-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EuZG22jwhOCLKUaxBb7CcIvkjXnm5eS5uYdbWcHdW8Dgvsr+RQPhsheR2l2aoB+a tvHnCSPnXX61R+bc52B1xA== 0001140361-10-044571.txt : 20101109 0001140361-10-044571.hdr.sgml : 20101109 20101109164744 ACCESSION NUMBER: 0001140361-10-044571 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101109 DATE AS OF CHANGE: 20101109 EFFECTIVENESS DATE: 20101109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AGF INVESTMENTS INC. CENTRAL INDEX KEY: 0001157765 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10049 FILM NUMBER: 101176861 BUSINESS ADDRESS: STREET 1: 66 WELLINGTON ST WEST STREET 2: TORONTO-DOMINION BANK TWR STE 3100 CITY: TORONTO STATE: A6 ZIP: M5K 1E9 BUSINESS PHONE: 4163671900 MAIL ADDRESS: STREET 1: 66 WELLINGTON ST WEST STREET 2: TORONTO-DOMINION BANK TWR STE 3100 CITY: TORONTO STATE: A6 ZIP: M5K 1E9 FORMER COMPANY: FORMER CONFORMED NAME: AGF FUNDS INC DATE OF NAME CHANGE: 20010820 13F-HR 1 form13f.txt AGF INVESTMENTS 13F-HR 9-30-2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.S. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: n/a --- This Amendment (check only one): [ ] is a restatement : [ ] Add new holdings entries Institutional Investment Manager Filing this Report: Name: AGF Investments Inc. Address: Toronto-Dominion Bank Tower, 31st Floor, Toronto, Ontario, Canada M5K 1E9. Form 13F File Number: 028-10049 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Jacqueline Sanz Title: Chief Privacy Officer, Vice President, Compliance and Oversight Phone: 416-367-1900 Signature, Place and Date of Signing: /s/ Jacqueline Sanz Toronto, Canada November 9,2010 - ------------------ -------------- --------------- (Signature) (City, State) (Date) Report Type (Check only one) - ---------------------------- [x] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 307 Form 13F Information Table Value Total: US$ 5,064,359 (thousands) List of Other Included Managers: None
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- 3M Company Common 88579Y101 1,502 17,321 SH SOLE N/A 17,321 0 0 A123 Systems Inc. Common 03739T108 5,328 593,952 SH SOLE N/A 593,952 0 0 ACE Limited Shs H0023R105 19,732 338,744 SH SOLE N/A 338,744 0 0 Advantage Oil and Gas Limited Common 00765F101 2,396 368,642 SH SOLE N/A 368,642 0 0 Aeropostale Inc. Common 007865108 7,380 317,424 SH SOLE N/A 317,424 0 0 Aflac Inc. Common 001055102 9,395 181,690 SH SOLE N/A 181,690 0 0 AGCO Corporation Common 001084102 8,081 207,151 SH SOLE N/A 207,151 0 0 Agilent Technologies Inc. Common 00846U101 70 2,110 SH SOLE N/A 2,110 0 0 Agnico-Eagle Mines Limited Common 008474108 99,224 1,356,439 SH SOLE N/A 1,356,439 0 0 Allegheny Technologies Inc. Common 01741R102 10,750 231,430 SH SOLE N/A 231,430 0 0 Allied Nevada Gold Corporation Common 019344100 29,097 1,070,127 SH SOLE N/A 1,070,127 0 0 Altria Group Inc. Common 02209S103 18,296 761,688 SH SOLE N/A 761,688 0 0 Amazon.com Inc. Common 023135106 26,921 171,408 SH SOLE N/A 171,408 0 0 America Movil SAB de CV 'L' ADR ADR 02364W105 51,715 969,717 SH SOLE N/A 969,717 0 0 American Express Company Common 025816109 94 2,237 SH SOLE N/A 2,237 0 0 American Tower Corporation 'A' Class A 029912201 19,609 382,547 SH SOLE N/A 382,547 0 0 American Water Works Company Inc. Common 030420103 12,857 552,516 SH SOLE N/A 552,516 0 0 AmerisourceBergen Corporation Common 03073E105 87 2,853 SH SOLE N/A 2,853 0 0 AngloGold Ashanti Limited ADR ADR 035128206 12,300 266,009 SH SOLE N/A 266,009 0 0 Annaly Capital Management Inc. Common 035710409 14,705 835,500 SH SOLE N/A 835,500 0 0 Apache Corporation Common 037411105 108 1,104 SH SOLE N/A 1,104 0 0 Apartment Investment and Management Common 03748R101 1,131 52,883 SH SOLE N/A 52,883 0 0 Company 'A' Apollo Group Inc. 'A' Class A 037604105 59 1,157 SH SOLE N/A 1,157 0 0 Apple Inc. Common 037833100 58,844 207,378 SH SOLE N/A 207,378 0 0 Assurant Inc. Common 04621X108 86 2,121 SH SOLE N/A 2,121 0 0 AT&T Inc. Common 00206R102 82,758 2,893,637 SH SOLE N/A 2,893,637 0 0 Augusta Resource Corporation Common 050912203 3,181 890,949 SH SOLE N/A 890,949 0 0 Aurizon Mines Limited Common 05155P106 20,019 2,819,600 SH SOLE N/A 2,819,600 0 0 AutoZone Inc. Common 053332102 90 393 SH SOLE N/A 393 0 0 AvalonBay Communities Inc. Common 053484101 2,463 23,700 SH SOLE N/A 23,700 0 0 Avon Products Inc. Common 054303102 3,050 95,000 SH SOLE N/A 95,000 0 0 Ball Corporation Common 058498106 58 986 SH SOLE N/A 986 0 0 Bank of America Corporation Common 060505104 44,717 3,410,901 SH SOLE N/A 3,410,901 0 0 Bank of Montreal Common 063671101 33,761 567,600 SH SOLE N/A 567,600 0 0 Bank of Nova Scotia Common 064149107 126,211 2,298,096 SH SOLE N/A 2,298,096 0 0 Banro Corporation Common 066800103 2,970 1,269,166 SH SOLE N/A 1,269,166 0 0 Barrick Gold Corporation Common 067901108 59,376 1,256,740 SH SOLE N/A 1,256,740 0 0 BCE Inc. Common 05534B760 57,595 1,720,276 SH SOLE N/A 1,720,276 0 0 Big Lots Inc. Common 089302103 5,577 167,729 SH SOLE N/A 167,729 0 0 Boston Properties Inc. Common 101121101 5,468 65,783 SH SOLE N/A 65,783 0 0 BP PLC ADR ADR 055622104 2,730 66,300 SH SOLE N/A 66,300 0 0 Bristol-Myers Squibb Company Common 110122108 5,013 184,911 SH SOLE N/A 184,911 0 0 Broadcom Corporation 'A' Class A 111320107 12,764 360,660 SH SOLE N/A 360,660 0 0 Brookfield Asset Management Inc. 'A' Class A Ltd 112585104 46,286 1,592,769 SH SOLE N/A 1,592,769 0 0 Vt Sh Brookfield Homes Corporation Common 112723101 33 4,050 SH SOLE N/A 4,050 0 0 Brookfield Properties Corporation Common 112900105 29,836 1,864,047 SH SOLE N/A 1,864,047 0 0 CAE Inc. Common 124765108 11,576 1,090,000 SH SOLE N/A 1,090,000 0 0 Cameco Corporation Common 13321L108 24,508 856,917 SH SOLE N/A 856,917 0 0 Campbell Soup Company Common 134429109 100 2,796 SH SOLE N/A 2,796 0 0 Canadian Imperial Bank of Commerce Common 136069101 55,443 742,710 SH SOLE N/A 742,710 0 0 Canadian National Railway Company Common 136375102 50,471 767,044 SH SOLE N/A 767,044 0 0 Canadian Natural Resources Limited Common 136385101 65,340 1,835,896 SH SOLE N/A 1,835,896 0 0 Canadian Pacific Railway Limited Common 13645T100 7,436 118,300 SH SOLE N/A 118,300 0 0 Cardiome Pharma Corporation Common 14159U202 11,910 1,902,542 SH SOLE N/A 1,902,542 0 0 Caterpillar Inc. Common 149123101 116 1,470 SH SOLE N/A 1,470 0 0 Cavco Industries Inc. Common 149568107 1,785 49,708 SH SOLE N/A 49,708 0 0 Cenovus Energy Inc. Common 15135U109 88,887 3,003,969 SH SOLE N/A 3,003,969 0 0 Central Fund of Canada Limited 'A' Class A 153501101 58,250 3,492,175 SH SOLE N/A 3,492,175 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- CenturyLink Inc. Common 156700106 805 20,400 SH SOLE N/A 20,400 0 0 CGI Group Inc. 'A' Class A 39945C109 30,819 1,989,619 SH SOLE N/A 1,989,619 0 0 Chesapeake Energy Corporation Common 165167107 40 1,785 SH SOLE N/A 1,785 0 0 Chevron Corporation Common 166764100 258 3,187 SH SOLE N/A 3,187 0 0 Chipotle Mexican Grill Inc. Class A 169656105 7,959 46,271 SH SOLE N/A 46,271 0 0 CIGNA Corporation Common 125509109 62 1,725 SH SOLE N/A 1,725 0 0 Cisco Systems Inc. Common 17275R102 20,294 926,655 SH SOLE N/A 926,655 0 0 Citigroup Inc. Common 172967101 128 32,777 SH SOLE N/A 32,777 0 0 Cliffs Natural Resources Inc. Common 18683K101 9,613 150,398 SH SOLE N/A 150,398 0 0 CMS Energy Corporation Common 125896100 86 4,773 SH SOLE N/A 4,773 0 0 Coach Inc. Common 189754104 73 1,703 SH SOLE N/A 1,703 0 0 Coca-Cola Enterprises Inc. Common 191219104 96 3,111 SH SOLE N/A 3,111 0 0 Colgate-Palmolive Company Common 194162103 730 9,500 SH SOLE N/A 9,500 0 0 Compania de Minas Buenaventura SA ADR ADR 204448104 67,480 1,493,587 SH SOLE N/A 1,493,587 0 0 ConocoPhillips Common 20825C104 40,501 705,226 SH SOLE N/A 705,226 0 0 Constellation Brands Inc. 'A' Class A 21036P108 57 3,230 SH SOLE N/A 3,230 0 0 Continental Resources Inc. Common 212015101 4,883 105,335 SH SOLE N/A 105,335 0 0 Corning Inc. Common 219350105 23,986 1,312,152 SH SOLE N/A 1,312,152 0 0 Costco Wholesale Corporation Common 22160K105 27,785 430,842 SH SOLE N/A 430,842 0 0 Cree Inc. Common 225447101 11,194 206,194 SH SOLE N/A 206,194 0 0 CSX Corporation Common 126408103 77 1,387 SH SOLE N/A 1,387 0 0 Cummins Inc. Common 231021106 66 732 SH SOLE N/A 732 0 0 CVS Caremark Corporation Common 126650100 38,028 1,208,400 SH SOLE N/A 1,208,400 0 0 D.R. Horton Inc. Common 23331A109 13,293 1,195,414 SH SOLE N/A 1,195,414 0 0 DaVita Inc. Common 23918K108 22,255 322,400 SH SOLE N/A 322,400 0 0 Deere & Company Common 244199105 104 1,489 SH SOLE N/A 1,489 0 0 Dell Inc. Common 24702R101 54 4,177 SH SOLE N/A 4,177 0 0 Devon Energy Corporation Common 25179M103 2,467 38,100 SH SOLE N/A 38,100 0 0 Diamond Foods Inc. Common 252603105 11,374 277,473 SH SOLE N/A 277,473 0 0 Discovery Communications Inc. 'A' Class A 25470F104 23,716 544,559 SH SOLE N/A 544,559 0 0 Dr. Pepper Snapple Group Inc. Common 26138E109 85 2,382 SH SOLE N/A 2,382 0 0 Duke Energy Corporation Common 26441C105 34 1,900 SH SOLE N/A 1,900 0 0 Eagle Materials Inc. Common 26969P108 3,869 163,240 SH SOLE N/A 163,240 0 0 El Paso Corporation Common 28336L109 76 6,150 SH SOLE N/A 6,150 0 0 Eldorado Gold Corporation Common 284902103 66,151 3,478,789 SH SOLE N/A 3,478,789 0 0 Eli Lilly and Company Common 532457108 131 3,598 SH SOLE N/A 3,598 0 0 EMC Corporation Common 268648102 107 5,246 SH SOLE N/A 5,246 0 0 Enbridge Inc. Common 29250N105 44,031 817,060 SH SOLE N/A 817,060 0 0 EnCana Corporation Common 292505104 85,155 2,738,996 SH SOLE N/A 2,738,996 0 0 Endeavour Silver Corporation Common 29258Y103 5,377 1,289,450 SH SOLE N/A 1,289,450 0 0 EOG Resources Inc. Common 26875P101 19 200 SH SOLE N/A 200 0 0 Equity Residential Properties Trust Sh benInt 29476L107 4,843 101,803 SH SOLE N/A 101,803 0 0 Exeter Resource Corporation Common 301835104 3,435 511,921 SH SOLE N/A 511,921 0 0 Express Scripts Inc. Common 302182100 25,142 516,257 SH SOLE N/A 516,257 0 0 Exxon Mobil Corporation Common 30231G102 13,204 213,694 SH SOLE N/A 213,694 0 0 F5 Networks Inc. Common 315616102 23,536 226,720 SH SOLE N/A 226,720 0 0 Family Dollar Stores Inc. Common 307000109 49 1,109 SH SOLE N/A 1,109 0 0 Fifth Third Bancorp Common 316773100 52 4,324 SH SOLE N/A 4,324 0 0 FirstService Corporation SubVtgsh 33761N109 10,997 445,940 SH SOLE N/A 445,940 0 0 Flowers Foods Inc. Common 343498101 792 31,900 SH SOLE N/A 31,900 0 0 Fluor Corporation Common 343412102 13,150 265,500 SH SOLE N/A 265,500 0 0 Fomento Economico Mexicano SAB de CV ADR 344419106 12,777 251,861 SH SOLE N/A 251,861 0 0 ADR Ford Motor Company Common 345370860 105 8,545 SH SOLE N/A 8,545 0 0 Forest Laboratories Inc. Common 345838106 75 2,415 SH SOLE N/A 2,415 0 0 Forest Oil Corporation Common 346091705 5,049 170,000 SH SOLE N/A 170,000 0 0 Forestar Group Inc. Common 346233109 2,935 172,129 SH SOLE N/A 172,129 0 0 Freeport-McMoRan Copper & Gold Inc. Common 35671D857 20,031 234,583 SH SOLE N/A 234,583 0 0 Fronteer Gold Inc. Common 359032109 1,504 204,100 SH SOLE N/A 204,100 0 0 Frontier Communications Corporation Common 35906A108 471 57,609 SH SOLE N/A 57,609 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- Gannett Company Inc. Common 364730101 46 3,745 SH SOLE N/A 3,745 0 0 General Electric Company Common 369604103 6,811 419,140 SH SOLE N/A 419,140 0 0 Genworth Financial Inc. 'A' Class A 37247D106 40 3,307 SH SOLE N/A 3,307 0 0 GeoGlobal Resources Inc. Common 37249T109 382 439,800 SH SOLE N/A 439,800 0 0 Gilead Sciences Inc. Common 375558103 93 2,612 SH SOLE N/A 2,612 0 0 GlaxoSmithKline PLC ADR ADR 37733W105 14,140 357,799 SH SOLE N/A 357,799 0 0 Gold Fields Limited ADR ADR 38059T106 9,545 625,107 SH SOLE N/A 625,107 0 0 Goldcorp Inc. Common 380956409 149,961 3,365,207 SH SOLE N/A 3,365,207 0 0 Goldcorp Inc. Warrants 'G' June 9, W EXP 06.09.11 380956177 383 73,648 SH SOLE N/A 73,648 0 0 2011 Gran Tierra Energy Inc. Common 38500T101 2,275 286,502 SH SOLE N/A 286,502 0 0 Great Basin Gold Limited Common 390124105 3,762 1,504,700 SH SOLE N/A 1,504,700 0 0 Grupo Televisa SAB ADR ADR 40049J206 34,270 1,811,327 SH SOLE N/A 1,811,327 0 0 Harris Corporation Common 413875105 38 869 SH SOLE N/A 869 0 0 Hewlett-Packard Company Common 428236103 180 4,284 SH SOLE N/A 4,284 0 0 Honeywell International Inc. Common 438516106 17,418 396,410 SH SOLE N/A 396,410 0 0 Hudson City Bancorp Inc. Common 443683107 607 49,500 SH SOLE N/A 49,500 0 0 Hugoton Royalty Trust UnitBenInt 444717102 102 5,101 SH SOLE N/A 5,101 0 0 Humana Inc. Common 444859102 71 1,404 SH SOLE N/A 1,404 0 0 IAMGOLD Corporation Common 450913108 87,992 4,829,391 SH SOLE N/A 4,829,391 0 0 IESI-BFC Limited Common 44951D108 6,570 279,100 SH SOLE N/A 279,100 0 0 IHS Inc. 'A' Class A 451734107 7,931 116,626 SH SOLE N/A 116,626 0 0 Infosys Technologies Limited ADR ADR 456788108 55,516 824,786 SH SOLE N/A 824,786 0 0 Intel Corporation Common 458140100 24,201 1,258,515 SH SOLE N/A 1,258,515 0 0 IntercontinentalExchange Inc. Common 45865V100 13,889 132,630 SH SOLE N/A 132,630 0 0 International Business Machines Common 459200101 27,465 204,750 SH SOLE N/A 204,750 0 0 Corporation Invesco Limited Shs G491BT108 7,816 368,147 SH SOLE N/A 368,147 0 0 iPath S&P 500 VIX Mid-Term Futures IPATH S&P MT 06740C519 4,776 55,100 SH SOLE N/A 55,100 0 0 ETN ETN iShares MSCI France Index Fund MSCI France 464286707 12,750 531,452 SH SOLE N/A 531,452 0 0 iShares MSCI Germany Index Fund MSCI German 464286806 7,916 359,827 SH SOLE N/A 359,827 0 0 iShares MSCI Italy Index Fund MSCI Italy 464286855 11,406 678,924 SH SOLE N/A 678,924 0 0 iShares MSCI Netherlands Index Fund MSCI 464286814 7,779 382,830 SH SOLE N/A 382,830 0 0 Netherlands iShares MSCI Spain Index Fund MSCI Spain 464286764 3,372 82,953 SH SOLE N/A 82,953 0 0 iShares MSCI United Kingdom Index MSCI United 464286699 4,679 286,008 SH SOLE N/A 286,008 0 0 Fund Kingdom Itron Inc. Common 465741106 16,140 263,596 SH SOLE N/A 263,596 0 0 Ivanhoe Mines Limited Common 46579N103 6,822 282,601 SH SOLE N/A 282,601 0 0 Jabil Circuit Inc. Common 466313103 36 2,480 SH SOLE N/A 2,480 0 0 Johnson & Johnson Common 478160104 3,789 61,148 SH SOLE N/A 61,148 0 0 JPMorgan Chase & Company Common 46625H100 39,041 1,025,501 SH SOLE N/A 1,025,501 0 0 KB Financial Group Inc. ADR ADR 48241A105 20,340 474,468 SH SOLE N/A 474,468 0 0 KB Home Common 48666K109 7,234 638,500 SH SOLE N/A 638,500 0 0 Keegan Resources Inc. Common 487275109 3,731 476,500 SH SOLE N/A 476,500 0 0 Kimco Realty Corporation Common 49446R109 937 59,496 SH SOLE N/A 59,496 0 0 Kinder Morgan Energy Partners Unit 494550106 486 7,100 SH SOLE N/A 7,100 0 0 Limited Partnership Kinross Gold Corporation Common 496902404 85,635 4,437,058 SH SOLE N/A 4,437,058 0 0 Kraft Foods Inc. 'A' Class A 50075N104 10,029 324,994 SH SOLE N/A 324,994 0 0 KT Corporation ADR ADR 48268K101 26,811 1,310,420 SH SOLE N/A 1,310,420 0 0 Laboratory Corporation of America Common 50540R409 12,212 155,707 SH SOLE N/A 155,707 0 0 Holdings Lawson Software Inc. Common 52078P102 1,440 170,000 SH SOLE N/A 170,000 0 0 Lazard Limited 'A' Class A G54050102 10,908 310,938 SH SOLE N/A 310,938 0 0 La-Z-Boy Inc. Common 505336107 7,179 850,635 SH SOLE N/A 850,635 0 0 Lexmark International Inc. 'A' Class A 529771107 59 1,313 SH SOLE N/A 1,313 0 0 Limited Brands Inc. Common 532716107 66 2,482 SH SOLE N/A 2,482 0 0 Lincoln National Corporation Common 534187109 2,066 86,366 SH SOLE N/A 86,366 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- Lockheed Martin Corporation Common 539830109 81 1,136 SH SOLE N/A 1,136 0 0 Lorillard Inc. Common 544147101 98 1,222 SH SOLE N/A 1,222 0 0 Macy's Inc. Common 55616P104 71 3,094 SH SOLE N/A 3,094 0 0 MAG Silver Corporation Common 55903Q104 2,278 290,500 SH SOLE N/A 290,500 0 0 Manulife Financial Corporation Common 56501R106 44,111 3,398,404 SH SOLE N/A 3,398,404 0 0 McDermott International Inc. Common 580037109 13,326 901,651 SH SOLE N/A 901,651 0 0 McDonald's Corporation Common 580135101 805 10,800 SH SOLE N/A 10,800 0 0 Medtronic Inc. Common 585055106 776 23,100 SH SOLE N/A 23,100 0 0 Merck & Company Inc. Common 58933Y105 51,828 1,408,000 SH SOLE N/A 1,408,000 0 0 Methanex Corporation Common 59151K108 8,220 325,931 SH SOLE N/A 325,931 0 0 MetLife Inc. Common 59156R108 6,701 174,289 SH SOLE N/A 174,289 0 0 Microchip Technology Inc. Common 595017104 799 25,400 SH SOLE N/A 25,400 0 0 Microsoft Corporation Common 594918104 238 9,715 SH SOLE N/A 9,715 0 0 Mindray Medical International ADR 602675100 5,385 182,100 SH SOLE N/A 182,100 0 0 Limited ADR Minefinders Corporation Limited Common 602900102 2,233 222,216 SH SOLE N/A 222,216 0 0 Molex Inc. Common 608554101 502 24,000 SH SOLE N/A 24,000 0 0 Moody's Corporation Common 615369105 10,758 430,659 SH SOLE N/A 430,659 0 0 Mountain Province Diamonds Inc. Common 62426E402 1,145 246,700 SH SOLE N/A 246,700 0 0 Mylan Inc. Common 628530107 93 4,969 SH SOLE N/A 4,969 0 0 National Retail Properties Inc. Common 637417106 3,963 157,809 SH SOLE N/A 157,809 0 0 National Semiconductor Corporation Common 637640103 38 2,963 SH SOLE N/A 2,963 0 0 Netflix Inc. Common 64110L106 30,265 186,635 SH SOLE N/A 186,635 0 0 Nevsun Resources Limited Common 64156L101 3,441 686,800 SH SOLE N/A 686,800 0 0 New Gold Inc. Common 644535106 8,641 1,252,339 SH SOLE N/A 1,252,339 0 0 Newell Rubbermaid Inc. Common 651229106 55 3,073 SH SOLE N/A 3,073 0 0 Newmont Mining Corporation Common 651639106 37,724 600,604 SH SOLE N/A 600,604 0 0 Nexen Inc. Common 65334H102 19,443 939,263 SH SOLE N/A 939,263 0 0 NextEra Energy Inc. Common 65339F101 18,723 344,244 SH SOLE N/A 344,244 0 0 Northgate Minerals Corporation Common 666416102 1,214 390,500 SH SOLE N/A 390,500 0 0 Northrop Grumman Corporation Common 666807102 12,643 208,529 SH SOLE N/A 208,529 0 0 Novabay Pharmaceuticals Inc. Common 66987P102 1,003 566,650 SH SOLE N/A 566,650 0 0 Novellus Systems Inc. Common 670008101 53 1,983 SH SOLE N/A 1,983 0 0 Old Republic International Common 680223104 18,129 1,308,958 SH SOLE N/A 1,308,958 0 0 Corporation Omnicom Group Inc. Common 681919106 9,311 235,847 SH SOLE N/A 235,847 0 0 Open Text Corporation Common 683715106 29,087 606,946 SH SOLE N/A 606,946 0 0 Oracle Corporation Common 68389X105 181 6,745 SH SOLE N/A 6,745 0 0 Pan American Silver Corporation Common 697900108 12,709 420,777 SH SOLE N/A 420,777 0 0 Parker Hannifin Corporation Common 701094104 68 964 SH SOLE N/A 964 0 0 Paychex Inc. Common 704326107 605 22,000 SH SOLE N/A 22,000 0 0 Pengrowth Energy Trust Tr Unit 706902509 12,749 1,124,229 SH SOLE N/A 1,124,229 0 0 PepsiCo Inc. Common 713448108 19,129 287,921 SH SOLE N/A 287,921 0 0 Perfect World Company Limited ADR SPON ADR REP B 71372U104 3,562 138,800 SH SOLE N/A 138,800 0 0 Petroleo Brasileiro SA - Petrobras ADR 71654V408 4,610 127,103 SH SOLE N/A 127,103 0 0 ADR Pfizer Inc. Common 717081103 193 11,253 SH SOLE N/A 11,253 0 0 PG&E Corporation Common 69331C108 745 16,400 SH SOLE N/A 16,400 0 0 Philip Morris International Inc. Common 718172109 27,313 487,560 SH SOLE N/A 487,560 0 0 Pioneer Natural Resources Company Common 723787107 16,600 255,269 SH SOLE N/A 255,269 0 0 Pitney Bowes Inc. Common 724479100 360 16,855 SH SOLE N/A 16,855 0 0 Potash Corporation of Saskatchewan Common 73755L107 24,581 166,664 SH SOLE N/A 166,664 0 0 Inc. Primerica Inc. Common 74164M108 10,910 536,383 SH SOLE N/A 536,383 0 0 Provident Energy Trust Tr Unit 74386K104 3,504 480,000 SH SOLE N/A 480,000 0 0 Prudential Financial Inc. Common 744320102 83 1,526 SH SOLE N/A 1,526 0 0 Public Storage Inc. Common 74460D109 1,502 15,478 SH SOLE N/A 15,478 0 0 Quicksilver Resources Inc. Common 74837R104 3,700 293,671 SH SOLE N/A 293,671 0 0 RadioShack Corporation Common 750438103 35,160 1,648,405 SH SOLE N/A 1,648,405 0 0 Randgold Resources Limited ADR ADR 752344309 117,560 1,158,679 SH SOLE N/A 1,158,679 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- Research In Motion Limited Common 760975102 64,310 1,283,627 SH SOLE N/A 1,283,627 0 0 Rogers Communications Inc. 'B' Class B 775109200 90,850 2,359,130 SH SOLE N/A 2,359,130 0 0 Royal Bank of Canada Common 780087102 98,406 1,836,283 SH SOLE N/A 1,836,283 0 0 Royal Caribbean Cruises Limited Common V7780T103 18,123 574,773 SH SOLE N/A 574,773 0 0 SanDisk Corporation Common 80004C101 69 1,896 SH SOLE N/A 1,896 0 0 Shaw Communications Inc. 'B' Class B 82028K200 10,616 468,500 SH SOLE N/A 468,500 0 0 Silver Wheaton Corporation Common 828336107 23,520 858,400 SH SOLE N/A 858,400 0 0 Simon Property Group Inc. Common 828806109 8,107 87,419 SH SOLE N/A 87,419 0 0 SINA Corporation Common G81477104 5,033 99,500 SH SOLE N/A 99,500 0 0 Skechers U.S.A. Inc. 'A' Class A 830566105 4,581 195,000 SH SOLE N/A 195,000 0 0 Skyworks Solutions Inc. Common 83088M102 12,750 616,524 SH SOLE N/A 616,524 0 0 SLM Corporation Common 78442P106 46 4,009 SH SOLE N/A 4,009 0 0 Solitario Exploration & Royalty Common 8342EP107 1,215 535,200 SH SOLE N/A 535,200 0 0 Corporation Southern Copper Corporation Common 84265V105 33,396 950,900 SH SOLE N/A 950,900 0 0 Southwestern Energy Company Common 845467109 7,073 211,517 SH SOLE N/A 211,517 0 0 SPDR Gold Trust Shs 78463V107 12,942 101,182 SH SOLE N/A 101,182 0 0 Stantec Inc. Common 85472N109 13,953 511,649 SH SOLE N/A 511,649 0 0 Starbucks Corporation Common 855244109 86 3,372 SH SOLE N/A 3,372 0 0 Steris Corporation Common 859152100 698 21,000 SH SOLE N/A 21,000 0 0 Sun Life Financial Inc. Common 866796105 46,280 1,719,173 SH SOLE N/A 1,719,173 0 0 Suncor Energy Inc. Common 867224107 190,893 5,698,301 SH SOLE N/A 5,698,301 0 0 SunOpta Inc. Common 8676EP108 6,068 995,275 SH SOLE N/A 995,275 0 0 SXC Health Solutions Corporation Common 78505P100 36,800 979,768 SH SOLE N/A 979,768 0 0 Sysco Corporation Common 871829107 742 26,000 SH SOLE N/A 26,000 0 0 T.Rowe Price Group Inc. Common 74144T108 18,158 362,683 SH SOLE N/A 362,683 0 0 Taiwan Semiconductor Manufacturing ADR 874039100 2,786 274,800 SH SOLE N/A 274,800 0 0 Company Limited ADR Talisman Energy Inc. Common 87425E103 107,002 5,944,528 SH SOLE N/A 5,944,528 0 0 Target Corporation Common 87612E106 120 2,239 SH SOLE N/A 2,239 0 0 TD AMERITRADE Holding Corporation Common 87236Y108 7,556 467,835 SH SOLE N/A 467,835 0 0 Teck Resources Limited 'B' Class B 878742204 45,852 1,083,466 SH SOLE N/A 1,083,466 0 0 Teekay Corporation Common Y8564W103 2,085 78,001 SH SOLE N/A 78,001 0 0 Temple-Inland Inc. Common 879868107 4,516 242,035 SH SOLE N/A 242,035 0 0 Tenaris SA ADR ADR 88031M109 58,183 1,514,383 SH SOLE N/A 1,514,383 0 0 Tenet Healthcare Corporation Common 88033G100 31 6,504 SH SOLE N/A 6,504 0 0 Teradyne Inc. Common 880770102 40 3,593 SH SOLE N/A 3,593 0 0 Teva Pharmaceutical Industries ADR 881624209 75,039 1,422,533 SH SOLE N/A 1,422,533 0 0 Limited ADR Texas Instruments Inc. Common 882508104 649 23,900 SH SOLE N/A 23,900 0 0 The Allstate Corporation Common 020002101 34,446 1,091,787 SH SOLE N/A 1,091,787 0 0 The Boeing Company Common 097023105 21,484 322,870 SH SOLE N/A 322,870 0 0 The Charles Schwab Corporation Common 808513105 17,991 1,294,309 SH SOLE N/A 1,294,309 0 0 The Clorox Company Common 189054109 886 13,264 SH SOLE N/A 13,264 0 0 The Coca-Cola Company Common 191216100 9,316 159,200 SH SOLE N/A 159,200 0 0 The DIRECTV Group Inc. 'A' Class A 25490A101 145 3,479 SH SOLE N/A 3,479 0 0 The Dress Barn Inc. Common 261570105 2,375 100,000 SH SOLE N/A 100,000 0 0 The Dun & Bradstreet Corporation Common 26483E100 16,304 219,902 SH SOLE N/A 219,902 0 0 The Hartford Financial Services Common 416515104 35,800 1,559,898 SH SOLE N/A 1,559,898 0 0 Group Inc. The Scotts Miracle-Gro Company 'A' Class A 810186106 10,381 200,671 SH SOLE N/A 200,671 0 0 The TJX Companies Inc. Common 872540109 77 1,723 SH SOLE N/A 1,723 0 0 The Travelers Companies Inc. Common 89417E109 75 1,439 SH SOLE N/A 1,439 0 0 The Western Union Company Common 959802109 99 5,599 SH SOLE N/A 5,599 0 0 The Williams Companies Inc. Common 969457100 22,446 1,174,551 SH SOLE N/A 1,174,551 0 0 Thompson Creek Metals Company Inc. Common 884768102 3,519 317,310 SH SOLE N/A 317,310 0 0 Thomson Reuters Corporation Common 884903105 31,278 808,643 SH SOLE N/A 808,643 0 0 Tim Hortons Inc. Common 88706M103 19,900 530,962 SH SOLE N/A 530,962 0 0 Toronto-Dominion Bank Common 891160509 137,933 1,852,696 SH SOLE N/A 1,852,696 0 0 Tractor Supply Company Common 892356106 14,011 353,284 SH SOLE N/A 353,284 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- TransAlta Corporation Common 89346D107 6,259 285,000 SH SOLE N/A 285,000 0 0 TransCanada Corporation Common 89353D107 27 700 SH SOLE N/A 700 0 0 TransGlobe Energy Corporation Common 893662106 3,580 366,800 SH SOLE N/A 366,800 0 0 Tyson Foods Inc. 'A' Class A 902494103 85 5,310 SH SOLE N/A 5,310 0 0 U.S. Bancorp Common 902973304 5,508 254,782 SH SOLE N/A 254,782 0 0 U.S. Geothermal Inc. (Rstrctd 1933 Common 90338S102 4,242 5,230,346 SH SOLE N/A 5,230,346 0 0 Act) Ultra Petroleum Corporation Common 903914109 9,746 232,147 SH SOLE N/A 232,147 0 0 UnitedHealth Group Inc. Common 91324P102 97 2,753 SH SOLE N/A 2,753 0 0 Unum Group Common 91529Y106 14,560 657,338 SH SOLE N/A 657,338 0 0 Vale SA ADR ADR 91912E105 53,679 1,716,627 SH SOLE N/A 1,716,627 0 0 Veeco Instruments Inc. Common 922417100 11,961 343,011 SH SOLE N/A 343,011 0 0 Verizon Communications Inc. Common 92343V104 7,978 244,810 SH SOLE N/A 244,810 0 0 Visa Inc. 'A' Class A 92826C839 7,019 94,514 SH SOLE N/A 94,514 0 0 Wal-Mart Stores Inc. Common 931142103 197 3,686 SH SOLE N/A 3,686 0 0 Waste Management Inc. Common 94106L109 22,007 615,760 SH SOLE N/A 615,760 0 0 Waters Corporation Common 941848103 76 1,076 SH SOLE N/A 1,076 0 0 WellPoint Inc. Common 94973V107 126 2,231 SH SOLE N/A 2,231 0 0 Whirlpool Corporation Common 963320106 52 639 SH SOLE N/A 639 0 0 Whiting Petroleum Corporation Common 966387102 2,318 24,267 SH SOLE N/A 24,267 0 0 Whole Foods Market Inc. Common 966837106 5,656 152,400 SH SOLE N/A 152,400 0 0 Yamana Gold Inc. Common 98462Y100 56,539 4,891,949 SH SOLE N/A 4,891,949 0 0 Babcock & Wilcox Company Common 05615F102 9,594 450,825 SH SOLE N/A 450,825 0 0 Quad Graphics Inc. Class A 747301109 3,980 85,185 SH SOLE N/A 85,185 0 0 Sprott Resource Lending Corporation Common 85207J100 1,848 1,015,134 SH SOLE N/A 1,015,134 0 0 Zalicus Inc. Common 98887C105 1,031 793,262 SH SOLE N/A 793,262 0 0
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