0001209191-17-027780.txt : 20170420
0001209191-17-027780.hdr.sgml : 20170420
20170420194836
ACCESSION NUMBER: 0001209191-17-027780
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170419
FILED AS OF DATE: 20170420
DATE AS OF CHANGE: 20170420
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN AEROGELS INC
CENTRAL INDEX KEY: 0001145986
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030]
IRS NUMBER: 043559972
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
BUSINESS PHONE: 5086911111
MAIL ADDRESS:
STREET 1: 30 FORBES ROAD
STREET 2: BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gervis Robert M.
CENTRAL INDEX KEY: 0001472399
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36481
FILM NUMBER: 17773961
MAIL ADDRESS:
STREET 1: 1000 ABERNATHY ROAD N.E.
STREET 2: SUITE 1200
CITY: ATLANTA
STATE: GA
ZIP: 30328
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-04-19
0
0001145986
ASPEN AEROGELS INC
ASPN
0001472399
Gervis Robert M.
C/O ASPEN AEROGELS, INC.
30 FORBES ROAD, BUILDING B
NORTHBOROUGH
MA
01532
1
0
0
0
Common Stock
2017-04-19
4
P
0
4200
3.98
A
53856
I
Held by Robert Gervis 2014 Grantor Retained Annuity Trust
Common Stock
2017-04-19
4
P
0
4600
3.98
A
79717
D
Common Stock
2017-04-20
4
P
0
5300
3.99
A
59156
I
Held by Robert Gervis 2014 Grantor Retained Annuity Trust
Common Stock
2017-04-20
4
P
0
5400
3.99
A
85117
D
This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the Robert Gervis 2014 Grantor Retained Annuity Trust adopted on November 18, 2016.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.96 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee.
This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the reporting person adopted on November 18, 2016.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.97 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
/s/ Robert M. Gervis
2017-04-20