-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ICmP9TPfzhz3E0++EKbPmISKCIWJo7aqV1C4nu6QbTH/n3bWXGXDxjlegFcm6E/S vaOpTBC4/fJ/Agp+Q38TgA== 0000930413-02-000391.txt : 20020414 0000930413-02-000391.hdr.sgml : 20020414 ACCESSION NUMBER: 0000930413-02-000391 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20020214 GROUP MEMBERS: J.P. MORGAN DJ PARTNERS, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DJ ORTHOPEDICS INC CENTRAL INDEX KEY: 0001157972 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 330978270 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78052 FILM NUMBER: 02544772 BUSINESS ADDRESS: STREET 1: 2985 SCOTT STREET CITY: VISTA STATE: CA ZIP: 92083 BUSINESS PHONE: 7607271280 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: J P MORGAN PARTNERS SBIC LLC CENTRAL INDEX KEY: 0001106605 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: J.P. MORGAN PARTNERS STREET 2: 1221 AVENUE OF THE AMERICAS 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2128993400 MAIL ADDRESS: STREET 1: J.P. MORGAN PARTNERS STREET 2: 1221 AVENUE OF THE AMERICAS 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: CHASE VENTURE CAPITAL ASSOCIATES LLC DATE OF NAME CHANGE: 20000214 SC 13G 1 c23236-13g.txt SCHEDULE 13 G -------------------------------- OMB APPROVAL -------------------------------- OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response..........14.9 -------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 dj Orthopedics, Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value - ------------------------------------------------------------------------------- (Title of Class of Securities) 23325G 10 4 - ------------------------------------------------------------------------------- (CUSIP Number) November 15, 2001 - ------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. Page 1 of 17 Pages SCHEDULE 13G ISSUER: dj Orthopedics, Inc. CUSIP No.: 23325G 10 4 - ------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). J.P. Morgan Partners (23A SBIC), LLC 13-3986302 .................................................................... - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a)................................................................. (b)................................................................. - ------------------------------------------------------------------------------- 3. SEC Use Only........................................................ - ------------------------------------------------------------------------------- 4. Citizenship or Place J.P. Morgan Partners (23A SBIC), LLC is of Organization organized under the laws of the State of Delaware. ............................................ - ------------------------------------------------------------------------------- Number of 5. Sole Voting Power 214,140 shares of Common Stock ................................... Shares ---------------------------------------------------------------- Shared Voting Beneficially 6. Power 0 shares of Common Stock ................................... ---------------------------------------------------------------- Owned by Sole Dispositive 7. Power 214,140 shares of Common Stock Each Reporting ................................... ---------------------------------------------------------------- Person With Shared Dispositive 8. Power 0 shares of Common Stock ................................... - ------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 214,140 shares of Common Stock ................................... - ------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ................................... - ------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (11) 1.2% ................................... - ------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) OO ............................................................................... ............................................................................... ............................................................................... ............................................................................... ............................................................................... SEC 1745 (3-98) Page 2 of 17 Pages SCHEDULE 13G ISSUER: dj Orthopedics, Inc. CUSIP No.: 23325G 10 4 - ------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). J.P. Morgan DJ Partners, LLC 52-2157538 .................................................................... - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a).X............................................................... (b)................................................................. - ------------------------------------------------------------------------------- 3. SEC Use Only........................................................ - ------------------------------------------------------------------------------- 4. Citizenship or Place J.P. Morgan DJ Partners, LLC is of Organization organized under the laws of the State of Delaware. ............................................ - ------------------------------------------------------------------------------- Number of 5. Sole Voting Power 8,167,512 shares of Common Stock ................................... Shares ---------------------------------------------------------------- Shared Voting Beneficially 6. Power 0 shares of Common Stock ................................... ---------------------------------------------------------------- Owned by Sole Dispositive 7. Power 8,167,512 shares of Common Stock Each Reporting ................................... ---------------------------------------------------------------- Person With Shared Dispositive 8. Power 0 shares of Common Stock ................................... - ------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 8,167,512 shares of Common Stock ................................... - ------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ................................... - ------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 45.7% ................................... - ------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) OO ............................................................................... ............................................................................... ............................................................................... ............................................................................... ............................................................................... SEC 1745 (3-98) Page 3 of 17 Pages SCHEDULE 13G ISSUER: dj Orthopedics, Inc. CUSIP No.: 23325G 10 4 ITEM 1. a. The name of the issuer is dj Orthopedics, Inc. (the "Issuer") b. The principal executive office of the Issuer is located at 2985 Scott Street, Vista, CA 92083 ITEM 2. a. J.P. Morgan Partners (23A SBIC), LLC J.P. Morgan DJ Partners, LLC Supplemental information relating to the ownership and control of the persons filing this statement is included in Exhibit 2(a) attached hereto. b. c/o J.P. Morgan Partners, LLC 1221 Avenue of the Americas - 40th Floor New York, NY 10020 c. Delaware d. The class of securities to which the statement relates is Common Stock. e. The CUSIP Number is 23325G 10 4 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.SS.240.13D-1(B), OR SS.SS.240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: Not applicable. ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. a. Amount Beneficially Owned: J.P. Morgan Partners (23A SBIC), LLC: 214,140 J.P. Morgan DJ Partners, LLC 8,167,512 b. Percentage of Class: J.P. Morgan Partners (23A SBIC), LLC 1.2% J.P. Morgan DJ Partners, LLC 45.7% Aggregate: 46.9% ----- c. Number of shares as to which such person has: SEC 1745 (3-98) Page 4 of 17 Pages SCHEDULE 13G ISSUER: dj Orthopedics, Inc. CUSIP No.: 23325G 10 4 (i) sole power to vote or to direct the vote: J.P. Morgan Partners (23A SBIC), LLC 214,140 J.P. Morgan DJ Partners, LLC 8,167,512 (ii) Shared power to vote or direct the vote: J.P. Morgan Partners (23A SBIC), LLC 0 J.P. Morgan DJ Partners, LLC 0 (iii) Sole power to dispose or direct the disposition of: J.P. Morgan Partners (23A SBIC), LLC 214,140 J.P. Morgan DJ Partners, LLC 8,167,512 (iv) Shared power to dispose or direct the disposition of: J.P. Morgan Partners (23A SBIC), LLC 0 J.P. Morgan DJ Partners, LLC 0 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10. CERTIFICATION Not applicable. SEC 1745 (3-98) Page 5 of 17 Pages SCHEDULE 13G ISSUER: dj Orthopedics, Inc. CUSIP No.: 23325G 10 4 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. J.P. MORGAN PARTNERS (23A SBIC), LLC By: J.P. Morgan Partners (23A SBIC Manager), Inc. By: /s/ Mitchell J. Blutt, M.D. ----------------------------------- Mitchell J. Blutt Executive Vice President Date: February 14, 2002 J.P. MORGAN DJ PARTNERS, LLC By: J.P. Morgan Fairfield Partners, LLC, its Managing Member By: /s/ Charles T. Orsatti ----------------------------------- Charles T. Orsatti Managing Member Date: February 14, 2002 SEC 1745 (3-98) Page 6 of 17 Pages EX-2.A 3 c23236_ex2a.txt SCHEDULE 13G ISSUER: dj Orthopedics, Inc. CUSIP No.: 23325G 10 4 EXHIBIT 2(a) ------------- This statement is being filed by J.P. Morgan Partners (23A SBIC), LLC (formerly known as CB Capital Investors, LLC), a Delaware limited liability company (hereinafter referred to as "JPMP (23A SBIC)"); J.P. Morgan DJ Partners, LLC (formerly known as Chase DJ Partners, LLC), a Delaware limited liability company (hereinafter referred to as "JPMDJ Partners"); J.P. Morgan Fairfield Partners, LLC, a Florida limited liability company (hereinafter referred to as "JP Morgan Fairfield"); and Charles T. Orsatti. The principal office of JPMP 23A SBIC is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the Americas, 40th Floor, New York, NY 10020 and the principal office of JPMDJ Partners is located at the address of its Managing Member, J.P. Morgan Fairfield Partners, LLC, 600 Cleveland Street, Suite 1100, Clearwater, Florida 33755. JPMP (23A SBIC), JPMDJ Partners and J.P. Morgan Fairfield are engaged in the venture capital and leveraged buyout business. JPMP (23A SBIC) owns 86.9% of the common equity of JPMDJ Partners. Investment and voting control of the shares of common stock of the Issuer beneficially owned by JPMDJ Partners are vested in its Managing Member, J.P. Morgan Fairfield, pursuant to the limited liability company agreement of JPMDJ Partners. J.P. Morgan Fairfield owns approximately 0.4% of the membership interest of JPMDJ Partners. Mr. Orsatti is the Managing Member of J.P. Morgan Fairfield, and, together with J.P. Morgan Fairfield, may be deemed to control JPMDJ Partners. However, J.P. Morgan Fairfield and Mr. Orsatti disclaim beneficial ownership of the shares of dj Orthopedics, Inc. held by JPMDJ Partners, except to the extent of their pecuniary interest. The Managing Member of JPMP (23A SBIC) is J.P. Morgan Partners (23A SBIC Manager), Inc. (formerly known as CB Capital Investors, Inc.), a Delaware corporation (hereinafter referred to as "JPMP (23A Manager)"), whose principal business office is located at the same address as JPMP (23A SBIC). JPMP (23A Manager) is also engaged in the venture capital and leveraged buyout business. Set forth in Schedule A hereto and incorporated herein by reference are the names, business addresses, principal occupations and employments of each executive officer and director of JPMP (23A Manager). JPMP (23A Manager) is a wholly owned subsidiary of JPMorgan Chase Bank (formerly known as The Chase Manhattan Bank), a New York corporation, (hereinafter referred to as "Chase Bank") which is engaged in the commercial banking business with its principal office located at 270 Park Avenue, New York, New York 10017. Set forth in Schedule B hereto and incorporated herein by reference are the names, business addresses, principal occupations and employments of each executive officer and director of Chase Bank. Chase Bank is a wholly owned subsidiary of J.P. Morgan Chase & Co. (formerly known as The Chase Manhattan Corporation), a Delaware corporation (hereinafter referred to as "JP Morgan Chase") which is engaged (primarily through subsidiaries) in the commercial banking business with its principal office located at 270 Park Avenue, New York, New York 10017. Set forth in Schedule C hereto and incorporated herein by reference are the names, business addresses, principal occupations and employments of each executive officer and director of JP Morgan Chase. SEC 1745 (3-98) Page 7 of 17 Pages EX-2.B 4 c23236_ex2b.txt JOINT FILING AGREEMENT SCHEDULE 13G ISSUER: dj Orthopedics, Inc. CUSIP No.: 23325G 10 4 EXHIBIT 2(b) JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the other, except to the extent that he or it knows or has reason to believe that such information is accurate. Dated this 14th day of February, 2002. J.P. MORGAN PARTNERS (23A SBIC), LLC By: J.P. Morgan Partners (23A SBIC Manager), Inc. By: /s/ Mitchell J. Blutt, M.D. ----------------------------------- Mitchell J. Blutt, M.D. Executive Vice President Date: February 14, 2002 J.P. MORGAN DJ PARTNERS, LLC By: J.P. Morgan Fairfield Partners, LLC, its Managing Member By: /s/ Charles T. Orsatti ------------------------------------------ Charles T. Orsatti Managing Member Date: February 14, 2002 SEC 1745 (3-98) Page 8 of 17 Pages SCHEDULE 13G ISSUER: dj Orthopedics, Inc. CUSIP No.: 23325G 10 4 SCHEDULE A J.P. MORGAN PARTNERS (SBIC 23A MANAGER), INC. EXECUTIVE OFFICERS(1) ------------------ President Jeffrey C. Walker* Executive Vice President Mitchell J. Blutt, M.D.* Executive Vice President Arnold L. Chavkin* Executive Vice President John M.B. O'Connor* Managing Director Dr. Dana Beth Ardi* Managing Director John R. Baron* Managing Director Christopher C. Behrens* Managing Director David S. Britts* Managing Director Julie Casella-Esposito* Managing Director Jerome Colonna* Managing Director Rodney A. Ferguson* Managing Director David L. Ferguson* Managing Director David Gilbert* Managing Director Eric A. Green* Managing Director Michael R. Hannon* Managing Director Donald J. Hofmann, Jr.* Managing Director W. Brett Ingersoll* Managing Director Alfredo Irigoin* Managing Director Andrew Kahn* Managing Director Jonathan R. Lynch* Managing Director Thomas G. Mendell* Managing Director Stephen P. Murray* Managing Director Timothy Purcell* Managing Director Faith Rosenfeld* Managing Director Robert R. Ruggiero, Jr.* Managing Director Susan L. Segal* Managing Director Kelly Shackelford* Managing Director Shahan D. Soghikian* Managing Director Patrick J. Sullivan* Managing Director Timothy J. Walsh* Managing Director Richard D. Waters, Jr.* Managing Director Damion E. Wicker, M.D.* Managing Director Eric R. Wilkinson* Senior Vice President Marcia Bateson* Senior Vice President and Assistant Secretary Mounir Nahas* Senior Vice President and Assistant Secretary Stephen Skoczylas* Senior Vice President, Treasurer and Assistant Secretary Elisa R. Stein*
- ----------- (1) Each of whom is a United States citizen except for Messrs. Britts, Irigoin, and Soghikian. * Principal occupation is employee and/or officer of J.P. Morgan Partners, LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the Americas, New York, New York 10020. ** Principal occupation is employee or officer of J.P. Morgan Chase & Co. Business address is c/o J.P. Morgan Chase & Co., 270 Park Avenue, New York, New York 10017. SEC 1745 (3-98) Page 9 of 17 Pages SCHEDULE 13G ISSUER: dj Orthopedics, Inc. CUSIP NO.: 23325G 10 4 Vice President and Assistant Secretary Jeffrey Glatt* Vice President and Assistant Secretary Puneet Gulati* Vice President and Assistant Secretary Sandra King* Vice President and Assistant Secretary Scott Kraemer* Secretary Anthony J. Horan** Assistant Secretary Robert C. Caroll** Assistant Secretary Denise G. Connors**
SEC 1745 (3-98) Page 10 of 17 Pages SCHEDULE 13G ISSUER: dj Orthopedics, Inc. CUSIP No.: 23325G 10 4 DIRECTORS(1) ------------ Jeffrey C. Walker* - ----------- (1) Each of whom is a United States citizen except for Messrs. Britts, Irigoin, and Soghikian. * Principal occupation is employee and/or officer of J.P. Morgan Partners, LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the Americas, New York, New York 10020. ** Principal occupation is employee or officer of J.P. Morgan Chase & Co. Business address is c/o J.P. Morgan Chase & Co., 270 Park Avenue, New York, New York 10017. SEC 1745 (3-98) Page 11 of 17 Pages SCHEDULE 13G ISSUER: dj Orthopedics, Inc. CUSIP No.: 23325G 10 4 SCHEDULE B ---------- THE CHASE MANHATTAN BANK ------------------------ EXECUTIVE OFFICERS(1) --------------------- Chairman of the Board and Chief Executive Officer William B. Harrison Jr.* Vice Chairman; Co-Chief Executive Officer, Investment Bank Geoffrey T. Boisi * Vice Chairman; Head of Retail and Middle Market, Financial Services and David A. Coulter* Management and Private Banking Director of Human Resources John J. Farrell* Vice Chairman; Chairman, Investment Bank Walter A. Gubert* Vice Chairman Thomas B. Ketchum* Director of Corporate Marketing and Communications Frederick W. Hill* Vice Chairman; Co-Chief Executive Officer, Investment Bank Donald H. Layton* Vice Chairman James B. Lee Jr. * General Counsel William H. McDavid* Vice Chairman; Head of Finance, Risk Management and Administration Marc J. Shapiro* Vice Chairman Jeffrey C. Walker** Executive Vice President; General Auditor William J. Moran* Chief Financial Officer Dina Dublon* Executive Vice President; Head of Market Risk Management Lesley Daniels Webster* Managing Director; Corporate Treasurer David B. Edelson* Managing Director; Head of Credit Risk Policy Suzanne Hammett* Corporate Secretary Anthony James Horan* Senior Vice President; Chief Compliance Officer Gregory S. Meredith* Controller Joseph L. Scalfani* Assistant Corporate Secretary James C. Berry*
- ----------- (1) Each of whom is a United States citizen. * Principal occupation is employee or officer of J.P. Morgan Chase & Co. Business address is c/o J.P. Morgan Chase & Co., 270 Park Avenue, New York, New York 10017. ** Principal occupation is employee and/or officer of J.P. Morgan Partners, LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the Americas, New York, New York 10020. SEC 1745 (3-98) Page 12 of 17 Pages SCHEDULE 13G ISSUER: dj Orthopedics, Inc. CUSIP No.: 23325G 10 4 DIRECTORS(1) ------------ PRINCIPAL OCCUPATION OR EMPLOYMENT; NAME BUSINESS OR RESIDENCE ADDRESS - -------------------------------------------------------------------------------- Hans W. Becherer Retired Chairman of the Board and Chief Executive Officer Deere & Company One John Deere Place Moline, IL 61265 - -------------------------------------------------------------------------------- Riley P. Bechtel Chairman and Chief Executive Officer Bechtel Group, Inc. P.O. Box 193965 San Francisco, CA 94119-3965 - -------------------------------------------------------------------------------- Frank A. Bennack, Jr. President and Chief Executive Officer The Hearst Corporation 959 Eighth Avenue New York, New York 10019 - -------------------------------------------------------------------------------- Lawrence A. Bossidy Chairman of the Board Honeywell International P.O. Box 3000 Morristown, NJ 07962-2245 - -------------------------------------------------------------------------------- M. Anthony Burns Chairman of the Board Ryder System, Inc. 3600 N.W. 82nd Avenue Miami, Florida 33166 - -------------------------------------------------------------------------------- H. Laurence Fuller Retired Co-Chairman BP Amoco p.l.c. 1111 Warrenville Road, Suite 25 Chicago, Illinois 60563 - -------------------------------------------------------------------------------- Ellen V. Futter President and Trustee American Museum of Natural History Central Park West at 79th Street New York, NY 10024 - -------------------------------------------------------------------------------- William H. Gray, III President and Chief Executive Officer The College Fund/UNCF 9860 Willow Oaks Corporate Drive P.O. Box 10444 Fairfax, Virginia 22031 - -------------------------------------------------------------------------------- William B. Harrison, Jr. Chairman of the Board and Chief Executive Officer J.P. Morgan Chase & Co. 270 Park Avenue, 8th Floor New York, New York 10017-2070 - -------------------------------------------------------------------------------- Helene L. Kaplan Of Counsel Skadden, Arps, Slate, Meagher & Flom LLP Four Times Square New York, New York 10036 - -------------------------------------------------------------------------------- SEC 1745 (3-98) Page 13 of 17 Pages SCHEDULE 13G ISSUER: dj Orthopedics, Inc. CUSIP No.: 23325G 10 4 PRINCIPAL OCCUPATION OR EMPLOYMENT; NAME BUSINESS OR RESIDENCE ADDRESS - -------------------------------------------------------------------------------- Lee R. Raymond Chairman of the Board and Chief Executive Officer Exxon Mobil Corporation 5959 Las Colinas Boulevard Irving, TX 75039-2298 - -------------------------------------------------------------------------------- John R. Stafford Chairman of the Board American Home Products Corporation 5 Giralda Farms Madison, New Jersey 07940 - -------------------------------------------------------------------------------- Lloyd D. Ward Chief Executive Officer U.S. Olympic Committee One Olympic Plaza Colorado Springs, CO 80909 - -------------------------------------------------------------------------------- Marina v.N. Whitman Professor of Business Administration and Public Policy The University of Michigan School of Public Policy 411 Lorch Hall, 611 Tappan Street Ann Arbor, MI 48109-1220 - -------------------------------------------------------------------------------- Page 14 of 17 Pages SCHEDULE 13G ISSUER: dj Orthopedics, Inc. CUSIP No.: 23325G 10 4 SCHEDULE C ---------- J.P. MORGAN CHASE & CO. ----------------------- EXECUTIVE OFFICERS(1) --------------------- Chairman of the Board and Chief Executive Officer William B. Harrison Jr.* Vice Chairman; Co-Chief Executive Officer, Investment Bank Geoffrey T. Boisi* Vice Chairman; Head of Retail and Middle Market, Financial Services David A. Coulter* and Management and Private Banking Director of Human Resources John J. Farrell* Vice Chairman; Chairman, Investment Bank Walter A. Gubert* Vice Chairman Thomas B. Ketchum* Director of Corporate Marketing and Communications Frederick W. Hill* Vice Chairman; Co-Chief Executive Officer, Investment Bank Donald H. Layton* Vice Chairman James B. Lee Jr. * General Counsel William H. McDavid* Vice Chairman; Head of Finance, Risk Management and Administration Marc J. Shapiro* Vice Chairman Jeffrey C. Walker** Executive Vice President; General Auditor William J. Moran* Chief Financial Officer Dina Dublon* Executive Vice President; Head of Market Risk Management Lesley Daniels Webster* Managing Director; Corporate Treasurer David B. Edelson* Managing Director; Head of Credit Risk Policy Suzanne Hammett* Corporate Secretary Anthony James Horan* Senior Vice President; Chief Compliance Officer Gregory S. Meredith* Controller Joseph L. Scalfani* Assistant Corporate Secretary James C. Berry*
- ----------- (1) Each of whom is a United States citizen. * Principal occupation is employee or officer of J.P. Morgan Chase & Co. Business address is c/o J.P. Morgan Chase & Co., 270 Park Avenue, New York, New York 10017. ** Principal occupation is employee and/or officer of J.P. Morgan Partners, LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the Americas, New York, New York 10020. Page 15 of 17 Pages SCHEDULE 13G ISSUER: dj Orthopedics, Inc. CUSIP No.: 23325G 10 4 DIRECTORS(1) ------------ PRINCIPAL OCCUPATION OR EMPLOYMENT; NAME BUSINESS OR RESIDENCE ADDRESS - -------------------------------------------------------------------------------- Hans W. Becherer Retired Chairman of the Board and Chief Executive Officer Deere & Company One John Deere Place Moline, IL 61265 - ------------------------------------------------------------------------------- Riley P. Bechtel Chairman and Chief Executive Officer Bechtel Group, Inc. P.O. Box 193965 San Francisco, CA 94119-3965 - ------------------------------------------------------------------------------- Frank A. Bennack, Jr. President and Chief Executive Officer The Hearst Corporation 959 Eighth Avenue New York, New York 10019 - ------------------------------------------------------------------------------- Lawrence A. Bossidy Chairman of the Board Honeywell International P.O. Box 3000 Morristown, NJ 07962-2245 - ------------------------------------------------------------------------------- M. Anthony Burns Chairman of the Board Ryder System, Inc. 3600 N.W. 82nd Avenue Miami, Florida 33166 - ------------------------------------------------------------------------------- H. Laurence Fuller Retired Co-Chairman BP Amoco p.l.c. 1111 Warrenville Road, Suite 25 Chicago, Illinois 60563 - ------------------------------------------------------------------------------- Ellen V. Futter President and Trustee American Museum of Natural History Central Park West at 79th Street New York, NY 10024 - ------------------------------------------------------------------------------- William H. Gray, III President and Chief Executive Officer The College Fund/UNCF 9860 Willow Oaks Corporate Drive P.O. Box 10444 Fairfax, Virginia 22031 - ------------------------------------------------------------------------------- William B. Harrison, Jr. Chairman of the Board and Chief Executive Officer J.P. Morgan Chase & Co. 270 Park Avenue, 8th Floor New York, New York 10017-2070 - ------------------------------------------------------------------------------- Helene L. Kaplan Of Counsel Skadden, Arps, Slate, Meagher & Flom LLP Four Times Square New York, New York 10036 - ------------------------------------------------------------------------------- SEC 1745 (3-98) Page 16 of 17 Pages SCHEDULE 13G ISSUER: dj Orthopedics, Inc. CUSIP No.: 23325G 10 4 PRINCIPAL OCCUPATION OR EMPLOYMENT; NAME BUSINESS OR RESIDENCE ADDRESS - -------------------------------------------------------------------------------- Lee R. Raymond Chairman of the Board and Chief Executive Officer Exxon Mobil Corporation 5959 Las Colinas Boulevard Irving, TX 75039-2298 - ------------------------------------------------------------------------------- John R. Stafford Chairman of the Board American Home Products Corporation 5 Giralda Farms Madison, New Jersey 07940 - ------------------------------------------------------------------------------- Lloyd D. Ward Chief Executive Officer U.S. Olympic Committee One Olympic Plaza Colorado Springs, CO 80909 - ------------------------------------------------------------------------------- Marina v.N. Whitman Professor of Business Administration and Public Policy The University of Michigan School of Public Policy 411 Lorch Hall, 611 Tappan Street Ann Arbor, MI 48109-1220 - ------------------------------------------------------------------------------- SEC 1745 (3-98) Page 17 of 17 Pages -----END PRIVACY-ENHANCED MESSAGE-----