0001437749-23-025369.txt : 20230907
0001437749-23-025369.hdr.sgml : 20230907
20230907133558
ACCESSION NUMBER: 0001437749-23-025369
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230906
FILED AS OF DATE: 20230907
DATE AS OF CHANGE: 20230907
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OFFENBACH RODGER
CENTRAL INDEX KEY: 0001165093
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36423
FILM NUMBER: 231241776
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HENNESSY ADVISORS INC
CENTRAL INDEX KEY: 0001145255
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 680176227
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
BUSINESS PHONE: 415-899-1555
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
4
1
rdgdoc.xml
FORM 4
X0508
4
2023-09-06
0001145255
HENNESSY ADVISORS INC
HNNA
0001165093
OFFENBACH RODGER
7250 REDWOOD BLVD
SUITE 200
NOVATO
CA
94945
1
Advisory Committee Member
0
Common Stock
2023-09-06
4
S
0
10000
6.7236
D
105573
D
Common Stock
8902
I
By IRA
Common Stock
6370
I
By Spouse's IRA
The price in Column 4 is a weighted average price. The prices actually received ranged from $6.66 to $6.77. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in the Form 4 utilizing an average weighted price.
/s/ Teresa M. Nilsen, Attorney-in-Fact for Rodger Offenbach
2023-09-07