 3780 0 0 ISHARES FLOATING RATE BOND ETF ETF 46429b655 129 2525 SH OTR 0 0 2525 ISHARES IBOXX INVT GRADE BOND ETF 464287242 2795 23192 SH SOLE 13024 0 10168 ISHARES IBOXX INVT GRADE BOND ETF 464287242 79 655 SH OTR 0 0 655 ISHARES S&P U S PFD FUND S&P U ETF 464288687 1873 47824 SH SOLE 47824 0 0 ISHARES TIPS BOND ETF ETF 464287176 3142 27696 SH SOLE 13848 0 13848 PIMCO 0-5 YEAR HIGH YLD BND ID ETF 72201r783 6847 67547 SH SOLE 67236 0 311 PIMCO 0-5 YEAR HIGH YLD BND ID ETF 72201r783 370 3648 SH OTR 0 0 3648 PIMCO ACTIVE BOND ETF ETF 72201r775 6148 57982 SH SOLE 56342 0 1640 PIMCO ACTIVE BOND ETF ETF 72201r775 526 4959 SH OTR 135 0 0 PIMCO ENHANCED SHRT MATURTY AC ETF 72201r833 1419 13952 SH SOLE 13952 0 0 PIMCO ENHANCED SHRT MATURTY AC ETF 72201r833 367 3608 SH OTR 0 0 3608 POWERSHARES FINANCIAL PREFERRE ETF 73935x229 621 32505 SH SOLE 32505 0 0 POWERSHARES INTL CORPORATE BON ETF 73936q835 388 14760 SH SOLE 12390 0 2370 POWERSHARES INTL CORPORATE BON ETF 73936q835 71 2720 SH OTR 0 0 2720 POWERSHARES SENIOR LOAN ETF ETF 73936q769 847 36603 SH SOLE 36603 0 0 POWERSHARES SENIOR LOAN ETF ETF 73936q769 126 5465 SH OTR 0 0 5465 SPDR BLMBRG BRCLY SHT TRM HGH ETF 78468r408 4044 144588 SH SOLE 144488 0 100 SPDR BLMBRG BRCLY SHT TRM HGH ETF 78468r408 245 8757 SH OTR 0 0 8757 SPDR DOUBLELINE TTL RTRN TTCL ETF 78467v848 4288 87144 SH SOLE 82898 0 4246 SPDR DOUBLELINE TTL RTRN TTCL ETF 78467v848 232 4715 SH OTR 0 0 4715 VANGUARD SCOTTSDALE FUNDS VANG ETF 92206c409 4136 51676 SH SOLE 51193 0 483 VANGUARD SCOTTSDALE FUNDS VANG ETF 92206c409 141 1757 SH OTR 0 0 1757 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 245 2997 SH SOLE 2997 0 0 VANGUARD TOTAL INTERNATL BND E ETF 92203j407 829 15248 SH SOLE 15248 0 0 VANGUARD TOTAL INTERNATL BND E ETF 92203j407 4 71 SH OTR 0 0 71 APOLLO GLOBAL MGMT LP LP 037612306 360 13598 SH OTR 0 0 13598 BLACKSTONE GROUP LP LP LP 09253u108 574 17200 SH SOLE 17200 0 0 BLACKSTONE GROUP LP LP LP 09253u108 1151 34504 SH OTR 0 0 34504 KKR & CO LP LP LP 48248m102 331 17786 SH OTR 0 0 17786 POPE RESOURCES DEP LP LP 732857107 1451 19597 SH OTR 0 0 19597 Riverside Foxmoor Associates LP 000000000 0 85953 SH OTR 0 0 85953 WILLIAMS PARTNERS LP LP LP 96949l105 7878 196398 SH OTR 0 0 196398 FARM CREDIT BANK O 0PFD DUE 1 PFD 30767e307 1964 1600 SH SOLE 1600 0 0 HILLMAN GRP 11.6PFD DUE 09/30 PFD 43162l206 389 11402 SH OTR 0 0 11402 Security Etch Intl Sr-B Red/Cv PFD 000000000 0 20000 SH OTR 0 0 20000 TABERNA PREFERRED .01807/05/2 PFD 87330l200 0 2000000 SH SOLE 0 0 500000 ALLIANCEBERNSTEIN NTNL M NON-TAX CEF 01864u106 243 17740 SH SOLE 17740 0 0 BLACKROCK CALIFORNIA MUN NON-TAX CEF 09248e102 182 12700 SH SOLE 12700 0 0 BLACKROCK CALIFORNIA MUN NON-TAX CEF 09248e102 78 5400 SH OTR 0 0 5400 BLACKROCK MUNI HLDGS NON-TAX CEF 09254p108 320 21760 SH SOLE 21760 0 0 BLACKROCK MUNI HLDGS NON-TAX CEF 09254p108 94 6380 SH OTR 0 0 6380 BLACKROCK MUNICIPAL INCO NON-TAX CEF 09248f109 437 30920 SH SOLE 29590 0 1330 BLACKROCK MUNICIPAL INCO NON-TAX CEF 09248f109 2916 206242 SH OTR 0 0 206242 BLACKROCK MUNIHOLDIN NON-TAX CEF 09253n104 181 10370 SH SOLE 10370 0 0 BLACKROCK MUNIHOLDIN NON-TAX CEF 09254l107 192 13295 SH SOLE 13295 0 0 BLACKROCK MUNIHOLDIN NON-TAX CEF 09254l107 98 6805 SH OTR 0 0 6805 BLACKROCK MUNIHOLDIN NON-TAX CEF 09254c107 191 14010 SH SOLE 12750 0 1260 BLACKROCK MUNIYIELD NON-TAX CEF 09254n103 557 37131 SH SOLE 37131 0 0 BLACKROCK MUNIYIELD NON-TAX CEF 09254n103 5797 386228 SH OTR 0 0 386228 BLACKROCK MUNIYIELD NON-TAX CEF 09254g108 202 15430 SH SOLE 15430 0 0 BLACKROCK MUNIYIELD NON-TAX CEF 09253w104 257 17130 SH SOLE 17130 0 0 BLACKROCK MUNIYIELD NON-TAX CEF 09253w104 98 6570 SH OTR 0 0 6570 BLACKROCK MUNIYIELD NON-TAX CEF 09254e103 366 25620 SH SOLE 25620 0 0 BLACKROCK MUNIYIELD NON-TAX CEF 09254e103 95 6655 SH OTR 0 0 6655 BLKRCK MUNIYLD CA FD NON-TAX CEF 09254m105 666 43853 SH SOLE 43853 0 0 BLKRCK MUNIYLD CA FD NON-TAX CEF 09254m105 1848 121658 SH OTR 0 0 121658 DEUTSCHE MUNI INCOME TR NON-TAX CEF 25160c106 361 26720 SH SOLE 26720 0 0 DREYFUS STRATEGIC MUNICI NON-TAX CEF 26202f107 236 27740 SH SOLE 27740 0 0 DREYFUS STRATEGIC MUNICI NON-TAX CEF 261932107 254 28520 SH SOLE 28520 0 0 EATON VANCE CALF MUN INCOME TR NON-TAX CEF 27826f101 309 24686 SH SOLE 24686 0 0 INVESCO CALIFORNIA VALUE MUNIC NON-TAX CEF 46132h106 620 49060 SH SOLE 49060 0 0 INVESCO CALIFORNIA VALUE MUNIC NON-TAX CEF 46132h106 37 2962 SH OTR 0 0 2962 INVESCO MUNI OPPORTUNITY TRUST NON-TAX CEF 46132c107 161 12270 SH SOLE 12270 0 0 INVESCO QLTY MUN INCM TR SBI NON-TAX CEF 46133g107 135 10590 SH SOLE 10590 0 0 INVESCO TRUST FOR INVT GRADE M NON-TAX CEF 46131m106 144 10760 SH SOLE 10760 0 0 INVESCO TRUST FOR INVT GRADE M NON-TAX CEF 46131m106 101 7560 SH OTR 0 0 7560 INVESCO VALUE MUNI INCM TRUST NON-TAX CEF 46132p108 174 11500 SH SOLE 11500 0 0 NUVEEN AMT FREE MNCPL CR NON-TAX CEF 67071l106 356 23490 SH SOLE 22316 0 1174 NUVEEN AMT FREE QUALITY NON-TAX CEF 670657105 687 50175 SH SOLE 50175 0 0 NUVEEN AMT FREE QUALITY NON-TAX CEF 670657105 51 3700 SH OTR 0 0 3700 NUVEEN CALIFORNIA DIVIDE NON-TAX CEF 67066y105 961 63883 SH SOLE 61743 0 2140 NUVEEN CALIFORNIA DIVIDE NON-TAX CEF 67066y105 36 2391 SH OTR 0 0 2391 NUVEEN ENHANCED MUNICIPA NON-TAX CEF 67074m101 316 22020 SH SOLE 20860 0 1160 NUVEEN ENHANCED MUNICIPA NON-TAX CEF 67074m101 96 6715 SH OTR 0 0 6715 NUVEEN INSURED CALIF TAX NON-TAX CEF 670651108 266 17069 SH SOLE 17069 0 0 NUVEEN INSURED CALIF TAX NON-TAX CEF 670651108 0 17 SH OTR 0 0 17 NUVEEN MUNI HIGH INC OPP NON-TAX CEF 670682103 311 23140 SH SOLE 23140 0 0 NUVEEN QUALITY MUNICIPAL NON-TAX CEF 67066v101 700 49840 SH SOLE 49840 0 0 PIMCO CALIFOR MUNI INCM NON-TAX CEF 72201c109 177 14040 SH SOLE 12400 0 1640 PIMCO MUNICIPAL INCOME C NON-TAX CEF 72200r107 252 18413 SH OTR 0 0 18413 PIMCO MUNICIPAL INCOME I NON-TAX CEF 72200w106 351 26745 SH SOLE 26745 0 0 PIMCO MUNICIPAL INCOME I NON-TAX CEF 72201a103 140 11910 SH SOLE 11910 0 0 WESTERN ASST MNGD MUNCPL NON-TAX CEF 95766m105 438 31780 SH SOLE 31780 0 0 WESTERN ASST MNGD MUNCPL NON-TAX CEF 95766m105 90 6520 SH OTR 0 0 6520 BLACKROCK TAXABL MUNI BN TAXABLE MUNI CEF 09248x100 437 19075 SH SOLE 19075 0 0 BLACKROCK TAXABL MUNI BN TAXABLE MUNI CEF 09248x100 187 8156 SH OTR 0 0 8156 1/100000 INSIGHT SEL INC TAXABLE CEF efh81w105 0 49520 SH OTR 0 0 49520 BLACKROCK CREDIT ALLOCAT TAXABLE CEF 092508100 526 39080 SH SOLE 39080 0 0 BLACKROCK CREDIT ALLOCAT TAXABLE CEF 092508100 2 178 SH OTR 0 0 178 BLACKROCK LIMITED DURATI TAXABLE CEF 09249w101 161 10212 SH SOLE 10212 0 0 BLACKROCK MUNI HLDGS TAXABLE CEF 09255p107 176 16022 SH SOLE 16022 0 0 BROOKFIELD REAL ASSETS I TAXABLE CEF 112830104 352 15195 SH SOLE 15195 0 0 CALAMOS CONVERTIBLE AND TAXABLE CEF 12811p108 436 36840 SH SOLE 36840 0 0 CALAMOS CONVERTIBLE AND TAXABLE CEF 12811p108 43 3625 SH OTR 0 0 3625 CALAMOS CONVERTIBLE OPPO TAXABLE CEF 128117108 522 46375 SH SOLE 46375 0 0 CALAMOS CONVERTIBLE OPPO TAXABLE CEF 128117108 89 7900 SH OTR 0 0 7900 DOUBLELINE INCOME SOLUTI TAXABLE CEF 258622109 285 13790 SH SOLE 13790 0 0 DOUBLELINE INCOME SOLUTI TAXABLE CEF 258622109 464 22450 SH OTR 0 0 22450 EATON VANCE LIMITED DURA TAXABLE CEF 27828h105 86 6089 SH SOLE 3855 0 2234 EATON VANCE LIMITED DURA TAXABLE CEF 27828h105 164 11620 SH OTR 0 0 11620 FIRST TRUST INT DUR PRF TAXABLE CEF 33718w103 354 14280 SH SOLE 14280 0 0 IVY HIGH INCOME OPPORTUN TAXABLE CEF 465893105 164 10585 SH SOLE 10585 0 0 NUVEEN PREFERRED INCOME TAXABLE CEF 67073b106 225 21587 SH SOLE 21587 0 0 NUVEEN PREFERRED INCOME TAXABLE CEF 67073b106 100 9649 SH OTR 0 0 9649 NUVEEN QUALITY PREFERRED TAXABLE CEF 67072c105 167 16301 SH SOLE 16301 0 0 NUVEEN SENIOR INCOME CF TAXABLE CEF 67067y104 68 10000 SH OTR 0 0 10000 PIMCO CORPORATE OPPORTUN TAXABLE CEF 72201b101 141 8587 SH SOLE 8587 0 0 PIMCO CORPORATE OPPORTUN TAXABLE CEF 72201b101 506 30725 SH OTR 0 0 30725 PIMCO DYNMC CRDT AND MRT TAXABLE CEF 72202d106 131 5888 SH SOLE 5888 0 0 PIMCO DYNMC CRDT AND MRT TAXABLE CEF 72202d106 301 13500 SH OTR 0 0 13500 PIMCO INCOME OPPORTUNITY TAXABLE CEF 72202b100 164 6101 SH SOLE 6101 0 0 PIMCO INCOME OPPORTUNITY TAXABLE CEF 72202b100 96 3570 SH OTR 0 0 3570 PIMCO INCOME STRATEGY II TAXABLE CEF 72201j104 169 16144 SH SOLE 16144 0 0 PIMCO INCOME STRATEGY II TAXABLE CEF 72201j104 37 3499 SH OTR 0 0 3499 WELLS FARGO ADVANTAG TAXABLE CEF 94987b105 164 19197 SH SOLE 11300 0 7897 WELLS FARGO ADVANTAG TAXABLE CEF 94987b105 21 2425 SH OTR 0 0 2425 WELLS FARGO MULTI SECTOR TAXABLE CEF 94987d101 37 2795 SH SOLE 1098 0 1697 WELLS FARGO MULTI SECTOR TAXABLE CEF 94987d101 121 9059 SH OTR 0 0 9059 WESTERN ASST HIGH INCM I TAXABLE CEF 95766j102 87 12160 SH SOLE 12160 0 0 WESTRN ASST HIGH INCM OP TAXABLE CEF 95766k109 75 14810 SH SOLE 14810 0 0 BLACKROCK ENHANCED EQUIT CEFS 09251a104 451 51271 SH OTR 0 0 51271 BLACKROCK ENHANCED GLOBA CEFS 092501105 53 4000 SH SOLE 4000 0 0 BLACKROCK ENHANCED GLOBA CEFS 092501105 1217 91873 SH OTR 0 0 91873 BLACKROCK ENHANCED INTER CEFS 092524107 525 83568 SH OTR 0 0 83568 BLACKROCK ENHCD CAPITL A CEFS 09256a109 232 15600 SH SOLE 15600 0 0 CLOUGH GLOBAL OPPORTUNIT CEFS 18914e106 131 12400 SH OTR 0 0 12400 COHEN MLP INCOME AND ENE CEFS 19249b106 217 19980 SH SOLE 17900 0 2080 EATON VANCE RISK MAN DIV CEFS 27829g106 106 11350 SH SOLE 11350 0 0 EATON VANCE RISK MAN DIV CEFS 27829g106 66 7000 SH OTR 0 0 7000 EATON VNCE MGD GLBL BUY CEFS 27829c105 263 23100 SH SOLE 23100 0 0 FIDUCIARY/CLAYMORE MLP O CEFS 31647q106 409 29185 SH SOLE 29185 0 0 JOHN HANCOCK PREMIUM DIV CEFS 41013t105 302 18000 SH SOLE 18000 0 0 LIBERTY ALL STAR EQUITY CEFS 530158104 223 39462 SH SOLE 39462 0 0 LIBERTY ALL STAR EQUITY CEFS 530158104 15 2700 SH OTR 0 0 2700 MORGAN STANLEY ASIA PACI CEFS 61744u106 582 35000 SH OTR 0 0 35000 ROYCE VALUE CF CEFS 780910105 153 10500 SH SOLE 10500 0 0 CENTRAL FUND CDA CF COMMOD TXBLE CEF 153501101 3359 272400 SH OTR 0 0 272400 SPROTT PHYSICAL GOLD ETV COMMOD TXBLE CEF 85207h104 804 79394 SH OTR 0 0 79394 VANECK VECTORS HIGH YIELD MUN ETF 92189f361 249 8050 SH SOLE 8050 0 0 VANECK VECTORS RUSSIA ETF ETFS 92189f403 2284 119119 SH OTR 0 0 119119 ISHARES GOLD ETF ETF 464285105 36 2993 SH SOLE 2993 0 0 ISHARES GOLD ETF ETF 464285105 179 15000 SH OTR 0 0 15000 ISHARES SILVER TRUST ETF ETF 46428q109 4 270 SH SOLE 270 0 0 ISHARES SILVER TRUST ETF ETF 46428q109 161 10255 SH OTR 0 0 10255 SPDR GOLD SHARES ETF ETF 78463v107 306 2596 SH SOLE 2596 0 0 SPDR GOLD SHARES ETF ETF 78463v107 227 1925 SH OTR 0 0 1925 EATON VANCE TAX ADVANTAG CEFS 27828g107 1160 53023 SH SOLE 51223 0 1800 EATON VANCE TAX ADVANTAG CEFS 27828g107 241 11005 SH OTR 1800 0 11005 EATON VANCE TX ADVNT GLB CEFS 27828u106 574 23545 SH SOLE 23545 0 0 EATON VANCE TX ADVNT GLB CEFS 27828u106 281 11545 SH OTR 0 0 11545 GABELLI EQUITY CF CEFS 362397101 742 120000 SH SOLE 120000 0 0 GABELLI EQUITY CF CEFS 362397101 961 155542 SH OTR 0 0 155542 NUVEEN TAX ADVNTGD DIVDN CEFS 67073g105 241 14970 SH SOLE 14970 0 0 Q L T INC WTS F WARRANTS EXP U WT 746992171 0 30000 SH OTR 0 0 30000 Q L T INC WTS F WARRANTS EXP U WT 746992189 0 30000 SH OTR 0 0 30000 ALTAIR - CLO EQUITY FUND ETF 000000000 46 48664 SH OTR 0 0 48664 ALTAIR - DIRECT LENDINGFUND LL ETF zzc99d246 153 118049 SH OTR 0 0 118049 ALTAIR - GOLUB CAPITAL VIIILP ETF 92299q117 218 221387 SH OTR 0 0 221387 ALTAIR - PACIFIC COAST CAP PTN ETF 92299r115 117 97663 SH OTR 0 0 97663 ALTAIR - PACIFIC COAST CAP PTN ETF 92299r115 117 97663 SH OTR 0 0 97663 ALTAIR - SECONDARIES FUND ETF 000000000 43 25743 SH OTR 0 0 25743 ALTAIR - SENIOR HOUSING FUND I ETF 021LU1558 72 74744 SH OTR 0 0 74744 ALTAIR - SPECIAL OPPORTUNITY ETF zzc99d246 115 94735 SH OTR 0 0 94735 ALTAIR - SPECIAL OPPORTUNITY ETF zzc99d246 287 236837 SH OTR 0 0 236837 ISHARES COHEN AND STEERS REIT ETF 464287564 2337 23108 SH SOLE 22758 0 350 ISHARES COHEN AND STEERS REIT ETF 464287564 124 1225 SH OTR 0 0 1225 ISHARES US REAL ESTATE ETF ETF 464287739 416 5210 SH SOLE 5210 0 0 VANGUARD REIT ETF ETF 922908553 1564 18790 SH SOLE 18470 0 320 VANGUARD REIT ETF ETF 922908553 62 750 SH OTR 0 0 750