0001156375-16-000242.txt : 20160930 0001156375-16-000242.hdr.sgml : 20160930 20160930130620 ACCESSION NUMBER: 0001156375-16-000242 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160928 FILED AS OF DATE: 20160930 DATE AS OF CHANGE: 20160930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CME GROUP INC. CENTRAL INDEX KEY: 0001156375 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 364459170 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129301000 MAIL ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: CHICAGO MERCANTILE EXCHANGE HOLDINGS INC DATE OF NAME CHANGE: 20010802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Durkin Bryan T CENTRAL INDEX KEY: 0001341363 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31553 FILM NUMBER: 161912245 MAIL ADDRESS: STREET 1: 20 S. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-09-28 0 0001156375 CME GROUP INC. CME 0001341363 Durkin Bryan T 20 S. WACKER DRIVE CHICAGO IL 60606 0 1 0 0 Sr MD Chief Commercial Officer Common Stock Class A 2016-09-28 4 M 0 11600.0 83.88 A 66936 D Common Stock Class A 2016-09-28 4 S 0 11600.0 105.0929 D 55336 D Common Stock Class A 2016-09-28 4 M 0 1734.0 56.87 A 57070 D Common Stock Class A 2016-09-28 4 S 0 1734.0 105.0929 D 55336 D Common Stock Class A 2016-09-28 4 S 0 1656.0 105.2 D 53680 D Non-Qualified Stock Option (right to buy) 56.87 2016-09-28 4 M 0 1734.0 0.0 D 2010-09-15 2019-09-15 Common Stock Class A 1734 10226 D Non-Qualified Stock Option (right to buy) 83.88 2016-09-28 4 M 0 11600.0 0.0 D 2013-06-16 2018-06-16 Common Stock Class A 11600 0 D This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. On September 28, 2016, Mr. Durkin sold an aggregate of 13,334 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $107.09 to $107.99 and $108.01 to $108.62. The Company maintains a record of the transactions and copies will be provided upon request. On September 28, 2016, Mr. Durkin sold an aggregate of 1,656 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $105.02 to $105.51. The Company maintains a record of the transactions and copies will be provided upon request. These options were granted on September 15, 2009. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances. These options were granted on June 16, 2008. They vest over a five-year period, with 20% vesting one year after the grant date and 20% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances. By: Margaret Austin Wright For: Bryan Durkin 2016-09-29