0001567619-18-003387.txt : 20181001
0001567619-18-003387.hdr.sgml : 20181001
20181001170952
ACCESSION NUMBER: 0001567619-18-003387
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181001
DATE AS OF CHANGE: 20181001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NILSEN TERESA M
CENTRAL INDEX KEY: 0001165098
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36423
FILM NUMBER: 181098361
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HENNESSY ADVISORS INC
CENTRAL INDEX KEY: 0001145255
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 680176227
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
BUSINESS PHONE: 415-899-1555
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
4
1
doc1.xml
FORM 4
X0306
4
2018-09-30
0
0001145255
HENNESSY ADVISORS INC
HNNA
0001165098
NILSEN TERESA M
7250 REDWOOD BLVD., SUITE 200
NOVATO
CA
94945
1
1
0
0
President, COO and Secretary
Common Stock
2018-09-30
4
F
0
1951.5
13.85
D
148956.5
D
Common Stock
8285
I
FBO Children
Common Stock
1518
I
By Spouse's IRA
Represents shares withheld for payment of taxes incident to the vesting of restricted shares.
/s/ Peter D. Fetzer, Attorney-in-Fact for Teresa M. Nilsen
2018-10-01