-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QYYjaeGkxFuNyPyN/graWRRceb+X+VDCnJ6nktImtNgGNucDLxLr5p2ohsoadRin jCtH8l3TRVYP0EvXBSIxvQ== 0001315863-10-000126.txt : 20101115 0001315863-10-000126.hdr.sgml : 20101115 20101115160725 ACCESSION NUMBER: 0001315863-10-000126 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KLEINHEINZ CAPITAL PARTNERS, INC. CENTRAL INDEX KEY: 0001161175 IRS NUMBER: 000000000 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10041 FILM NUMBER: 101192431 BUSINESS ADDRESS: STREET 1: 301 COMMERCE STREET STREET 2: SUITE 1900 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 817.348.8100 MAIL ADDRESS: STREET 1: 301 COMMERCE STREET STREET 2: SUITE 1900 CITY: FORT WORTH STATE: TX ZIP: 76102 FORMER COMPANY: FORMER CONFORMED NAME: KLEINHEINZ CAPITAL PARTNERS INC DATE OF NAME CHANGE: 20011018 13F-HR 1 klein30.txt KLEINHEINZ CAPITAL 13F 3Q 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kleinheinz Capital Partners, Inc. Address: 301 Commerce Street Suite 1900 Fort Worth, TX 76102 13F File Number: 28-10041 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James K. Phillips Title: Chief Financial Officer Phone: 817.348.8100 Signature, Place, and Date of Signing: James K. Phillips Fort Worth, Texas November 15, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 152 Form13F Information Table Value Total: $2,439,723 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 3035 35000 SH SOLE 35000 7 DAYS GROUP HLDGS LTD ADR 81783J101 2429 135000 SH SOLE 135000 ACE LTD SHS H0023R105 16019 275000 SH SOLE 275000 AES CORP COM 00130H105 7945 700000 SH SOLE 700000 AGILENT TECHNOLOGIES INC COM 00846U101 8343 250000 SH SOLE 250000 AKAMAI TECHNOLOGIES INC COM 00971T101 45413 905000 SH SOLE 905000 ALCATEL-LUCENT SPONSORED ADR 013904305 2704 800000 SH SOLE 800000 ALERE INC COM 01449J105 7423 240000 SH SOLE 240000 ALLEGIANT TRAVEL CO COM 01748X102 6885 162700 SH SOLE 162700 ALPHATEC HOLDINGS INC COM 02081G102 4179 1961900 SH SOLE 1961900 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 8252 265000 SH SOLE 265000 AMEDISYS INC COM 023436108 4933 207270 SH SOLE 207270 AMERICAN CAP LTD COM 02503Y103 4503 775000 SH SOLE 775000 AMERICAN TOWER CORP CL A 029912201 10252 200000 SH SOLE 200000 ANADARKO PETE CORP COM 032511107 8558 150000 SH SOLE 150000 APPLE INC PUT 037833950 34050 120000 SH PUT SOLE 120000 APPLE INC COM 037833100 222034 782500 SH SOLE 782500 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 660 20000 SH SOLE 20000 ATHENAHEALTH INC COM 04685W103 3962 120000 SH SOLE 120000 AUTONATION INC COM 05329W102 16856 725000 SH SOLE 725000 BAIDU INC SPON ADR REP A 056752108 102620 1000000 SH SOLE 1000000 BANCO BRADESCO S A SP ADR PFD NEW 059460303 3057 150000 SH SOLE 150000 BANCO LATINO AMERICANO COM ADR P16994132 7717 534017 SH SOLE 534017 BANCO SANTANDER SA ADR 05964H105 760 60000 SH SOLE 60000 BANK OF AMERICA CORPORATION COM 060505104 4258 325000 SH SOLE 325000 BARCLAYS BK PLC IPATH S&P MT ETN 06740C519 10402 120000 SH SOLE 120000 BIGBAND NETWORKS INC COM 089750509 2977 1048386 SH SOLE 1048386 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 2930 500000 SH SOLE 500000 CABOT OIL & GAS CORP COM 127097103 1204 40000 SH SOLE 40000 CAMECO CORP COM 13321L108 2912 105000 SH SOLE 105000 CAMECO CORP COM 2166160 7642 275000 SH SOLE 275000 CHEMSPEC INTL LTD ADR 163868102 1502 250405 SH SOLE 250405 CHENIERE ENERGY INC COM NEW 16411R208 12090 4797710 SH SOLE 4797710 CHINA DISTANCE ED HLDGS LTD SPONS ADR 16944W104 1305 261600 SH SOLE 261600 CHINA FD INC COM 169373107 9060 275389 SH SOLE 275389 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 56243 1100000 SH SOLE 1100000 CHINA NEPSTAR CHAIN DRUGSTOR SPONSORED ADR 16943C109 11120 2635000 SH SOLE 2635000 CHINA-BIOTICS INC COM 16937B109 1100 100000 SH SOLE 100000 CHUBB CORP COM 171232101 42743 750000 SH SOLE 750000 CHUNGHWA TELECOM CO LTD SPON ADR NEW10 17133Q106 10089 450000 SH SOLE 450000 CIENA CORP COM NEW 171779309 27248 1750000 SH SOLE 1750000 CISCO SYS INC COM 17275R102 14235 650000 SH SOLE 650000 CLAYMORE ETF TRUST 2 CHINA SML CAP 18383Q853 453 15000 SH SOLE 15000 CNINSURE INC SPONSORED ADR 18976M103 14544 625800 SH SOLE 625800 COMM INTERNATIONAL BK ADR 201712205 19390 2547898 SH SOLE 2547898 COMSTAR-UNITED ADR 47972P208 10675 1655000 SH SOLE 1655000 CONCHO RES INC COM 20605P101 19652 297000 SH SOLE 297000 CROWN CASTLE INTL CORP COM 228227104 883 20000 SH SOLE 20000 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 25785 540000 SH SOLE 540000 CUMULUS MEDIA INC CL A 231082108 1065 378849 SH SOLE 378849 DELTA AIR LINES INC DEL COM NEW 247361702 10942 940000 SH SOLE 940000 DEUTSCHE BK AG LDN BRH PS GOLD DL ETN 25154H749 367 10000 SH SOLE 10000 DEVON ENERGY CORP NEW COM 25179M103 2590 40000 SH SOLE 40000 DISCOVER FINL SVCS COM 254709108 2502 150000 SH SOLE 150000 E HOUSE CHINA HLDGS LTD ADR 26852W103 5768 305647 SH SOLE 305647 E M C CORP MASS COM 268648102 11678 575000 SH SOLE 575000 ECONET WIRELESS ADR B05HV13 4837 1024819 SH SOLE 1024819 ELDORADO GOLD CORP NEW COM 284902103 20062 1085000 SH SOLE 1085000 EOG RES INC COM 26875P101 2789 30000 SH SOLE 30000 EXACT SCIENCES CORP COM 30063P105 1810 250000 SH SOLE 250000 EXXON MOBIL CORP COM 30231G102 40164 650000 SH SOLE 650000 FISERV INC COM 337738108 377 7000 SH SOLE 7000 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 364 15000 SH SOLE 15000 FRESH DEL MONTE PRODUCE INC ORD G36738105 3798 175000 SH SOLE 175000 FUSHI COPPERWELD INC COM 36113E107 5431 625000 SH SOLE 625000 GAFISA S A SPONS ADR 362607301 542 35000 SH SOLE 35000 GANNETT INC COM 364730101 3363 275000 SH SOLE 275000 GILDAN ACTIVEWEAR INC COM 375916103 10534 375000 SH SOLE 375000 GLU MOBILE INC COM 379890106 2820 2000000 SH SOLE 2000000 GOLDCORP INC NEW COM 380956409 6528 150000 SH SOLE 150000 GOOGLE INC CL A 38259P508 46007 87500 SH SOLE 87500 HARRY WINSTON COM 2033178 10830 931200 SH SOLE 931200 HESS CORP COM 42809H107 591 10000 SH SOLE 10000 HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 14853 300000 SH SOLE 300000 HOT TOPIC INC COM 441339108 5301 885000 SH SOLE 885000 IAMGOLD CORP COM 450913108 3542 200000 SH SOLE 200000 ICICI BK LTD ADR 45104G104 32103 644000 SH SOLE 644000 ICO GLOBAL COMM HLDGS LTD DE CL A 44930K108 12825 7820000 SH SOLE 7820000 INFINERA CORPORATION COM 45667G103 13771 1180000 SH SOLE 1180000 INFUSYSTEM HOLDINGS INC COM 45685K102 5169 2067480 SH SOLE 2067480 INTUIT COM 461202103 438 10000 SH SOLE 10000 ISHARES INC MSCI MALAYSIA 464286830 275 20000 SH SOLE 20000 ISHARES TR MSCI EMERG MKT 464287234 12312 275000 SH SOLE 275000 ISHARES TR PUT 464287955 209250 3100000 SH PUT SOLE 3100000 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 17289 715000 SH SOLE 715000 JPMORGAN CHASE & CO COM 46625H100 21885 575000 SH SOLE 575000 KATANGA MINING COM B01VLV9 2613 1907000 SH SOLE 1907000 LENDER PROCESSING SVCS INC COM 52602E102 31569 950000 SH SOLE 950000 LIHUA INTL INC COM 532352101 433 50000 SH SOLE 50000 LIVE NATION ENTERTAINMENT IN COM 538034109 5434 550000 SH SOLE 550000 LONGTOP FINL TECHNOLOGIES LT ADR 54318P108 13773 350000 SH SOLE 350000 LUKOIL HOLDINGS ADR 677862104 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ADR 466294105 18245 3542683 SH SOLE 3542683 SALESFORCE COM INC COM 79466L302 2236 20000 SH SOLE 20000 SBERBANK ADR B56C9L8 12903 4600000 SH SOLE 4600000 SBA COMMUNICATIONS CORP COM 78388J106 2418 60000 SH SOLE 60000 SILICON IMAGE INC COM 82705T102 8198 1715000 SH SOLE 1715000 SINO-FOREST CORP COM 2810702 250 15000 SH SOLE 15000 SINOVAC BIOTECH LTD SHS P8696W104 2048 525000 SH SOLE 525000 SOTHEBYS NOTE 3.125% 6/1 835898AC1 5025 4000000 PRN SOLE 4000000 SPDR GOLD TRUST GOLD SHS 78463V107 131108 1025000 SH SOLE 1025000 SPDR SERIES TRUST PUT 78464A958 1031 45000 SH PUT SOLE 45000 SPRINT NEXTEL CORP COM SER 1 852061100 11459 2475000 SH SOLE 2475000 STRATEGIC DIAGNOSTICS INC COM 862700101 2055 1268601 SH SOLE 1268601 SURGUTNEFTEGAZ ADR 868861105 6669 1425000 SH SOLE 1425000 TIBCO SOFTWARE INC COM 88632Q103 1242 70000 SH SOLE 70000 TRANSOCEAN INC NOTE 1.500%12/1 893830AV1 245 250000 PRN SOLE 250000 VALE S A ADR REPSTG PFD 91912E204 18731 675000 SH SOLE 675000 VALE S A ADR 91912E105 2345 75000 SH SOLE 75000 VEECO INSTRS INC DEL COM 922417100 68345 1960000 SH SOLE 1960000 VIETNAM PROPERTY FUND ADR B2NHWF0 2584 3800000 SH SOLE 3800000 VIMPELCOM LTD SPONSORED ADR 92719A106 21607 1455000 SH SOLE 1455000 VISIONCHINA MEDIA INC SPONS ADR 92833U103 10689 2370000 SH SOLE 2370000 VMWARE INC CL A COM 928563402 26331 310000 SH SOLE 310000 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 14266 575000 SH SOLE 575000 WAL MART STORES INC COM 931142103 16859 315000 SH SOLE 315000 WESTWAY GROUP INC COM 96169B100 3260 1000000 SH SOLE 1000000 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 17332 1010000 SH SOLE 1010000 YAHOO INC COM 984332106 36842 2600000 SH SOLE 2600000 YUM BRANDS INC COM 988498101 32242 700000 SH SOLE 700000 ZAMBEEF ADR 6592482 7621 10549543 SH SOLE 10549543
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