0001420506-19-000043.txt : 20190130 0001420506-19-000043.hdr.sgml : 20190130 20190130113358 ACCESSION NUMBER: 0001420506-19-000043 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190130 DATE AS OF CHANGE: 20190130 EFFECTIVENESS DATE: 20190130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITEC PROPRIETARY MARKETS, LLC CENTRAL INDEX KEY: 0001143261 IRS NUMBER: 364433608 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16423 FILM NUMBER: 19550862 BUSINESS ADDRESS: STREET 1: 111 W. JACKSON STREET 2: 20TH FL.OOR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312 692-5009 MAIL ADDRESS: STREET 1: 111 W. JACKSON STREET 2: 20TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 FORMER COMPANY: FORMER CONFORMED NAME: EQUITEC PROPRIETARY MARKETS LLC /BD DATE OF NAME CHANGE: 20010620 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001143261 XXXXXXXX 12-31-2018 12-31-2018 false EQUITEC PROPRIETARY MARKETS, LLC

111 W. JACKSON 20TH FLOOR CHICAGO IL 60604

13F HOLDINGS REPORT 028-16423 N Robert Wenzel 312 692-5081 Robert Wenzel, Administrator CHICAGO IL 12-31-2018 0 58 257358 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR EQUITEC PROPRIETARY MARKETS, LLC ASPEN INSURANCE HOLDINGS LTD SHS G05384105 378 9000 SH SOLE 9000 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 533 12700 SH Put SOLE 0 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 890 21200 SH Call SOLE 0 0 0 AT&T INC COM 00206R102 685 24001 SH SOLE 24001 0 0 AT&T INC COM 00206R102 2788 97700 SH Call SOLE 0 0 0 AT&T INC COM 00206R102 1647 57700 SH Put SOLE 0 0 0 ATHENAHEALTH INC COM 04685W103 594 4500 SH Put SOLE 0 0 0 ATHENAHEALTH INC COM 04685W103 10370 78600 SH Call SOLE 0 0 0 B RILEY FINL INC COM 05580M108 3931 276837 SH SOLE 276837 0 0 BABCOCK & WILCOX ENTERPRIS I COM 05614L100 775 1985056 SH SOLE 1985056 0 0 BLUELINX HLDGS INC COM NEW 09624H208 1338 54134 SH SOLE 54134 0 0 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN G16249107 376 23300 SH Call SOLE 0 0 0 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN G16249107 366 22686 SH SOLE 22686 0 0 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN G16249107 438 27200 SH Put SOLE 0 0 0 CIGNA CORP NEW COM 125523100 842 4436 SH SOLE 4436 0 0 CIGNA CORP NEW COM 125523100 9648 50800 SH Put SOLE 0 0 0 CIGNA CORP NEW COM 125523100 6951 36600 SH Call SOLE 0 0 0 CVS HEALTH CORP COM 126650100 4422 67486 SH SOLE 67486 0 0 CVS HEALTH CORP COM 126650100 9350 142700 SH Call SOLE 0 0 0 CVS HEALTH CORP COM 126650100 12934 197400 SH Put SOLE 0 0 0 DELL TECHNOLOGIES INC CL C 24703L202 1620 33149 SH SOLE 33149 0 0 DELL TECHNOLOGIES INC CL C 24703L202 7277 148900 SH Put SOLE 0 0 0 DELL TECHNOLOGIES INC CL C 24703L202 1881 38500 SH Call SOLE 0 0 0 DOMINION ENERGY INC COM 25746U109 1179 16500 SH Call SOLE 0 0 0 DOMINION ENERGY INC COM 25746U109 1158 16200 SH Put SOLE 0 0 0 DOMINION ENERGY INC COM 25746U109 1011 14141 SH SOLE 14141 0 0 GREAT ELM CAP GROUP INC COM NEW 39036P209 86 25300 SH SOLE 25300 0 0 HUMANA INC COM 444859102 5128 17900 SH Put SOLE 0 0 0 HUMANA INC COM 444859102 5128 17900 SH SOLE 17900 0 0 INTREXON CORP COM 46122T102 239 36600 SH Call SOLE 0 0 0 INTREXON CORP COM 46122T102 95 14510 SH SOLE 14510 0 0 INTREXON CORP COM 46122T102 79 12100 SH Put SOLE 0 0 0 KEURIG DR PEPPER INC COM 49271V100 364 14200 SH SOLE 14200 0 0 MARATHON PETE CORP COM 56585A102 566 9600 SH Put SOLE 0 0 0 MCDERMOTT INTL INC COM 580037703 0 20900 SH Call SOLE 0 0 0 NATIONAL HOLDINGS CORP COM NEW 636375206 550 203788 SH SOLE 203788 0 0 NORDIC AMERICAN TANKERS LIMI COM G65773106 37 18574 SH SOLE 18574 0 0 NORDIC AMERICAN TANKERS LIMI COM G65773106 85 42600 SH Call SOLE 0 0 0 NORDIC AMERN OFFSHORE LTD SHS G65772108 5 11085 SH SOLE 11085 0 0 NXP SEMICONDUCTORS N V COM N6596X109 396 5400 SH Call SOLE 0 0 0 NXP SEMICONDUCTORS N V COM N6596X109 5811 79300 SH Put SOLE 0 0 0 RED HAT INC COM 756577102 667 3800 SH SOLE 3800 0 0 RED HAT INC COM 756577102 92439 526300 SH Call SOLE 0 0 0 RED HAT INC COM 756577102 790 4500 SH Put SOLE 0 0 0 RENT A CTR INC NEW COM 76009N100 0 15000 SH Put SOLE 0 0 0 RITE AID CORP COM 767754104 0 187200 SH Call SOLE 0 0 0 SCANA CORP NEW COM 80589M102 1295 27100 SH Put SOLE 0 0 0 TELENAV INC COM 879455103 1207 297247 SH SOLE 297247 0 0 TESARO INC COM 881569107 11175 150500 SH Call SOLE 0 0 0 TESARO INC COM 881569107 1684 22683 SH SOLE 22683 0 0 TESARO INC COM 881569107 11835 159400 SH Put SOLE 0 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 3681 76500 SH Call SOLE 0 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 0 23100 SH Put SOLE 0 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 2377 49400 SH Put SOLE 0 0 0 UNITED TECHNOLOGIES CORP COM 913017109 3301 31000 SH Call SOLE 0 0 0 UNITED TECHNOLOGIES CORP COM 913017109 21062 197800 SH Put SOLE 0 0 0 UNITED TECHNOLOGIES CORP COM 913017109 3833 36000 SH SOLE 36000 0 0 ZIOPHARM ONCOLOGY INC COM 98973P101 61 32700 SH Call SOLE 0 0 0