0001156375-14-000135.txt : 20141104
0001156375-14-000135.hdr.sgml : 20141104
20141104161334
ACCESSION NUMBER: 0001156375-14-000135
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141103
FILED AS OF DATE: 20141104
DATE AS OF CHANGE: 20141104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CME GROUP INC.
CENTRAL INDEX KEY: 0001156375
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 364459170
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 S. WACKER DR.
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3129301000
MAIL ADDRESS:
STREET 1: 20 S. WACKER DR.
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: CHICAGO MERCANTILE EXCHANGE HOLDINGS INC
DATE OF NAME CHANGE: 20010802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sammann Derek
CENTRAL INDEX KEY: 0001475318
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31553
FILM NUMBER: 141193333
MAIL ADDRESS:
STREET 1: 20 S. WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2014-11-03
0
0001156375
CME GROUP INC.
CME
0001475318
Sammann Derek
20 S. WACKER DRIVE
CHICAGO
IL
60606
0
1
0
0
Sr MD Commodities P&S
Common Stock Class A
2014-11-03
4
M
0
990.0
56.87
A
24033
D
Common Stock Class A
2014-11-03
4
S
0
990.0
84.2513
D
23043
D
Common Stock Class A
2014-11-03
4
M
0
2480.0
54.37
A
25523
D
Common Stock Class A
2014-11-03
4
S
0
2480.0
84.2513
D
23043
D
Common Stock Class A
2014-11-03
4
M
0
6320.0
54.3
A
29363
D
Common Stock Class A
2014-11-03
4
S
0
6320.0
84.2513
D
23043
D
Common Stock Class A
2014-11-03
4
M
0
210.0
66.25
A
23253
D
Common Stock Class A
2014-11-03
4
S
0
210.0
84.2513
D
23043
D
Non-Qualified Stock Option (right to buy)
54.3
2014-11-03
4
M
0
6320.0
0.0
D
2014-09-15
2020-09-15
Common Stock Class A
6320
0
D
Non-Qualified Stock Option (right to buy)
54.37
2014-11-03
4
M
0
2480.0
0.0
D
2014-09-15
2021-09-15
Common Stock Class A
2480
1240
D
Non-Qualified Stock Option (right to buy)
56.87
2014-11-03
4
M
0
990.0
0.0
D
2013-09-15
2019-09-15
Common Stock Class A
990
0
D
Non-Qualified Stock Option (right to buy)
66.25
2014-11-03
4
M
0
210.0
0.0
D
2013-12-15
2019-12-15
Common Stock Class A
210
2770
D
On November 3, 2014, Mr. Sammann sold a total of 10,000 shares of CME Group Class A common stock at an average price of $84.25 per share, including the exercise of options. The price ranges were $84.23 through $84.31. The Company maintains a record of the transactions and copies will be provided upon request.
On September 15, 2014, these options vested with respect to 100% of the granted number of shares covered by the option.
These options were granted on September 15, 2011. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
On September 15, 2013, these options vested with respect to 100% of the granted number of shares covered by the option.
On December 15, 2013, these options vested with respect to 100% of the granted number of shares covered by the option.
By: Margaret Austin Wright For: Derek Louis Samman
2014-11-04