-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ShEmOFdXUqhw4/UKw19N0ST+HM/Wegk/NF3VspmpeytFip2k3xdKVOxLzTM2BpPc viJNp+1su3tDJ81Fr6Rkrw== 0000902664-10-000700.txt : 20100216 0000902664-10-000700.hdr.sgml : 20100215 20100216102136 ACCESSION NUMBER: 0000902664-10-000700 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JANA PARTNERS LLC CENTRAL INDEX KEY: 0001159159 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10328 FILM NUMBER: 10603051 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 212-455-0900 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 13F-HR 1 p10-0051form13fhr.txt JANA PARTNERS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 ------------------------ Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: JANA PARTNERS LLC -------------------------------------------------- Address: 767 Fifth Avenue, 8th Floor -------------------------------------------------- New York, New York 10153 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 028-10328 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jennifer Fanjiang -------------------------------------------------- Title: Deputy General Counsel -------------------------------------------------- Phone: 212 455-0900 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jennifer Fanjiang New York, New York February 16, 2010 - ------------------------ ------------------------------ --------------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) 2 Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 49 ------------- Form 13F Information Table Value Total: $1,360,876 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE 3
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ AECOM TECHNOLOGY CORP COM 00766T100 5,912 214,985 SH SOLE 200,585 14,400 DELWA - ------------------------------------------------------------------------------------------------------------------------------------ ARCADIA RES, INC COM 039209101 8,222 25,298,102 SH SOLE 25,298,102 - ------------------------------------------------------------------------------------------------------------------------------------ ARCH CAP GROUP LTD ORD G0450A105 27,775 388,186 SH SOLE 361,284 26,902 - ------------------------------------------------------------------------------------------------------------------------------------ BOISE INC COM 09746Y105 9,611 1,810,000 SH SOLE 1,684,900 125,100 - ------------------------------------------------------------------------------------------------------------------------------------ CAREER EDUCATION CORP COM 141665109 33,408 1,433,221 SH SOLE 1,357,131 76,090 - ------------------------------------------------------------------------------------------------------------------------------------ CARTER INC COM 146229109 43,370 1,652,207 SH SOLE 1,553,807 98,400 - ------------------------------------------------------------------------------------------------------------------------------------ CF INDS HLDGS INC COM 125269100 8,806 97,000 SH SOLE 90,300 6,700 - ------------------------------------------------------------------------------------------------------------------------------------ CHARMING SHOPPES INC COM 161133103 16,175 2,500,000 SH SOLE 2,326,617 173,383 - ------------------------------------------------------------------------------------------------------------------------------------ CIT GROUP INC COM NEW 125581801 19,196 695,260 SH SOLE 660,795 34,465 - ------------------------------------------------------------------------------------------------------------------------------------ CITIGROUP INC COM 172967101 47,166 14,249,517 SH SOLE 13,261,438 988,079 - ------------------------------------------------------------------------------------------------------------------------------------ COLEMAN CABLE INC COM 193459302 3,863 1,146,336 SH SOLE 1,146,336 - ------------------------------------------------------------------------------------------------------------------------------------ COMCAST CORP NEW CL A SPL 20030N200 56,378 3,521,400 SH SOLE 3,307,239 214,161 - ------------------------------------------------------------------------------------------------------------------------------------ CONVERGYS CORP COM 212485106 87,273 8,118,418 SH SOLE 8,118,418 - ------------------------------------------------------------------------------------------------------------------------------------ COPART INC COM 217204106 22,151 604,897 SH SOLE 570,053 34,844 - ------------------------------------------------------------------------------------------------------------------------------------ DECKERS OUTDOOR CORP COM 243537107 3,351 32,945 SH SOLE 30,645 2,300 - ------------------------------------------------------------------------------------------------------------------------------------ DOMTAR CORP COM NEW 257559203 41,168 742,970 SH SOLE 701,520 41,450 - ------------------------------------------------------------------------------------------------------------------------------------ EBAY INC COM 278642103 26,444 1,123,850 SH SOLE 1,045,900 77,950 - ------------------------------------------------------------------------------------------------------------------------------------ ENSCO INTL INC COM 26874Q100 47,611 1,192,065 SH SOLE 1,122,715 69,350 - ------------------------------------------------------------------------------------------------------------------------------------ FIRST NIAGARA FINL GP INC COM 33582V108 43,166 3,103,201 SH SOLE 2,923,463 179,738 - ------------------------------------------------------------------------------------------------------------------------------------ GLOBE SPECIALTY METALS INC COM 37954N206 1,941 206,463 SH SOLE 192,728 13,735 - ------------------------------------------------------------------------------------------------------------------------------------ HILLTOP HOLDINGS INC COM 432748101 5,228 449,100 SH SOLE 449,100 - ------------------------------------------------------------------------------------------------------------------------------------ HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 69,669 2,938,381 SH SOLE 2,771,379 167,002 - ------------------------------------------------------------------------------------------------------------------------------------ IMMUCOR INC COM 452526106 67,632 3,341,500 SH SOLE 3,155,021 186,479 - ------------------------------------------------------------------------------------------------------------------------------------ ING GROEP N V SPONSORED 456837103 7,358 750,000 SH SOLE 699,900 50,100 ADR - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR DJ HOME 464288752 17,126 1,426,000 SH SOLE 1,327,000 99,000 CONSTN - ------------------------------------------------------------------------------------------------------------------------------------ ITT EDUCATIONAL SERVICES INC COM 45068B109 43,307 451,303 SH SOLE 425,066 26,237 - ------------------------------------------------------------------------------------------------------------------------------------ JDA SOFTWARE GROUP INC COM 46612K108 7,551 296,463 SH SOLE 276,163 20,300 - ------------------------------------------------------------------------------------------------------------------------------------ KAR AUCTION SVCS INC COM 48238T109 13,824 1,002,463 SH SOLE 934,863 67,600 - ------------------------------------------------------------------------------------------------------------------------------------ LEAR CORP COM NEW 521865204 17,366 256,748 SH SOLE 256,748 - ------------------------------------------------------------------------------------------------------------------------------------ LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 30,039 650,892 SH SOLE 611,692 39,200 - ------------------------------------------------------------------------------------------------------------------------------------ MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 30,002 649,250 SH SOLE 610,050 39,200 - ------------------------------------------------------------------------------------------------------------------------------------ MDS INC COM 55269P302 24,077 3,147,318 SH SOLE 2,968,218 179,100 - ------------------------------------------------------------------------------------------------------------------------------------ NATIONAL FUEL GAS CO N J COM 636180101 19,390 387,793 SH SOLE 361,906 25,887 - ------------------------------------------------------------------------------------------------------------------------------------ OLD NATL BANCORP IND COM 680033107 10,276 826,740 SH SOLE 769,240 57,500 - ------------------------------------------------------------------------------------------------------------------------------------ OMNICARE INC COM 681904108 24,321 1,005,850 SH SOLE 936,100 69,750 - ------------------------------------------------------------------------------------------------------------------------------------ PEPSICO INC COM 713448108 81,173 1,335,087 SH SOLE 1,257,802 77,285 - ------------------------------------------------------------------------------------------------------------------------------------ PFIZER INC COM 717081103 61,344 3,372,383 SH SOLE 3,168,741 203,642 - ------------------------------------------------------------------------------------------------------------------------------------ PINNACLE ENTMT INC COM 723456109 20,847 2,321,516 SH SOLE 2,160,366 161,150 - ------------------------------------------------------------------------------------------------------------------------------------ PRG-SCHULTZ INTERNATIONAL IN COM NEW 69357C503 9,866 1,669,371 SH SOLE 1,586,743 82,628 - ------------------------------------------------------------------------------------------------------------------------------------ PRIVATEBANCORP INC COM 742962103 7,320 816,005 SH SOLE 774,305 41,700 - ------------------------------------------------------------------------------------------------------------------------------------ RETAIL OPPORTUNITY INVTS COR COM 76131N101 20,431 2,024,894 SH SOLE 1,906,944 117,950 - ------------------------------------------------------------------------------------------------------------------------------------ RITE AID CORP COM 767754104 4,919 3,257,600 SH SOLE 3,049,300 208,300 - ------------------------------------------------------------------------------------------------------------------------------------ TEMPLE INLAND INC COM 879868107 25,728 1,218,750 SH SOLE 1,155,200 63,550 - ------------------------------------------------------------------------------------------------------------------------------------ TESSERA TECHNOLOGIES INC COM 88164L100 14,384 618,150 SH SOLE 576,010 42,140 - ------------------------------------------------------------------------------------------------------------------------------------ TICKETMASTER ENTMT INC COM 88633P302 22,936 1,876,941 SH SOLE 1,750,514 126,427 - ------------------------------------------------------------------------------------------------------------------------------------ TRANSATLANTIC HLDGS INC COM 893521104 52,614 1,009,670 SH SOLE 952,900 56,770 - ------------------------------------------------------------------------------------------------------------------------------------ TRUSTMARK CORP COM 898402102 9,338 414,274 SH SOLE 386,574 27,700 - ------------------------------------------------------------------------------------------------------------------------------------ VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 16,950 734,100 SH SOLE 685,200 48,900 - ------------------------------------------------------------------------------------------------------------------------------------ XEROX CORP COM 984121103 72,873 8,613,850 SH SOLE 8,125,300 488,550 - ------------------------------------------------------------------------------------------------------------------------------------
-----END PRIVACY-ENHANCED MESSAGE-----