Executive Vice President and Head of Wealth Management

0001142495-20-000014.txt : 20201020 0001142495-20-000014.hdr.sgml : 20201020 20201020141824 ACCESSION NUMBER: 0001142495-20-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201020 DATE AS OF CHANGE: 20201020 EFFECTIVENESS DATE: 20201020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEDBUSH SECURITIES INC CENTRAL INDEX KEY: 0001142495 IRS NUMBER: 952495390 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12460 FILM NUMBER: 201248017 BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-688-8090 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: WEDBUSH MORGAN SECURITIES INC DATE OF NAME CHANGE: 20010613 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001142495 XXXXXXXX 09-30-2020 09-30-2020 WEDBUSH SECURITIES INC

1000 WILSHIRE BLVD., SUITE 900 ATTN: BUSINESS CONDUCT DEPT. LOS ANGELES CA 90017

13F HOLDINGS REPORT 028-12460 N Christopher Mone Executive Vice President and Head of Wealth Management 213-688-8900 /s/ Christopher Mone Los Angeles CA 10-20-2020 0 14883 1042936 false INFORMATION TABLE 2 13FInfoTable_2020Q3.xml AFLAC INC COM 001055102 677 18620 SH SOLE 0 0 18620 AG MORTGAGE INV TR INC COM 001228105 65 23547 SH SOLE 0 0 23547 AGNC INVESTMENT CORP COM 00123Q104 522 37542 SH SOLE 0 0 37542 AES CORP COM 00130H105 270 14896 SH SOLE 0 0 14896 A-MARK PRECIOUS METALS COM 00181T107 3319 98429 SH SOLE 0 0 98429 AT&T INC COM 00206R102 8992 315413 SH SOLE 0 0 315413 ARK COM 00214Q104 950 10329 SH SOLE 0 0 10329 ABBOTT LABORATORIES COM 002824100 3155 28993 SH SOLE 0 0 28993 ABBVIE INC COM 00287Y109 7954 90812 SH SOLE 0 0 90812 ABEONA THERAPEUTICS INC COM 00289Y107 78 76700 SH SOLE 0 0 76700 ABERDEEN ASIA PACIFIC COM 003009107 50 12579 SH SOLE 0 0 12579 ABERDEEN COM 003262102 267 1235 SH SOLE 0 0 1235 ACORDA THERAPEUTICS INC COM 00484M106 8 15125 SH SOLE 0 0 15125 ACTIVISION 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495 40095 SH SOLE 0 0 40095 POLARIS INC COM 731068102 401 4247 SH SOLE 0 0 4247 PRICE T ROWE GROUP INC COM 74144T108 642 5007 SH SOLE 0 0 5007 PROCTER & GAMBLE CO COM 742718109 6720 48352 SH SOLE 0 0 48352 PROLOGIS INC COM 74340W103 255 2535 SH SOLE 0 0 2535 PROOFPOINT INC COM 743424103 709 6720 SH SOLE 0 0 6720 PROSHARES TR COM 74347B169 322 5139 SH SOLE 0 0 5139 PROSHARES TR COM 74347B375 262 3106 SH SOLE 0 0 3106 PROSHARES COM 74347B680 893 16829 SH SOLE 0 0 16829 PROSHARES COM 74347B698 1034 21928 SH SOLE 0 0 21928 PROSHARES LARGE CAP CORE COM 74347R248 1146 15028 SH SOLE 0 0 15028 PROSHARES VIX SHORT COM 74347W171 386 18890 SH SOLE 0 0 18890 PROSHARES TRUST COM 74348A467 2759 38245 SH SOLE 0 0 38245 PROSPECT CAPITAL CORP COM 74348T102 187 37165 SH SOLE 0 0 37165 PROTO LABS INC COM 743713109 670 5172 SH SOLE 0 0 5172 PRUDENTIAL FINANCIAL INC COM 744320102 310 4876 SH SOLE 0 0 4876 PUTNAM MANAGED MUNICIPAL COM 746823103 620 80966 SH SOLE 0 0 80966 PUTNAM PREMIER INCOME COM 746853100 60 13463 SH SOLE 0 0 13463 PUTNAM MUNICIPAL COM 746922103 168 12945 SH SOLE 0 0 12945 QUALCOMM INC COM 747525103 5564 47281 SH SOLE 0 0 47281 QUEST DIAGNOSTICS INC COM 74834L100 275 2401 SH SOLE 0 0 2401 RLJ LODGING TR PREF 74965L200 531 23174 SH SOLE 0 0 23174 RAYTHEON TECHNOLOGIES COM 75513E101 2342 40698 SH SOLE 0 0 40698 REALTY INCOME CORP COM 756109104 1121 18455 SH SOLE 0 0 18455 RECRO PHARMA INC COM 75629F109 100 47587 SH SOLE 0 0 47587 REGENERON COM 75886F107 611 1092 SH SOLE 0 0 1092 REGULUS THERAPEUTICS INC COM 75915K200 36 70204 SH SOLE 0 0 70204 REINSURANCE GROUP COM 759351604 266 2794 SH SOLE 0 0 2794 REXAHN PHARMACEUTICALS COM 761640309 48 23301 SH SOLE 0 0 23301 RITCHIE BROTHERS COM 767744105 282 4759 SH SOLE 0 0 4759 RIVERNORTH MANAGED COM 76882H105 404 24193 SH SOLE 0 0 24193 RIVERVIEW BANCORP COM 769397100 98 23500 SH SOLE 0 0 23500 ROCKWELL AUTOMATION INC COM 773903109 656 2971 SH SOLE 0 0 2971 ROKU INC COM 77543R102 1275 6751 SH SOLE 0 0 6751 ROPER TECHNOLOGIES INC COM 776696106 459 1162 SH SOLE 0 0 1162 ROSS STORES INC COM 778296103 442 4742 SH SOLE 0 0 4742 ROYAL BANK CANADA COM 780087102 708 10093 SH SOLE 0 0 10093 ROYAL DUTCH SHELL PLC COM 780259206 379 15056 SH SOLE 0 0 15056 ROYCE VALUE TRUST INC COM 780910105 550 43531 SH SOLE 0 0 43531 SEI INVESTMENTS CO COM 784117103 274 5393 SH SOLE 0 0 5393 SPDR S&P 500 ETF COM 78462F103 12476 37254 SH SOLE 0 0 37254 SPDR GOLD TRUST COM 78463V107 8956 50562 SH SOLE 0 0 50562 SPDR SER COM 78464A110 753 4460 SH SOLE 0 0 4460 SPDR BLOOMBERG BARCLAYS COM 78464A359 1489 21615 SH SOLE 0 0 21615 SPDR PORTFOLIO COM 78464A664 635 13590 SH SOLE 0 0 13590 SPDR COM 78464A672 628 18906 SH SOLE 0 0 18906 SPDR SERIES TRUST COM 78464A870 1588 14253 SH SOLE 0 0 14253 SPDR SERIES TRUST COM 78464A888 290 5384 SH SOLE 0 0 5384 SPDR COM 78467V608 494 11055 SH SOLE 0 0 11055 SPDR DOW JONES COM 78467X109 2406 8669 SH SOLE 0 0 8669 SPDR S&P MID CAP 400 ETF COM 78467Y107 592 1748 SH SOLE 0 0 1748 SPDR BLOOMBERG BARCLAYS COM 78468R663 803 8770 SH SOLE 0 0 8770 SPDR NUVEEN BLOOMBERG COM 78468R739 707 14171 SH SOLE 0 0 14171 SPDR PORTFOLIO COM 78468R788 509 18564 SH SOLE 0 0 18564 SALESFORCE.COM INC COM 79466L302 6107 24300 SH SOLE 0 0 24300 SANOFI COM 80105N105 635 12655 SH SOLE 0 0 12655 SCHWAB CHARLES CORP NEW COM 808513105 373 10303 SH SOLE 0 0 10303 SCHWAB EMERGING COM 808524706 1092 40797 SH SOLE 0 0 40797 SEA LTD COM 81141R100 343 2229 SH SOLE 0 0 2229 SECTOR HEALTHCARE COM 81369Y209 2694 25537 SH SOLE 0 0 25537 SECTOR CONSUMER STAPLES COM 81369Y308 1013 15797 SH SOLE 0 0 15797 CONSUMER DISCRETIONARY COM 81369Y407 908 6176 SH SOLE 0 0 6176 SECTOR ENERGY SELECT COM 81369Y506 430 14345 SH SOLE 0 0 14345 SECTOR FINANCIAL SELECT COM 81369Y605 600 24909 SH SOLE 0 0 24909 SECTOR INDUSTRIAL COM 81369Y704 403 5238 SH SOLE 0 0 5238 SECTOR TECHNOLOGY COM 81369Y803 3144 26937 SH SOLE 0 0 26937 SELECT SECTOR TR COM 81369Y860 1623 46015 SH SOLE 0 0 46015 SELECT UTILITIES SELECT COM 81369Y886 3014 50760 SH SOLE 0 0 50760 SEMPRA ENERGY COM 816851109 601 5080 SH SOLE 0 0 5080 SERVICENOW INC COM 81762P102 1035 2135 SH SOLE 0 0 2135 SHOPIFY INC COM 82509L107 1854 1812 SH SOLE 0 0 1812 SIENTRA INC COM 82621J105 39 11500 SH SOLE 0 0 11500 SKYWORKS SOLUTIONS INC COM 83088M102 647 4444 SH SOLE 0 0 4444 SLACK TECHNOLOGIES INC COM 83088V102 229 8515 SH SOLE 0 0 8515 SNAP ON INC COM 833034101 262 1780 SH SOLE 0 0 1780 SNAP INC COM 83304A106 315 12078 SH SOLE 0 0 12078 SOLAREDGE TECHNOLOGIES COM 83417M104 300 1260 SH SOLE 0 0 1260 SOLIGENIX INC COM 834223307 45 25200 SH SOLE 0 0 25200 SONY CORP COM 835699307 316 4116 SH SOLE 0 0 4116 SOUTHERN COMPANY COM 842587107 805 14852 SH SOLE 0 0 14852 SOUTHWEST AIRLINES CO COM 844741108 294 7843 SH SOLE 0 0 7843 SOUTHWESTERN ENERGY COM 845467109 59 25000 SH SOLE 0 0 25000 SPLUNK INC COM 848637104 345 1836 SH SOLE 0 0 1836 SPROTT PHYSICAL SILVER COM 85207K107 108 13100 SH SOLE 0 0 13100 SPROUTS FARMERS MARKET COM 85208M102 661 31576 SH SOLE 0 0 31576 SPROTT PHYSICAL GOLD & COM 85208R101 327 17829 SH SOLE 0 0 17829 SQUARE INC COM 852234103 3297 20281 SH SOLE 0 0 20281 STARBUCKS CORP COM 855244109 4020 49621 SH SOLE 0 0 49621 STARWOOD PROPERTY TRUST COM 85571B105 165 10948 SH SOLE 0 0 10948 STRYKER CORP COM 863667101 965 4633 SH SOLE 0 0 4633 SUMMIT STATE BANK COM 866264203 815 73097 SH SOLE 0 0 73097 SYNOPSYS INC COM 871607107 1451 6779 SH SOLE 0 0 6779 SYSCO CORP COM 871829107 418 6715 SH SOLE 0 0 6715 TJX COS INC NEW COM 872540109 687 12343 SH SOLE 0 0 12343 T-MOBILE US INC COM 872590104 348 3044 SH SOLE 0 0 3044 TAIWAN SEMICONDUCTOR COM 874039100 1231 15183 SH SOLE 0 0 15183 TAKE-TWO INTERACTIVE INC COM 874054109 228 1378 SH SOLE 0 0 1378 TANDEM DIABETES CARE INC COM 875372203 291 2563 SH SOLE 0 0 2563 TARGET CORP COM 87612E106 3149 20001 SH SOLE 0 0 20001 TEKLA HEALTHCARE OPPTYS COM 879105104 1857 102630 SH SOLE 0 0 102630 TEKLA HEALTHCARE INV SBI COM 87911J103 434 21049 SH SOLE 0 0 21049 TEKLA WORLD HLTHCARE COM 87911L108 199 13890 SH SOLE 0 0 13890 TELADOC HEALTH INC COM 87918A105 2422 11045 SH SOLE 0 0 11045 TESLA INC COM 88160R101 4774 11128 SH SOLE 0 0 11128 TEVA PHARMACEUTICAL INDS COM 881624209 313 34728 SH SOLE 0 0 34728 TEXAS INSTRUMENTS INC COM 882508104 1072 7506 SH SOLE 0 0 7506 THERAPEUTICSMD INC COM 88338N107 28 18000 SH SOLE 0 0 18000 TRADE DESK INC (THE) COM 88339J105 1465 2824 SH SOLE 0 0 2824 THERMO FISHER COM 883556102 2692 6096 SH SOLE 0 0 6096 3D SYSTEMS CORP DEL NEW COM 88554D205 196 39950 SH SOLE 0 0 39950 3M COMPANY COM 88579Y101 2447 15279 SH SOLE 0 0 15279 TILRAY INC COM 88688T100 90 18600 SH SOLE 0 0 18600 TIZIANA LIFE SCIENCES COM 88875G101 57 17105 SH SOLE 0 0 17105 TORONTO DOMINION BANK COM 891160509 207 4481 SH SOLE 0 0 4481 TOTAL SE COM 89151E109 218 6354 SH SOLE 0 0 6354 TOYOTA MOTOR CORP COM 892331307 256 1932 SH SOLE 0 0 1932 TRAVELERS COS INC COM 89417E109 302 2791 SH SOLE 0 0 2791 TREVENA INC COM 89532E109 233 77817 SH SOLE 0 0 77817 TRIO TECH INTL NEW COM 896712205 36 10409 SH SOLE 0 0 10409 TRUIST FINANCIAL CORP COM 89832Q109 452 11878 SH SOLE 0 0 11878 TWILIO INC COM 90138F102 1115 4513 SH SOLE 0 0 4513 TWITTER INC COM 90184L102 672 15103 SH SOLE 0 0 15103 2U INC COM 90214J101 226 6670 SH SOLE 0 0 6670 TYLER TECHNOLOGIES INC COM 902252105 303 870 SH SOLE 0 0 870 U S BANCORP DE NEW COM 902973304 1151 32111 SH SOLE 0 0 32111 UMH PROPERTIES INC COM 903002103 1427 105364 SH SOLE 0 0 105364 UBER TECHNOLOGIES INC COM 90353T100 742 20327 SH SOLE 0 0 20327 ULTA BEAUTY INC COM 90384S303 1411 6299 SH SOLE 0 0 6299 UNICO AMERICAN CORP COM 904607108 104 20132 SH SOLE 0 0 20132 UNILEVER PLC COM 904767704 286 4634 SH SOLE 0 0 4634 UNION PACIFIC CORP COM 907818108 2249 11426 SH SOLE 0 0 11426 UNITED PARCEL SERVICE COM 911312106 2065 12390 SH SOLE 0 0 12390 UNITED STATES STEEL CORP COM 912909108 161 21976 SH SOLE 0 0 21976 UNITEDHEALTH GROUP INC COM 91324P102 6564 21055 SH SOLE 0 0 21055 V F CORP COM 918204108 666 9478 SH SOLE 0 0 9478 VBI VACCINES INC COM 91822J103 140 49000 SH SOLE 0 0 49000 VTV THERAPEUTICS INC COM 918385105 39 22000 SH SOLE 0 0 22000 VACCINEX INC COM 918640103 55 31000 SH SOLE 0 0 31000 VALE S A COM 91912E105 247 23362 SH SOLE 0 0 23362 VALERO ENERGY CORP COM 91913Y100 307 7080 SH SOLE 0 0 7080 VALVOLINE INC COM 92047W101 800 41993 SH SOLE 0 0 41993 VANECK VECTORS COM 92189F106 2180 55677 SH SOLE 0 0 55677 VANECK VECTORS COM 92189F411 981 80750 SH SOLE 0 0 80750 VANECK VECTORS COM 92189F437 774 26042 SH SOLE 0 0 26042 VANECK VECTORS COM 92189F643 565 10344 SH SOLE 0 0 10344 VANECK VECTORS COM 92189F676 673 3863 SH SOLE 0 0 3863 VANECK VECTORS COM 92189F726 312 1923 SH SOLE 0 0 1923 VANECK VECTORS COM 92189F791 318 5744 SH SOLE 0 0 5744 VANECK VECTORS COM 92189H201 534 10408 SH SOLE 0 0 10408 VANECK VECTORS COM 92189H300 254 8244 SH SOLE 0 0 8244 VANGUARD DIVIDEND COM 921908844 824 6405 SH SOLE 0 0 6405 VANGUARD TOTAL INTL COM 921909768 436 8352 SH SOLE 0 0 8352 VANGUARD EXTENDED COM 921910709 569 3435 SH SOLE 0 0 3435 VANGUARD COM 921910733 7416 119973 SH SOLE 0 0 119973 VANGUARD MEGA CAP COM 921910816 208 1122 SH SOLE 0 0 1122 VANGUARD LONG TERM COM 921937793 461 4121 SH SOLE 0 0 4121 VANGUARD INTERMEDIATE COM 921937819 441 4714 SH SOLE 0 0 4714 VANGUARD SHORT TERM COM 921937827 2933 35318 SH SOLE 0 0 35318 VANGUARD TOTAL BOND COM 921937835 2795 31688 SH SOLE 0 0 31688 VANGUARD FTSE DEVELOPED COM 921943858 954 23313 SH SOLE 0 0 23313 VANGUARD HIGH DIVIDEND COM 921946406 227 2808 SH SOLE 0 0 2808 VANGUARD SHORT TERM COM 922020805 219 4289 SH SOLE 0 0 4289 VANGUARD TOTAL INTL BOND COM 92203J407 320 5499 SH SOLE 0 0 5499 VANGUARD GLOBAL EX U S COM 922042676 423 8695 SH SOLE 0 0 8695 VANGUARD TOTAL WORLD COM 922042742 1064 13198 SH SOLE 0 0 13198 VANGUARD COM 922042775 264 5232 SH SOLE 0 0 5232 VANGUARD FTSE EMERGING COM 922042858 1075 24859 SH SOLE 0 0 24859 VANGUARD CONSUMER COM 92204A108 521 2220 SH SOLE 0 0 2220 VANGUARD CONSUMER COM 92204A207 1451 8883 SH SOLE 0 0 8883 VANGUARD FINANCIALS ETF COM 92204A405 219 3740 SH SOLE 0 0 3740 VANGUARD HEALTH CARE ETF COM 92204A504 555 2723 SH SOLE 0 0 2723 VANGUARD INDUSTRIALS ETF COM 92204A603 272 1876 SH SOLE 0 0 1876 VANGUARD INFORMATION COM 92204A702 675 2168 SH SOLE 0 0 2168 VANGUARD MATERIALS ETF COM 92204A801 256 1901 SH SOLE 0 0 1901 VANGUARD UTILITIES ETF COM 92204A876 278 2156 SH SOLE 0 0 2156 VANGUARD COMMUNICATION COM 92204A884 245 2404 SH SOLE 0 0 2404 VANGUARD SHORT TERM COM 92206C102 316 5089 SH SOLE 0 0 5089 VANGUARD SHORT TERM CORP COM 92206C409 328 3955 SH SOLE 0 0 3955 VANGUARD INTERMEDIATE COM 92206C706 282 4007 SH SOLE 0 0 4007 VANGUARD INTERMEDIATE COM 92206C870 905 9446 SH SOLE 0 0 9446 VEEVA SYSTEMS INC COM 922475108 1374 4888 SH SOLE 0 0 4888 VENTAS INC COM 92276F100 329 7838 SH SOLE 0 0 7838 VANGUARD COM 922907746 432 7942 SH SOLE 0 0 7942 VANGUARD S&P 500 COM 922908363 6005 19520 SH SOLE 0 0 19520 VANGUARD COM 922908553 1747 22129 SH SOLE 0 0 22129 VANGUARD SMALL CAP COM 922908595 623 2900 SH SOLE 0 0 2900 VANGUARD SMALL CAP VALUE COM 922908611 612 5533 SH SOLE 0 0 5533 VANGUARD MID CAP ETF COM 922908629 1363 7732 SH SOLE 0 0 7732 VANGUARD LARGE CAP ETF COM 922908637 298 1907 SH SOLE 0 0 1907 VANGUARD EXTENDED COM 922908652 470 3623 SH SOLE 0 0 3623 VANGUARD GROWTH ETF COM 922908736 1302 5718 SH SOLE 0 0 5718 VANGUARD VALUE ETF COM 922908744 430 4110 SH SOLE 0 0 4110 VANGUARD SMALL CAP ETF COM 922908751 953 6199 SH SOLE 0 0 6199 VANGUARD TOTAL STOCK COM 922908769 4936 28980 SH SOLE 0 0 28980 VEREIT INC COM 92339V100 470 72300 SH SOLE 0 0 72300 VERIZON COMMUNICATIONS COM 92343V104 8313 139745 SH SOLE 0 0 139745 VERISK ANALYTICS INC COM 92345Y106 266 1434 SH SOLE 0 0 1434 VERONA PHARMA PLC COM 925050106 270 43300 SH SOLE 0 0 43300 VERTEX PHARMACEUTICALS COM 92532F100 1820 6690 SH SOLE 0 0 6690 VIACOMCBS INC COM 92556H206 639 22804 SH SOLE 0 0 22804 VICI PROPERTIES INC COM 925652109 260 11126 SH SOLE 0 0 11126 VIKING THERAPEUTICS INC COM 92686J106 125 21500 SH SOLE 0 0 21500 VIRCO MANUFACTURING CORP COM 927651109 89 41369 SH SOLE 0 0 41369 VIRGIN GALACTIC HOLDINGS COM 92766K106 247 12857 SH SOLE 0 0 12857 VISA INC COM 92826C839 10151 50764 SH SOLE 0 0 50764 VISTRA CORP COM 92840M102 1147 60798 SH SOLE 0 0 60798 VMWARE INC COM 928563402 1729 12033 SH SOLE 0 0 12033 VODAFONE GROUP PLC NEW COM 92857W308 420 31283 SH SOLE 0 0 31283 VOYA GLOBAL COM 92912T100 67 13450 SH SOLE 0 0 13450 VOYA PRIME RATE COM 92913A100 106 24100 SH SOLE 0 0 24100 WEC ENERGY GROUP INC COM 92939U106 738 7614 SH SOLE 0 0 7614 WALMART INC COM 931142103 3206 26577 SH SOLE 0 0 26577 WALGREENS BOOTS ALLIANCE COM 931427108 400 11145 SH SOLE 0 0 11145 WASHINGTON PRIME GROUP COM 93964W108 16 24898 SH SOLE 0 0 24898 WASTE MANAGEMENT INC COM 94106L109 839 7413 SH SOLE 0 0 7413 WAYFAIR INC COM 94419L101 260 893 SH SOLE 0 0 893 WELLS FARGO & CO COM 949746101 1756 74692 SH SOLE 0 0 74692 WELLS FARGO & COMPANY PREF 949746804 981 731 SH SOLE 0 0 731 WEST PHARMACEUTICAL COM 955306105 333 1211 SH SOLE 0 0 1211 WESTERN ASSET HIGH COM 95766J102 83 13035 SH SOLE 0 0 13035 WESTERN ASSET HIGH COM 95766K109 91 18660 SH SOLE 0 0 18660 WESTERN ASSET INFLATION COM 95766R104 114 10109 SH SOLE 0 0 10109 WESTERN DIGITAL CORP COM 958102105 352 9618 SH SOLE 0 0 9618 WEYERHAEUSER CO COM 962166104 431 15097 SH SOLE 0 0 15097 WHEATON PRECIOUS METALS COM 962879102 515 10504 SH SOLE 0 0 10504 WILLDAN GROUP INC COM 96924N100 479 18759 SH SOLE 0 0 18759 WILLIAMS COS INC COM 969457100 367 18701 SH SOLE 0 0 18701 WISDOMTREE U S LARGE CAP COM 97717W307 539 5551 SH SOLE 0 0 5551 WISDOMTREE INTL COM 97717W786 271 7523 SH SOLE 0 0 7523 WORKDAY INC COM 98138H101 200 931 SH SOLE 0 0 931 WYNN RESORTS LTD COM 983134107 754 10494 SH SOLE 0 0 10494 XCEL ENERGY INC COM 98389B100 718 10402 SH SOLE 0 0 10402 XAI OCTAGON FLOATING COM 98400T106 295 49214 SH SOLE 0 0 49214 XTANT MEDICAL HOLDINGS COM 98420P308 74 89566 SH SOLE 0 0 89566 YUM BRANDS INC COM 988498101 238 2610 SH SOLE 0 0 2610 ZEBRA TECHNOLOGIES CORP COM 989207105 1260 4992 SH SOLE 0 0 4992 ZILLOW GROUP INC COM 98954M101 315 3101 SH SOLE 0 0 3101 ZIX CORP COM 98974P100 87 14921 SH SOLE 0 0 14921 ZOETIS INC CL A COM 98978V103 1247 7538 SH SOLE 0 0 7538 ZSCALER INC COM 98980G102 538 3822 SH SOLE 0 0 3822 ZOOM VIDEO COM 98980L101 3332 7087 SH SOLE 0 0 7087 ZYNGA INC COM 98986T108 292 31963 SH SOLE 0 0 31963 ZYNERBA PHARMACEUTICALS COM 98986X109 39 11900 SH SOLE 0 0 11900 DEUTSCHE BANK AG COM D18190898 105 12529 SH SOLE 0 0 12529 AON PLC COM G0403H108 254 1229 SH SOLE 0 0 1229 ATLASSIAN CORP PLC COM G06242104 1176 6469 SH SOLE 0 0 6469 ACCENTURE PLC IRELAND COM G1151C101 1627 7201 SH SOLE 0 0 7201 BUNGE LIMITED COM G16962105 772 16889 SH SOLE 0 0 16889 EATON CORP PLC COM G29183103 341 3345 SH SOLE 0 0 3345 IHS MARKIT LTD COM G47567105 386 4913 SH SOLE 0 0 4913 JOHNSON CONTROLS INTL COM G51502105 349 8550 SH SOLE 0 0 8550 LINDE PLC COM G5494J103 860 3613 SH SOLE 0 0 3613 MARVELL TECHNOLOGY COM G5876H105 253 6368 SH SOLE 0 0 6368 MEDTRONIC PLC COM G5960L103 2242 21575 SH SOLE 0 0 21575 APTIV PLC COM G6095L109 283 3087 SH SOLE 0 0 3087 ITERUM THERAPEUTICS LTD COM G6333L101 12 11861 SH SOLE 0 0 11861 NABRIVA THERAPEUTICS PLC COM G63637105 11 21000 SH SOLE 0 0 21000 SEAGATE TECHNOLOGY PLC COM G7945M107 458 9289 SH SOLE 0 0 9289 TRANE TECHNOLOGIES PLC COM G8994E103 248 2042 SH SOLE 0 0 2042 CHUBB LTD COM H1467J104 687 5919 SH SOLE 0 0 5919 OBSEVA SA COM H5861P103 444 179037 SH SOLE 0 0 179037 TE CONNECTIVITY LTD COM H84989104 898 9188 SH SOLE 0 0 9188 GLOBANT S A COM L44385109 310 1732 SH SOLE 0 0 1732 SPOTIFY TECHNOLOGY SA COM L8681T102 302 1245 SH SOLE 0 0 1245 ENTERA BIO LTD COM M40527109 151 121616 SH SOLE 0 0 121616 GALMED PHARMACEUTICALS COM M47238106 46 13003 SH SOLE 0 0 13003 GAMIDA CELL LTD COM M47364100 74 17715 SH SOLE 0 0 17715 FIVERR INTL LTD COM M4R82T106 291 2095 SH SOLE 0 0 2095 VASCULAR BIOGENICS LTD COM M96883109 66 54500 SH SOLE 0 0 54500 WIX LTD COM M98068105 462 1812 SH SOLE 0 0 1812 FERRARI NV COM N3167Y103 437 2376 SH SOLE 0 0 2376 NYMOX PHARMACEUTICAL COM P73398102 47 19100 SH SOLE 0 0 19100 STEALTHGAS INC COM Y81669106 46 15600 SH SOLE 0 0 15600