0001475246-17-000024.txt : 20171218 0001475246-17-000024.hdr.sgml : 20171218 20171218121539 ACCESSION NUMBER: 0001475246-17-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171215 FILED AS OF DATE: 20171218 DATE AS OF CHANGE: 20171218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marcotte Robert L CENTRAL INDEX KEY: 0001374463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00237 FILM NUMBER: 171260856 MAIL ADDRESS: STREET 1: 1100 WILSON BOULEVARD, SUITE 3000 CITY: ARLINGTON STATE: VA ZIP: 22209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLADSTONE CAPITAL CORP CENTRAL INDEX KEY: 0001143513 IRS NUMBER: 542040781 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 703-287-5800 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-12-15 0001143513 GLADSTONE CAPITAL CORP GLAD 0001374463 Marcotte Robert L 1521 WESTBRANCH DRIVE SUITE 100 MCLEAN VA 22102 0 1 0 0 President Common Stock 2017-12-15 4 P 0 8200 9.3957 A 393641 D Common Stock 1000 I By Trust The price reporded in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.3699 to $9.4300 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Michael LiCalsi, Attorney-in-fact 2017-12-18