0001567619-21-010156.txt : 20210514 0001567619-21-010156.hdr.sgml : 20210514 20210514153852 ACCESSION NUMBER: 0001567619-21-010156 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210514 EFFECTIVENESS DATE: 20210514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: THORNBURG INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001145020 IRS NUMBER: 850301299 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06605 FILM NUMBER: 21924232 BUSINESS ADDRESS: STREET 1: 2300 NORTH RIDGETOP ROAD CITY: SANTA FE STATE: NM ZIP: 87506-8361 BUSINESS PHONE: 5059840200 MAIL ADDRESS: STREET 1: 2300 NORTH RIDGETOP ROAD CITY: SANTA FE STATE: NM ZIP: 87506-8361 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001145020 XXXXXXXX 03-31-2021 03-31-2021 THORNBURG INVESTMENT MANAGEMENT INC
2300 NORTH RIDGETOP ROAD SANTA FE NM 87506-8361
13F HOLDINGS REPORT 028-06605 N
stephen velie Chief Compliance Officer 5054677283 Stephen Velie Santa Fe NM 05-14-2021 0 207 8615564 false
INFORMATION TABLE 2 form13fInfoTable.xml QUIMICA Y MINERA CHIL-R RIGHT 04/19/2021 833636111 172 55553 SH SOLE 55553 0 0 21VIANET GROUP INC-ADR SPONSORED ADS A 90138A103 80812 2501921 SH SOLE 2490805 0 11116 ABB LTD-SPON ADR SPONSORED ADR 000375204 10056 330044 SH SOLE 325467 0 4577 ALIBABA GROUP HOLDING-SP ADR SPONSORED ADS 01609W102 340455 1501586 SH SOLE 1495822 0 5764 ASML HOLDING NV-NY REG SHS N Y REGISTRY SHS N07059210 42689 69148 SH SOLE 68111 0 1037 ASTRAZENECA PLC-SPONS ADR SPONSORED ADR 046353108 43564 876194 SH SOLE 862928 0 13266 ERICSSON (LM) TEL-SP ADR ADR B SEK 10 294821608 16423 1245082 SH SOLE 1227772 0 17310 GDS HOLDINGS LTD - ADR SPONSORED ADS 36165L108 39065 481750 SH SOLE 481750 0 0 GRUPO AEROPORTUARIO PAC-ADR SPON ADR B 400506101 1110 10549 SH SOLE 10534 0 15 HDFC BANK LTD-ADR SPONSORED ADS 40415F101 5312 68372 SH SOLE 68279 0 93 HUYA INC-ADR ADS REP SHS A 44852D108 21 1102 SH SOLE 1084 0 18 ICICI BANK LTD-SPON ADR ADR 45104G104 5196 324118 SH SOLE 323638 0 480 INFOSYS LTD-SP ADR SPONSORED ADR 456788108 6266 334706 SH SOLE 334673 0 33 KE HOLDINGS INC SPONSORED ADS 482497104 35181 617430 SH SOLE 613961 0 3469 MITSUBISHI UFJ FINL-SPON ADR SPONSORED ADS 606822104 11635 2162603 SH SOLE 2132005 0 30598 NATURA &CO HOLDING-ADR ADS 63884N108 1195 70316 SH SOLE 70316 0 0 NETEASE INC-ADR SPONSORED ADS 64110W102 1185 11474 SH SOLE 11458 0 16 NOVARTIS AG-SPONSORED ADR SPONSORED ADR 66987V109 801 9370 SH SOLE 9370 0 0 ORANGE-SPON ADR SPONSORED ADR 684060106 1564 126832 SH SOLE 126832 0 0 PINDUODUO INC-ADR SPONSORED ADS 722304102 2473 18471 SH SOLE 18471 0 0 QUIMICA Y MINERA CHIL-SP ADR SPON ADR SER B 833635105 17286 325720 SH SOLE 325680 0 40 ROYAL DUTCH SHELL-SPON ADR-A SPONS ADR A 780259206 520 13251 SH SOLE 13251 0 0 SEA LTD-ADR SPONSORD ADS 81141R100 19503 87368 SH SOLE 86872 0 496 SONY GROUP CORP-SPONSORED ADR SPONSORED ADR 835699307 9382 88499 SH SOLE 87250 0 1249 TAIWAN SEMICONDUCTOR-SP ADR SPONSORED ADS 874039100 148804 1258068 SH SOLE 1248735 0 9333 TAL EDUCATION GROUP- ADR SPONSORED ADS 874080104 48805 906307 SH SOLE 901327 0 4980 TELEFONICA BRASIL-ADR NEW ADR 87936R205 1479 187889 SH SOLE 187736 0 153 TELKOM INDONESIA PERSERO-ADR SPONSORED ADR 715684106 973 41160 SH SOLE 41098 0 62 TOTAL SE-SPON ADR SPONSORED ADS 89151E109 14060 302111 SH SOLE 297856 0 4255 VODAFONE GROUP PLC-SP ADR SPONSORED ADR 92857W308 763 41413 SH SOLE 41413 0 0 YATSEN HOLDING LTD-ADR ADS 985194109 6485 525118 SH SOLE 525118 0 0 ZHIHU INC - ADR ADS 98955N108 315 38802 SH SOLE 38802 0 0 ABBVIE INC COM 00287Y109 373875 3454768 SH SOLE 3454768 0 0 ACTIVISION BLIZZARD INC COM 00507V109 126315 1358225 SH SOLE 1350056 0 8169 AES CORP COM 00130H105 23111 862011 SH SOLE 862011 0 0 ALPHABET INC-CL A CAP STK CL A 02079K305 75767 36735 SH SOLE 36735 0 0 ALPHABET INC-CL C CAP STK CL C 02079K107 11638 5626 SH SOLE 5626 0 0 ALTERYX INC - CLASS A COM CL A 02156B103 11241 135495 SH SOLE 135495 0 0 ALTRIA GROUP INC COM 02209S103 87 1709 SH SOLE 1709 0 0 AMAZON.COM INC COM 023135106 8060 2605 SH SOLE 2605 0 0 AMEDISYS INC COM COM 023436108 34595 130651 SH SOLE 130651 0 0 APOLLO INVESTMENT CORP COM NEW 03761U502 58233 4244410 SH SOLE 4244410 0 0 APPLE INC COM 037833100 3488 28555 SH SOLE 28555 0 0 ARES CAPITAL CORP COM 04010L103 281 15037 SH SOLE 15037 0 0 ASSURED GUARANTY LTD COM G0585R106 29253 691893 SH SOLE 691893 0 0 ATLASSIAN CORP PLC-CLASS A CL A G06242104 45999 218251 SH SOLE 216890 0 1361 AVALARA INC COM 05338G106 14158 106105 SH SOLE 106105 0 0 AVANTOR INC COM 05352A100 51805 1790691 SH SOLE 1790691 0 0 BALLARD POWER SYSTEMS INC COM 058586108 1667 68505 SH SOLE 68505 0 0 BLACK KNIGHT INC COM 09215C105 39236 530282 SH SOLE 530282 0 0 BOOZ ALLEN HAMILTON HOLDINGS CL A 099502106 29803 370089 SH SOLE 370089 0 0 BRIGHT HORIZON FAMILY COM COM 109194100 15546 90671 SH SOLE 90671 0 0 BROADCOM INC COM 11135F101 362735 782329 SH SOLE 782329 0 0 BUILDERS FIRSTSOURCE INC COM 12008R107 15096 325552 SH SOLE 325552 0 0 BUMBLE INC-A COM CL A 12047B105 2044 32773 SH SOLE 32773 0 0 CACI INTERNATIONAL INC -CL A CL A 127190304 25406 103000 SH SOLE 103000 0 0 CANADIAN PACIFIC RAILWAY LTD COM 13645T100 100096 263903 SH SOLE 263357 0 546 CAPITAL ONE FINANCIAL CORP COM 14040H105 100268 788081 SH SOLE 788081 0 0 CARGURUS INC COM CL A 141788109 533 22375 SH SOLE 22375 0 0 CARMAX INC COM 143130102 2208 16647 SH SOLE 16647 0 0 CASELLA WASTE SYSTEMS INC-A CL A 147448104 32178 506178 SH SOLE 506178 0 0 CF INDUSTRIES HOLDINGS INC COM 125269100 39349 867111 SH SOLE 867111 0 0 CHART INDUSTRIES INC COM 16115Q308 38221 268503 SH SOLE 268503 0 0 CISCO SYSTEMS INC COM 17275R102 96698 1870003 SH SOLE 1870003 0 0 CITIGROUP INC COM NEW 172967424 316533 4350969 SH SOLE 4347995 0 2974 CLEAN HARBORS INC COM 184496107 14355 170767 SH SOLE 170767 0 0 CME GROUP INC COM 12572Q105 438587 2147517 SH SOLE 2146809 0 708 COHU INC COM 192576106 26241 627180 SH SOLE 627180 0 0 COOPER COS INC/THE COM NEW 216648402 3690 9606 SH SOLE 9606 0 0 COUPANG INC CL A 22266T109 485 9827 SH SOLE 9813 0 14 COURSERA INC COM 22266M104 6933 154072 SH SOLE 154072 0 0 CREDICORP LTD COM G2519Y108 23245 170208 SH SOLE 170191 0 17 CROWN HOLDINGS INC COM 228368106 25098 258636 SH SOLE 258636 0 0 DARLING INGREDIENTS INC COM 237266101 29944 406959 SH SOLE 406959 0 0 DAVITA INC COM 23918K108 11150 103459 SH SOLE 103459 0 0 DIAMONDBACK ENERGY INC COM 25278X109 24035 327047 SH SOLE 327047 0 0 DOMINION ENERGY INC COM 25746U109 118 1556 SH SOLE 1556 0 0 EARGO INC COM 270087109 5742 114951 SH SOLE 114951 0 0 ELASTIC NV ORD SHS N14506104 31430 282640 SH SOLE 282640 0 0 ELEMENT SOLUTIONS INC COM 28618M106 13355 730170 SH SOLE 730170 0 0 ENTEGRIS INC COM 29362U104 33617 300693 SH SOLE 300693 0 0 EPAM SYSTEMS INC COM 29414B104 9602 24205 SH SOLE 24202 0 3 EQUITABLE HOLDINGS INC COM 29452E101 190458 5838692 SH SOLE 5838692 0 0 ESTEE LAUDER COMPANIES-CL A CL A 518439104 323 1110 SH SOLE 1110 0 0 EVENTBRITE INC-CLASS A COM CL A 29975E109 7046 317975 SH SOLE 317975 0 0 FACEBOOK INC-CLASS A CL A 30303M102 73818 250629 SH SOLE 250629 0 0 FERRARI NV COM N3167Y103 66946 319888 SH SOLE 317971 0 1917 FLEX LTD ORD Y2573F102 15992 873399 SH SOLE 873399 0 0 FLOOR & DECOR HOLDINGS INC-A CL A 339750101 32884 344409 SH SOLE 344409 0 0 FOX FACTORY HOLDING CORP COM 35138V102 18422 144990 SH SOLE 144990 0 0 FRESHPET INC COM 358039105 31391 197661 SH SOLE 197661 0 0 GLOBANT SA COM L44385109 49438 238127 SH SOLE 238122 0 5 GROCERY OUTLET HOLDING CORP COM 39874R101 32446 879536 SH SOLE 879536 0 0 HAEMONETICS CORP/MASS COM 405024100 18889 170153 SH SOLE 170153 0 0 HESKA CORP COM RESTRC NEW 42805E306 29257 173673 SH SOLE 173673 0 0 HOME DEPOT INC COM 437076102 317867 1041333 SH SOLE 1041333 0 0 HORIZON THERAPEUTICS PLC SHS G46188101 45821 497834 SH SOLE 497834 0 0 HUNTSMAN CORP COM 447011107 14731 510962 SH SOLE 510962 0 0 IAA INC COM 449253103 23709 429981 SH SOLE 429981 0 0 INNOVAGE HOLDING CORP COM 45784A104 1247 48363 SH SOLE 48363 0 0 INTL FLAVORS & FRAGRANCES COM 459506101 581 4162 SH SOLE 4162 0 0 IPG PHOTONICS CORP COM 44980X109 9805 46483 SH SOLE 46477 0 6 ITT INC COM 45073V108 20337 223700 SH SOLE 223700 0 0 JAMES RIVER GROUP HOLDINGS L COM G5005R107 2102 46069 SH SOLE 46069 0 0 JONES LANG LASALLE INC COM 48020Q107 25635 143181 SH SOLE 143181 0 0 JPMORGAN CHASE & CO COM 46625H100 443679 2914529 SH SOLE 2913379 0 1150 KODIAK SCIENCES INC COM 50015M109 7009 61810 SH SOLE 61810 0 0 KORNIT DIGITAL LTD SHS M6372Q113 16635 167825 SH SOLE 167825 0 0 KRATOS DEFENSE & SECURITY COM NEW 50077B207 11933 437411 SH SOLE 437411 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 15631 77122 SH SOLE 77122 0 0 LESLIE'S INC COM 527064109 8309 339283 SH SOLE 339283 0 0 LIGHTSPEED POS INC-SUB VOTE SUB VTG SHS 53227R106 11271 179438 SH SOLE 179438 0 0 LINDE PLC SHS G5494J103 11221 40055 SH SOLE 39497 0 558 LIVEPERSON INC COM 538146101 9734 184569 SH SOLE 184569 0 0 LIVERAMP HOLDINGS INC COM 53815P108 28984 558668 SH SOLE 558668 0 0 LOCKHEED MARTIN CORP COM 539830109 143 386 SH SOLE 386 0 0 LPL FINANCIAL HOLDINGS INC COM 50212V100 27231 191554 SH SOLE 191554 0 0 LYONDELLBASELL INDU-CL A SHS - A - N53745100 127283 1223285 SH SOLE 1223285 0 0 MASTERCARD INC - A CL A 57636Q104 163460 459094 SH SOLE 457453 0 1641 MAXLINEAR INC COM 57776J100 23143 679075 SH SOLE 679075 0 0 MERCADOLIBRE INC COM 58733R102 103238 70128 SH SOLE 69683 0 445 MERCK & CO. INC. COM 58933Y105 140903 1827775 SH SOLE 1827775 0 0 MICRON TECHNOLOGY INC COM 595112103 116107 1316255 SH SOLE 1310207 0 6048 MICROSOFT CORP COM 594918104 6748 28622 SH SOLE 28622 0 0 MIRATI THERAPEUTICS INC COM 60468T105 7091 41397 SH SOLE 41397 0 0 MONOLITHIC PWR SYS INC COM COM 609839105 13322 37716 SH SOLE 37716 0 0 NANOSTRING TECHNOLOGIES INC COM 63009R109 10299 156736 SH SOLE 156736 0 0 NATERA INC COM 632307104 13342 131398 SH SOLE 131398 0 0 NEVRO CORP COM 64157F103 9676 69363 SH SOLE 69363 0 0 NEXTERA ENERGY INC COM 65339F101 177 2344 SH SOLE 2344 0 0 NIKE INC -CL B CL B 654106103 180 1358 SH SOLE 1358 0 0 NLIGHT INC COM 65487K100 10481 323495 SH SOLE 323495 0 0 NOMAD FOODS LTD USD ORD SHS G6564A105 6637 241714 SH SOLE 241714 0 0 NORWEGIAN CRUISE LINE HOLDINGS SHS G66721104 16140 584984 SH SOLE 584984 0 0 NVIDIA CORP COM 67066G104 75 141 SH SOLE 141 0 0 OLLIE'S BARGAIN OUTLET HOLDI COM 681116109 17012 195542 SH SOLE 195542 0 0 ONEMAIN HOLDINGS INC COM 68268W103 25230 469653 SH SOLE 469653 0 0 OPEN LENDING CORP - CL A COM CL A 68373J104 9914 279912 SH SOLE 279912 0 0 PAGSEGURO DIGITAL LTD-CL A COM CL A G68707101 13569 293076 SH SOLE 293053 0 23 PAR TECHNOLOGY CORP/DEL COM 698884103 8064 123290 SH SOLE 123290 0 0 PENN NATIONAL GAMING INC COM 707569109 12190 116274 SH SOLE 116274 0 0 PETIQ INC COM CL A 71639T106 26879 762300 SH SOLE 762300 0 0 PFIZER INC COM 717081103 134218 3704606 SH SOLE 3704606 0 0 PINNACLE FINANCIAL PARTNERS COM 72346Q104 22396 252607 SH SOLE 252607 0 0 PLANET FITNESS INC - CL A CL A 72703H101 12772 165230 SH SOLE 165230 0 0 PLUG POWER INC COM NEW 72919P202 10510 293252 SH SOLE 293252 0 0 PPG INDUSTRIES INC COM 693506107 377 2508 SH SOLE 2508 0 0 PROCTER & GAMBLE CO/THE COM 742718109 165 1217 SH SOLE 1217 0 0 PTC INC COM 69370C100 3293 23926 SH SOLE 23926 0 0 QORVO INC COM 74736K101 71297 390243 SH SOLE 390243 0 0 QUALCOMM INC COM 747525103 256188 1932181 SH SOLE 1932181 0 0 QUANTA SERVICES INC COM 74762E102 9491 107878 SH SOLE 107878 0 0 RADIUS GLOBAL INFRASTRUCTU-A COM CL A 750481103 9808 667242 SH SOLE 667242 0 0 REGIONS FINANCIAL CORP COM 7591EP100 236919 11467529 SH SOLE 11467529 0 0 REPAY HOLDINGS CORP COM CL A 76029L100 35447 1509682 SH SOLE 1509682 0 0 REPLIGEN CORP COM 759916109 14105 72554 SH SOLE 72554 0 0 SCHWAB (CHARLES) CORP COM 808513105 59009 905324 SH SOLE 905324 0 0 SENSIENT TECHNOLOGIES CORP COM 81725T100 15636 200462 SH SOLE 200462 0 0 SERVICENOW INC COM 81762P102 544 1088 SH SOLE 1088 0 0 SHIFT4 PAYMENTS INC-CLASS A CL A 82452J109 10391 126699 SH SOLE 126699 0 0 SHOALS TECHNOLOGIES GROUP -A CL A 82489W107 869 25000 SH SOLE 25000 0 0 SHOPIFY INC - CLASS A CL A 82509L107 74776 67579 SH SOLE 67157 0 422 SIGNATURE BANK COM 82669G104 33720 149137 SH SOLE 149137 0 0 SLR INVESTMENT CORP COM 83413U100 82574 4649456 SH SOLE 4649456 0 0 SONOS INC COM 83570H108 34474 920030 SH SOLE 920030 0 0 SPIRIT AEROSYSTEMS HOLD-CL A COM CL A 848574109 21560 443162 SH SOLE 443162 0 0 STARBUCKS CORP COM 855244109 141 1289 SH SOLE 1289 0 0 STELLANTIS NV SHS N82405106 1668 93752 SH SOLE 93752 0 0 SUNOPTA INC COM 8676EP108 16338 1106163 SH SOLE 1106163 0 0 T-MOBILE US INC COM 872590104 48346 385872 SH SOLE 385872 0 0 TEEKAY LNG PARTNERS LP PRTNRSP UNITS Y8564M105 4562 317025 SH SOLE 317025 0 0 TELEDYNE TECHNOLOGIES INC COM 879360105 37576 90839 SH SOLE 90839 0 0 TERMINIX GLOBAL HOLDINGS INC COM 88087E100 19343 405767 SH SOLE 405767 0 0 TJX COMPANIES INC COM 872540109 49054 741554 SH SOLE 741554 0 0 TPI COMPOSITES INC COM 87266J104 22035 390483 SH SOLE 390483 0 0 TREX COMPANY INC COM 89531P105 15464 168935 SH SOLE 168935 0 0 UBS GROUP AG-REG SHS H42097107 878 56540 SH SOLE 56540 0 0 VALERO ENERGY CORP COM 91913Y100 219 3057 SH SOLE 3057 0 0 VARONIS SYSTEMS INC COM 922280102 32377 630630 SH SOLE 630630 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 76 1300 SH SOLE 1300 0 0 VIATRIS INC COM 92556V106 7 483 SH SOLE 483 0 0 VISA INC-CLASS A SHARES COM CL A 92826C839 74615 352406 SH SOLE 350273 0 2133 WALGREENS BOOTS ALLIANCE INC COM 931427108 225764 4112279 SH SOLE 4112279 0 0 WALT DISNEY CO/THE COM 254687106 72587 393384 SH SOLE 392802 0 582 WESTERN ALLIANCE BANCORP COM 957638109 3238 34282 SH SOLE 34282 0 0 WIX.COM LTD SHS M98068105 51441 184231 SH SOLE 183294 0 937 WYNDHAM HOTELS & RESORTS INC COM 98311A105 306 4387 SH SOLE 4387 0 0 XP INC - CLASS A CL A G98239109 985 26145 SH SOLE 26106 0 39 XPO LOGISTICS INC COM 983793100 25147 203947 SH SOLE 203947 0 0 YANDEX NV-A SHS CLASS A N97284108 74789 1167479 SH SOLE 1160512 0 6967 YETI HOLDINGS INC COM 98585X104 10679 147882 SH SOLE 147882 0 0 YUM CHINA HOLDINGS INC COM 98850P109 838 14153 SH SOLE 14132 0 21 ZYNGA INC CL A 98986T108 48879 4787387 SH SOLE 4787387 0 0 INVESCO DB AGRICULTURE FUND AGRICULTURE FD 46140H106 243 14323 SH SOLE 14323 0 0 INVESCO DB BASE METALS FUND BASE METALS FD 46140H700 876 47028 SH SOLE 47028 0 0 INVESCO SENIOR LOAN ETF SR LN ETF 46138G508 419 18940 SH SOLE 18940 0 0 ISHARES IBOXX HIGH YLD CORP IBOXX HI YD ETF 464288513 165 1896 SH SOLE 1896 0 0 ISHARES MSCI ACWI EX US INDX MSCI ACWI EX US 464288240 13902 251946 SH SOLE 251058 0 888 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 820 10809 SH SOLE 10513 0 296 ISHARES MSCI EMERGING MARKET MSCI EMG MKT ETF 464287234 248 4656 SH SOLE 4516 0 140 ISHARES TRUST ISHARES 1-5 YEAR ISHS 1-5YR INVS 464288646 146 2662 SH SOLE 2662 0 0 SPDR GOLD SHARES GOLD SHS 78463V107 792 4950 SH SOLE 4950 0 0 CHIMERA INVESTMENT CORP COM NEW 16934Q208 209756 16516207 SH SOLE 16516207 0 0 CROWN CASTLE INTL CORP COM 22822V101 61118 355066 SH SOLE 355066 0 0 GRANITE POINT MORTGAGE TRUST COM STK 38741L107 16967 1417500 SH SOLE 1417500 0 0 LAMAR ADVERTISING CO-A CL A 512816109 55707 593136 SH SOLE 593136 0 0 WASHINGTON REIT SH BEN INT 939653101 67729 3064661 SH SOLE 3064661 0 0