0001156375-14-000135.txt : 20141104 0001156375-14-000135.hdr.sgml : 20141104 20141104161334 ACCESSION NUMBER: 0001156375-14-000135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141103 FILED AS OF DATE: 20141104 DATE AS OF CHANGE: 20141104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CME GROUP INC. CENTRAL INDEX KEY: 0001156375 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 364459170 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129301000 MAIL ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: CHICAGO MERCANTILE EXCHANGE HOLDINGS INC DATE OF NAME CHANGE: 20010802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sammann Derek CENTRAL INDEX KEY: 0001475318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31553 FILM NUMBER: 141193333 MAIL ADDRESS: STREET 1: 20 S. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-11-03 0 0001156375 CME GROUP INC. CME 0001475318 Sammann Derek 20 S. WACKER DRIVE CHICAGO IL 60606 0 1 0 0 Sr MD Commodities P&S Common Stock Class A 2014-11-03 4 M 0 990.0 56.87 A 24033 D Common Stock Class A 2014-11-03 4 S 0 990.0 84.2513 D 23043 D Common Stock Class A 2014-11-03 4 M 0 2480.0 54.37 A 25523 D Common Stock Class A 2014-11-03 4 S 0 2480.0 84.2513 D 23043 D Common Stock Class A 2014-11-03 4 M 0 6320.0 54.3 A 29363 D Common Stock Class A 2014-11-03 4 S 0 6320.0 84.2513 D 23043 D Common Stock Class A 2014-11-03 4 M 0 210.0 66.25 A 23253 D Common Stock Class A 2014-11-03 4 S 0 210.0 84.2513 D 23043 D Non-Qualified Stock Option (right to buy) 54.3 2014-11-03 4 M 0 6320.0 0.0 D 2014-09-15 2020-09-15 Common Stock Class A 6320 0 D Non-Qualified Stock Option (right to buy) 54.37 2014-11-03 4 M 0 2480.0 0.0 D 2014-09-15 2021-09-15 Common Stock Class A 2480 1240 D Non-Qualified Stock Option (right to buy) 56.87 2014-11-03 4 M 0 990.0 0.0 D 2013-09-15 2019-09-15 Common Stock Class A 990 0 D Non-Qualified Stock Option (right to buy) 66.25 2014-11-03 4 M 0 210.0 0.0 D 2013-12-15 2019-12-15 Common Stock Class A 210 2770 D On November 3, 2014, Mr. Sammann sold a total of 10,000 shares of CME Group Class A common stock at an average price of $84.25 per share, including the exercise of options. The price ranges were $84.23 through $84.31. The Company maintains a record of the transactions and copies will be provided upon request. On September 15, 2014, these options vested with respect to 100% of the granted number of shares covered by the option. These options were granted on September 15, 2011. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances. On September 15, 2013, these options vested with respect to 100% of the granted number of shares covered by the option. On December 15, 2013, these options vested with respect to 100% of the granted number of shares covered by the option. By: Margaret Austin Wright For: Derek Louis Samman 2014-11-04