0001567619-18-003387.txt : 20181001 0001567619-18-003387.hdr.sgml : 20181001 20181001170952 ACCESSION NUMBER: 0001567619-18-003387 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181001 DATE AS OF CHANGE: 20181001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NILSEN TERESA M CENTRAL INDEX KEY: 0001165098 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36423 FILM NUMBER: 181098361 MAIL ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HENNESSY ADVISORS INC CENTRAL INDEX KEY: 0001145255 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 680176227 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 BUSINESS PHONE: 415-899-1555 MAIL ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 4 1 doc1.xml FORM 4 X0306 4 2018-09-30 0 0001145255 HENNESSY ADVISORS INC HNNA 0001165098 NILSEN TERESA M 7250 REDWOOD BLVD., SUITE 200 NOVATO CA 94945 1 1 0 0 President, COO and Secretary Common Stock 2018-09-30 4 F 0 1951.5 13.85 D 148956.5 D Common Stock 8285 I FBO Children Common Stock 1518 I By Spouse's IRA Represents shares withheld for payment of taxes incident to the vesting of restricted shares. /s/ Peter D. Fetzer, Attorney-in-Fact for Teresa M. Nilsen 2018-10-01