Vice President

0001156185-16-000019.txt : 20161031 0001156185-16-000019.hdr.sgml : 20161031 20161031101250 ACCESSION NUMBER: 0001156185-16-000019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161031 DATE AS OF CHANGE: 20161031 EFFECTIVENESS DATE: 20161031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGH POINT BANK & TRUST CO CENTRAL INDEX KEY: 0001156185 IRS NUMBER: 560261570 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06667 FILM NUMBER: 161960323 BUSINESS ADDRESS: STREET 1: 300 NORTH MAIN STREET CITY: HIGH POINT STATE: NC ZIP: 27260 BUSINESS PHONE: 3368813618 MAIL ADDRESS: STREET 1: 300 NORTH MAIN STREET CITY: HIGH POINT STATE: NC ZIP: 27260 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001156185 XXXXXXXX 09-30-2016 09-30-2016 HIGH POINT BANK & TRUST CO

300 NORTH MAIN STREET HIGH POINT NC 27260

13F HOLDINGS REPORT 028-06667 N Lisa C Foster Vice President 336-881-3618 Lisa C Foster High Point NC 10-31-2016 0 435 376087 false INFORMATION TABLE 2 sep1613f.xml *Acme-McCrary Corporation Com 001060995 196 1875 SH SOLE 0 1875 0 0 Alps Alerian Mlp ETF Com 00162Q866 306 24128 SH SOLE 0 22878 0 1250 Alps Alerian Mlp ETF Com 00162Q866 31 2465 SH DFND 0 2465 0 0 AQR Multi-Strategy Alternative Fund Com 00203H792 8631 900967 SH SOLE 0 881191 15904 3873 AQR Multi-Strategy Alternative Fund Com 00203H792 591 61734 SH DFND 0 61734 0 0 AT&T Inc Com 00206R102 729 17941 SH SOLE 0 17941 0 0 AT&T Inc Com 00206R102 2021 49758 SH DFND 0 49758 0 0 Abbott Labs Com 002824100 208 4927 SH SOLE 0 4927 0 0 Abbott Labs Com 002824100 1209 28579 SH DFND 0 28579 0 0 Abbvie Inc Com Com 00287Y109 353 5599 SH SOLE 0 5599 0 0 Abbvie Inc Com Com 00287Y109 1787 28336 SH DFND 0 28336 0 0 Acuity Brands Inc Com 00508Y102 29 108 SH SOLE 0 108 0 0 Aegon N V Perf 6.5% Pfd Stk 007924400 5 205 SH DFND 0 205 0 0 Affiliated Managers Group Com 008252108 21 143 SH SOLE 0 143 0 0 Agilent Technologies Inc Com 00846U101 31 667 SH DFND 0 667 0 0 Air Prods & Chems Inc Com 009158106 56 375 SH SOLE 0 375 0 0 Air Prods & Chems Inc Com 009158106 1018 6768 SH DFND 0 6768 0 0 Alcoa Inc Com 013817101 1 125 SH SOLE 0 125 0 0 LTD Alliance Resource Com 01877R108 342 15400 SH DFND 0 15400 0 0 Alliant Energy Corporation Com 018802108 96 2500 SH DFND 0 2500 0 0 Allstate Corp Com 020002101 7 100 SH SOLE 0 100 0 0 Allstate Corp Com 020002101 351 5067 SH DFND 0 5067 0 0 Altria Group Inc Com 02209S103 151 2389 SH SOLE 0 2389 0 0 Altria Group Inc Com 02209S103 1233 19499 SH DFND 0 19499 0 0 Amazon.Com Inc Com 023135106 105 125 SH SOLE 0 125 0 0 Ameren Corp Com 023608102 35 721 SH SOLE 0 721 0 0 Ameren Corp Com 023608102 10 200 SH DFND 0 200 0 0 American Elec Pwr Inc Com 025537101 16 250 SH SOLE 0 250 0 0 American Elec Pwr Inc Com 025537101 36 557 SH DFND 0 557 0 0 American Express Co Com 025816109 2 33 SH DFND 0 33 0 0 Amerigas Partners L P Unit L P Int Com 030975106 8 167 SH SOLE 0 167 0 0 Amgen Inc Com 031162100 1001 6000 SH DFND 0 6000 0 0 Anadarko Pete Corp Com 032511107 19 300 SH SOLE 0 300 0 0 Anheuser-Busch F ADR Com 03524A108 148 1130 SH SOLE 0 1130 0 0 Ansys Inc Com 03662Q105 30 323 SH SOLE 0 323 0 0 Anthem, Inc Com 036752103 50 400 SH DFND 0 400 0 0 CEF Apollo Investment Com 03761U106 193 33300 SH DFND 0 33300 0 0 Apple Computer Inc Com 037833100 638 5642 SH SOLE 0 5033 0 609 Apple Computer Inc Com 037833100 155 1369 SH DFND 0 1369 0 0 Aptargroup Inc Com 038336103 17 222 SH SOLE 0 222 0 0 Aramark Com 03852U106 15 400 SH SOLE 0 400 0 0 Artisan Partners Asset Mgmt In Com 04316A108 6 211 SH SOLE 0 211 0 0 Assurenced Guaranty Muni 6.875%due 12/15/2 Pfd Stk 04623A205 26 1000 SH SOLE 0 1000 0 0 Automatic Data Processing In Com 053015103 879 9965 SH DFND 0 9965 0 0 AXA Sponsored ADR Com 054536107 0 15 SH DFND 0 15 0 0 BB&T Corp Com 054937107 776 20571 SH SOLE 0 20571 0 0 BB&T Corp Com 054937107 1425 37772 SH DFND 0 37772 0 0 BP PLC ADR Com 055622104 2 63 SH SOLE 0 63 0 0 BP PLC ADR Com 055622104 358 10193 SH DFND 0 10193 0 0 BNC Bancorp Com 05566T101 503 20680 SH SOLE 0 20680 0 0 BNC Bancorp Com 05566T101 107 4400 SH DFND 0 4400 0 0 Bank Of America Corporation Com 060505104 136 8704 SH SOLE 0 8704 0 0 Bank Of America Corporation Com 060505104 3 210 SH DFND 0 210 0 0 Barclays Bk 8.125% PFD ADR Pfd Stk 06739H362 7 250 SH SOLE 0 250 0 0 Baxter Intl Inc Com 071813109 19 400 SH SOLE 0 400 0 0 Baxter Intl Inc Com 071813109 44 915 SH DFND 0 915 0 0 W. 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Com 45866F104 33 122 SH DFND 0 122 0 0 International Business Machs Com 459200101 184 1159 SH SOLE 0 1159 0 0 International Business Machs Com 459200101 1655 10421 SH DFND 0 10421 0 0 Interval Leisure Group Inc Com stk Com 46113M108 5 301 SH SOLE 0 301 0 0 Interval Leisure Group Inc Com stk Com 46113M108 0 21 SH DFND 0 21 0 0 Intuit Com 461202103 55 504 SH SOLE 0 204 0 300 Edge MSCI Min Vol Emerging Markets ETF Com 464286533 5 97 SH SOLE 0 97 0 0 Edge MSCI Min Vol Emerging Markets ETF Com 464286533 113 2097 SH DFND 0 2097 0 0 iShares MSCI Eurozone ETF Com 464286608 9196 266633 SH SOLE 0 260672 4079 1882 iShares MSCI Eurozone ETF Com 464286608 255 7390 SH DFND 0 7390 0 0 iShares MSCI Pacific Ex-Japan Com 464286665 12 290 SH SOLE 0 290 0 0 iShares S&P Total U.S. Market ETF Com 464287150 228 4600 SH SOLE 0 4600 0 0 iShares Select Dividend Mid Cap Com 464287168 36 417 SH SOLE 0 417 0 0 iShares Select Dividend Mid Cap Com 464287168 29 343 SH DFND 0 343 0 0 iShares S&P 500 Large Cap ETF Com 464287200 2176 10001 SH SOLE 0 10001 0 0 iShares S&P 500 Large Cap ETF Com 464287200 4 20 SH DFND 0 20 0 0 iShares TRGS Corp Bond Fund ETF Com 464287242 68 552 SH SOLE 0 552 0 0 iShares TRGS Corp Bond Fund ETF Com 464287242 25 200 SH DFND 0 0 200 0 iShares MSCI EAFE Index ETF Com 464287465 706 11934 SH SOLE 0 11934 0 0 iShares S&P Mid Cap 400 ETF Com 464287507 8867 57313 SH SOLE 0 55882 1020 411 iShares S&P Mid Cap 400 ETF Com 464287507 502 3243 SH DFND 0 3243 0 0 iShares Russell Small Cap 2000 ETF Com 464287655 5377 43292 SH SOLE 0 42328 688 276 iShares Russell Small Cap 2000 ETF Com 464287655 372 2993 SH DFND 0 2993 0 0 iShares S&P Small Cap 600 ETF Com 464287804 13 105 SH SOLE 0 105 0 0 iShares MSCI Asia Ex-Japan ETF Com 464288182 10 160 SH SOLE 0 160 0 0 iShares MSCI Asia Ex-Japan ETF Com 464288182 62 1018 SH DFND 0 1018 0 0 iShares International Small Cap ETF Com 464288273 6 112 SH SOLE 0 112 0 0 iShares Global Infrastructure Com 464288372 7 162 SH SOLE 0 162 0 0 iShares Dow Jones International Dividend Sel Com 464288448 539 17992 SH SOLE 0 17992 0 0 iShares Dow Jones International Dividend Sel Com 464288448 4 149 SH DFND 0 149 0 0 iShares FTSE NAREIT All Mortgage Cap Indx ETF Com 464288539 151 14356 SH SOLE 0 14356 0 0 iShares FTSE NAREIT All Mortgage Cap Indx ETF Com 464288539 23 2203 SH DFND 0 2203 0 0 iShares 1-3 Year Credit Bond Fund ETF Com 464288646 64 608 SH DFND 0 208 400 0 Ishares S&P US PFD ETF Com 464288687 428 10848 SH SOLE 0 10848 0 0 Ishares S&P US PFD ETF Com 464288687 201 5078 SH DFND 0 5078 0 0 Edge MSCI Min Vol EAFE ETF Com 46429B689 9324 137845 SH SOLE 0 134332 1853 1660 Edge MSCI Min Vol EAFE ETF Com 46429B689 238 3517 SH DFND 0 3517 0 0 Edge MSCI Min Vol USA ETF Com 46429B697 10140 223211 SH SOLE 0 219220 2779 1212 Edge MSCI Min Vol USA ETF Com 46429B697 336 7389 SH DFND 0 7389 0 0 iShares TR MSCI United Kingdom ETF Com 46434V548 1 79 SH SOLE 0 79 0 0 Ivy International Core Equity Fund I Com 465899706 11 646 SH SOLE 0 646 0 0 J P Morgan Chase & Co Com 46625H100 220 3305 SH SOLE 0 2480 0 825 J P Morgan Chase & Co Com 46625H100 46 692 SH DFND 0 692 0 0 J P Morgan Chase & Co Com 46625H365 9 300 SH DFND 0 300 0 0 Johnson & Johnson Com 478160104 503 4258 SH SOLE 0 3708 0 550 Johnson & Johnson Com 478160104 1183 10011 SH DFND 0 10011 0 0 Jones Lang Lasalle Inc Com 48020Q107 6 50 SH SOLE 0 50 0 0 LP KKR & Co L P Del Com 48248M102 870 61000 SH DFND 0 61000 0 0 Keysight Techologies, Inc Com 49338L103 11 333 SH DFND 0 333 0 0 Kimberly Clark Corp Com 494368103 63 500 SH SOLE 0 500 0 0 Kinder Morgan Inc Del COM Com 49456B101 18 789 SH SOLE 0 789 0 0 Kinder Morgan Inc Del COM Com 49456B101 1248 53945 SH DFND 0 53945 0 0 Kirby Corp Com 497266106 17 270 SH SOLE 0 270 0 0 Kohls Corp Com 500255104 16 356 SH SOLE 0 356 0 0 L-3 Communications Holdings Com 502424104 15 99 SH DFND 0 99 0 0 Lab Corp Amer Hldgs New Com 50540R409 10 75 SH SOLE 0 75 0 0 Landstar Sys Inc Com 515098101 13 190 SH SOLE 0 190 0 0 L Paul Brayton, LTD Class B Com 516080991 0 325 SH SOLE 0 325 0 0 L-M Management Co, Inc Com 516084993 132 82 SH SOLE 0 82 0 0 Lauder Estee Cos Inc Class A Com 518439104 27 300 SH SOLE 0 0 0 300 Lennar Corp Class A Com 526057104 50 1175 SH SOLE 0 0 0 1175 Lilly Eli & Co Com 532457108 26 325 SH SOLE 0 325 0 0 Lilly Eli & Co Com 532457108 96 1200 SH DFND 0 1200 0 0 Lincoln Natl Corp Ind Com 534187109 236 5032 SH SOLE 0 5032 0 0 Lincoln Natl Corp Ind Com 534187109 244 5200 SH DFND 0 5200 0 0 Lockheed Martin Corp Com 539830109 3871 16146 SH DFND 0 16146 0 0 Lowes Cos Inc Com 548661107 102 1419 SH SOLE 0 1419 0 0 Lowes Cos Inc Com 548661107 50 699 SH DFND 0 699 0 0 Mile Post 234, Inc. Com 553248998 59 1250 SH SOLE 0 1250 0 0 MainGate MLP Fund Com 560599201 19 1868 SH DFND 0 1868 0 0 Manhattan Assocs Inc Com 562750109 15 260 SH SOLE 0 260 0 0 Manulife Financial Corporation Com 56501R106 9 646 SH SOLE 0 646 0 0 Markel Corp Com 570535104 42 45 SH SOLE 0 45 0 0 Marsh & McLennan Com 571748102 2 34 SH SOLE 0 34 0 0 Marriott Intl Inc New Com 571903202 85 1260 SH SOLE 0 560 0 700 Marriott Intl Inc New Com 571903202 3 41 SH DFND 0 41 0 0 Martin Marietta Materials Com 573284106 54 300 SH SOLE 0 300 0 0 Mastercard Inc Com 57636Q104 173 1700 SH SOLE 0 1700 0 0 Matthews Japan Fund Com 577130792 7772 371846 SH SOLE 0 361827 7235 2783 Matthews Japan Fund Com 577130792 152 7296 SH DFND 0 7296 0 0 Matthews Pacific Tiger Com 577130834 11016 423852 SH SOLE 0 413971 6924 2956 Matthews Pacific Tiger Com 577130834 282 10861 SH DFND 0 10861 0 0 McDonalds Corp Com 580135101 151 1306 SH SOLE 0 806 0 500 McDonalds Corp Com 580135101 12 100 SH DFND 0 100 0 0 Merck & Co Inc New Com 58933Y105 189 3030 SH SOLE 0 3030 0 0 Merck & Co Inc New Com 58933Y105 37 599 SH DFND 0 599 0 0 Merrill Lynch Cap Tr I Perf 6.45% Pfd Stk 590199204 10 384 SH DFND 0 384 0 0 Metlife Inc Com 59156R108 22 493 SH SOLE 0 493 0 0 Mettler Toledo International Com 592688105 15 35 SH SOLE 0 35 0 0 Metropolitan West Unconstrained Bond Fund Com 592905749 8310 697717 SH SOLE 0 697696 21 0 Metropolitan West Unconstrained Bond Fund Com 592905749 812 68160 SH DFND 0 67718 442 0 Microsoft Corp Com 594918104 180 3126 SH SOLE 0 3126 0 0 Microsoft Corp Com 594918104 1085 18831 SH DFND 0 18831 0 0 Mondelez International Inc Com 609207105 123 2808 SH SOLE 0 2808 0 0 Mondelez International Inc Com 609207105 645 14695 SH DFND 0 14695 0 0 Monsanto Company Com 61166W101 98 961 SH SOLE 0 961 0 0 Morgan Stanley Com 617446448 26 825 SH SOLE 0 825 0 0 Morningstar Inc Com 617700109 20 253 SH SOLE 0 253 0 0 Motorola Solutions, Inc. Com 620076307 53 700 SH SOLE 0 0 0 700 Motorola Solutions, Inc. 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Com 784203991 63 329 SH DFND 0 329 0 0 SPDR S&P 500 Large Cap ETF Com 78462F103 29131 134677 SH SOLE 0 131479 2257 941 SPDR S&P 500 Large Cap ETF Com 78462F103 1378 6370 SH DFND 0 6370 0 0 SPDR S&P Emerging Markets Small Cap ETF Com 78463X756 13 293 SH SOLE 0 70 223 0 SPDR S&P Emerging Markets Small Cap ETF Com 78463X756 15 351 SH DFND 0 351 0 0 SPDR International Real Estate ETF Com 78463X863 134 3211 SH SOLE 0 3211 0 0 SPDR International Real Estate ETF Com 78463X863 26 632 SH DFND 0 632 0 0 SPDR S&P Dividend ETF Com 78464A763 405 4802 SH SOLE 0 4802 0 0 SPDR S&P Dividend ETF Com 78464A763 842 9981 SH DFND 0 9981 0 0 Sally Beauty Hldgs Inc Com 79546E104 24 931 SH SOLE 0 931 0 0 Sanofi Aventis ADR Com 80105N105 191 5000 SH DFND 0 5000 0 0 Scana Corp New Com 80589M102 135 1861 SH SOLE 0 1861 0 0 Schein Henry Inc Com 806407102 22 134 SH SOLE 0 134 0 0 Schlumberger LTD Com 806857108 63 800 SH SOLE 0 800 0 0 Schlumberger LTD Com 806857108 252 3200 SH DFND 0 3200 0 0 Scripps Networks Interact Incl A Com 811065101 18 280 SH SOLE 0 280 0 0 Select Sector SBI Materials ETF Com 81369Y100 327 6850 SH SOLE 0 6850 0 0 Select Sector SBI Materials ETF Com 81369Y100 61 1270 SH DFND 0 1270 0 0 Select Sector SBI Healthcare ETF Com 81369Y209 80 1114 SH SOLE 0 1114 0 0 Select Sector SBI Healthcare ETF Com 81369Y209 187 2597 SH DFND 0 2500 97 0 SPDR Consumer Staples ETF Com 81369Y308 19 356 SH SOLE 0 356 0 0 SPDR Consumer Staples ETF Com 81369Y308 8 146 SH DFND 0 146 0 0 Select Sector SBI Int-Finl ETF Com 81369Y605 46 2368 SH SOLE 0 2368 0 0 Select Sector SBI Int-Tech ETF Com 81369Y803 181 3797 SH SOLE 0 3797 0 0 Select Sector SBI Int-Utils ETF Com 81369Y886 434 8867 SH SOLE 0 8867 0 0 Select Sector SBI Int-Utils ETF Com 81369Y886 63 1278 SH DFND 0 1278 0 0 Servicemaster Global Hldgs Inc Com 81761R109 9 270 SH SOLE 0 270 0 0 Shire PLC ADR Com 82481R106 28 145 SH DFND 0 145 0 0 Skyworks Solutions Inc Com 83088M102 3 37 SH SOLE 0 37 0 0 Sonoco Prods Co Com 835495102 808 15289 SH DFND 0 15289 0 0 Southern Co Com 842587107 147 2859 SH SOLE 0 2859 0 0 Southern Co Com 842587107 15 300 SH DFND 0 300 0 0 Spectra Energy Corp Com 847560109 247 5784 SH SOLE 0 5784 0 0 Spectra Energy Corp Com 847560109 147 3450 SH DFND 0 3450 0 0 Stryker Corp Com 863667101 4 34 SH DFND 0 34 0 0 Suburban Propane Partners L Unit LTD Partn Com 864482104 350 10500 SH DFND 0 10500 0 0 Suntrust Bks Inc Com 867914103 134 3065 SH SOLE 0 3065 0 0 Suntrust Bks Inc Com 867914103 91 2079 SH DFND 0 2079 0 0 Thomasville Dexel, Inc Com 871046991 3973 2352 SH SOLE 0 2352 0 0 Team Connection Inc Com 871047999 125 383 SH SOLE 0 383 0 0 Synchrony Finl Com Com 87165B103 13 460 SH SOLE 0 0 0 460 Sysco Corp Com 871829107 124 2527 SH SOLE 0 2527 0 0 Sysco Corp Com 871829107 475 9700 SH DFND 0 9700 0 0 TCF Financial Corp Com Com 872275102 3 200 SH SOLE 0 200 0 0 Taiwan Semiconductor Mfg Ltdadr Com 874039100 12 404 SH SOLE 0 404 0 0 Taiwan Semiconductor Mfg Ltdadr Com 874039100 26 841 SH DFND 0 841 0 0 Target Corp Com 87612E106 170 2482 SH SOLE 0 2482 0 0 Target Corp Com 87612E106 235 3416 SH DFND 0 3416 0 0 Teleflex Inc Com 879369106 27 163 SH SOLE 0 163 0 0 TVA Reset Secs 6.75% Due 06/01/2 Pfd Stk 880591300 10 400 SH SOLE 0 400 0 0 Tennessee Valley Auth Parrs A 2029 Pfd Stk 880591409 26 1000 SH SOLE 0 1000 0 0 Teva Pharmaceutical Inds Ltdadr Com 881624209 104 2252 SH DFND 0 2252 0 0 Texas Instrs Inc Com 882508104 112 1600 SH DFND 0 1600 0 0 Thermo Fisher Scientific Inc Com 883556102 56 350 SH SOLE 0 350 0 0 3M Co Com 88579Y101 54 305 SH SOLE 0 305 0 0 3M Co Com 88579Y101 125 712 SH DFND 0 712 0 0 Time Inc New Com Com 887228104 0 20 SH SOLE 0 20 0 0 Time Inc New Com Com 887228104 0 2 SH DFND 0 2 0 0 Time Warner Inc New Com 887317303 13 166 SH SOLE 0 166 0 0 Time Warner Inc New Com 887317303 2 22 SH DFND 0 22 0 0 Toll Brothers Inc Com 889478103 30 1000 SH SOLE 0 0 0 1000 Transcanada Corp ADR Com 89353D107 262 5500 SH DFND 0 5500 0 0 Travelers Companies Inc Com 89417E109 69 600 SH SOLE 0 600 0 0 Travelers Companies Inc Com 89417E109 9 80 SH DFND 0 80 0 0 Trinity Inds Inc Com 896522109 8 332 SH DFND 0 332 0 0 Twenty-First Century Fox, Inc. 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Index Ptf Admiral Com 921931200 1729 55858 SH DFND 0 55858 0 0 Vanguard Intermediate Bond ETF Com 921937819 163 1865 SH SOLE 0 1865 0 0 Vanguard Total Bond Market ETF Com 921937835 40 475 SH SOLE 0 475 0 0 Vanguard Total Bond Market ETF Com 921937835 42 500 SH DFND 0 0 500 0 Vanguard FTSE Developed Markets ETF Com 921943858 19 513 SH SOLE 0 513 0 0 Vanguard FTSE Developed Markets ETF Com 921943858 15 402 SH DFND 0 402 0 0 Vanguard All World Ex-US ETF Com 922042775 3828 84257 SH SOLE 0 84257 0 0 Vanguard All World Ex-US ETF Com 922042775 936 20596 SH DFND 0 19871 725 0 Vanguard Emerging Markets Large ETF Com 922042858 15 386 SH SOLE 0 386 0 0 Vanguard Emerging Markets Large ETF Com 922042858 295 7852 SH DFND 0 7852 0 0 Vanguard Energy ETF Com 92204A306 98 1000 SH SOLE 0 1000 0 0 Vanguard World Financials ETF Com 92204A405 8 154 SH SOLE 0 154 0 0 Vanguard Short Term Corp ETF Com 92206C409 7078 87870 SH SOLE 0 86642 3 1225 Vanguard Short Term Corp ETF Com 92206C409 551 6840 SH DFND 0 6840 0 0 Vanguard Intermediate Bond ETF Com 92206C870 7 82 SH SOLE 0 82 0 0 Vanguard Intermediate Bond ETF Com 92206C870 195 2177 SH DFND 0 2177 0 0 Varian Med Sys Inc Com 92220P105 15 152 SH SOLE 0 152 0 0 Vectrus Inc Com 92242T101 4 291 SH DFND 0 291 0 0 Vanguard LT Tax Exempt Adm Com 922907860 63 5221 SH SOLE 0 5221 0 0 Vanguard Mun Bd Fd Inc Intr Te Admrl Com 922907878 107 7411 SH SOLE 0 7411 0 0 Vanguard Ltd Term Tax Exempt Adm Com 922907886 48 4342 SH SOLE 0 4342 0 0 Vanguard Real Estate Inv TR ETF Com 922908553 4614 53192 SH SOLE 0 51840 709 643 Vanguard Real Estate Inv TR ETF Com 922908553 815 9393 SH DFND 0 9393 0 0 Vanguard Index Small Cap Growth ETF Com 922908595 3985 30240 SH DFND 0 30240 0 0 Vanguard Small Cap Value ETF Com 922908611 775 7000 SH DFND 0 7000 0 0 Vanguard Mid Cap ETF Com 922908629 5 36 SH SOLE 0 36 0 0 Vanguard Mid Cap ETF Com 922908629 1786 13800 SH DFND 0 13800 0 0 Vanguard 500 Index Admiral Com 922908710 147 733 SH SOLE 0 733 0 0 Vanguard Small Cap ETF Com 922908751 12 100 SH DFND 0 100 0 0 Vanguard Total Stock Market ETF Com 922908769 3460 31079 SH SOLE 0 31079 0 0 Vanguard Total Stock Market ETF Com 922908769 2971 26685 SH DFND 0 26375 310 0 Verizon Communications Com 92343V104 318 6110 SH SOLE 0 6110 0 0 Verizon Communications Com 92343V104 1211 23300 SH DFND 0 23300 0 0 Viacom Inc New Class B Com 92553P201 1 20 SH SOLE 0 20 0 0 Vodafone Group PLC New Com 92857W308 2 84 SH SOLE 0 84 0 0 Vodafone Group PLC New Com 92857W308 2 74 SH DFND 0 74 0 0 W P Carey Inc Com 92936U109 419 6500 SH DFND 0 6500 0 0 Wal Mart Stores Inc Com 931142103 72 1000 SH SOLE 0 1000 0 0 Wal Mart Stores Inc Com 931142103 10 140 SH DFND 0 140 0 0 Walgreens Boots Alliance Inc Com 931427108 662 8217 SH DFND 0 8217 0 0 Waste Management Inc New Com 94106L109 64 1000 SH SOLE 0 1000 0 0 Wells Fargo & Co New Com 949746101 315 7108 SH SOLE 0 7108 0 0 Wells Fargo & Co New Com 949746101 256 5783 SH DFND 0 5783 0 0 Wells Fargo & Co 8.0% PFD Non Cum Cl J Pfd Stk 949746879 14 500 SH SOLE 0 500 0 0 Wendys Co Com Com 95058W100 6 554 SH SOLE 0 554 0 0 Westamerica Bancorporation Com 957090103 9 174 SH SOLE 0 174 0 0 Wex Inc Com 96208T104 11 104 SH SOLE 0 104 0 0 The WhiteWave Foods Company Com 966244105 38 700 SH SOLE 0 0 0 700 Whole Food Market Com 966837106 9 300 SH SOLE 0 300 0 0 MLP Williams Partners L P New Com 96949L105 629 16901 SH DFND 0 16901 0 0 Wisdom Tree Dividend Ex-Financials Com 97717W406 19 236 SH SOLE 0 236 0 0 WisdomTree Japan Hedged Equity ETF Com 97717W851 17 405 SH SOLE 0 405 0 0 WisdomTree Japan Hedged Equity ETF Com 97717W851 12 288 SH DFND 0 288 0 0 Wisdom Tree Europe Hedged Equity Com 97717X701 32 598 SH SOLE 0 598 0 0 Wisdom Tree Europe Hedged Equity Com 97717X701 5 90 SH DFND 0 90 0 0 World Surveillance Group Inc Com 98157K100 0 4200 SH SOLE 0 4200 0 0 Xcel Energy Inc Com 98389B100 21 500 SH SOLE 0 500 0 0 Xylem Inc Com 98419M100 275 5246 SH DFND 0 5246 0 0 Yadkin Finl Corp Com Com 984305102 7 250 SH SOLE 0 250 0 0 Yum Brands Inc Com 988498101 87 960 SH DFND 0 960 0 0 Pernod Ricard NV Com F72027109 120 1020 SH SOLE 0 1020 0 0 Allergan PLC Com G0177J108 55 240 SH SOLE 0 0 0 240 Allergan PLC Com G0177J108 110 477 SH DFND 0 477 0 0 Aon PLC Com G0408V102 107 948 SH SOLE 0 948 0 0 Accenture PLC Ireland ADR Com G1151C101 57 464 SH SOLE 0 464 0 0 Accenture PLC Ireland ADR Com G1151C101 244 2000 SH DFND 0 2000 0 0 British American Tobacco Com G1510J102 64 1000 SH SOLE 0 1000 0 0 Weatherford International PLC Com G48833100 1 100 SH DFND 0 100 0 0 Invesco Ltd Com G491BT108 39 1250 SH DFND 0 1250 0 0 Johnson Ctrls International PLC Com G51502105 23 501 SH SOLE 0 501 0 0 Liberty Global PLC-Series C Com G5480U120 106 3200 SH SOLE 0 3200 0 0 Liberty Global Plc Lilac Cl C Com G5480U153 16 558 SH SOLE 0 558 0 0 Medtronic HLDG LTD USD0.0001 Com G5960L103 14 160 SH SOLE 0 160 0 0 Medtronic HLDG LTD USD0.0001 Com G5960L103 877 10149 SH DFND 0 10149 0 0 Noble Corp PLC Common Com G65431101 1 133 SH DFND 0 133 0 0 Chubb LTD Com H1467J104 33 300 SH SOLE 0 0 0 300 Compagnie Financiere Richemont AG Com H25662182 127 2100 SH SOLE 0 2100 0 0 Wells Fargo Dividend Equalization Pfd Stk KEK746889 0 80000 SH DFND 0 80000 0 0 ASML Hldg NV NY Reg Shs Com N07059210 52 475 SH SOLE 0 0 0 475 Heineken Holding Nv Com N39338194 143 1800 SH SOLE 0 1800 0 0 Navios Maritime Ptn LP Com Y62267102 1 400 SH DFND 0 400 0 0