0001158202-14-000010.txt : 20140515
0001158202-14-000010.hdr.sgml : 20140515
20140515153609
ACCESSION NUMBER: 0001158202-14-000010
CONFORMED SUBMISSION TYPE: 13F-HR
CONFIRMING COPY:
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140515
DATE AS OF CHANGE: 20140515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENN CAPITAL MANAGEMENT CO INC
CENTRAL INDEX KEY: 0001158202
IRS NUMBER: 222796848
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11296
BUSINESS ADDRESS:
STREET 1: 3 CRESCENT DRIVE, SUITE 400
CITY: PHILADELPHIA
STATE: PA
ZIP: 19112
BUSINESS PHONE: 2153021532
MAIL ADDRESS:
STREET 1: 3 CRESCENT DRIVE, SUITE 400
CITY: PHILADELPHIA
STATE: PA
ZIP: 19112
13F-HR
1
primary_doc.xml
13F-HR
LIVE
true
false
false
0001158202
XXXXXXXX
028-11296
03-31-2014
03-31-2014
PENN CAPITAL MANAGEMENT CO INC
3 CRESCENT DRIVE, SUITE 400
PHILADELPHIA
PA
19112
13F COMBINATION REPORT
028-11296
028-01190
Frank Russell Company
028-14511
American Beacon Advisors, Inc.
N
John Livewell
Chief Compliance Officer
2153021532
John Livewell, Chief Compliance Officer
PHILADELPHIA
PA
05-15-2014
0
301
2630491
false
INFORMATION TABLE
2
InfoTbl_14515033532.xml
2014 - QUARTER 1
* ANI PHARMACEUTICALS INC
COM
00182C103
3707
118244
SH
SOLE
118244
0
0
* ACORDA THERAPEUTICS INC
COM
00484M106
12915
340688
SH
SOLE
340688
0
0
ACTIVE POWER INC
COM
00504W308
948
286442
SH
SOLE
286442
0
0
* AKAMAI TECHNOLOGIES INC
COM
00971T101
11859
203733
SH
SOLE
203733
0
0
ALPHA NATURAL RESOURCES INC
NOTE
02076XAF9
49
60000
PRN
SOLE
60000
0
0
ALTEVA
COM
02153V102
1725
207793
SH
SOLE
207793
0
0
*AMERICAN AIRLS GROUP INC
COM
02376R102
1825
49872
SH
SOLE
49872
0
0
* AMERICAN VANGUARD CORP
COM
030371108
1459
67386
SH
SOLE
67386
0
0
AMERICAN WOODMARK CORP
COM
030506109
3287
97648
SH
SOLE
97648
0
0
ANN INC
a
035623107
10157
244857
SH
SOLE
244857
0
0
* ARMSTRONG WORLD INDS INC N
COM
04247X102
18997
356746
SH
SOLE
356746
0
0
* ATHLON ENERGY INC
COM
047477104
744
21000
SH
SOLE
21000
0
0
* AXIALL CORP
COM
05463D100
37224
828668
SH
SOLE
828668
0
0
BNC BANCORP
COM
05566T101
606
34996
SH
SOLE
34996
0
0
* BASIC ENERGY SVCS INC NEW
COM
06985P100
1551
56597
SH
SOLE
56597
0
0
* BEACON ROOFING SUPPLY INC
COM
073685109
3948
102109
SH
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102109
0
0
BEAZER HOMES USA INC
COM NEW
07556Q881
6257
311616
SH
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311616
0
0
* BLOUNT INTL INC NEW
COM
095180105
1029
86501
SH
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0
0
* BOISE CASCADE CO DEL
COM
09739D100
4216
147202
SH
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147202
0
0
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COM
101405108
3257
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SH
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0
* BOYD GAMING CORP
COM
103304101
24287
1839918
SH
SOLE
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0
0
BRIDGE BANCORP INC
COM
108035106
2704
101217
SH
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101217
0
0
BROADSOFT INC
NOTE
11133BAB8
679
647000
PRN
SOLE
647000
0
0
*BURLINGTON STORES INC
COM
122017106
16059
543995
SH
SOLE
543995
0
0
* CBRE GROUP INC
CL A
12504L109
3263
118954
SH
SOLE
118954
0
0
* CIT GROUP INC
COM NEW
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2901
59177
SH
SOLE
59177
0
0
CPI AEROSTRUCTURES INC
COM NEW
125919308
5291
406980
SH
SOLE
406980
0
0
* CADENCE DESIGN SYSTEM INC
COM
127387108
12391
797392
SH
SOLE
797392
0
0
CADENCE DESIGN SYSTEM INC
NOTE
127387AJ7
438
212000
PRN
SOLE
212000
0
0
* CALAMOS ASSET MGMT INC
CL A
12811R104
2168
167708
SH
SOLE
167708
0
0
CALLIDUS SOFTWARE INC
COM
13123E500
3158
252218
SH
SOLE
252218
0
0
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COM
132011107
25001
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SH
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0
0
* CAMERON INTERNATIONAL CORP
COM
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2515
40720
SH
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0
0
CAPITAL BK FINL CORP
CL A CO
139794101
23138
921475
SH
SOLE
921475
0
0
CARE COM INC
COM
141633107
1234
74589
SH
SOLE
74589
0
0
* CARLISLE COS INC
COM
142339100
16538
208449
SH
SOLE
208449
0
0
CARMIKE CINEMAS INC
COM
143436400
2545
85246
SH
SOLE
85246
0
0
* CAVIUM INC
COM
14964U108
21102
482559
SH
SOLE
482559
0
0
* CENTENE CORP DEL
COM
15135B101
31507
506129
SH
SOLE
506129
0
0
CENTURY CASINOS INC
COM
156492100
90
12615
SH
SOLE
12615
0
0
CEVA INC
COM
157210105
7816
445131
SH
SOLE
445131
0
0
* CHART INDS INC
COM PAR
16115Q308
29486
370835
SH
SOLE
370835
0
0
CHART INDS INC
NOTE
16115QAC4
4819
3591000
PRN
SOLE
3591000
0
0
* CHENIERE ENERGY PARTNERS L
COM UNI
16411Q101
216
7185
SH
SOLE
7185
0
0
* CHENIERE ENERGY INC
COM NEW
16411R208
270
4875
SH
SOLE
4875
0
0
* CHICOS FAS INC
COM
168615102
4661
290782
SH
SOLE
290782
0
0
CIENA CORP
NOTE
171779AE1
341
335000
PRN
SOLE
335000
0
0
* CINEMARK HOLDINGS INC
COM
17243V102
1865
64276
SH
SOLE
64276
0
0
COBIZ FINANCIAL INC
COM
190897108
4791
415870
SH
SOLE
415870
0
0
* COMERICA INC
COM
200340107
9722
187692
SH
SOLE
187692
0
0
* COMPASS MINERALS INTL INC
COM
20451N101
625
7573
SH
SOLE
7573
0
0
* CONCHO RES INC
COM
20605P101
1859
15174
SH
SOLE
15174
0
0
* CONNS INC
COM
208242107
5162
132871
SH
SOLE
132871
0
0
CONTINENTAL BLDG PRODS INC
COM
211171103
3273
173728
SH
SOLE
173728
0
0
COWEN GROUP INC NEW
CL A
223622101
837
189805
SH
SOLE
189805
0
0
CROWN CASTLE INTL CORP
CNV PFD
228227500
3913
38685
SH
SOLE
38685
0
0
* CUBIST PHARMACEUTICALS INC
COM
229678107
7890
107865
SH
SOLE
107865
0
0
CUBIST PHARMACEUTICALS INC
NOTE
229678AD9
524
205000
PRN
SOLE
205000
0
0
* CULP INC
COM
230215105
606
30677
SH
SOLE
30677
0
0
* CUMULUS MEDIA INC
CL A
231082108
15411
2229523
SH
SOLE
2229523
0
0
DFC GLOBAL CORP
NOTE
23324TAB3
432
507000
PRN
SOLE
507000
0
0
* DANA HOLDING CORP
COM
235825205
17638
757973
SH
SOLE
757973
0
0
* DEALERTRACK HLDGS INC
COM
242309102
19422
394838
SH
SOLE
394838
0
0
DEALERTRACK TECHNOLOGIES INC
NOTE
242309AB8
7780
5484000
PRN
SOLE
5484000
0
0
DEL FRISCOS RESTAURANT GROUP
COM
245077102
2684
96192
SH
SOLE
96192
0
0
* DEPOMED INC
COM
249908104
3547
244623
SH
SOLE
244623
0
0
DIGITAL CINEMA DESTINATIONS
CL A CO
25383B109
936
176616
SH
SOLE
176616
0
0
* DRESSER-RAND GROUP INC
COM
261608103
12229
209364
SH
SOLE
209364
0
0
EAGLE BANCORP INC MD
COM
268948106
4336
120098
SH
SOLE
120098
0
0
* EXCO RESOURCES INC
COM
269279402
15844
2829298
SH
SOLE
2829298
0
0
ELLIS PERRY INTL INC
COM
288853104
2183
158908
SH
SOLE
158908
0
0
* EMCORE CORP
COM NEW
290846203
3718
736235
SH
SOLE
736235
0
0
* EMMIS COMMUNICATIONS CORP
CL A
291525103
61
19178
SH
SOLE
19178
0
0
* EMULEX CORP
COM NEW
292475209
1944
263091
SH
SOLE
263091
0
0
ENDOLOGIX INC
COM
29266S106
1458
113249
SH
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0
0
* ENTERCOM COMMUNICATIONS CO
CL A
293639100
821
81490
SH
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0
0
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CL A
29382R107
3293
491425
SH
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0
0
* EVERCORE PARTNERS INC
CLASS A
29977A105
26747
484109
SH
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484109
0
0
* EVERBANK FINL CORP
COM
29977G102
17243
873931
SH
SOLE
873931
0
0
* EVERTEC INC
COM
30040P103
22136
896199
SH
SOLE
896199
0
0
* EXELIS INC
COM
30162A108
14992
788632
SH
SOLE
788632
0
0
EXFO INC
SUB VTG
302046107
1033
209127
SH
SOLE
209127
0
0
*EXTENDED STAY AMER INC
UNIT 99
30224P200
2376
104336
SH
SOLE
104336
0
0
FXCM INC
COM CL
302693106
20725
1403164
SH
SOLE
1403164
0
0
FARMER BROS CO
COM
307675108
476
24160
SH
SOLE
24160
0
0
* FELCOR LODGING TR INC
COM
31430F101
18734
2072326
SH
SOLE
2072326
0
0
FIESTA RESTAURANT GROUP INC
COM
31660B101
7310
160346
SH
SOLE
160346
0
0
* FINISAR CORP
COM NEW
31787A507
35704
1346811
SH
SOLE
1346811
0
0
* FIRST HORIZON NATL CORP
COM
320517105
8782
711704
SH
SOLE
711704
0
0
FIRST NBC BK HLDG CO
COM
32115D106
12445
356994
SH
SOLE
356994
0
0
* FIRSTMERIT CORP
COM
337915102
24103
1157150
SH
SOLE
1157150
0
0
FORTINET INC
COM
34959E109
15914
722385
SH
SOLE
722385
0
0
* FRANKLIN COVEY CO
COM
353469109
583
29487
SH
SOLE
29487
0
0
FULL HOUSE RESORTS INC
COM
359678109
2770
1276376
SH
SOLE
1276376
0
0
*GAMING & LEISURE PPTYS INC
COM
36467J108
1570
43049
SH
SOLE
43049
0
0
* GANNETT INC
COM
364730101
1142
41373
SH
SOLE
41373
0
0
GENERAC HLDGS INC
COM
368736104
18297
310275
SH
SOLE
310275
0
0
* GENESEE & WYO INC
CL A
371559105
7252
74512
SH
SOLE
74512
0
0
GIGOPTIX INC
COM
37517Y103
2829
1683890
SH
SOLE
1683890
0
0
* GOGO INC
COM
38046C109
7014
341492
SH
SOLE
341492
0
0
* GOODRICH PETE CORP
COM NEW
382410405
692
43765
SH
SOLE
43765
0
0
GOODRICH PETE CORP
NOTE
382410AG3
3156
3068000
PRN
SOLE
3068000
0
0
GRAY TELEVISION INC
COM
389375106
21940
2115720
SH
SOLE
2115720
0
0
GROUP 1 AUTOMOTIVE INC
FRNT 2
398905AE9
6462
5363000
SH
SOLE
5363000
0
0
* GULFPORT ENERGY CORP
COM NEW
402635304
19737
277281
SH
SOLE
277281
0
0
* HFF INC
CL A
40418F108
16534
491933
SH
SOLE
491933
0
0
* HANCOCK HLDG CO
COM
410120109
4413
120407
SH
SOLE
120407
0
0
* HARTFORD FINL SVCS GROUP I
COM
416515104
3243
91936
SH
SOLE
91936
0
0
* HEARTLAND PMT SYS INC
COM
42235N108
1209
29165
SH
SOLE
29165
0
0
* HELIX ENERGY SOLUTIONS GRP
COM
42330P107
15260
664066
SH
SOLE
664066
0
0
HELIX ENERGY SOLUTIONS GRP I
NOTE
42330PAG2
8456
6847000
PRN
SOLE
6847000
0
0
* HERCULES OFFSHORE INC
COM
427093109
25253
5501777
SH
SOLE
5501777
0
0
* HERCULES TECH GROWTH
CAP INC
427096508
2457
174657
SH
SOLE
174657
0
0
HERSHA HOSPITALITY TR
SH BEN
427825104
6646
1139915
SH
SOLE
1139915
0
0
* HERTZ GLOBAL HOLDINGS INC
COM
42805T105
2402
90183
SH
SOLE
90183
0
0
HUNTINGTON BANCSHARES INC
PFD CON
446150401
2882
2217
SH
SOLE
2217
0
0
* HUNTSMAN CORP
COM
447011107
15223
623374
SH
SOLE
623374
0
0
* ICG GROUP INC
COM
44928D108
2032
99519
SH
SOLE
99519
0
0
* ISTAR FINL INC
COM
45031U101
593
40181
SH
SOLE
40181
0
0
* ILLUMINA INC
COM
452327109
2906
19550
SH
SOLE
19550
0
0
* IMAX CORP
COM
45245E109
11080
405418
SH
SOLE
405418
0
0
IMPAX LABORATORIES INC
COM
45256B101
14775
559245
SH
SOLE
559245
0
0
INPHI CORP
COM
45772F107
796
49465
SH
SOLE
49465
0
0
INTERMOLECULAR INC
COM
45882D109
1003
358159
SH
SOLE
358159
0
0
ISHARES TR
RUSSELL
464287499
367
2372
SH
SOLE
2372
0
0
ISHARES TR
RUSSELL
464287655
348
2988
SH
SOLE
2988
0
0
* ISLE OF CAPRI CASINOS INC
COM
464592104
6691
872297
SH
SOLE
872297
0
0
* JDS UNIPHASE CORP
COM PAR
46612J507
38587
2756187
SH
SOLE
2756187
0
0
JMP GROUP INC
COM
46629U107
562
79017
SH
SOLE
79017
0
0
JONES ENERGY INC
COM CL
48019R108
1514
99996
SH
SOLE
99996
0
0
* JONES LANG LASALLE INC
COM
48020Q107
9811
82794
SH
SOLE
82794
0
0
* JOURNAL COMMUNICATIONS INC
CL A
481130102
1571
177285
SH
SOLE
177285
0
0
* JOY GLOBAL INC
COM
481165108
2267
39086
SH
SOLE
39086
0
0
* KBR INC
COM
48242W106
7045
264044
SH
SOLE
264044
0
0
KCG HLDGS INC
CL A
48244B100
17810
1492874
SH
SOLE
1492874
0
0
* KAISER ALUMINUM CORP
COM PAR
483007704
8282
115961
SH
SOLE
115961
0
0
* KEY ENERGY SVCS INC
COM
492914106
17624
1907314
SH
SOLE
1907314
0
0
* KIRBY CORP
COM
497266106
10203
100773
SH
SOLE
100773
0
0
KIRKLANDS INC
COM
497498105
3639
196814
SH
SOLE
196814
0
0
KODIAK OIL & GAS CORP
COM
50015Q100
16853
1388253
SH
SOLE
1388253
0
0
* KRISPY KREME DOUGHNUTS INC
COM
501014104
28245
1593081
SH
SOLE
1593081
0
0
LPL FINL HLDGS INC
COM
50212V100
12119
230663
SH
SOLE
230663
0
0
LADDER CAP CORP
CL A
505743104
1768
93623
SH
SOLE
93623
0
0
LAKELAND BANCORP INC
COM
511637100
2315
205800
SH
SOLE
205800
0
0
LAM RESEARCH CORP
NOTE
512807AL2
7735
6235000
PRN
SOLE
6235000
0
0
* LASALLE HOTEL PPTYS
COM SH
517942108
9116
291140
SH
SOLE
291140
0
0
LEAR CORP
COM NEW
521865204
10485
125235
SH
SOLE
125235
0
0
* LIN MEDIA LLC
CL A CO
532771102
2064
77878
SH
SOLE
77878
0
0
* LIONS GATE ENTMNT CORP
COM NEW
535919203
11702
437773
SH
SOLE
437773
0
0
LITHIA MTRS INC
CL A
536797103
14440
217275
SH
SOLE
217275
0
0
* LOUISIANA PAC CORP
COM
546347105
5137
304481
SH
SOLE
304481
0
0
* MGM MIRAGE
COM
552953101
3215
124329
SH
SOLE
124329
0
0
MGM RESORTS INTERNATIONAL
NOTE
55303QAE0
624
429000
PRN
SOLE
429000
0
0
* M/I HOMES INC
COM
55305B101
4982
222212
SH
SOLE
222212
0
0
MAGNUM HUNTER RES CORP DEL
COM
55973B102
15890
1869398
SH
SOLE
1869398
0
0
MALIBU BOATS INC
COM CL
56117J100
1765
79437
SH
SOLE
79437
0
0
MANNING & NAPIER INC
CL A
56382Q102
4923
293578
SH
SOLE
293578
0
0
MARCUS & MILLICHAP INC
COM
566324109
2926
163993
SH
SOLE
163993
0
0
* MARKWEST ENERGY PARTNERS L
UNIT LT
570759100
490
7500
SH
SOLE
7500
0
0
* MASCO CORP
COM
574599106
3120
140484
SH
SOLE
140484
0
0
* MASTEC INC
COM
576323109
19423
447125
SH
SOLE
447125
0
0
MATTERSIGHT CORP
COM
577097108
997
143871
SH
SOLE
143871
0
0
* MEDIA GEN INC
CL A
584404107
1103
60070
SH
SOLE
60070
0
0
* MEDIVATION INC
COM
58501N101
14004
217557
SH
SOLE
217557
0
0
MEDIVATION INC
NOTE
58501NAA9
8078
5666000
PRN
SOLE
5666000
0
0
* MEDNAX INC
COM
58502B106
12511
201851
SH
SOLE
201851
0
0
* METHANEX CORP
COM
59151K108
3489
54562
SH
SOLE
54562
0
0
* MIDSTATES PETE CO INC
COM
59804T100
2654
495212
SH
SOLE
495212
0
0
MOLINA HEALTHCARE INC
NOTE
60855RAA8
724
586000
PRN
SOLE
586000
0
0
MOLYCORP INC DEL
DBCV
608753AA7
795
1000000
SH
SOLE
1000000
0
0
* MOSYS INC
COM
619718109
659
145052
SH
SOLE
145052
0
0
* MOVADO GROUP INC
COM
624580106
2933
64380
SH
SOLE
64380
0
0
* MUELLER WTR PRODS INC
COM SER
624758108
626
65901
SH
SOLE
65901
0
0
* MYLAN INC
COM
628530107
3202
65583
SH
SOLE
65583
0
0
MYLAN INC
NOTE
628530aj6
2860
778000
PRN
SOLE
778000
0
0
NCR CORP NEW
COM
62886E108
5206
142445
SH
SOLE
142445
0
0
* NPS PHARMACEUTICALS INC
COM
62936P103
25698
858591
SH
SOLE
858591
0
0
* NATIONAL CINEMEDIA INC
COM
635309107
1966
131085
SH
SOLE
131085
0
0
* NATURAL GAS SERVICES GROUP
COM
63886Q109
2501
82986
SH
SOLE
82986
0
0
* NATUS MEDICAL INC DEL
COM
639050103
1887
73146
SH
SOLE
73146
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
14931
434925
SH
SOLE
434925
0
0
* NEOPHOTONICS CORP
COM
64051T100
4859
612778
SH
SOLE
612778
0
0
NEXSTAR BROADCASTING GROUP I
CL A
65336K103
34572
921432
SH
SOLE
921432
0
0
* OFG BANCORP
COM
67103X102
10512
611502
SH
SOLE
611502
0
0
* OASIS PETE INC NEW
COM
674215108
3157
75658
SH
SOLE
75658
0
0
ON SEMICONDUCTOR CORP
NOTE
682189AH8
4601
3771000
PRN
SOLE
3771000
0
0
* OSHKOSH CORP
COM
688239201
10308
175093
SH
SOLE
175093
0
0
* OWENS CORNING NEW
COM
690742101
3139
72724
SH
SOLE
72724
0
0
* PDC ENERGY INC
COM
69327R101
19229
308853
SH
SOLE
308853
0
0
PMFG INC
COM
69345P103
1011
169418
SH
SOLE
169418
0
0
* PVH CORP
COM
693656100
1953
15654
SH
SOLE
15654
0
0
PARK STERLING CORP
COM
70086Y105
4771
717508
SH
SOLE
717508
0
0
PEBBLEBROOK HOTEL TR
COM
70509V100
12551
371654
SH
SOLE
371654
0
0
* PENN NATL GAMING INC
COM
707569109
6642
539089
SH
SOLE
539089
0
0
* PENSKE AUTOMOTIVE GRP INC
COM
70959W103
15424
360700
SH
SOLE
360700
0
0
* PETROQUEST ENERGY INC
COM
716748108
1298
227656
SH
SOLE
227656
0
0
* PIER 1 IMPORTS INC
COM
720279108
33604
1779898
SH
SOLE
1779898
0
0
* PINNACLE ENTMT INC
COM
723456109
34328
1448450
SH
SOLE
1448450
0
0
* PINNACLE FINL PARTNERS INC
COM
72346Q104
3340
89099
SH
SOLE
89099
0
0
* PLY GEM HLDGS INC
COM
72941W100
6464
511765
SH
SOLE
511765
0
0
* POLYONE CORP
COM
73179P106
17622
480701
SH
SOLE
480701
0
0
* POPULAR INC
COM NEW
733174700
9463
305359
SH
SOLE
305359
0
0
* POWERSECURE INTL INC
COM
73936N105
5001
213348
SH
SOLE
213348
0
0
PRIMORIS SVCS CORP
COM
74164F103
1006
33568
SH
SOLE
33568
0
0
* PRIVATEBANCORP INC
COM
742962103
43412
1422876
SH
SOLE
1422876
0
0
PZENA INVESTMENT MGMT INC
CLASS A
74731Q103
2450
208115
SH
SOLE
208115
0
0
* QLIK TECHNOLOGIES INC
COM
74733T105
25141
945521
SH
SOLE
945521
0
0
QUALITY DISTR INC FLA
COM
74756M102
2201
169472
SH
SOLE
169472
0
0
* QUANEX BUILDING PRODUCTS C
COM
747619104
2881
139312
SH
SOLE
139312
0
0
* QUANTA SVCS INC
COM
74762E102
16919
458497
SH
SOLE
458497
0
0
* QUIKSILVER INC
COM
74838C106
3983
530351
SH
SOLE
530351
0
0
* QUINTILES TRANSNATIO HLDGS
COM
74876Y101
3027
59624
SH
SOLE
59624
0
0
* RADIO ONE INC
CL D NO
75040P405
2954
623167
SH
SOLE
623167
0
0
* RADISYS CORP
COM
750459109
892
248513
SH
SOLE
248513
0
0
RALLY SOFTWARE DEV CORP
COM
751198102
14557
1087935
SH
SOLE
1087935
0
0
*RE MAX HLDGS INC
CL A
75524W108
1039
36047
SH
SOLE
36047
0
0
REALOGY HLDGS CORP
COM
75605Y106
16410
377667
SH
SOLE
377667
0
0
* RED ROBIN GOURMET BURGERS
COM
75689M101
2427
33860
SH
SOLE
33860
0
0
* REGAL BELOIT CORP
COM
758750103
4815
66227
SH
SOLE
66227
0
0
* RENTECH NITROGEN PARTNERS
COM UNI
760113100
462
24800
SH
SOLE
24800
0
0
RETAIL OPPORTUNITY INVTS COR
COM
76131N101
2320
155309
SH
SOLE
155309
0
0
* REX ENERGY CORPORATION
COM
761565100
3031
162012
SH
SOLE
162012
0
0
RICE ENERGY INC
COM
762760106
25091
950782
SH
SOLE
950782
0
0
* RITE AID CORP
COM
767754104
2193
349762
SH
SOLE
349762
0
0
ROADRUNNER TRNSN SVCS HLDG I
COM
76973Q105
8392
332500
SH
SOLE
332500
0
0
* RUDOLPH TECHNOLOGIES INC
COM
781270103
8568
750909
SH
SOLE
750909
0
0
* RYLAND GROUP INC
COM
783764103
30206
756469
SH
SOLE
756469
0
0
RYLAND GROUP INC
NOTE
783764AS2
8178
8677000
PRN
SOLE
8677000
0
0
* SBA COMMUNICATIONS CORP
COM
78388J106
2683
29493
SH
SOLE
29493
0
0
Sagent Pharmaceuticals Inc
A
786692103
15801
676111
SH
SOLE
676111
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
1209
40812
SH
SOLE
40812
0
0
* SCIENTIFIC GAMES CORP
CL A
80874P109
22138
1612347
SH
SOLE
1612347
0
0
* SCRIPPS E W CO OHIO
CL A NE
811054402
17360
979681
SH
SOLE
979681
0
0
SEQUENOM INC
NOTE
817337AB4
5379
6086000
PRN
SOLE
6086000
0
0
SERVICESOURCE INTL LLC
COM
81763U100
19235
2278987
SH
SOLE
2278987
0
0
SHORETEL INC
COM
825211105
5083
591058
SH
SOLE
591058
0
0
SILVERCREST ASSET MGMT GROUP
CL A
828359109
1242
67884
SH
SOLE
67884
0
0
* SINCLAIR BROADCAST GROUP I
CL A
829226109
40996
1513342
SH
SOLE
1513342
0
0
* SMITH A O
COM
831865209
9074
197170
SH
SOLE
197170
0
0
* SOUTHWEST BANCORP INC OKLA
COM
844767103
1063
60197
SH
SOLE
60197
0
0
SPANSION INC
COM CL
84649R200
831
47682
SH
SOLE
47682
0
0
* SPIRIT AIRLS INC
COM
848577102
38029
640227
SH
SOLE
640227
0
0
* STANDARD PAC CORP NEW
COM
85375C101
4875
586592
SH
SOLE
586592
0
0
STANDARD PAC CORP NEW
NOTE
85375CBC4
3922
3163000
PRN
SOLE
3163000
0
0
STATE BK FINL CORP
COM
856190103
4176
236059
SH
SOLE
236059
0
0
* STEIN MART INC
COM
858375108
641
45724
SH
SOLE
45724
0
0
* STIFEL FINL CORP
COM
860630102
11588
232874
SH
SOLE
232874
0
0
* SUNOPTA INC
COM
8676EP108
475
40203
SH
SOLE
40203
0
0
* SUPERIOR ENERGY SVCS INC
COM
868157108
13048
424179
SH
SOLE
424179
0
0
SUSSER HLDGS CORP
COM
869233106
8357
133777
SH
SOLE
133777
0
0
* SYNOVUS FINL CORP
COM
87161C105
16980
5008709
SH
SOLE
5008709
0
0
SYNERGY RES CORP
COM
87164P103
2429
225928
SH
SOLE
225928
0
0
* TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
2576
31563
SH
SOLE
31563
0
0
* TRI POINTE HOMES INC
COM
87265H109
596
36750
SH
SOLE
36750
0
0
TEAM HEALTH HOLDINGS INC
COM
87817A107
6621
147948
SH
SOLE
147948
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
7686
179526
SH
SOLE
179526
0
0
* TERADYNE INC
COM
880770102
30151
1515893
SH
SOLE
1515893
0
0
* TEREX CORP NEW
COM
880779103
14072
317654
SH
SOLE
317654
0
0
* TESORO CORP
COM
881609101
4864
96150
SH
SOLE
96150
0
0
* TETRA TECH INC NEW
COM
88162G103
10217
345284
SH
SOLE
345284
0
0
Thermon Group Holdings Inc
A
88362T103
757
32660
SH
SOLE
32660
0
0
TITAN MACHY INC
NOTE
88830RAB7
535
631000
PRN
SOLE
631000
0
0
* TREX INC
COM
89531P105
11634
159018
SH
SOLE
159018
0
0
TRISTATE CAP HLDGS INC
COM
89678F100
4588
322837
SH
SOLE
322837
0
0
* TRIUMPH GROUP INC NEW
COM
896818101
12158
188259
SH
SOLE
188259
0
0
* TUTOR PERINI CORP
COM
901109108
20425
712411
SH
SOLE
712411
0
0
* II VI INC
COM
902104108
6478
419814
SH
SOLE
419814
0
0
UCP INC
CL A
90265Y106
1855
123195
SH
SOLE
123195
0
0
* U S G CORP
COM NEW
903293405
22405
684755
SH
SOLE
684755
0
0
* U S SILICA HLDGS INC
COM
90346E103
15994
419012
SH
SOLE
419012
0
0
* ULTA SALON COSMETCS & FRAG
COM
90384S303
5169
53034
SH
SOLE
53034
0
0
UNITED INS HLDGS CORP
COM
910710102
1716
117485
SH
SOLE
117485
0
0
* UNIVERSAL HLTH SVCS INC
CL B
913903100
2332
28417
SH
SOLE
28417
0
0
* VAIL RESORTS INC
COM
91879Q109
1233
17690
SH
SOLE
17690
0
0
* VANTIV INC
CL A
92210H105
6918
228913
SH
SOLE
228913
0
0
* VERIFONE HLDGS INC
COM
92342Y109
38724
1144992
SH
SOLE
1144992
0
0
VIEWPOINT FINL GROUP INC MD
COM
92672A101
10448
362162
SH
SOLE
362162
0
0
VOLCANO CORPORATION
NOTE
928645AB6
8381
8471000
PRN
SOLE
8471000
0
0
WEBMD HEALTH CORP
NOTE
94770VAF9
81
80000
PRN
SOLE
80000
0
0
* WESTERN ALLIANCE BANCORP
COM
957638109
16160
656924
SH
SOLE
656924
0
0
* WESTLAKE CHEM CORP
COM
960413102
528
7972
SH
SOLE
7972
0
0
* WHITING PETE CORP NEW
COM
966387102
10954
157859
SH
SOLE
157859
0
0
* WISDOMTREE INVTS INC
COM
97717P104
28880
2201204
SH
SOLE
2201204
0
0
* WYNN RESORTS LTD
COM
983134107
1715
7722
SH
SOLE
7722
0
0
* ZIONS BANCORPORATION
COM
989701107
17792
574314
SH
SOLE
574314
0
0
* ARCH CAP GROUP LTD
ORD
G0450A105
7517
130642
SH
SOLE
130642
0
0
FLEETMATICS GROUP PLC
COM
G35569105
12582
376157
SH
SOLE
376157
0
0
FREESCALE SEMICONDUCTOR LTD
Common
G3727Q101
10439
427650
SH
SOLE
427650
0
0
ICON PLC
SHS
G4705A100
21107
443897
SH
SOLE
443897
0
0
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
12843
397975
SH
SOLE
397975
0
0
* ORIENT-EXPRESS HOTELS LTD
CL A
G67743107
38010
2637775
SH
SOLE
2637775
0
0
* ROWAN COMPANIES PLC
SHS CL
G7665A101
5608
166515
SH
SOLE
166515
0
0
* WEATHERFORD INTERNATIONAL
REG
H27013103
4024
231788
SH
SOLE
231788
0
0
INTELSAT S A
MAN CON
L5140P119
6313
117670
SH
SOLE
117670
0
0
ALLOT COMMUNICATIONS LTD
SHS
M0854Q105
8319
618067
SH
SOLE
618067
0
0
ATTUNITY LTD
SHS NEW
M15332121
4196
449723
SH
SOLE
449723
0
0
CLICKSOFTWARE TECHNOLOGIES L
ORD
M25082104
3049
301328
SH
SOLE
301328
0
0
* RADWARE LTD
ORD
M81873107
24791
1402221
SH
SOLE
1402221
0
0
* SYNERON MEDICAL LTD
ORD SHS
M87245102
682
54789
SH
SOLE
54789
0
0
* ARDMORE SHIPPING CORP
COM
Y0207T100
2016
151613
SH
SOLE
151613
0
0
SCORPIO TANKERS INC
SHS
Y7542C106
24343
2441592
SH
SOLE
2441592
0
0