0001127602-12-000370.txt : 20120104
0001127602-12-000370.hdr.sgml : 20120104
20120104080127
ACCESSION NUMBER: 0001127602-12-000370
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111230
FILED AS OF DATE: 20120104
DATE AS OF CHANGE: 20120104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RIGG ROBERT E
CENTRAL INDEX KEY: 0001145539
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22537-01
FILM NUMBER: 12503946
MAIL ADDRESS:
STREET 1: NATIONAL PENN BANCSHARES INC
STREET 2: PHILADELPHIA & READING AVENUES
CITY: BOYERTOWN
STATE: PA
ZIP: 19512
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATIONAL PENN BANCSHARES INC
CENTRAL INDEX KEY: 0000700733
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 232215075
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PHILADELPHIA AND READING AVES
STREET 2: PO BOX 547
CITY: BOYERTOWN
STATE: PA
ZIP: 19512
BUSINESS PHONE: 1-800-822-3321
MAIL ADDRESS:
STREET 1: PHILADELPHIA AND READING AVES
STREET 2: P. O. BOX 547
CITY: BOYERTOWN
STATE: PA
ZIP: 19512
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2011-12-30
0000700733
NATIONAL PENN BANCSHARES INC
NPBC
0001145539
RIGG ROBERT E
PHILADELPHIA & READING AVENUES
P. O. BOX 547
BOYERTOWN
PA
19512-0547
1
Common Stock
2011-12-28
5
G
0
E
11765
0
D
544515.6088
D
Common Stock
8159
I
Spouse
Phantom Stock (Deferred Stock)
2011-12-30
4
A
0
1118.9634
8.49
A
Common Stock
1118.9634
38917.4005
D
Phantom Stock (Deferred Stock)
Common Stock
18113.6882
18113.6882
D
1 for 1
The phantom stock units were accrued under the National Penn Bancshares, Inc. Directors' Fee Plan and are to be settled in National Penn Bancshares, Inc. common stock upon the reporting person's retirement as a director or reaching the age of 65, as elected by such person.
The phantom stock units granted under the National Penn Bancshares, Inc. Long-Term Incentive Compensation Plan are to be settled in National Penn Bancshares, Inc. common stock upon the reporting person's retirement from the Board.
Balance includes Phantom stock units acquired upon "reinvestment of dividends accrued on phantom stock units under the Long-Term Incentive Compensation Plan. Because the Company has a dividend reinvestment plan available to substantially all of its shareholders on terms similar to the dividend reinvestment feature of the Long-Term Incentive Compensation Plan, the acquisition of phantom stock units with "reinvested" dividends is exempt from the line item reporting under SEC Rule 16a-11.
Balance includes Phantom stock units acquired upon "reinvestment" of dividends accrued on phantom stock units under the Directors' Fee Plan. Because the Company has a dividend reinvestment plan available to substantially all of its shareholders on terms similar to the dividend reinvestment feature of the Directors' Fee Plan, the acquisition of phantom stock units with "reinvested" dividends is exempt from line item reporting under SEC Rule 16a-11.
Balance includes shares acquired upon reinvestment of cash dividends under the Company's exempt Dividend Reinvestment Plan.
/s/ H. Anderson Ellsworth, by power of attorney
2012-01-04