Chief Compliance Officer

0001162044-16-002204.txt : 20160810 0001162044-16-002204.hdr.sgml : 20160810 20160810134517 ACCESSION NUMBER: 0001162044-16-002204 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160810 DATE AS OF CHANGE: 20160810 EFFECTIVENESS DATE: 20160810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RATIONAL ADVISORS LLC CENTRAL INDEX KEY: 0001143565 IRS NUMBER: 311759224 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16191 FILM NUMBER: 161820932 BUSINESS ADDRESS: STREET 1: 36 N. NEW YORK AVENUE CITY: HUNTINGTON STATE: NY ZIP: 11743 BUSINESS PHONE: 631-629-4907 MAIL ADDRESS: STREET 1: 36 N. NEW YORK AVENUE CITY: HUNTINGTON STATE: NY ZIP: 11743 FORMER COMPANY: FORMER CONFORMED NAME: HUNTINGTON ASSET ADVISORS, INC. DATE OF NAME CHANGE: 20100617 FORMER COMPANY: FORMER CONFORMED NAME: HUNTINGTON ASSET ADVISORS INC DATE OF NAME CHANGE: 20010621 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001143565 XXXXXXXX 06-30-2016 06-30-2016 false RATIONAL ADVISORS LLC

36 N. New York Avenue Huntington NY 11743

13F HOLDINGS REPORT 028-16191 N Robert Glass Chief Compliance Officer 631-629-4907 Robert Glass Huntington NY 08-08-2016 0 247 144137 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 263 1500 SH SOLE 1500 0 0 3M CO COM 88579Y101 753 4300 SH SOLE 4300 0 0 3M CO COM 88579Y101 1033 5900 SH SOLE 5900 0 0 AAON INC COM PAR $0.004 000360206 605 22000 SH SOLE 22000 0 0 ABM INDS INC COM 000957100 556 15250 SH SOLE 15250 0 0 ACETO CORP COM 004446100 125 5725 SH SOLE 5725 0 0 ACI WORLDWIDE INC COM 004498101 215 11000 SH SOLE 11000 0 0 AFLAC INC COM 001055102 758 10500 SH SOLE 10500 0 0 ALBEMARLE CORP COM 012653101 258 3250 SH SOLE 3250 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 64 800 SH OTR 0 800 0 ALLETE INC COM 018522300 341 5275 SH SOLE 5275 0 0 ALLETE INC COM 018522300 1357 21000 SH SOLE 21000 0 0 ALTRIA GROUP INC COM 02209S103 1038 15050 SH SOLE 15050 0 0 ALTRIA GROUP INC COM 02209S103 793 11500 SH SOLE 11500 0 0 ALTRIA GROUP INC COM 02209S103 4086 59250 SH SOLE 59250 0 0 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