0001156375-16-000242.txt : 20160930
0001156375-16-000242.hdr.sgml : 20160930
20160930130620
ACCESSION NUMBER: 0001156375-16-000242
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160928
FILED AS OF DATE: 20160930
DATE AS OF CHANGE: 20160930
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CME GROUP INC.
CENTRAL INDEX KEY: 0001156375
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 364459170
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 S. WACKER DR.
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3129301000
MAIL ADDRESS:
STREET 1: 20 S. WACKER DR.
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: CHICAGO MERCANTILE EXCHANGE HOLDINGS INC
DATE OF NAME CHANGE: 20010802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Durkin Bryan T
CENTRAL INDEX KEY: 0001341363
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31553
FILM NUMBER: 161912245
MAIL ADDRESS:
STREET 1: 20 S. WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2016-09-28
0
0001156375
CME GROUP INC.
CME
0001341363
Durkin Bryan T
20 S. WACKER DRIVE
CHICAGO
IL
60606
0
1
0
0
Sr MD Chief Commercial Officer
Common Stock Class A
2016-09-28
4
M
0
11600.0
83.88
A
66936
D
Common Stock Class A
2016-09-28
4
S
0
11600.0
105.0929
D
55336
D
Common Stock Class A
2016-09-28
4
M
0
1734.0
56.87
A
57070
D
Common Stock Class A
2016-09-28
4
S
0
1734.0
105.0929
D
55336
D
Common Stock Class A
2016-09-28
4
S
0
1656.0
105.2
D
53680
D
Non-Qualified Stock Option (right to buy)
56.87
2016-09-28
4
M
0
1734.0
0.0
D
2010-09-15
2019-09-15
Common Stock Class A
1734
10226
D
Non-Qualified Stock Option (right to buy)
83.88
2016-09-28
4
M
0
11600.0
0.0
D
2013-06-16
2018-06-16
Common Stock Class A
11600
0
D
This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
On September 28, 2016, Mr. Durkin sold an aggregate of 13,334 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $107.09 to $107.99 and $108.01 to $108.62. The Company maintains a record of the transactions and copies will be provided upon request.
On September 28, 2016, Mr. Durkin sold an aggregate of 1,656 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $105.02 to $105.51. The Company maintains a record of the transactions and copies will be provided upon request.
These options were granted on September 15, 2009. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
These options were granted on June 16, 2008. They vest over a five-year period, with 20% vesting one year after the grant date and 20% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
By: Margaret Austin Wright For: Bryan Durkin
2016-09-29