0001158202-21-000003.txt : 20210513 0001158202-21-000003.hdr.sgml : 20210513 20210513164401 ACCESSION NUMBER: 0001158202-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210513 DATE AS OF CHANGE: 20210513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PENN CAPITAL MANAGEMENT CO INC CENTRAL INDEX KEY: 0001158202 IRS NUMBER: 222796848 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11296 BUSINESS ADDRESS: STREET 1: 1200 INTREPID AVENUE STREET 2: SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 BUSINESS PHONE: 2153021500 MAIL ADDRESS: STREET 1: 1200 INTREPID AVENUE STREET 2: SUITE 400 CITY: PHILADELPHIA STATE: PA ZIP: 19112 13F-HR 1 primary_doc.xml 13F-HR LIVE true false false 0001158202 XXXXXXXX 028-11296 03-31-2021 03-31-2021 PENN CAPITAL MANAGEMENT CO INC

1200 INTREPID AVENUE PHILADELPHIA PA 19112

13F COMBINATION REPORT 028-11296 801-70103 MORGAN STANLEY SMITH BARNEY LLC 801-52378 LOCKWOOD ADVISORS INC 801-7163 UBS FINANCIAL SERVICES INC. N Linda R. Ridolfi 2153021532 Linda R. Ridolfi, Chief Compliance Officer PHILADELPHIA PA 05-13-2021 0 204 960441 false INFORMATION TABLE 2 InfoTbl_21513044021.xml 2021 - QUARTER 1 ACADIA HEALTHCARE COMPANY IN COM 00404A109 7373 129028 SH SOLE 129028 0 215 ALLEGRO MICROSYSTEMS INC COM 01749D105 1816 71624 SH SOLE 71624 0 1488 ALLIANCE DATA SYSTEMS CORP COM 018581108 10912 97354 SH SOLE 97354 0 163 ALLISON TRANSMISSION HLDGS I COM 01973R101 1738 42574 SH SOLE 42574 0 1158 ALPHATEC HLDGS INC COM 02081G201 8669 549013 SH SOLE 549013 0 912 AMALGAMATED FINANCIAL CORP COM 022671101 2357 142091 SH SOLE 142091 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 10082 1043662 SH SOLE 1043662 0 1748 AMERICAN VANGUARD CORP COM 030371108 1143 55993 SH SOLE 55993 0 0 AMERICOLD RLTY TR COM 03064D108 451 11722 SH SOLE 11722 0 153 AMERIS BANCORP COM 03076K108 13911 264927 SH SOLE 264927 0 436 AMETEK INC COM 031100100 527 4127 SH SOLE 4127 0 51 ASPEN GROUP INC COM 04530L203 3120 520056 SH SOLE 520056 0 0 AVAYA HLDGS CORP COM 05351X101 7248 258596 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