-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F0Mnqvvs0SnC+5GBjcv+uOECRy/4hkxs8l1ASG48T70f8LA1SqbmCKkE+Ue5Jzdf sh9Lx2wNTv6KcT/fbS+YQw== 0000902664-08-003245.txt : 20081114 0000902664-08-003245.hdr.sgml : 20081114 20081114162125 ACCESSION NUMBER: 0000902664-08-003245 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JANA PARTNERS LLC CENTRAL INDEX KEY: 0001159159 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10328 FILM NUMBER: 081191672 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 212-455-0900 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 13F-HR 1 p08-1520form13fhr.txt JANA PARTNERS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 ------------------------ Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: JANA PARTNERS LLC -------------------------------------------------- Address: 767 Fifth Avenue, 8th Floor -------------------------------------------------- New York, New York 10153 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 028-10328 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles Penner -------------------------------------------------- Title: General Counsel -------------------------------------------------- Phone: 212-455-0900 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Charles Penner New York, New York November 14, 2008 - ------------------------ ------------------------------ ----------------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) 2 Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 66 ------------- Form 13F Information Table Value Total: $2,148,782 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE 3
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- --------------- --------- -------- ------------------ ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- --------------- --------- -------- -------- --- ---- ---------- -------- ------- -------- ------ ACE LTD SHS H0023R105 37,945 700,988 SH SOLE 700,988 ACTUATE CORP COM 00508B102 11,065 3,161,305 SH SOLE 3,161,305 AETNA INC NEW COM 00817Y108 82,804 2,293,116 SH SOLE 2,293,116 AGILYSYS INC COM 00847J105 8,487 841,090 SH SOLE 841,090 AK STL HLDG CORP COM 001547108 40,864 1,576,553 SH SOLE 1,576,553 AMERICAN ITALIAN PASTA CO CL A 027070101 50,235 3,026,223 SH SOLE 3,026,223 ARCADIA RES INC COM 039209101 2,681 15,235,396 SH SOLE 15,235,396 BANK OF AMERICA CORPORATION COM 060505104 38,493 1,099,800 SH SOLE 1,099,800 CHUBB CORP COM 171232101 63,815 1,162,379 SH SOLE 1,162,379 CIGNA CORP COM 125509109 25,546 751,800 SH SOLE 751,800 COLEMAN CABLE INC COM 193459302 27,444 2,736,211 SH SOLE 2,736,211 COMMSCOPE INC COM 203372107 98,332 2,838,670 SH SOLE 2,838,670 CONVERGYS CORP COM 212485106 232,433 15,726,199 SH SOLE 15,726,199 COPART INC COM 217204106 263,499 6,934,187 SH SOLE 6,934,187 COREL CORP NEW COM 21869X103 12,750 1,499,982 SH SOLE 1,499,982 EV3 INC COM 26928A200 7,307 727,805 SH SOLE 727,805 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 29,361 1,029,850 SH SOLE 1,029,850 GENERAL MTRS CORP COM 370442105 945 100,000 SH CALL SOLE GIGAMEDIA LTD ORD Y2711Y104 5,229 709,428 SH SOLE 709,428 GRAPHIC PACKAGING HLDG CO COM 388689101 14,034 5,613,525 SH SOLE 5,613,525 GSC ACQUISITION COMPANY UNIT 99/99/9999 40053G205 4,635 500,000 SH SOLE 500,000 HANOVER INS GROUP INC COM 410867105 11,380 250,000 SH SOLE 250,000 HARRIS CORP DEL COM 413875105 7,743 167,600 SH SOLE 167,600 HAYES LEMMERZ INTL INC COM NEW 420781304 13,807 5,057,500 SH SOLE 5,057,500 HCC INS HLDGS INC COM 404132102 108,612 4,022,668 SH SOLE 4,022,668 HEALTH NET INC COM 42222G108 161,174 6,829,388 SH SOLE 6,829,388 HILLTOP HOLDINGS INC COM 432748101 7,534 730,000 SH SOLE 730,000 HOLLY CORP COM PAR $0.01 435758305 4,040 139,700 SH SOLE 139,700 INGERSOLL-RAND COMPANY LTD CL A G4776G101 10,910 350,000 SH CALL SOLE INGERSOLL-RAND COMPANY LTD CL A G4776G101 4,931 158,200 SH CALL SOLE INVITROGEN CORP COM 46185R100 102,078 2,700,474 SH SOLE 2,700,474 JDA SOFTWARE GROUP INC COM 46612K108 3,765 247,540 SH SOLE 247,540 JOHN BEAN TECHNOLOGIES CORP COM 477839104 6,710 530,000 SH SOLE 530,000 KBR INC COM 48242W106 25,583 1,675,381 SH SOLE 1,675,381 KBR INC COM 48242W106 2,291 150,000 SH CALL SOLE LEHMAN BROS HLDGS INC COM 524908100 5 37,900 SH SOLE 37,900 LIBERTY ACQUISITION HLDGS CO UNIT 99/99/9999 53015Y206 26,700 3,000,000 SH SOLE 3,000,000 M & F WORLDWIDE CORP COM 552541104 10,172 254,300 SH SOLE 254,300 MACROVISION SOLUTIONS CORP COM 55611C108 6,515 423,600 SH SOLE 423,600 MARATHON OIL CORP COM 565849106 40,492 1,015,602 SH SOLE 1,015,602 MAXIMUS INC COM 577933104 34,764 943,634 SH SOLE 943,634 MCDONALDS CORP COM 580135101 3,875 62,800 SH SOLE 62,800 MEDAREX INC COM 583916101 8,088 1,250,000 SH SOLE 1,250,000 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 14,440 968,500 SH SOLE 968,500 MERCURY GENL CORP NEW COM 589400100 2,787 50,900 SH SOLE 50,900 MF GLOBAL LTD SHS G60642108 38,315 8,828,373 SH SOLE 8,828,373 MICROSOFT CORP COM 594918104 13,345 500,000 SH CALL SOLE NBTY INC COM 628782104 36,851 1,248,330 SH SOLE 1,248,330 PFIZER INC COM 717081103 41,103 2,229,000 SH SOLE 2,229,000 PRG-SCHULTZ INTERNATIONAL IN COM NEW 69357C503 7,040 785,660 SH SOLE 785,660 PRICE T ROWE GROUP INC COM 74144T108 4,136 77,000 SH SOLE 77,000 QLT INC COM 746927102 11,662 3,577,269 SH SOLE 3,577,269 QUANEX BUILDING PRODUCTS COR COM 747619104 13,378 877,800 SH SOLE 877,800 REGIONAL BK HOLDRS TR DEPOSITRY RCPT 75902E100 37,520 349,800 SH SOLE 349,800 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 19,890 1,000,000 SH CALL SOLE SHIRE LIMITED SPONSORED ADR 82481R106 22,175 464,390 SH SOLE 464,390 SPDR SERIES TRUST KBW REGN BK ETF 78464A698 20,807 586,100 SH SOLE 586,100 TELEPHONE & DATA SYS INC COM 879433100 23,562 659,069 SH SOLE 659,069 TELETECH HOLDINGS INC COM 879939106 7,866 632,292 SH SOLE 632,292 TRANSFORMA ACQUISITION GROUP COM 89366E100 7,820 1,000,000 SH SOLE 1,000,000 TRANSFORMA ACQUISITION GROUP *W EXP 12/19/201 89366E118 220 1,000,000 SH SOLE 1,000,000 ULURU INC COM 90403T100 9,409 9,409,410 SH SOLE 9,409,410 WELLS FARGO & CO NEW COM 949746101 59,767 1,592,500 SH SOLE 1,592,500 WILLIAMS COS INC DEL COM 969457100 85,269 3,605,461 SH SOLE 3,605,461 X-RITE INC COM 983857103 319 90,637 SH SOLE 90,637 XERIUM TECHNOLOGIES INC COM 98416J100 12,028 1,867,700 SH SOLE 1,867,700
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