0001209191-21-049624.txt : 20210804 0001209191-21-049624.hdr.sgml : 20210804 20210804162714 ACCESSION NUMBER: 0001209191-21-049624 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210802 FILED AS OF DATE: 20210804 DATE AS OF CHANGE: 20210804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whitaker Corby C CENTRAL INDEX KEY: 0001610273 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36481 FILM NUMBER: 211144403 MAIL ADDRESS: STREET 1: C/O ASPEN AEROGELS, INC. STREET 2: 30 FORBES ROAD, BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN AEROGELS INC CENTRAL INDEX KEY: 0001145986 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 043559972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 BUSINESS PHONE: 5086911111 MAIL ADDRESS: STREET 1: 30 FORBES ROAD STREET 2: BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-02 0 0001145986 ASPEN AEROGELS INC ASPN 0001610273 Whitaker Corby C C/O ASPEN AEROGELS, INC. 30 FORBES ROAD, BUILDING B NORTHBOROUGH MA 01532 0 1 0 0 SVP, Sales and Marketing Common Stock 2021-08-02 4 M 0 4258 7.54 A 114438 D Common Stock 2021-08-02 4 M 0 30000 4.60 A 144438 D Common Stock 2021-08-02 4 S 0 34258 36.27 D 110180 D Common Stock 2021-08-03 4 M 0 8000 4.60 A 118180 D Common Stock 2021-08-03 4 S 0 8000 37.78 D 110180 D Stock Option (Right to Buy) 7.54 2021-08-02 4 M 0 4258 0.00 D 2025-03-11 Common Stock 4258 0 D Stock Option (Right to Buy) 4.60 2021-08-02 4 M 0 30000 0.00 D 2028-02-28 Common Stock 30000 22735 D Stock Option (Right to Buy) 4.60 2021-08-03 4 M 0 8000 0.00 D 2028-02-28 Common Stock 11657 14735 D Represents 95,604 shares of Common Stock and 18,834 Restricted Stock Units. Represents 125,604 shares of Common Stock and 18,834 Restricted Stock Units. Average price with actual price ranging from $35.7600 and $37.05. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Represents 91,346 shares of Common Stock and 18,834 Restricted Stock Units. Represents 99,346 shares of Common Stock and 18,834 Restricted Stock Units. Average price with actual price ranging from $37.6200 and $37.9950. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. This option is fully vested and exercisable. /s/ Poongunran Muthukumaran, Attorney-in-Fact 2021-08-04