0001160841-12-000003.txt : 20120125 0001160841-12-000003.hdr.sgml : 20120125 20120125094546 ACCESSION NUMBER: 0001160841-12-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120125 DATE AS OF CHANGE: 20120125 EFFECTIVENESS DATE: 20120125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIELDPOINT PRIVATE ADVISORS, INC CENTRAL INDEX KEY: 0001160841 IRS NUMBER: 134176271 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06721 FILM NUMBER: 12543329 BUSINESS ADDRESS: STREET 1: 400 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-365-7600 MAIL ADDRESS: STREET 1: 400 PARK AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ANALYTIC ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20011015 13F-HR 1 f13q411.txt AS OF 13-31-2011 UNITED STATES SECRITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Fieldpoint Private Advisors, Inc. Address: 400 Park Avenue, 18th Floor New York, NY 10022 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Taylor T. Gray Title: Managing Director Phone: 212-365-7662 Signature, Place, and Date of Signing: Taylor T. Gray, New York, New York, January 26, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- APPLE INC COM COM 037833100 2819 6960 SH SOLE 6870 70 BANK OF NEW YORK MELLON CORP C COM 064058100 199 10000 SH SOLE 10000 BANK OF NOVA SCOTIA HALIFAX CO COM 064149107 1624 32610 SH SOLE 32560 BARRICK GOLD CORP COM ISIN#CA0 COM 067901108 2273 50225 SH SOLE 50030 CARNIVAL CORP PAIRED CTF 1 COM COM 143658300 3724 114105 SH SOLE 113680 CHEESE CAKE FACTORY INC COM COM 163072101 2256 76855 SH SOLE 76665 CHEVRON CORP NEW COM COM 166764100 1694 15925 SH SOLE 15890 CLOROX CO COM COM 189054109 1666 25035 SH SOLE 25005 COLGATE PALMOLIVE CO COM COM 194162103 2131 23070 SH SOLE 22995 COMCAST CORP CL A COM 20030N101 3696 155900 SH SOLE 155595 CONOCOPHILLIPS COM COM 20825C104 3513 48210 SH SOLE 48100 COSTCO WHOLESALE CORP NEW COM COM 22160K105 1821 21850 SH SOLE 21705 DEVON ENERGY CORP NEW COM COM 25179M103 1078 17380 SH SOLE 17235 DOMINION RES INC VA COM COM 25746U109 1877 35360 SH SOLE 35310 DU PONT E I DE NEMOURS & CO CO COM 263534109 1469 32085 SH SOLE 32005 DUKE ENERGY CORP NEW COM COM 26441C105 2085 94795 SH SOLE 94620 ENERPLUS CORP COM ISIN#CA29276 COM 292766102 1094 43190 SH SOLE 43070 EXPEDITORS INTL WASH INC COM 302130109 2960 72275 SH SOLE 72030 EXXON MOBIL CORP COM COM 30231G102 6097 71934 SH SOLE 36385 35359 FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 243 6608 SH SOLE 468 6140 GENERAL ELECTRIC CO COM COM 369604103 382 21301 SH SOLE 21301 GENESEE & WYO INC CL A COM 371559105 2659 43900 SH SOLE 43725 ILLINOIS TOOL WORKS INC COM COM 452308109 1579 33805 SH SOLE 33760 ISHARES INC MSCI CDA INDEX FD COM 464286509 1934 72700 SH SOLE 72600 ISHARES INC MSCI SINGAPORE IND COM 464286673 920 84955 SH SOLE 84735 ISHARES TR DOW JONES U S REAL COM 464287739 1446 25445 SH SOLE 25400 ISHARES TR MSCI ALL COUNTRY AS COM 464288182 2275 45585 SH SOLE 45485 JOHNSON & JOHNSON COM COM 478160104 361 5500 SH SOLE 5500 KIMBERLY CLARK CORP COM 494368103 2642 35920 SH SOLE 35780 KINDER MORGAN ENERGY PARTNERS COM 494550106 664 7820 SH SOLE 200 7570 KINDER MORGAN MGMT LLC SHS COM 49455U100 2914 37109 SH SOLE 37109 KNIGHT TRANSPORTATION COM 499064103 2250 143845 SH SOLE 143480 LANDSTAR SYSTEMS INC COM COM 515098101 3457 72140 SH SOLE 71975 LEAR CORP COM NEW COM 521865204 2610 65585 SH SOLE 65255 MACERICH CO COM COM 554382101 4880 96443 SH SOLE 96148 MARKET VECTORS ETF TR GOLD MIN COM 57060U100 1987 38630 SH SOLE 38540 MOLEX INC COM COM 608554101 2264 94900 SH SOLE 94685 MONSANTO CO NEW COM COM 61166W101 1658 23662 SH SOLE 23627 NEWMONT MNG CORP COM COM 651639106 454 7565 SH SOLE 7565 NIKE INC CLASS B COM 654106103 3042 31570 SH SOLE 31455 PEABODY ENERGY CORP COM COM 704549104 979 29554 SH SOLE 29474 PROCTER & GAMBLE CO COM COM 742718109 1122 16815 SH SOLE 14713 2102 PROSHARES TR PROSHARES SHORT S COM 74347R503 875 21660 SH SOLE 21615 QUALCOMM INC COM 747525103 6525 119280 SH SOLE 87780 31110 RAYONIER INC COM COM 754907103 3897 87321 SH SOLE 86601 450 REALTY INCOME CORP COM COM 756109104 2795 79935 SH SOLE 79770 RITCHIE BROS AUCTIONEERS INC C COM 767744105 2063 93415 SH SOLE 93165 ROBERT HALF INTL INC COM 770323103 3568 125385 SH SOLE 125120 ROYAL DUTCH SHELL PLC SPONSORE COM 780259206 338 4629 SH SOLE 4629 SPDR GOLD TR GOLD SHS COM 78463V107 6332 41661 SH SOLE 16985 24548 SPDR SER TR S&P DIVID ETF COM 78464A763 3473 64470 SH SOLE 64335 STATOIL ASA SPONSORED ADR ISIN COM 85771P102 1799 70265 SH SOLE 70150 TARGET CORP COM COM 87612E106 3025 59062 SH SOLE 58822 TUPPERWARE BRANDS CORP COM COM 899896104 1654 29545 SH SOLE 29430 VERIZON COMMUNICATIONS COM COM 92343V104 1838 45816 SH SOLE 45711 WELLPOINT INC COM COM 94973V107 2516 37980 SH SOLE 37885