0001140361-16-080837.txt : 20160927
0001140361-16-080837.hdr.sgml : 20160927
20160927170754
ACCESSION NUMBER: 0001140361-16-080837
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160923
FILED AS OF DATE: 20160927
DATE AS OF CHANGE: 20160927
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HENNESSY ADVISORS INC
CENTRAL INDEX KEY: 0001145255
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 680176227
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
BUSINESS PHONE: 415-899-1555
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NILSEN TERESA M
CENTRAL INDEX KEY: 0001165098
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36423
FILM NUMBER: 161905122
MAIL ADDRESS:
STREET 1: 7250 REDWOOD BLVD.
STREET 2: SUITE 200
CITY: NOVATO
STATE: CA
ZIP: 94945
4
1
doc1.xml
FORM 4
X0306
4
2016-09-23
0
0001145255
HENNESSY ADVISORS INC
HNNA
0001165098
NILSEN TERESA M
7250 REDWOOD BLVD., SUITE 200
NOVATO
CA
94945
1
1
0
0
EVP, CFO and Secretary
Common Stock
2016-09-23
4
F
0
1409
34.94
D
98659
D
Common Stock
2016-09-27
4
S
0
2000
35.2053
D
96659
D
Common Stock
2024
I
FBO Children
Common Stock
1012
I
By Spouse's IRA
Represents shares withheld for payment of taxes incident to the vesting of restricted shares.
The price in Column 4 is a weighted average price. The prices actually received ranged from $35.16 to $35.26. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
/s/ Peter D. Fetzer, Attorney-in-Fact for Teresa M. Nilsen
2016-09-27