Chief Compliance Officer

0001567619-20-014505.txt : 20200807 0001567619-20-014505.hdr.sgml : 20200807 20200807141723 ACCESSION NUMBER: 0001567619-20-014505 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200807 DATE AS OF CHANGE: 20200807 EFFECTIVENESS DATE: 20200807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: THORNBURG INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001145020 IRS NUMBER: 850301299 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06605 FILM NUMBER: 201084826 BUSINESS ADDRESS: STREET 1: 2300 NORTH RIDGETOP ROAD CITY: SANTA FE STATE: NM ZIP: 87506-8361 BUSINESS PHONE: 5059840200 MAIL ADDRESS: STREET 1: 2300 NORTH RIDGETOP ROAD CITY: SANTA FE STATE: NM ZIP: 87506-8361 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001145020 XXXXXXXX 06-30-2020 06-30-2020 THORNBURG INVESTMENT MANAGEMENT INC

2300 NORTH RIDGETOP ROAD SANTA FE NM 87506-8361

13F HOLDINGS REPORT 028-06605 N Stephen Velie Chief Compliance Officer 5054677283 Stephen Velie Santa Fe NM 08-07-2020 0 159 7787930 false INFORMATION TABLE 2 form13fInfoTable.xml T-MOBILE US INC - RIGHTS T-MOBILE US INC 872590112 60 359424 SH SOLE 359424 0 0 ABB LTD-SPON ADR ABB LTD 000375204 7679 340375 SH SOLE 335364 0 5011 AGORA INC-ADR AGORA INC 00851L103 1038 23490 SH SOLE 23490 0 0 ALIBABA GROUP HOLDING-SP ADR ALIBABA GROUP HLDG LTD 01609W102 343814 1593946 SH SOLE 1588681 0 5265 ASML HOLDING NV-NY REG SHS ASML HOLDING N V N07059210 29010 78824 SH SOLE 77579 0 1245 ASTRAZENECA PLC-SPONS ADR ASTRAZENECA PLC 046353108 40310 762142 SH SOLE 750131 0 12011 BILIBILI INC-SPONSORED ADR BILIBILI INC 090040106 26745 577387 SH SOLE 576491 0 896 CHINA MOBILE LTD-SPON ADR CHINA MOBILE LIMITED 16941M109 5055 150282 SH SOLE 150282 0 0 ERICSSON (LM) TEL-SP ADR ERICSSON 294821608 11940 1283890 SH SOLE 1265022 0 18868 FOMENTO ECONOMICO MEX-SP ADR FOMENTO ECONOMICO MEXICANO S 344419106 34857 562126 SH SOLE 559003 0 3123 FRESENIUS MEDICAL CARE-ADR FRESENIUS MED CARE AG&CO KGA 358029106 27521 635874 SH SOLE 625581 0 10293 GDS HOLDINGS LTD - ADR GDS HLDGS LTD 36165L108 65269 819341 SH SOLE 819341 0 0 HDFC BANK LTD-ADR HDFC BANK LTD 40415F101 2190 48176 SH SOLE 48176 0 0 HUAZHU GROUP LTD-ADR HUAZHU GROUP LTD 44332N106 8587 244995 SH SOLE 244995 0 0 HUYA INC-ADR HUYA INC 44852D108 24525 1313629 SH SOLE 1305233 0 8396 ICICI BANK LTD-SPON ADR ICICI BANK LIMITED 45104G104 682 73375 SH SOLE 73375 0 0 NOVARTIS AG-SPONSORED ADR NOVARTIS AG 66987V109 818 9370 SH SOLE 9370 0 0 ORANGE-SPON ADR ORANGE 684060106 1513 127132 SH SOLE 127132 0 0 QUIMICA Y MINERA CHIL-SP ADR SOCIEDAD QUIMICA Y MINERA DE 833635105 16914 648785 SH SOLE 648785 0 0 ROYAL DUTCH SHELL-SPON ADR-A ROYAL DUTCH SHELL PLC 780259206 91038 2784879 SH SOLE 2784879 0 0 RYANAIR HOLDINGS PLC-SP ADR RYANAIR HOLDINGS PLC 783513203 31317 472061 SH SOLE 472061 0 0 SAP SE-SPONSORED ADR SAP SE 803054204 10523 75166 SH SOLE 74054 0 1112 SEA LTD-ADR SEA LTD 81141R100 4830 45039 SH SOLE 45039 0 0 TAIWAN SEMICONDUCTOR-SP ADR TAIWAN SEMICONDUCTOR MFG LTD 874039100 74521 1312686 SH SOLE 1302199 0 10487 TAL EDUCATION GROUP- ADR TAL EDUCATION GROUP 874080104 63974 935560 SH SOLE 929779 0 5781 UNILEVER N V -NY SHARES UNILEVER N V 904784709 21769 408646 SH SOLE 407196 0 1450 VODAFONE GROUP PLC-SP ADR VODAFONE GROUP PLC NEW 92857W308 660 41413 SH SOLE 41413 0 0 ABBVIE INC ABBVIE INC 00287Y109 366791 3735905 SH SOLE 3735905 0 0 ACTIVISION BLIZZARD INC ACTIVISION BLIZZARD INC 00507V109 155271 2045731 SH SOLE 2038665 0 7066 ALCON INC ALCON AG H01301128 6860 119682 SH SOLE 117919 0 1763 ALEXION PHARMACEUTICALS INC ALEXION PHARMACEUTICALS INC 015351109 10942 97490 SH SOLE 97490 0 0 ALPHABET INC-CL A ALPHABET INC 02079K305 69133 48752 SH SOLE 48752 0 0 ALPHABET INC-CL C ALPHABET INC 02079K107 103748 73392 SH SOLE 73392 0 0 ALTRIA GROUP INC ALTRIA GROUP INC 02209S103 149 3800 SH SOLE 3800 0 0 AMAZON.COM INC AMAZON COM INC 023135106 56426 20453 SH SOLE 20453 0 0 AMPHENOL CORP-CL A AMPHENOL CORP NEW 032095101 330 3446 SH SOLE 3446 0 0 APOLLO INVESTMENT CORP APOLLO INVT CORP 03761U502 47090 4920549 SH SOLE 4920549 0 0 APPLE INC APPLE INC 037833100 72378 198404 SH SOLE 198404 0 0 ARES CAPITAL CORP ARES CAPITAL CORP 04010L103 435 30122 SH SOLE 30122 0 0 ASSURED GUARANTY LTD ASSURED GUARANTY LTD G0585R106 23263 953023 SH SOLE 953023 0 0 ATLAS CORP ATLAS CORP Y0436Q109 738 97102 SH SOLE 97102 0 0 ATLASSIAN CORP PLC-CLASS A ATLASSIAN CORP PLC G06242104 47398 262927 SH SOLE 261551 0 1376 AVALARA INC AVALARA INC 05338G106 15755 118381 SH SOLE 118381 0 0 BANK OF N.T. BUTTERFIELD&SON BANK OF NT BUTTERFIELD&SON L G0772R208 933 38253 SH SOLE 38253 0 0 BOOKING HOLDINGS INC BOOKING HOLDINGS INC 09857L108 6734 4229 SH SOLE 4229 0 0 BOSTON SCIENTIFIC CORP BOSTON SCIENTIFIC CORP 101137107 428 12193 SH SOLE 12193 0 0 BROADCOM INC BROADCOM INC 11135F101 304213 963888 SH SOLE 963888 0 0 BROOKFIELD ASSET MANAGE-CL A BROOKFIELD ASSET MGMT INC 112585104 19043 578808 SH SOLE 578808 0 0 CANADIAN PACIFIC RAILWAY LTD CANADIAN PAC RY LTD 13645T100 65270 255621 SH SOLE 255017 0 604 CAPITAL ONE FINANCIAL CORP CAPITAL ONE FINL CORP 14040H105 78078 1247453 SH SOLE 1247453 0 0 CARGURUS INC CARGURUS INC 141788109 473 18673 SH SOLE 18673 0 0 CARMAX INC CARMAX INC 143130102 22586 252218 SH SOLE 252218 0 0 CF INDUSTRIES HOLDINGS INC CF INDS HLDGS INC 125269100 24833 882495 SH SOLE 882495 0 0 CISCO SYSTEMS INC CISCO SYS INC 17275R102 99009 2122841 SH SOLE 2122841 0 0 CITIGROUP INC CITIGROUP INC 172967424 238211 4661658 SH SOLE 4659417 0 2241 CME GROUP INC CME GROUP INC 12572Q105 322517 1984234 SH SOLE 1983920 0 314 COMCAST CORP-CLASS A COMCAST CORP NEW 20030N101 59955 1538102 SH SOLE 1538102 0 0 COOPER COS INC/THE COOPER COS INC 216648402 31489 111017 SH SOLE 111017 0 0 COSTAR GROUP INC COSTAR GROUP INC 22160N109 7109 10003 SH SOLE 10003 0 0 CREDICORP LTD CREDICORP LTD G2519Y108 20761 155317 SH SOLE 155317 0 0 CROWDSTRIKE HOLDINGS INC - A CROWDSTRIKE HLDGS INC 22788C105 6761 67412 SH SOLE 67412 0 0 CROWN HOLDINGS INC CROWN HLDGS INC 228368106 48183 739801 SH SOLE 739801 0 0 DAVITA INC DAVITA INC 23918K108 42890 541955 SH SOLE 541955 0 0 DEVON ENERGY CORP DEVON ENERGY CORP NEW 25179M103 8128 716766 SH SOLE 716766 0 0 DEXCOM INC DEXCOM INC 252131107 9619 23727 SH SOLE 23727 0 0 DOMINION ENERGY INC DOMINION ENERGY INC 25746U109 143 1764 SH SOLE 1764 0 0 ELANCO ANIMAL HEALTH INC ELANCO ANIMAL HEALTH INC 28414H103 82 3830 SH SOLE 3830 0 0 ENTERPRISE PRODUCTS PARTNERS ENTERPRISE PRODS PARTNERS L 293792107 19727 1085673 SH SOLE 1085673 0 0 EPAM SYSTEMS INC EPAM SYS INC 29414B104 10208 40508 SH SOLE 40508 0 0 EQUITABLE HOLDINGS INC EQUITABLE HLDGS INC 29452E101 227432 11790135 SH SOLE 11790135 0 0 ESTEE LAUDER COMPANIES-CL A LAUDER ESTEE COS INC 518439104 398 2107 SH SOLE 2107 0 0 FACEBOOK INC-CLASS A FACEBOOK INC 30303M102 145598 641203 SH SOLE 641203 0 0 FIAT CHRYSLER AUTOMOBILES NV FIAT CHRYSLER AUTOMOBILES N N31738102 1610 157181 SH SOLE 157181 0 0 FLEETCOR TECHNOLOGIES INC FLEETCOR TECHNOLOGIES INC 339041105 14272 56742 SH SOLE 56742 0 0 FLEX LTD FLEX LTD Y2573F102 13923 1358384 SH SOLE 1358384 0 0 FLOOR & DECOR HOLDINGS INC-A FLOOR & DECOR HLDGS INC 339750101 9209 159748 SH SOLE 159748 0 0 FORTIS INC FORTIS INC 349553107 13396 351777 SH SOLE 351777 0 0 FOX FACTORY HOLDING CORP FOX FACTORY HLDG CORP 35138V102 11794 142762 SH SOLE 142762 0 0 FRANCO-NEVADA CORP FRANCO NEV CORP 351858105 50312 360300 SH SOLE 359824 0 476 GLOBANT SA GLOBANT S A L44385109 15658 104494 SH SOLE 104494 0 0 HEICO CORP HEICO CORP NEW 422806109 11241 112808 SH SOLE 112808 0 0 HOME DEPOT INC HOME DEPOT INC 437076102 316724 1264317 SH SOLE 1264317 0 0 HUNTSMAN CORP HUNTSMAN CORP 447011107 20979 1167428 SH SOLE 1167428 0 0 IPG PHOTONICS CORP IPG PHOTONICS CORP 44980X109 12817 79910 SH SOLE 79910 0 0 ITT INC ITT INC 45073V108 11181 190341 SH SOLE 190341 0 0 JPMORGAN CHASE & CO JPMORGAN CHASE & CO 46625H100 329048 3498274 SH SOLE 3497600 0 674 L3HARRIS TECHNOLOGIES INC L3HARRIS TECHNOLOGIES INC 502431109 67766 399401 SH SOLE 399094 0 307 LAS VEGAS SANDS CORP LAS VEGAS SANDS CORP 517834107 241 5302 SH SOLE 5302 0 0 LINDE PLC LINDE PLC G5494J103 7417 34970 SH SOLE 34458 0 512 LOCKHEED MARTIN CORP LOCKHEED MARTIN CORP 539830109 141 386 SH SOLE 386 0 0 LYONDELLBASELL INDU-CL A LYONDELLBASELL INDUSTRIES N N53745100 94293 1434773 SH SOLE 1434773 0 0 MASTERCARD INC - A MASTERCARD INCORPORATED 57636Q104 144313 488037 SH SOLE 486555 0 1482 MEDTRONIC PLC MEDTRONIC PLC G5960L103 34170 372632 SH SOLE 372632 0 0 MERCADOLIBRE INC MERCADOLIBRE INC 58733R102 75376 76464 SH SOLE 75949 0 515 MERCK & CO. INC. MERCK & CO. INC 58933Y105 186612 2413188 SH SOLE 2413188 0 0 MICRON TECHNOLOGY INC MICRON TECHNOLOGY INC 595112103 61739 1198358 SH SOLE 1189086 0 9272 MICROSOFT CORP MICROSOFT CORP 594918104 44971 220978 SH SOLE 220978 0 0 MOHAWK INDUSTRIES INC MOHAWK INDS INC 608190104 9269 91084 SH SOLE 91084 0 0 NAVIENT CORP NAVIENT CORPORATION 63938C108 8533 1213861 SH SOLE 1213861 0 0 NETFLIX INC NETFLIX INC 64110L106 92672 203656 SH SOLE 202978 0 678 NEXTERA ENERGY INC NEXTERA ENERGY INC 65339F101 459 1912 SH SOLE 1912 0 0 NIKE INC -CL B NIKE INC 654106103 199 2028 SH SOLE 2028 0 0 NOMAD FOODS LTD NOMAD FOODS LTD G6564A105 54954 2561943 SH SOLE 2561943 0 0 NUTRIEN LTD NUTRIEN LTD 67077M108 647 20145 SH SOLE 20145 0 0 NVIDIA CORP NVIDIA CORPORATION 67066G104 107 281 SH SOLE 281 0 0 PAYPAL HOLDINGS INC PAYPAL HLDGS INC 70450Y103 28343 162676 SH SOLE 162676 0 0 PFIZER INC PFIZER INC 717081103 112577 3442735 SH SOLE 3442735 0 0 PROCTER & GAMBLE CO/THE PROCTER AND GAMBLE CO 742718109 155 1300 SH SOLE 1300 0 0 PROOFPOINT INC PROOFPOINT INC 743424103 12236 110118 SH SOLE 110118 0 0 PTC INC PTC INC 69370C100 7165 92101 SH SOLE 92101 0 0 PURE STORAGE INC - CLASS A PURE STORAGE INC 74624M102 22374 1291067 SH SOLE 1291067 0 0 QORVO INC QORVO INC 74736K101 63995 578982 SH SOLE 578982 0 0 QUALCOMM INC QUALCOMM INC 747525103 240583 2637678 SH SOLE 2637678 0 0 QUANTA SERVICES INC QUANTA SVCS INC 74762E102 18601 474152 SH SOLE 474152 0 0 REGIONS FINANCIAL CORP REGIONS FINANCIAL CORP NEW 7591EP100 111044 9986000 SH SOLE 9986000 0 0 S&P GLOBAL INC S&P GLOBAL INC 78409V104 36063 109453 SH SOLE 109250 0 203 SCHWAB (CHARLES) CORP SCHWAB CHARLES CORP 808513105 42317 1254202 SH SOLE 1254202 0 0 SERVICENOW INC SERVICENOW INC 81762P102 16532 40813 SH SOLE 40813 0 0 SLACK TECHNOLOGIES INC- CL A SLACK TECHNOLOGIES INC 83088V102 3969 127650 SH SOLE 127650 0 0 SOLAR CAPITAL LTD SOLAR CAP LTD 83413U100 74438 4649456 SH SOLE 4649456 0 0 SPLUNK INC SPLUNK INC 848637104 18563 93420 SH SOLE 93420 0 0 SQUARE INC - A SQUARE INC 852234103 14007 133477 SH SOLE 133477 0 0 STARBUCKS CORP STARBUCKS CORP 855244109 23637 321195 SH SOLE 321195 0 0 T-MOBILE US INC T-MOBILE US INC 872590104 46588 447316 SH SOLE 447316 0 0 TEEKAY LNG PARTNERS LP TEEKAY LNG PARTNERS L P Y8564M105 19821 1699924 SH SOLE 1699924 0 0 TEXAS INSTRUMENTS INC TEXAS INSTRS INC 882508104 8732 68774 SH SOLE 68774 0 0 THERMO FISHER SCIENTIFIC INC THERMO FISHER SCIENTIFIC INC 883556102 74995 206975 SH SOLE 206975 0 0 TJX COMPANIES INC TJX COS INC NEW 872540109 36466 721248 SH SOLE 721248 0 0 UBS GROUP AG-REG UBS GROUP AG H42097107 7451 645690 SH SOLE 637036 0 8654 UNITEDHEALTH GROUP INC UNITEDHEALTH GROUP INC 91324P102 13851 46960 SH SOLE 46960 0 0 US FOODS HOLDING CORP US FOODS HLDG CORP 912008109 21521 1091335 SH SOLE 1091335 0 0 VALERO ENERGY CORP VALERO ENERGY CORP 91913Y100 123408 2098057 SH SOLE 2098057 0 0 VERIZON COMMUNICATIONS INC VERIZON COMMUNICATIONS INC 92343V104 143 2600 SH SOLE 2600 0 0 VISA INC-CLASS A SHARES VISA INC 92826C839 83715 433376 SH SOLE 431415 0 1961 WALGREENS BOOTS ALLIANCE INC WALGREENS BOOTS ALLIANCE INC 931427108 247653 5842248 SH SOLE 5842248 0 0 WALT DISNEY CO/THE DISNEY WALT CO 254687106 51210 459242 SH SOLE 458790 0 452 WELLS FARGO & CO WELLS FARGO CO NEW 949746101 560 21894 SH SOLE 21894 0 0 WIX.COM LTD WIX COM LTD M98068105 70061 273441 SH SOLE 271996 0 1445 WORKDAY INC-CLASS A WORKDAY INC 98138H101 15609 83309 SH SOLE 83309 0 0 WYNDHAM HOTELS & RESORTS INC WYNDHAM HOTELS & RESORTS INC 98311A105 9828 230592 SH SOLE 230592 0 0 XP INC - CLASS A XP INC G98239109 4515 107467 SH SOLE 107467 0 0 YANDEX NV-A YANDEX N V N97284108 69658 1392609 SH SOLE 1384115 0 8494 ZOOM VIDEO COMMUNICATIONS-A ZOOM VIDEO COMMUNICATIONS IN 98980L101 4668 18410 SH SOLE 18410 0 0 INVESCO DB AGRICULTURE FUND POWERSHARES DB MULTI-SECTOR 46140H106 151 11207 SH SOLE 11207 0 0 INVESCO DB BASE METALS FUND POWERSHARES DB MULTI-SECTOR 46140H700 544 40003 SH SOLE 40003 0 0 ISHARES MSCI ACWI ETF ISHARES TR 464288257 21 281 SH SOLE 281 0 0 ISHARES MSCI ACWI EX US INDX ISHARES TR 464288240 2360 54590 SH SOLE 54401 0 189 ISHARES MSCI EAFE ETF ISHARES TR 464287465 194 3193 SH SOLE 3073 0 120 SPDR GOLD SHARES SPDR GOLD TR 78463V107 421 2516 SH SOLE 2516 0 0 CHIMERA INVESTMENT CORP CHIMERA INVT CORP 16934Q208 109293 11372883 SH SOLE 11372883 0 0 CROWN CASTLE INTL CORP CROWN CASTLE INTL CORP NEW 22822V101 156524 935311 SH SOLE 935311 0 0 CYRUSONE INC CYRUSONE INC 23283R100 763 10493 SH SOLE 10493 0 0 EQUINIX INC EQUINIX INC 29444U700 726 1034 SH SOLE 1034 0 0 GRANITE POINT MORTGAGE TRUST GRANITE PT MTG TR INC 38741L107 10178 1417500 SH SOLE 1417500 0 0 LAMAR ADVERTISING CO-A LAMAR ADVERTISING CO NEW 512816109 104145 1559987 SH SOLE 1559987 0 0 MFA FINANCIAL INC MFA FINL INC 55272X102 64792 26020861 SH SOLE 26020861 0 0 OUTFRONT MEDIA INC OUTFRONT MEDIA INC 69007J106 34006 2399841 SH SOLE 2399841 0 0 PENNYMAC MORTGAGE INVESTMENT PENNYMAC MTG INVT TR 70931T103 23555 1343713 SH SOLE 1343713 0 0 WASHINGTON REIT WASHINGTON REAL ESTATE INVT 939653101 62485 2814661 SH SOLE 2814661 0 0