0001209191-21-049624.txt : 20210804
0001209191-21-049624.hdr.sgml : 20210804
20210804162714
ACCESSION NUMBER: 0001209191-21-049624
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210802
FILED AS OF DATE: 20210804
DATE AS OF CHANGE: 20210804
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Whitaker Corby C
CENTRAL INDEX KEY: 0001610273
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 211144403
MAIL ADDRESS:
STREET 1: C/O ASPEN AEROGELS, INC.
STREET 2: 30 FORBES ROAD, BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN AEROGELS INC
CENTRAL INDEX KEY: 0001145986
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
IRS NUMBER: 043559972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
BUSINESS PHONE: 5086911111
MAIL ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-08-02
0
0001145986
ASPEN AEROGELS INC
ASPN
0001610273
Whitaker Corby C
C/O ASPEN AEROGELS, INC.
30 FORBES ROAD, BUILDING B
NORTHBOROUGH
MA
01532
0
1
0
0
SVP, Sales and Marketing
Common Stock
2021-08-02
4
M
0
4258
7.54
A
114438
D
Common Stock
2021-08-02
4
M
0
30000
4.60
A
144438
D
Common Stock
2021-08-02
4
S
0
34258
36.27
D
110180
D
Common Stock
2021-08-03
4
M
0
8000
4.60
A
118180
D
Common Stock
2021-08-03
4
S
0
8000
37.78
D
110180
D
Stock Option (Right to Buy)
7.54
2021-08-02
4
M
0
4258
0.00
D
2025-03-11
Common Stock
4258
0
D
Stock Option (Right to Buy)
4.60
2021-08-02
4
M
0
30000
0.00
D
2028-02-28
Common Stock
30000
22735
D
Stock Option (Right to Buy)
4.60
2021-08-03
4
M
0
8000
0.00
D
2028-02-28
Common Stock
11657
14735
D
Represents 95,604 shares of Common Stock and 18,834 Restricted Stock Units.
Represents 125,604 shares of Common Stock and 18,834 Restricted Stock Units.
Average price with actual price ranging from $35.7600 and $37.05. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Represents 91,346 shares of Common Stock and 18,834 Restricted Stock Units.
Represents 99,346 shares of Common Stock and 18,834 Restricted Stock Units.
Average price with actual price ranging from $37.6200 and $37.9950. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
This option is fully vested and exercisable.
/s/ Poongunran Muthukumaran, Attorney-in-Fact
2021-08-04