0001420506-16-001104.txt : 20160721
0001420506-16-001104.hdr.sgml : 20160721
20160721125332
ACCESSION NUMBER: 0001420506-16-001104
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160721
DATE AS OF CHANGE: 20160721
EFFECTIVENESS DATE: 20160721
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: EQUITEC PROPRIETARY MARKETS, LLC
CENTRAL INDEX KEY: 0001143261
IRS NUMBER: 364433608
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16423
FILM NUMBER: 161776969
BUSINESS ADDRESS:
STREET 1: 111 W. JACKSON
STREET 2: 20TH FL.OOR
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: 312 692-5009
MAIL ADDRESS:
STREET 1: 111 W. JACKSON
STREET 2: 20TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60604
FORMER COMPANY:
FORMER CONFORMED NAME: EQUITEC PROPRIETARY MARKETS LLC /BD
DATE OF NAME CHANGE: 20010620
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001143261
XXXXXXXX
06-30-2016
06-30-2016
false
EQUITEC PROPRIETARY MARKETS, LLC
111 W. JACKSON
20TH FLOOR
CHICAGO
IL
60604
13F HOLDINGS REPORT
028-16423
N
Christopher Kuehner
Compliance Officer
312 692-5011
Christopher Kuehner , Compliance Officer
CHICAGO
IL
07-19-2016
0
145
2371616
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR EQUITEC PROPRIETARY MARKETS, LLC
ABBVIE INC
COM
00287Y109
2520
40700
SH
Call
SOLE
0
0
0
ADEPTUS HEALTH INC
CL A
006855100
93
1800
SH
Put
SOLE
0
0
0
ADEPTUS HEALTH INC
CL A
006855100
594
11500
SH
Call
SOLE
0
0
0
ALERE INC
COM
01449J105
959
23000
SH
Put
SOLE
0
0
0
ALERE INC
COM
01449J105
959
23000
SH
SOLE
23000
0
0
ALLERGAN PLC
SHS
G0177J108
23
100
SH
SOLE
100
0
0
ALLERGAN PLC
SHS
G0177J108
901
3900
SH
Put
SOLE
0
0
0
ALPHABET INC
CAP STK CL C
02079K107
208
300
SH
Put
SOLE
0
0
0
ALPHABET INC
CAP STK CL A
02079K305
141
200
SH
Put
SOLE
0
0
0
ALPHABET INC
CAP STK CL C
02079K107
208
300
SH
SOLE
300
0
0
ALPHABET INC
CAP STK CL A
02079K305
141
200
SH
SOLE
200
0
0
AMAZON COM INC
COM
023135106
1002
1400
SH
Put
SOLE
0
0
0
AMAZON COM INC
COM
023135106
1002
1400
SH
SOLE
1400
0
0
AMERICAN CAP LTD
COM
02503Y103
517
32654
SH
SOLE
32654
0
0
APOLLO ED GROUP INC
CL A
037604105
328
36000
SH
SOLE
36000
0
0
APOLLO ED GROUP INC
CL A
037604105
497
54500
SH
Put
SOLE
0
0
0
APPLE INC
COM
037833100
48
500
SH
SOLE
500
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
20
4200
SH
Put
SOLE
0
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
20
4200
SH
SOLE
4200
0
0
AT&T INC
COM
00206R102
567
13116
SH
SOLE
13116
0
0
AT&T INC
COM
00206R102
501
11600
SH
Call
SOLE
0
0
0
AT&T INC
COM
00206R102
3690
85400
SH
Put
SOLE
0
0
0
ATLAS RESOURCE PARTNERS LP
COM UNT LTD PR
04941A101
23
42572
SH
SOLE
42572
0
0
B RILEY FINL INC
COM
05580M108
958
100000
SH
SOLE
100000
0
0
BANK AMER CORP
COM
060505104
863
65000
SH
SOLE
65000
0
0
BIOGEN INC
COM
09062X103
24
100
SH
Put
SOLE
0
0
0
BIOGEN INC
COM
09062X103
24
100
SH
SOLE
100
0
0
BROADCOM LTD
SHS
Y09827109
74592
480000
SH
Put
SOLE
0
0
0
BROADCOM LTD
SHS
Y09827109
50179
322900
SH
Call
SOLE
0
0
0
BROADCOM LTD
SHS
Y09827109
1038
6682
SH
SOLE
6682
0
0
CABLEVISION SYS CORP
CL A NY CABLVS
12686C109
0
564600
SH
Put
SOLE
0
0
0
CABLEVISION SYS CORP
CL A NY CABLVS
12686C109
0
13100
SH
Call
SOLE
0
0
0
CELATOR PHARMACEUTICALS INC
COM
15089R102
2236
74100
SH
Call
SOLE
0
0
0
CELATOR PHARMACEUTICALS INC
COM
15089R102
226
7500
SH
Put
SOLE
0
0
0
CELATOR PHARMACEUTICALS INC
COM
15089R102
256
8467
SH
SOLE
8467
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
1898
8300
SH
Call
SOLE
0
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
242
600
SH
Put
SOLE
0
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
208
517
SH
SOLE
517
0
0
COLUMBIA PIPELINE GROUP INC
COM
198280109
966
37900
SH
Call
SOLE
0
0
0
COLUMBIA PIPELINE GROUP INC
COM
198280109
892
35000
SH
Put
SOLE
0
0
0
COLUMBIA PIPELINE GROUP INC
COM
198280109
644
25251
SH
SOLE
25251
0
0
CVENT INC
COM
23247G109
857
24000
SH
SOLE
24000
0
0
CVENT INC
COM
23247G109
1107
31000
SH
Put
SOLE
0
0
0
DIGITAL TURBINE INC
COM NEW
25400W102
1719
1606872
SH
SOLE
1606872
0
0
DISNEY WALT CO
COM DISNEY
254687106
49
500
SH
SOLE
500
0
0
DREAMWORKS ANIMATION SKG INC
CL A
26153C103
356
8700
SH
SOLE
8700
0
0
DREAMWORKS ANIMATION SKG INC
CL A
26153C103
1447
35400
SH
Put
SOLE
0
0
0
DREAMWORKS ANIMATION SKG INC
CL A
26153C103
9490
232200
SH
Call
SOLE
0
0
0
E M C CORP MASS
COM
268648102
1886
69400
SH
SOLE
69400
0
0
E M C CORP MASS
COM
268648102
2801
103100
SH
Call
SOLE
0
0
0
E M C CORP MASS
COM
268648102
2714
99900
SH
Put
SOLE
0
0
0
EMPIRE DIST ELEC CO
COM
291641108
85
2500
SH
SOLE
2500
0
0
EMPIRE DIST ELEC CO
COM
291641108
679
20000
SH
Put
SOLE
0
0
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
456
31700
SH
Call
SOLE
0
0
0
ESPERION THERAPEUTICS INC NE
COM
29664W105
3
300
SH
SOLE
300
0
0
FACEBOOK INC
CL A
30303M102
217
1900
SH
SOLE
1900
0
0
FACEBOOK INC
CL A
30303M102
789
6900
SH
Put
SOLE
0
0
0
FAIRCHILD SEMICONDUCTOR INTL
COM
303726103
861
43400
SH
Put
SOLE
0
0
0
FAIRCHILD SEMICONDUCTOR INTL
COM
303726103
794
40000
SH
SOLE
40000
0
0
FIFTH STREET FINANCE CORP
COM
31678A103
3649
752315
SH
SOLE
752315
0
0
FIRSTHAND TECH VALUE FD INC
COM
33766Y100
959
128864
SH
SOLE
128864
0
0
FORM HLDGS CORP
COM
34634E102
97
51500
SH
Call
SOLE
0
0
0
FORM HLDGS CORP
COM
34634E102
9
4700
SH
Put
SOLE
0
0
0
FOUNDATION MEDICINE INC
COM
350465100
278
14900
SH
Put
SOLE
0
0
0
FOUNDATION MEDICINE INC
COM
350465100
2428
130100
SH
Call
SOLE
0
0
0
GILEAD SCIENCES INC
COM
375558103
125
1500
SH
SOLE
1500
0
0
GILEAD SCIENCES INC
COM
375558103
125
1500
SH
Put
SOLE
0
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
15
100
SH
SOLE
100
0
0
GSV CAP CORP
COM
36191J101
853
169861
SH
SOLE
169861
0
0
HC2 HLDGS INC
COM
404139107
461
107320
SH
SOLE
107320
0
0
INTEROIL CORP
COM
460951106
1670
37100
SH
Call
SOLE
0
0
0
INTREXON CORP
COM
46122T102
5126
208300
SH
Call
SOLE
0
0
0
INTREXON CORP
COM
46122T102
957
38900
SH
Put
SOLE
0
0
0
INTREXON CORP
COM
46122T102
756
30733
SH
SOLE
30733
0
0
INVESTORS BANCORP INC NEW
COM
46146L101
0
1
SH
SOLE
1
0
0
ITERIS INC
COM
46564T107
297
103863
SH
SOLE
103863
0
0
KAPSTONE PAPER & PACKAGING C
COM
48562P103
171
13123
SH
SOLE
13123
0
0
KAPSTONE PAPER & PACKAGING C
COM
48562P103
480
36900
SH
Call
SOLE
0
0
0
KAPSTONE PAPER & PACKAGING C
COM
48562P103
154
11800
SH
Put
SOLE
0
0
0
KRISPY KREME DOUGHNUTS INC
COM
501014104
530
25300
SH
Call
SOLE
0
0
0
LEXMARK INTL INC
CL A
529771107
366
9700
SH
SOLE
9700
0
0
LEXMARK INTL INC
CL A
529771107
378
10000
SH
Put
SOLE
0
0
0
LINKEDIN CORP
COM CL A
53578A108
15954
84300
SH
Put
SOLE
0
0
0
LINKEDIN CORP
COM CL A
53578A108
37623
198800
SH
Call
SOLE
0
0
0
LINKEDIN CORP
COM CL A
53578A108
8811
46559
SH
SOLE
46559
0
0
MANNKIND CORP
COM
56400P201
69
59400
SH
Put
SOLE
0
0
0
MANNKIND CORP
COM
56400P201
1091
940400
SH
Call
SOLE
0
0
0
MARKETO INC
COM
57063L107
2594
74500
SH
Call
SOLE
0
0
0
MEDLEY CAP CORP
COM
58503F106
118
17559
SH
SOLE
17559
0
0
MICROSEMI CORP
COM
595137100
899
27500
SH
Call
SOLE
0
0
0
MICROSEMI CORP
COM
595137100
588
18000
SH
Put
SOLE
0
0
0
MONSANTO CO NEW
COM
61166W101
259
2500
SH
Call
SOLE
0
0
0
MONSTER WORLDWIDE INC
COM
611742107
1316
550556
SH
SOLE
550556
0
0
NORDIC AMERICAN TANKERS LIMI
COM
G65773106
154
11100
SH
Put
SOLE
0
0
0
NORDIC AMERICAN TANKERS LIMI
COM
G65773106
322
23200
SH
Call
SOLE
0
0
0
NORDIC AMERICAN TANKERS LIMI
COM
G65773106
21
1500
SH
SOLE
1500
0
0
NORDIC AMERN OFFSHORE LTD
SHS
Y6366T112
18
3817
SH
SOLE
3817
0
0
OFFICE DEPOT INC
COM
676220106
154
46400
SH
SOLE
46400
0
0
OFFICE DEPOT INC
COM
676220106
168
50700
SH
Put
SOLE
0
0
0
OFFICE DEPOT INC
COM
676220106
17
5200
SH
Call
SOLE
0
0
0
POWERSHS DB MULTI SECT COMM
PS DB AGRICUL FD
73936B408
51
2300
SH
SOLE
2300
0
0
PROSHARES TR II
ULT VIX SHRT
74347W312
19
2000
SH
SOLE
2000
0
0
QIHOO 360 TECHNOLOGY CO LTD
ADS
74734M109
33398
457200
SH
Put
SOLE
0
0
0
QIHOO 360 TECHNOLOGY CO LTD
ADS
74734M109
27211
372500
SH
Call
SOLE
0
0
0
QIHOO 360 TECHNOLOGY CO LTD
ADS
74734M109
20702
283400
SH
SOLE
283400
0
0
QLIK TECHNOLOGIES INC
COM
74733T105
148
5000
SH
SOLE
5000
0
0
QLIK TECHNOLOGIES INC
COM
74733T105
148
5000
SH
Put
SOLE
0
0
0
RENESOLA LTD
SPONS ADS
75971T103
8
6090
SH
SOLE
6090
0
0
REYNOLDS AMERICAN INC
COM
761713106
507
9400
SH
Put
SOLE
0
0
0
REYNOLDS AMERICAN INC
COM
761713106
154
2850
SH
SOLE
2850
0
0
RITE AID CORP
COM
767754104
839
112000
SH
SOLE
112000
0
0
RITE AID CORP
COM
767754104
1337
178500
SH
Call
SOLE
0
0
0
RITE AID CORP
COM
767754104
2820
376500
SH
Put
SOLE
0
0
0
SILVER BAY RLTY TR CORP
COM
82735Q102
68
4000
SH
SOLE
4000
0
0
SOLARCITY CORP
COM
83416T100
17
700
SH
SOLE
700
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
797953
3809300
SH
Put
SOLE
0
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
4986
23800
SH
SOLE
23800
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1178402
5625500
SH
Call
SOLE
0
0
0
STAPLES INC
COM
855030102
65
7500
SH
Call
SOLE
0
0
0
TELENAV INC
COM
879455103
1829
358651
SH
SOLE
358651
0
0
TEREX CORP NEW
COM
880779103
286
14100
SH
SOLE
14100
0
0
TEREX CORP NEW
COM
880779103
427
21000
SH
Put
SOLE
0
0
0
TESLA MTRS INC
COM
88160R101
934
4400
SH
SOLE
4400
0
0
TIVO INC
COM
888706108
144
14500
SH
Call
SOLE
0
0
0
UNITED ONLINE INC
COM NEW
911268209
3001
272863
SH
SOLE
272863
0
0
USA TECHNOLOGIES INC
COM NO PAR
90328S500
28
6578
SH
SOLE
6578
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
66
3300
SH
SOLE
3300
0
0
VALSPAR CORP
COM
920355104
194
1800
SH
SOLE
1800
0
0
VALSPAR CORP
COM
920355104
432
4000
SH
Put
SOLE
0
0
0
VALSPAR CORP
COM
920355104
540
5000
SH
Call
SOLE
0
0
0
VANECK VECTORS ETF TR
RUSSIA ETF
92189F403
10
600
SH
SOLE
600
0
0
WESTAR ENERGY INC
COM
95709T100
325
5800
SH
Put
SOLE
0
0
0
WESTAR ENERGY INC
COM
95709T100
230
4100
SH
SOLE
4100
0
0
WESTERN DIGITAL CORP
COM
958102105
590
12486
SH
SOLE
12486
0
0
WESTERN DIGITAL CORP
COM
958102105
785
16600
SH
Call
SOLE
0
0
0
WESTERN DIGITAL CORP
COM
958102105
9012
190700
SH
Put
SOLE
0
0
0
WILLIAMS COS INC DEL
COM
969457100
10318
477000
SH
Put
SOLE
0
0
0
WILLIAMS COS INC DEL
COM
969457100
2102
97200
SH
SOLE
97200
0
0
WILLIAMS COS INC DEL
COM
969457100
4447
205600
SH
Call
SOLE
0
0
0
XENCOR INC
COM
98401F105
55
2900
SH
Call
SOLE
0
0
0
XURA INC
COM
98420V107
122
5000
SH
Call
SOLE
0
0
0
XURA INC
COM
98420V107
149
6100
SH
Put
SOLE
0
0
0
XURA INC
COM
98420V107
149
6100
SH
SOLE
6100
0
0
ZIOPHARM ONCOLOGY INC
COM
98973P101
8
1500
SH
Call
SOLE
0
0
0
ZIOPHARM ONCOLOGY INC
COM
98973P101
22
4000
SH
SOLE
4000
0
0