0001162044-18-000085.txt : 20180208
0001162044-18-000085.hdr.sgml : 20180208
20180207173627
ACCESSION NUMBER: 0001162044-18-000085
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180208
DATE AS OF CHANGE: 20180207
EFFECTIVENESS DATE: 20180208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RATIONAL ADVISORS LLC
CENTRAL INDEX KEY: 0001143565
IRS NUMBER: 311759224
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16191
FILM NUMBER: 18582107
BUSINESS ADDRESS:
STREET 1: 36 N. NEW YORK AVENUE
CITY: HUNTINGTON
STATE: NY
ZIP: 11743
BUSINESS PHONE: 631-629-4907
MAIL ADDRESS:
STREET 1: 36 N. NEW YORK AVENUE
CITY: HUNTINGTON
STATE: NY
ZIP: 11743
FORMER COMPANY:
FORMER CONFORMED NAME: HUNTINGTON ASSET ADVISORS, INC.
DATE OF NAME CHANGE: 20100617
FORMER COMPANY:
FORMER CONFORMED NAME: HUNTINGTON ASSET ADVISORS INC
DATE OF NAME CHANGE: 20010621
13F-HR
1
primary_doc.xml
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0001143565
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12-31-2017
12-31-2017
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RATIONAL ADVISORS LLC
36 N. New York Avenue
Huntington
NY
11743
13F HOLDINGS REPORT
028-16191
N
Robert Glass
Chief Compliance Officer
631-629-4907
Robert Glass
Huntington
NY
02-05-2018
0
366
193036
INFORMATION TABLE
2
infotable.xml
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88579Y101
247
1049
SH
SOLE
1049
0
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
726
22235
SH
OTR
0
22235
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
214
1400
SH
SOLE
1400
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
485
7656
SH
OTR
0
7656
0
ACTIVISION BLIZZARD INC
COM
00507V109
1506
23788
SH
OTR
0
23788
0
ADOBE SYS INC
COM
00724F101
497
2834
SH
OTR
0
2834
0
AFLAC INC
COM
001055102
860
9800
SH
SOLE
9800
0
0
AFLAC INC
COM
001055102
222
2529
SH
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2529
0
0
ALIBABA GROUP HLDG LTD
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01609W102
162
938
SH
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938
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
453
2630
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0
2630
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ALIGN TECHNOLOGY INC
COM
016255101
1389
6252
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0
6252
0
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
797
33028
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33028
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UT LTD PART
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1235
62700
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62700
0
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UT LTD PART
01877R108
571
29000
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29000
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COM
020002101
126
1200
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0
1200
0
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CAP STK CL A
02079K305
1434
1361
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1361
0
ALTABA INC
COM
021346101
1471
21058
SH
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0
21058
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ALTRIA GROUP INC
COM
02209S103
821
11500
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11500
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AMAZON COM INC
COM
023135106
758
648
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0
648
0
AMAZON COM INC
COM
023135106
234
200
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200
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AMC ENTMT HLDGS INC
CL A COM
00165C104
1084
71765
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71765
0
AMC ENTMT HLDGS INC
CL A COM
00165C104
504
33350
SH
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33350
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AMERICAN INTL GROUP INC
COM NEW
026874784
149
2500
SH
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0
2500
0
ANADARKO PETE CORP
COM
032511107
628
11710
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11710
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ANADARKO PETE CORP
COM
032511107
280
5215
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5215
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ANALOG DEVICES INC
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032654105
846
9500
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9500
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ANDEAVOR
COM
03349M105
777
6799
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0
6799
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ANNALY CAP MGMT INC
COM
035710409
785
66000
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66000
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ANTHEM INC
COM
036752103
727
3230
SH
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0
3230
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APOLLO INVT CORP
COM
03761U106
703
124200
SH
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0
124200
0
APOLLO INVT CORP
COM
03761U106
333
58900
SH
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0
58900
0
APPLE INC
COM
037833100
635
3750
SH
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0
3750
0
APPLE INC
COM
037833100
406
2400
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0
2400
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APPLE INC
COM
037833100
212
1250
SH
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1250
0
0
APPLE INC
COM
037833100
1441
8513
SH
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0
8513
0
ARLINGTON ASSET INVT CORP
CL A NEW
041356205
770
65334
SH
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0
65334
0
ARLINGTON ASSET INVT CORP
CL A NEW
041356205
355
30100
SH
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30100
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BAIDU INC
SPON ADR REP A
056752108
94
400
SH
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400
0
BAIDU INC
SPON ADR REP A
056752108
1445
6171
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BANCO MACRO SA
SPON ADR B
05961W105
348
3000
SH
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BANCOLOMBIA S A
SPON ADR PREF
05968L102
73
1834
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COM
060505104
384
13000
SH
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13000
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BANK AMER CORP
COM
060505104
177
6000
SH
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0
6000
0
BANK AMER CORP
COM
060505104
862
29200
SH
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0
BANK NEW YORK MELLON CORP
COM
064058100
203
3770
SH
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3770
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IPATH S&P500 VIX
06746L422
3359
120317
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120317
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COM
071813109
220
3405
SH
SOLE
3405
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0
BEST BUY INC
COM
086516101
329
4800
SH
SOLE
4800
0
0
BIOGEN IDEC INC
COM
09062X103
189
593
SH
SOLE
593
0
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BLACKBERRY LTD
COM
09228F103
34
3000
SH
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0
3000
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BP PLC
SPONSORED ADR
055622104
1118
26590
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BP PLC
SPONSORED ADR
055622104
542
12900
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BROADCOM LTD
SHS
Y09827109
1414
5506
SH
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BT GROUP PLC
ADR
05577E101
145
7977
SH
SOLE
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CAESARS ENTMT CORP
COM
127686103
19
1500
SH
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0
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CAL MAINE FOODS INC
COM NEW
128030202
13
300
SH
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0
300
0
CALAVO GROWERS INC
COM
128246105
8
100
SH
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0
100
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CAPITALA FIN CORP
COM
14054R106
73
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SH
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CARE COM INC
COM
141633107
13
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CATERPILLAR INC DEL
COM
149123101
775
4915
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4915
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CBL & ASSOC PPTYS INC
COM
124830100
251
44340
SH
OTR
0
44340
0
CBL & ASSOC PPTYS INC
COM
124830100
119
21100
SH
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0
21100
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CBRE GROUP INC
CL A
12504L109
718
16572
SH
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0
16572
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CELANESE CORP DEL
COM SER A
150870103
1463
13661
SH
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0
13661
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CENTENE CORP DEL
COM
15135B101
91
900
SH
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0
900
0
CENTENE CORP DEL
COM
15135B101
968
9600
SH
SOLE
9600
0
0
CENTENNIAL RESOURCE DEV INC
CL A
15136A102
4
200
SH
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0
200
0
CENTURYLINK INC
COM
156700106
674
40400
SH
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0
40400
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CENTURYLINK INC
COM
156700106
320
19200
SH
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19200
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CHECK POINT SOFTWARE TECH LT
ORD
M22465104
93
900
SH
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0
900
0
CHEGG INC
COM
163092109
16
1000
SH
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0
1000
0
CHESAPEAKE ENERGY CORP
COM
165167107
8
2000
SH
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0
2000
0
CHEVRON CORP NEW
COM
166764100
313
2500
SH
OTR
0
2500
0
CHINA BIOLOGIC PRODS HLDGS I
COM
G21515104
55
700
SH
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0
700
0
CISCO SYS INC
COM
17275R102
656
17121
SH
OTR
0
17121
0
CISCO SYS INC
COM
17275R102
548
14300
SH
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0
14300
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CISCO SYS INC
COM
17275R102
218
5700
SH
SOLE
5700
0
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CITIZENS FINL GROUP INC
COM
174610105
978
23300
SH
SOLE
23300
0
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CITRIX SYS INC
COM
177376100
194
2200
SH
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0
2200
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CITY OFFICE REIT INC
COM
178587101
260
20000
SH
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0
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0
CNA FINL CORP
COM
126117100
875
16500
SH
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0
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CL A
192446102
178
2500
SH
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0
2500
0
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COM
194162103
309
4100
SH
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0
4100
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COLGATE PALMOLIVE CO
COM
194162103
204
2708
SH
SOLE
2708
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COMCAST CORP NEW
CL A
20030N101
320
8000
SH
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0
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CONSTELLATION BRANDS INC
CL A
21036P108
504
2203
SH
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2203
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CONSTELLATION BRANDS INC
CL A
21036P108
1006
4400
SH
SOLE
4400
0
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CL A
21036P108
1519
6644
SH
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0
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COOPER COS INC
COM NEW
216648402
872
4000
SH
SOLE
4000
0
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COM
22160K105
415
2228
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CRAFT BREW ALLIANCE INC
COM
224122101
10
500
SH
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0
500
0
CREDIT SUISSE NASSAU BRH
3X LONG GOLD
22542D688
111
10000
SH
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0
10000
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
93
2100
SH
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0
2100
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CVS HEALTH CORP
COM
126650100
373
5140
SH
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CVS HEALTH CORP
COM
126650100
178
2450
SH
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CVS HEALTH CORP
COM
126650100
132
1820
SH
SOLE
1820
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
15
1000
SH
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0
1000
0
CYS INVTS INC
COM
12673A108
1111
138330
SH
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CYS INVTS INC
COM
12673A108
307
38200
SH
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0
38200
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D R HORTON INC
COM
23331A109
731
14310
SH
OTR
0
14310
0
DANAHER CORP DEL
COM
235851102
93
1000
SH
OTR
0
1000
0
DARDEN RESTAURANTS INC
COM
237194105
1018
10600
SH
SOLE
10600
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DIAMOND OFFSHORE DRILLING IN
COM
25271C102
19
1000
SH
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DISNEY WALT CO
COM DISNEY
254687106
647
6021
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DISNEY WALT CO
COM DISNEY
254687106
495
4600
SH
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0
4600
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DISNEY WALT CO
COM DISNEY
254687106
215
2000
SH
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0
2000
0
DISNEY WALT CO
COM DISNEY
254687106
183
1700
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1700
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COM
256746108
1451
13524
SH
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13524
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DOMINION ENERGY INC
COM
25746U109
203
2500
SH
OTR
0
2500
0
DOVER CORP
COM
260003108
91
900
SH
OTR
0
900
0
EASTMAN CHEM CO
COM
277432100
185
2000
SH
OTR
0
2000
0
EATON CORP PLC
SHS
G29183103
174
2200
SH
OTR
0
2200
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EBAY INC
COM
278642103
755
20000
SH
SOLE
20000
0
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ECOLAB INC
COM
278865100
209
1554
SH
SOLE
1554
0
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EDWARDS LIFESCIENCES CORP
COM
28176E108
733
6500
SH
SOLE
6500
0
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ENCANA CORP
COM
292505104
884
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66291
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ENTERPRISE PRODS PARTNERS L
COM
293792107
684
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SH
SOLE
25800
0
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EXPEDIA INC DEL
COM NEW
30212P303
1447
12081
SH
OTR
0
12081
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EXXON MOBIL CORP
COM
30231G102
493
5900
SH
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0
5900
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F5 NETWORKS INC
COM
315616102
92
700
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700
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FACEBOOK INC
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30303M102
388
2200
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FACEBOOK INC
CL A
30303M102
762
4316
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4316
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FASTENAL CO
COM
311900104
98
1800
SH
OTR
0
1800
0
FEDEX CORP
COM
31428X106
494
1978
SH
OTR
0
1978
0
FEDEX CORP
COM
31428X106
100
400
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0
400
0
FERRARI N V
COM
N3167Y103
619
5901
SH
OTR
0
5901
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
87
1000
SH
OTR
0
1000
0
FISERV INC
COM
337738108
892
6800
SH
SOLE
6800
0
0
FITBIT INC
CL A
33812L102
11
2000
SH
OTR
0
2000
0
FIVE OAKS INVT CORP
COM
33830W106
387
96700
SH
OTR
0
96700
0
FIVE OAKS INVT CORP
COM
33830W106
152
37900
SH
OTR
0
37900
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
1478
7681
SH
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0
7681
0
FRONTIER COMMUNICATIONS CORP
COM NEW
35906A306
176
26000
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OTR
0
26000
0
FRONTIER COMMUNICATIONS CORP
COM NEW
35906A306
83
12300
SH
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12300
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FS INVT CORP
COM
302635107
689
93700
SH
OTR
0
93700
0
FS INVT CORP
COM
302635107
336
45700
SH
OTR
0
45700
0
GARMIN LTD
SHS
H2906T109
18
300
SH
OTR
0
300
0
GENERAL ELECTRIC CO
COM
369604103
895
51270
SH
OTR
0
51270
0
GENERAL ELECTRIC CO
COM
369604103
424
24300
SH
OTR
0
24300
0
GENERAL MTRS CO
COM
37045V100
94
2300
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OTR
0
2300
0
GENUINE PARTS CO
COM
372460105
276
2900
SH
OTR
0
2900
0
GLAXOSMITHKLINE PLC
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37733W105
1576
44440
SH
OTR
0
44440
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
738
20800
SH
OTR
0
20800
0
GLOBAL MED REIT INC
COM NEW
37954A204
466
56830
SH
OTR
0
56830
0
GLOBAL MED REIT INC
COM NEW
37954A204
148
18080
SH
OTR
0
18080
0
GLOBAL X FDS
MSCI GREECE ETF
37950E366
143
13900
SH
OTR
0
13900
0
GLOBAL X FDS
MSCI PAKISTAN
37950E689
140
11300
SH
OTR
0
11300
0
GOLDMAN SACHS GROUP INC
COM
38141G104
487
1911
SH
OTR
0
1911
0
GOLDMAN SACHS GROUP INC
COM
38141G104
229
900
SH
OTR
0
900
0
GOPRO INC
CL A
38268T103
5
700
SH
OTR
0
700
0
GROUPON INC
COM
399473107
10
2000
SH
OTR
0
2000
0
HANESBRANDS INC
COM
410345102
289
13800
SH
OTR
0
13800
0
HASBRO INC
COM
418056107
173
1900
SH
OTR
0
1900
0
HASBRO INC
COM
418056107
208
2285
SH
SOLE
2285
0
0
HCA HEALTHCARE INC
COM
40412C101
826
9400
SH
SOLE
9400
0
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
173
1700
SH
OTR
0
1700
0
HEALTH INS INNOVATIONS INC
COM CL A
42225K106
17
700
SH
OTR
0
700
0
HERSHEY CO
COM
427866108
182
1600
SH
OTR
0
1600
0
HERSHEY CO
COM
427866108
206
1817
SH
SOLE
1817
0
0
HOME DEPOT INC
COM
437076102
665
3507
SH
OTR
0
3507
0
HOME DEPOT INC
COM
437076102
1028
5425
SH
SOLE
5425
0
0
IDEXX LABS INC
COM
45168D104
719
4600
SH
SOLE
4600
0
0
INDEPENDENCE RLTY TR INC
COM
45378A106
675
66880
SH
OTR
0
66880
0
INDEPENDENCE RLTY TR INC
COM
45378A106
271
26890
SH
OTR
0
26890
0
INTEL CORP
COM
458140100
651
14108
SH
OTR
0
14108
0
INTEL CORP
COM
458140100
372
8050
SH
OTR
0
8050
0
INTEL CORP
COM
458140100
129
2800
SH
OTR
0
2800
0
INTEL CORP
COM
458140100
171
3700
SH
OTR
0
3700
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
368
2400
SH
OTR
0
2400
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
828
5400
SH
OTR
0
5400
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
169
1100
SH
OTR
0
1100
0
IRIDIUM COMMUNICATIONS INC
COM
46269C102
12
1000
SH
OTR
0
1000
0
ISHARES TR
PUT
464287955
25
100
SH
Put
OTR
0
100
0
ISHARES TR
SHRT TRS BD ETF
464288679
12995
117883
SH
OTR
0
117883
0
JD COM INC
SPON ADR CL A
47215P106
162
3911
SH
OTR
0
3911
0
JD COM INC
SPON ADR CL A
47215P106
273
6600
SH
OTR
0
6600
0
JOHNSON & JOHNSON
COM
478160104
327
2338
SH
OTR
0
2338
0
JOHNSON & JOHNSON
COM
478160104
531
3800
SH
OTR
0
3800
0
JOHNSON & JOHNSON
COM
478160104
217
1554
SH
SOLE
1554
0
0
JPMORGAN CHASE & CO
COM
46625H100
327
3059
SH
OTR
0
3059
0
JPMORGAN CHASE & CO
COM
46625H100
365
3410
SH
OTR
0
3410
0
JPMORGAN CHASE & CO
COM
46625H100
171
1600
SH
OTR
0
1600
0
JPMORGAN CHASE & CO
COM
46625H100
920
8600
SH
SOLE
8600
0
0
KEANE GROUP INC
COM
48669A108
19
1000
SH
OTR
0
1000
0
KELLOGG CO
COM
487836108
421
6200
SH
OTR
0
6200
0
KELLOGG CO
COM
487836108
170
2500
SH
OTR
0
2500
0
KELLOGG CO
COM
487836108
177
2600
SH
OTR
0
2600
0
KEYCORP NEW
COM
493267108
91
4500
SH
OTR
0
4500
0
KIMBERLY CLARK CORP
COM
494368103
374
3100
SH
OTR
0
3100
0
KOHLS CORP
COM
500255104
412
7600
SH
OTR
0
7600
0
KOHLS CORP
COM
500255104
195
3600
SH
OTR
0
3600
0
KRAFT HEINZ CO
COM
500754106
117
1500
SH
OTR
0
1500
0
LIBERTY BROADBAND CORP
COM SER C
530307305
718
8437
SH
OTR
0
8437
0
LILLY ELI & CO
COM
532457108
253
3000
SH
OTR
0
3000
0
LINCOLN NATL CORP IND
COM
534187109
1445
18799
SH
OTR
0
18799
0
LKQ CORP
COM
501889208
742
18233
SH
OTR
0
18233
0
LOWES COS INC
COM
548661107
186
2000
SH
OTR
0
2000
0
LULULEMON ATHLETICA INC
COM
550021109
332
4223
SH
OTR
0
4223
0
MACYS INC
COM
55616P104
365
14490
SH
OTR
0
14490
0
MACYS INC
COM
55616P104
174
6900
SH
OTR
0
6900
0
MARATHON PETE CORP
COM
56585A102
205
3100
SH
OTR
0
3100
0
MARATHON PETE CORP
COM
56585A102
990
15000
SH
SOLE
15000
0
0
MARATHON PETE CORP
COM
56585A102
717
10872
SH
OTR
0
10872
0
MARSH & MCLENNAN COS INC
COM
571748102
210
2579
SH
SOLE
2579
0
0
MATADOR RES CO
COM
576485205
12
400
SH
OTR
0
400
0
MCDONALDS CORP
COM
580135101
611
3551
SH
OTR
0
3551
0
MCDONALDS CORP
COM
580135101
1050
6100
SH
SOLE
6100
0
0
MCDONALDS CORP
COM
580135101
260
1508
SH
SOLE
1508
0
0
MEDLEY CAP CORP
COM
58503F106
1636
313500
SH
OTR
0
313500
0
MEDLEY CAP CORP
COM
58503F106
806
154500
SH
OTR
0
154500
0
MEDLEY MGMT INC
CL A COM
58503T106
736
113213
SH
OTR
0
113213
0
MEDLEY MGMT INC
CL A COM
58503T106
350
53887
SH
OTR
0
53887
0
MEDTRONIC PLC
SHS
G5960L103
226
2800
SH
OTR
0
2800
0
MEDTRONIC PLC
SHS
G5960L103
210
2600
SH
SOLE
2600
0
0
MERCK & CO INC NEW
COM
58933Y105
1199
21300
SH
OTR
0
21300
0
MERCK & CO INC NEW
COM
58933Y105
360
6400
SH
OTR
0
6400
0
MERCK & CO INC NEW
COM
58933Y105
551
9795
SH
OTR
0
9795
0
METLIFE INC
COM
59156R108
168
3325
SH
SOLE
3325
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
801
24000
SH
SOLE
24000
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
733
11650
SH
OTR
0
11650
0
MICRON TECHNOLOGY INC
COM
595112103
1432
34835
SH
OTR
0
34835
0
MICROSOFT CORP
COM
594918104
495
5787
SH
OTR
0
5787
0
MICROSOFT CORP
COM
594918104
214
2500
SH
SOLE
2500
0
0
MICROSOFT CORP
COM
594918104
1489
17405
SH
OTR
0
17405
0
MOHAWK INDS INC
COM
608190104
966
3500
SH
SOLE
3500
0
0
MOLSON COORS BREWING CO
COM
60871R209
300
3657
SH
OTR
0
3657
0
MOMO INC
ADR
60879B107
118
4800
SH
OTR
0
4800
0
MONDELEZ INTL INC
CL A
609207105
146
3400
SH
OTR
0
3400
0
MONDELEZ INTL INC
CL A
609207105
719
16800
SH
SOLE
16800
0
0
MONSANTO CO NEW
COM
61166W101
759
6500
SH
SOLE
6500
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
654
10338
SH
OTR
0
10338
0
MOODYS CORP
COM
615369105
1436
9726
SH
OTR
0
9726
0
MORGAN STANLEY
COM NEW
617446448
734
13992
SH
OTR
0
13992
0
MYLAN N V
SHS EURO
N59465109
190
4500
SH
OTR
0
4500
0
NABORS INDUSTRIES LTD
SHS
G6359F103
426
62325
SH
OTR
0
62325
0
NABORS INDUSTRIES LTD
SHS
G6359F103
208
30385
SH
OTR
0
30385
0
NETAPP INC
COM
64110D104
1411
25512
SH
OTR
0
25512
0
NETFLIX INC
COM
64110L106
336
1749
SH
OTR
0
1749
0
NETFLIX INC
COM
64110L106
1008
5250
SH
SOLE
5250
0
0
NEW SR INVT GROUP INC
COM
648691103
1532
202630
SH
OTR
0
202630
0
NEW SR INVT GROUP INC
COM
648691103
727
96100
SH
OTR
0
96100
0
NIKE INC
CL B
654106103
493
7878
SH
OTR
0
7878
0
NIKE INC
CL B
654106103
375
6000
SH
OTR
0
6000
0
NIKE INC
COM
654106103
161
2572
SH
SOLE
2572
0
0
NORTHERN TR CORP
COM
665859104
260
2600
SH
OTR
0
2600
0
NORTHROP GRUMMAN CORP
COM
666807102
184
600
SH
OTR
0
600
0
NRG ENERGY INC
COM NEW
629377508
1500
52678
SH
OTR
0
52678
0
NUCOR CORP
COM
670346105
390
6140
SH
OTR
0
6140
0
NUCOR CORP
COM
670346105
178
2800
SH
OTR
0
2800
0
NVIDIA CORP
COM
67066G104
406
2100
SH
SOLE
2100
0
0
NVR INC
COM
62944T105
1565
446
SH
OTR
0
446
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
613
2550
SH
SOLE
2550
0
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
496
101400
SH
OTR
0
101400
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
357
73100
SH
OTR
0
73100
0
OCCIDENTAL PETE CORP DEL
COM
674599105
435
5900
SH
OTR
0
5900
0
OFFICE DEPOT INC
COM
676220106
404
114100
SH
OTR
0
114100
0
OFFICE DEPOT INC
COM
676220106
192
54100
SH
OTR
0
54100
0
OMEGA HEALTHCARE INVS INC
COM
681936100
350
12700
SH
OTR
0
12700
0
OMEGA HEALTHCARE INVS INC
COM
681936100
171
6200
SH
OTR
0
6200
0
ON SEMICONDUCTOR CORP
COM
682189105
1047
50000
SH
SOLE
50000
0
0
ORACLE CORP
COM
68389X105
80
1700
SH
OTR
0
1700
0
PAYPAL HLDGS INC
COM
70450Y103
328
4456
SH
OTR
0
4456
0
PAYPAL HLDGS INC
COM
70450Y103
725
9851
SH
OTR
0
9851
0
PENNANTPARK INVT CORP
COM
708062104
690
99800
SH
OTR
0
99800
0
PENNANTPARK INVT CORP
COM
708062104
337
48800
SH
OTR
0
48800
0
PEPSICO INC
COM
713448108
168
1400
SH
OTR
0
1400
0
PFIZER INC
COM
717081103
496
13705
SH
OTR
0
13705
0
PFIZER INC
COM
717081103
174
4800
SH
OTR
0
4800
0
PHILIP MORRIS INTL INC
COM
718172109
180
1700
SH
OTR
0
1700
0
PHILIP MORRIS INTL INC
COM
718172109
687
6500
SH
SOLE
6500
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
372
18000
SH
OTR
0
18000
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
169
8200
SH
OTR
0
8200
0
PLUG POWER INC
COM NEW
72919P202
12
5000
SH
OTR
0
5000
0
PNC FINL SVCS GROUP INC
COM
693475105
981
6800
SH
SOLE
6800
0
0
PPG INDS INC
COM
693506107
93
800
SH
OTR
0
800
0
PRICELINE GRP INC
COM
741503403
323
186
SH
OTR
0
186
0
PROCTER & GAMBLE CO
COM
742718109
165
1793
SH
SOLE
1793
0
0
PROSHARES TR
ULTRAPRO SHORT Q
74348A160
1450
67400
SH
OTR
0
67400
0
PROSHARES TR
ULTRAPRO SHORT S
74348A442
1430
125800
SH
OTR
0
125800
0
PROSHARES TR
ULTRAPRO SHORT Q
74348A160
699
32500
SH
OTR
0
32500
0
PROSHARES TR
ULTRAPRO SHORT S
74348A442
666
58600
SH
OTR
0
58600
0
PUBLIC STORAGE
COM
74460D109
648
3100
SH
SOLE
3100
0
0
QUALCOMM INC
COM
747525103
909
14205
SH
OTR
0
14205
0
QUALCOMM INC
COM
747525103
417
6520
SH
OTR
0
6520
0
RANDGOLD RES LTD
ADR
752344309
787
7963
SH
OTR
0
7963
0
REGIONS FINL CORP NEW
COM
7591EP100
92
5300
SH
OTR
0
5300
0
ROCKWELL AUTOMATION INC
COM
773903109
216
1100
SH
SOLE
1100
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
221
2708
SH
SOLE
2708
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
425
6370
SH
OTR
0
6370
0
S&P GLOBAL INC
COM
78409V104
966
5700
SH
SOLE
5700
0
0
S&P GLOBAL INC
COM
78409V104
220
1300
SH
SOLE
1300
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
17
3200
SH
OTR
0
3200
0
SCHLUMBERGER LTD
COM
806857108
108
1600
SH
OTR
0
1600
0
SEMPRA ENERGY
COM
816851109
257
2400
SH
OTR
0
2400
0
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
343
17910
SH
OTR
0
17910
0
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
96
5000
SH
OTR
0
5000
0
SHERWIN WILLIAMS CO
COM
824348106
984
2400
SH
SOLE
2400
0
0
SIRIUS XM HLDGS INC
COM
82968B103
12
2250
SH
OTR
0
2250
0
SK TELECOM LTD
SPONSORED ADR
78440P108
151
5400
SH
OTR
0
5400
0
SMUCKER J M CO
COM NEW
832696405
763
6140
SH
OTR
0
6140
0
SMUCKER J M CO
COM NEW
832696405
367
2950
SH
OTR
0
2950
0
SOLAR CAP LTD
COM
83413U100
679
33600
SH
OTR
0
33600
0
SOLAR CAP LTD
COM
83413U100
331
16400
SH
OTR
0
16400
0
SOUTHERN CO
COM
842587107
346
7200
SH
OTR
0
7200
0
SOUTHWEST AIRLS CO
COM
844741108
328
5005
SH
OTR
0
5005
0
SOUTHWEST AIRLS CO
COM
844741108
916
14000
SH
SOLE
14000
0
0
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
1503
17227
SH
OTR
0
17227
0
SRC ENERGY INC
COM
78470V108
12
1400
SH
OTR
0
1400
0
STANLEY BLACK & DECKER INC
COM
854502101
967
5700
SH
SOLE
5700
0
0
STATE STR CORP
COM
857477103
264
2700
SH
OTR
0
2700
0
STRATEGY SHS
ECOL STRAT ETF
86280R209
1624
39183
SH
SOLE
39183
0
0
STRATEGY SHS
US MKT ROT STRAT
86280R100
1517
39569
SH
SOLE
39569
0
0
STRYKER CORP
COM
863667101
836
5400
SH
SOLE
5400
0
0
SUN LIFE FINL INC
COM
866796105
187
4538
SH
SOLE
4538
0
0
SUNTRUST BKS INC
COM
867914103
400
6200
SH
OTR
0
6200
0
SUNTRUST BKS INC
COM
867914103
966
14950
SH
SOLE
14950
0
0
SYNCHRONY FINL
COM
87165B103
189
4900
SH
OTR
0
4900
0
SYSCO CORP
COM
871829107
881
14500
SH
SOLE
14500
0
0
TAPESTRY INC
COM
876030107
494
11176
SH
OTR
0
11176
0
TARGET CORP
COM
87612E106
393
6025
SH
OTR
0
6025
0
TARGET CORP
COM
87612E106
183
2800
SH
OTR
0
2800
0
TARGET CORP
COM
87612E106
137
2094
SH
SOLE
2094
0
0
TECK RESOURCES LTD
CL B
878742204
735
28081
SH
OTR
0
28081
0
TELECOM ITALIA S P A NEW
SPON ADR ORD
87927Y102
211
24434
SH
SOLE
24434
0
0
TELEFONICA S A
SPONSORED ADR
879382208
1050
108500
SH
OTR
0
108500
0
TELEFONICA S A
SPONSORED ADR
879382208
499
51500
SH
OTR
0
51500
0
TEXAS INSTRS INC
COM
882508104
266
2550
SH
SOLE
2550
0
0
TORCHMARK CORP
COM
891027104
635
7000
SH
SOLE
7000
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
221
3778
SH
SOLE
3778
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
16
1500
SH
OTR
0
1500
0
TWITTER INC
COM
90184L102
324
13485
SH
OTR
0
13485
0
TWITTER INC
COM
90184L102
14
600
SH
OTR
0
600
0
ULTA BEAUTY INC
COM
90384S303
514
2300
SH
SOLE
2300
0
0
UNILEVER N V
N Y SHS NEW
904784709
248
4400
SH
SOLE
4400
0
0
UNITED PARCEL SERVICE INC
COM
911312106
95
800
SH
OTR
0
800
0
UNITED PARCEL SERVICE INC
CL B
911312106
185
1554
SH
SOLE
1554
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
357
2800
SH
OTR
0
2800
0
UNITEDHEALTH GROUP INC
COM
91324P102
503
2282
SH
OTR
0
2282
0
UNITEDHEALTH GROUP INC
COM
91324P102
265
1201
SH
SOLE
1201
0
0
UNITI GROUP INC
COM
91325V108
1145
64342
SH
OTR
0
64342
0
UNITI GROUP INC
COM
91325V108
528
29674
SH
OTR
0
29674
0
UNUM GROUP
COM
91529Y106
246
4490
SH
SOLE
4490
0
0
US BANCORP DEL
COM NEW
902973304
370
6900
SH
OTR
0
6900
0
VAIL RESORTS INC
COM
91879Q109
1383
6509
SH
OTR
0
6509
0
VALE S A
ADR
91912E105
122
10000
SH
OTR
0
10000
0
VANTIV INC
CL A
92210H105
1470
19980
SH
OTR
0
19980
0
VERIZON COMMUNICATIONS INC
COM
92343V104
327
6184
SH
OTR
0
6184
0
VERIZON COMMUNICATIONS INC
COM
92343V104
243
4600
SH
OTR
0
4600
0
VIRNETX HLDG CORP
COM
92823T108
4
1000
SH
OTR
0
1000
0
VISA INC
COM CL A
92826C839
335
2934
SH
OTR
0
2934
0
VISA INC
COM CL A
92826C839
758
6645
SH
OTR
0
6645
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
770
10600
SH
OTR
0
10600
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
356
4900
SH
OTR
0
4900
0
WAL-MART STORES INC
COM
931142103
332
3359
SH
OTR
0
3359
0
WASTE MGMT INC DEL
COM
94106L109
232
2688
SH
SOLE
2688
0
0
WEIGHT WATCHERS INTL INC NEW
COM
948626106
22
500
SH
OTR
0
500
0
WELLS FARGO CO NEW
COM
949746101
334
5500
SH
OTR
0
5500
0
WELLTOWER INC
COM
95040Q104
147
2300
SH
OTR
0
2300
0
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
365
7600
SH
OTR
0
7600
0
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
176
3650
SH
OTR
0
3650
0
WHIRLPOOL CORP
COM
963320106
641
3800
SH
SOLE
3800
0
0
WHITESTONE REIT
COM
966084204
721
50015
SH
OTR
0
50015
0
WHITESTONE REIT
COM
966084204
347
24110
SH
OTR
0
24110
0
WILLIAMS SONOMA INC
COM
969904101
171
3300
SH
OTR
0
3300
0
WISDOMTREE INVTS INC
COM
97717P104
25
2000
SH
OTR
0
2000
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
245
10700
SH
OTR
0
10700
0