0001142495-20-000008.txt : 20200716
0001142495-20-000008.hdr.sgml : 20200716
20200715174025
ACCESSION NUMBER: 0001142495-20-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200716
DATE AS OF CHANGE: 20200715
EFFECTIVENESS DATE: 20200716
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WEDBUSH SECURITIES INC
CENTRAL INDEX KEY: 0001142495
IRS NUMBER: 952495390
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12460
FILM NUMBER: 201030260
BUSINESS ADDRESS:
STREET 1: 1000 WILSHIRE BLVD., SUITE 900
STREET 2: ATTN: BUSINESS CONDUCT DEPT.
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
BUSINESS PHONE: 213-688-8090
MAIL ADDRESS:
STREET 1: 1000 WILSHIRE BLVD., SUITE 900
STREET 2: ATTN: BUSINESS CONDUCT DEPT.
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
FORMER COMPANY:
FORMER CONFORMED NAME: WEDBUSH MORGAN SECURITIES INC
DATE OF NAME CHANGE: 20010613
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001142495
XXXXXXXX
06-30-2020
06-30-2020
WEDBUSH SECURITIES INC
1000 WILSHIRE BLVD., SUITE 900
ATTN: BUSINESS CONDUCT DEPT.
LOS ANGELES
CA
90017
13F HOLDINGS REPORT
028-12460
N
Christopher Mone
Executive Vice President and Head of Wealth Management
213-688-8900
/s/ Christopher Mone
Los Angeles
CA
07-15-2020
0
15267
1057619
false
INFORMATION TABLE
2
13FInfoTable_2020Q2.xml
AFLAC INC
COM
001055102
679
18847
SH
SOLE
0
0
18847
AG MORTGAGE INV TR INC
COM
001228105
147
46028
SH
SOLE
0
0
46028
AGNC INVESTMENT CORP
COM
00123Q104
570
44152
SH
SOLE
0
0
44152
AES CORP
COM
00130H105
173
11923
SH
SOLE
0
0
11923
ALPS
COM
00162Q452
232
9416
SH
SOLE
0
0
9416
A-MARK PRECIOUS METALS
COM
00181T107
1905
99984
SH
SOLE
0
0
99984
AT&T INC
COM
00206R102
9945
328962
SH
SOLE
0
0
328962
ARK
COM
00214Q104
740
10379
SH
SOLE
0
0
10379
ASE TECHNOLOGY HOLDING
COM
00215W100
54
11992
SH
SOLE
0
0
11992
ABBOTT LABORATORIES
COM
002824100
2879
31492
SH
SOLE
0
0
31492
ABBVIE INC
COM
00287Y109
8793
89560
SH
SOLE
0
0
89560
ABERDEEN ASIA PACIFIC
COM
003009107
59
15504
SH
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0
0
15504
ABERDEEN GLOBAL INCOME
COM
003013109
73
11789
SH
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11789
ABERDEEN GLOBAL PREMIER
COM
00302L108
140
30070
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0
0
30070
ABERDEEN TOTAL DYNAMIC
COM
00326L100
347
45017
SH
SOLE
0
0
45017
ACORDA THERAPEUTICS INC
COM
00484M106
18
25000
SH
SOLE
0
0
25000
ACTIVISION BLIZZARD INC
COM
00507V109
1504
19820
SH
SOLE
0
0
19820
ADDVANTAGE TECHNOLOGY
COM
006743306
202
58626
SH
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0
0
58626
ADOBE INC
COM
00724F101
7570
17389
SH
SOLE
0
0
17389
ADURO BIOTECH INC
COM
00739L101
45
19443
SH
SOLE
0
0
19443
ADVANCE AUTO PARTS INC
COM
00751Y106
280
1963
SH
SOLE
0
0
1963
ADVANCED EMISSIONS
COM
00770C101
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14000
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14000
ADVANCED MICRO DEVICES
COM
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1137
21604
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21604
AETERNA ZENTARIS INC
COM
007975402
16
20000
SH
SOLE
0
0
20000
AIMMUNE THERAPEUTICS INC
COM
00900T107
420
25108
SH
SOLE
0
0
25108
AIR PRODUCTS & CHEMICALS
COM
009158106
963
3988
SH
SOLE
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3988
AKAMAI TECHNOLOGIES INC
COM
00971T101
509
4756
SH
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ALBEMARLE CORP
COM
012653101
643
8326
SH
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ALEXANDRIA REAL ESTATE
COM
015271109
303
1865
SH
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1865
ALEXION PHARMACEUTICALS
COM
015351109
1045
9313
SH
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0
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9313
ALGONQUIN POWER &
COM
015857105
132
10174
SH
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0
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10174
ALIBABA GROUP HOLDING
COM
01609W102
3564
16521
SH
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0
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16521
ALLENA PHARMACEUTICALS
COM
018119107
78
49150
SH
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49150
ALLIANCEBERNSTEIN
COM
01881G106
259
9506
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ALLIANZGI CONV & INCM
COM
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106
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ALLIANZGI EQUITY & CONV
COM
018829101
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ALLIANZGI DIVIDEND
COM
01883A107
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ALLIANZGI CONVERTIBLE
COM
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ALLIANZGI DIVERSIFIED
COM
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325
14100
SH
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14100
ALLIANZGI ARTIFICIAL
COM
01883M101
1667
84467
SH
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0
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84467
ALLSTATE CORP
COM
020002101
225
2320
SH
SOLE
0
0
2320
ALPHABET INC
COM
02079K107
6402
4529
SH
SOLE
0
0
4529
ALPHABET INC
COM
02079K305
11896
8389
SH
SOLE
0
0
8389
ALTRIA GROUP INC
COM
02209S103
1889
48132
SH
SOLE
0
0
48132
AMARIN CORP PLC
COM
023111206
136
19665
SH
SOLE
0
0
19665
AMAZON.COM INC
COM
023135106
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13092
SH
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13092
AMCON DISTRIBUTING
COM
02341Q205
432
7664
SH
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AMEDISYS INC
COM
023436108
367
1851
SH
SOLE
0
0
1851
AMERICA FIRST
COM
02364V107
53
12835
SH
SOLE
0
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12835
AMERICAN ELECTRIC POWER
COM
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955
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SH
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0
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AMERICAN EXPRESS CO
COM
025816109
1287
13520
SH
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0
0
13520
AMERICAN INTL GRP WTS
WARNT
026874156
14
10095
SH
SOLE
0
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10095
AMERICAN INTL GROUP INC
COM
026874784
321
10298
SH
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AMERICAN RIVER
COM
029326105
294
27643
SH
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AMERICAN STS WATER
COM
029899101
216
2750
SH
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AMERICAN TOWER CORP NEW
COM
03027X100
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SH
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AMERICAN WATER WORKS
COM
030420103
531
4129
SH
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AMERISOURCEBERGEN CORP
COM
03073E105
1249
12397
SH
SOLE
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AMGEN INC
COM
031162100
4105
17406
SH
SOLE
0
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17406
AMPIO PHARMACEUTICALS
COM
03209T109
59
92200
SH
SOLE
0
0
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AMPLIFY
COM
032108847
845
59035
SH
SOLE
0
0
59035
AMREP CORP
COM
032159105
234
51882
SH
SOLE
0
0
51882
ANALOG DEVICES INC
COM
032654105
847
6906
SH
SOLE
0
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ANGEL OAK FINANCIAL
COM
03464A100
548
32429
SH
SOLE
0
0
32429
ANHEUSER BUSCH INBEV
COM
03524A108
539
10935
SH
SOLE
0
0
10935
ANNALY CAPITAL
COM
035710409
1001
152602
SH
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0
0
152602
ANSYS INC
COM
03662Q105
347
1191
SH
SOLE
0
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1191
ANTHEM INC
COM
036752103
867
3299
SH
SOLE
0
0
3299
APOLLO COMMERCIAL REAL
COM
03762U105
106
10785
SH
SOLE
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0
10785
APHRIA INC
COM
03765K104
106
24738
SH
SOLE
0
0
24738
APOLLO GLOBAL MANAGEMENT
COM
03768E105
217
4341
SH
SOLE
0
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APPIAN CORP
COM
03782L101
407
7944
SH
SOLE
0
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7944
APPLE INC
COM
037833100
65789
180344
SH
SOLE
0
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APPLIED MATERIALS INC
COM
038222105
539
8913
SH
SOLE
0
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APTINYX INC
COM
03836N103
68
16200
SH
SOLE
0
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AQUESTIVE THERAPEUTICS
COM
03843E104
665
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SH
SOLE
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ARBUTUS BIOPHARMA CORP
COM
03879J100
20
11000
SH
SOLE
0
0
11000
ARAVIVE INC
COM
03890D108
314
27000
SH
SOLE
0
0
27000
ARES CAPITAL CORP
COM
04010L103
1025
70900
SH
SOLE
0
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ARES CAP CORP
BOND
04010LAT0
1476
15000
SH
SOLE
0
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15000
ARISTA NETWORKS INC
COM
040413106
210
1002
SH
SOLE
0
0
1002
ARROW DOW JONES GLOBAL
COM
04273H104
513
43941
SH
SOLE
0
0
43941
ASSERTIO HOLDINGS INC
COM
04546C106
17
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SH
SOLE
0
0
20000
ASTRAZENECA PLC
COM
046353108
598
11313
SH
SOLE
0
0
11313
ATLAS AIR WORLDWIDE INC
BOND
049164BH8
8366
90000
SH
SOLE
0
0
90000
ATMOS ENERGY CORP
COM
049560105
230
2307
SH
SOLE
0
0
2307
AURORA CANNABIS INC
COM
05156X884
175
14097
SH
SOLE
0
0
14097
AUTODESK INC
COM
052769106
519
2168
SH
SOLE
0
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2168
AUTOMATIC DATA
COM
053015103
558
3751
SH
SOLE
0
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3751
AVEO PHARMACEUTICALS INC
COM
053588307
55
10700
SH
SOLE
0
0
10700
B&G FOODS INC
COM
05508R106
233
9558
SH
SOLE
0
0
9558
BCE INC
COM
05534B760
419
10041
SH
SOLE
0
0
10041
BP PLC
COM
055622104
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64195
SH
SOLE
0
0
64195
BNY MELLON
COM
05588W108
164
21115
SH
SOLE
0
0
21115
BAIDU INC
COM
056752108
360
3002
SH
SOLE
0
0
3002
BANDWIDTH INC
COM
05988J103
4099
32277
SH
SOLE
0
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32277
BANK OF AMERICA CORP
COM
060505104
3200
134757
SH
SOLE
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BANK AMERICA CORP
PREF
060505682
717
534
SH
SOLE
0
0
534
BANK NEW YORK MELLON
COM
064058100
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16330
SH
SOLE
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16330
BARINGS CORP INVESTOR
COM
06759X107
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31840
SH
SOLE
0
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31840
BARINGS GLOBAL SHORT
COM
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343
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SH
SOLE
0
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BARINGS PARTN INVESTORS
COM
06761A103
287
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SH
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BARRICK GOLD CORP
COM
067901108
410
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SH
SOLE
0
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15213
BAYCOM CORP
COM
07272M107
437
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SH
SOLE
0
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33847
BECTON DICKINSON & CO
COM
075887109
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SH
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3197
BED BATH & BEYOND INC
COM
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153
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SH
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0
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14429
BERKSHIRE HATHAWAY INC
COM
084670108
269
6
SH
SOLE
0
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6
BERKSHIRE HATHAWAY INC
COM
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SH
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BHP GROUP LTD
COM
088606108
309
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SH
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BEYOND MEAT INC
COM
08862E109
351
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SH
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BIOMARIN PHARMACEUTICAL
COM
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214
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SH
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BIOGEN INC
COM
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BLACKROCK MUNICIPAL
COM
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SH
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BLACKROCK INC
COM
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BLACKROCK CALIFORNIA
COM
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SH
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BLACKROCK
COM
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BLACKROCK CREDIT
COM
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BLACKROCK ENHANCED
COM
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BLACKROCK MUNIVEST
COM
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BLACKROCK MUNIASSETS
COM
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BLACKROCK MUNIYIELD
COM
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SH
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COM
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311
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SH
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BLACKROCK RESOURCES &
COM
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BLACKROCK MUNICIPAL
COM
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303
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SH
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BLACKSTONE GROUP INC
COM
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SH
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BLACKROCK SCIENCE &
COM
09260K101
327
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SH
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BNY MELLON
COM
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SH
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BOEING COMPANY
COM
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SH
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BOOKING HOLDINGS INC
COM
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BORG WARNER INC
COM
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287
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SH
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BOULDER GROWTH & INCOME
COM
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233
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SH
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BRISTOL MYERS SQUIBB
COM
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SH
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BROADCOM INC
COM
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SH
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3680
BROOKFIELD REAL ASSETS
COM
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630
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SH
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BROWN & BROWN INC
COM
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SH
SOLE
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CIGNA CORP
COM
125523100
451
2406
SH
SOLE
0
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CIM COMMERCIAL TRUST
COM
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2412
223718
SH
SOLE
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223718
CME GROUP INC CL A
COM
12572Q105
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SH
SOLE
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CSW INDUSTRIALS INC
COM
126402106
413
5973
SH
SOLE
0
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CSX CORP
COM
126408103
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SH
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CTI BIOPHARMA CORP NEW
COM
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CVS HEALTH CORP
COM
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SH
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CALAMOS GLOBAL DYNAMIC
COM
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SH
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21933
CALAMOS
COM
12811V105
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SH
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19747
CALAMOS STRATEGIC TOTAL
COM
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495
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SH
SOLE
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39791
CALAMOS LONG SHORT
COM
12812C106
322
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SH
SOLE
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20820
CALLON PETROLEUM
COM
13123X102
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SH
SOLE
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18250
CALUMET SPECIALTY
COM
131476103
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SH
SOLE
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19837
CANADIAN PACIFIC
COM
13645T100
261
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SH
SOLE
0
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1023
CANOPY GROWTH CORP
COM
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496
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SH
SOLE
0
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CAPITAL ONE
COM
14040H105
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SH
SOLE
0
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6020
CAPITAL SOUTHWEST CORP
COM
140501107
238
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SH
SOLE
0
0
17692
CARMAX INC
COM
143130102
797
8901
SH
SOLE
0
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8901
CARRIER GLOBAL CORP
COM
14448C104
478
21504
SH
SOLE
0
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21504
CATERPILLAR INC
COM
149123101
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SH
SOLE
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16539
CELLECTAR BIOSCIENCES
COM
15117F500
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SH
SOLE
0
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40270
CEMTREX INC
COM
15130G600
31
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SH
SOLE
0
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19125
CENTENE CORP DEL
COM
15135B101
939
14781
SH
SOLE
0
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14781
CENTURYLINK INC
COM
156700106
374
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SH
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0
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37290
CHANGE HEALTHCARE INC
COM
15912K100
161
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SH
SOLE
0
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14380
CHEMBIO DIAGNOSTICS INC
COM
163572209
104
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SH
SOLE
0
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32000
CHEVRON CORP
COM
166764100
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SH
SOLE
0
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62340
CHEWY INC
COM
16679L109
968
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SH
SOLE
0
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21655
CHIPOTLE MEXICAN GRILL
COM
169656105
220
209
SH
SOLE
0
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209
CIENA CORP NEW
COM
171779309
280
5163
SH
SOLE
0
0
5163
CISCO SYSTEMS INC
COM
17275R102
5557
119141
SH
SOLE
0
0
119141
CINTAS CORP
COM
172908105
650
2441
SH
SOLE
0
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2441
CITIGROUP INC NEW
COM
172967424
2189
42842
SH
SOLE
0
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42842
CITRIX SYSTEMS INC
COM
177376100
217
1464
SH
SOLE
0
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1464
CLEARSIDE BIOMEDICAL INC
COM
185063104
43
22900
SH
SOLE
0
0
22900
CLEVELAND CLIFFS INC NEW
COM
185899101
82
14885
SH
SOLE
0
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14885
CLOROX COMPANY
COM
189054109
1144
5216
SH
SOLE
0
0
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CLOUGH GLOBAL
COM
18914E106
179
20510
SH
SOLE
0
0
20510
CLOVIS ONCOLOGY INC
COM
189464100
87
12950
SH
SOLE
0
0
12950
COCA-COLA COMPANY
COM
191216100
2711
60680
SH
SOLE
0
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60680
COGNIZANT TECHNOLOGY
COM
192446102
624
10985
SH
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0
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10985
COHEN & STEERS
COM
19248A109
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SH
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0
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64116
COHEN & STEERS
COM
19248P106
236
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SOLE
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COLGATE-PALMOLIVE
COM
194162103
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26734
SH
SOLE
0
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26734
COLONY CAPITAL INC NEW
COM
19626G108
49
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SH
SOLE
0
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20282
COLUMBIA SPORTSWEAR
COM
198516106
231
2871
SH
SOLE
0
0
2871
COMCAST CORP CL A NEW
COM
20030N101
1866
47871
SH
SOLE
0
0
47871
COMMERCE BANCSHARES INC
COM
200525103
337
5659
SH
SOLE
0
0
5659
COMMUNITY WEST BANCSHS
COM
204157101
614
72946
SH
SOLE
0
0
72946
COMPASS DIVERSIFIED
COM
20451Q104
450
26099
SH
SOLE
0
0
26099
COMSCORE INC
COM
20564W105
156
50300
SH
SOLE
0
0
50300
CONAGRA BRANDS INC
COM
205887102
985
28009
SH
SOLE
0
0
28009
CONOCOPHILLIPS
COM
20825C104
901
21442
SH
SOLE
0
0
21442
CONSOLIDATED EDISON INC
COM
209115104
228
3175
SH
SOLE
0
0
3175
CONSTELLATION BRANDS
COM
21036P108
696
3978
SH
SOLE
0
0
3978
COOPER COS INC NEW
COM
216648402
456
1608
SH
SOLE
0
0
1608
CORTEVA INC
COM
22052L104
208
7777
SH
SOLE
0
0
7777
COSTCO WHOLESALE CORP
COM
22160K105
6125
20202
SH
SOLE
0
0
20202
COSTAR GROUP INC
COM
22160N109
421
592
SH
SOLE
0
0
592
CRACKER BARREL OLD
COM
22410J106
303
2729
SH
SOLE
0
0
2729
CREDIT SUISSE ASSET
COM
224916106
63
23116
SH
SOLE
0
0
23116
CRONOS GROUP INC
COM
22717L101
1165
193781
SH
SOLE
0
0
193781
CROWDSTRIKE HOLDINGS INC
COM
22788C105
390
3885
SH
SOLE
0
0
3885
CROWN CASTLE INTL CORP
COM
22822V101
1252
7483
SH
SOLE
0
0
7483
CUMBERLAND
COM
230770109
43
13041
SH
SOLE
0
0
13041
CUMMINS INC
COM
231021106
294
1698
SH
SOLE
0
0
1698
CYCLACEL PHARMACEUTICALS
COM
23254L603
136
29300
SH
SOLE
0
0
29300
CYPRESS SEMICONDUCTOR
BOND
232806AM1
528
3000
SH
SOLE
0
0
3000
DNP SELECT INCOME
COM
23325P104
2633
241967
SH
SOLE
0
0
241967
D R HORTON INC
COM
23331A109
564
10164
SH
SOLE
0
0
10164
DANAHER CORP
COM
235851102
2505
14164
SH
SOLE
0
0
14164
DANAHER CORP
BOND
235851AF9
6072
9000
SH
SOLE
0
0
9000
DATADOG INC
COM
23804L103
237
2725
SH
SOLE
0
0
2725
DECKERS OUTDOOR CORP
COM
243537107
373
1899
SH
SOLE
0
0
1899
DEERE & CO
COM
244199105
636
4045
SH
SOLE
0
0
4045
DELAWARE INVESTMENTS
COM
246101109
486
35625
SH
SOLE
0
0
35625
DELTA AIRLINES INC NEW
COM
247361702
654
23315
SH
SOLE
0
0
23315
DESWELL INDUSTRIES INC
COM
250639101
27
11100
SH
SOLE
0
0
11100
DEXCOM INC
COM
252131107
1502
3704
SH
SOLE
0
0
3704
DIAGEO PLC NEW
COM
25243Q205
605
4504
SH
SOLE
0
0
4504
DIGITAL REALTY
COM
253868103
1082
7616
SH
SOLE
0
0
7616
DIGITAL TURBINE INC
COM
25400W102
182
14500
SH
SOLE
0
0
14500
WALT DISNEY CO
COM
254687106
8025
71971
SH
SOLE
0
0
71971
DISCOVER FINANCIAL
COM
254709108
207
4127
SH
SOLE
0
0
4127
DISH NETWORK CORP
BOND
25470MAD1
3400
38000
SH
SOLE
0
0
38000
DOCUSIGN INC
COM
256163106
1003
5827
SH
SOLE
0
0
5827
DOLLAR GENL CORP NEW
COM
256677105
838
4398
SH
SOLE
0
0
4398
DOMINION ENERGY INC
COM
25746U109
1566
19288
SH
SOLE
0
0
19288
DONALDSON CO INC
COM
257651109
215
4625
SH
SOLE
0
0
4625
DONEGAL GROUP INC
COM
257701201
349
24558
SH
SOLE
0
0
24558
DOUBLELINE INCOME
COM
258622109
767
49904
SH
SOLE
0
0
49904
DOUBLELINE OPPORTUNISTIC
COM
258623107
208
10980
SH
SOLE
0
0
10980
DOUBLELINE YIELD
COM
25862D105
960
54455
SH
SOLE
0
0
54455
DOW INC
COM
260557103
500
12271
SH
SOLE
0
0
12271
DRAFTKINGS INC
COM
26142R104
346
10402
SH
SOLE
0
0
10402
DUKE ENERGY CORP NEW
COM
26441C204
1234
15447
SH
SOLE
0
0
15447
DUPONT DE NEMOURS INC
COM
26614N102
414
7784
SH
SOLE
0
0
7784
DYNAVAX TECHNOLOGIES
COM
268158201
137
15500
SH
SOLE
0
0
15500
ETF
COM
26922A289
749
27479
SH
SOLE
0
0
27479
ETF SER SOLUTIONS
COM
26922A842
195
11709
SH
SOLE
0
0
11709
ETF MANAGERS
COM
26924G201
871
19573
SH
SOLE
0
0
19573
ETF MANAGERS
COM
26924G409
1183
24127
SH
SOLE
0
0
24127
ETFMG
COM
26924G508
469
36436
SH
SOLE
0
0
36436
ETF MANAGERS
COM
26924G706
1001
17462
SH
SOLE
0
0
17462
ETF MANAGERS
COM
26924G763
255
8940
SH
SOLE
0
0
8940
ETF MANAGERS
COM
26924G805
3520
87618
SH
SOLE
0
0
87618
EAGLE POINT CREDIT
COM
269808101
564
79299
SH
SOLE
0
0
79299
EAST WEST BANCORP INC
COM
27579R104
618
17048
SH
SOLE
0
0
17048
EATON VANCE CALIFORNIA
COM
27828A100
120
10759
SH
SOLE
0
0
10759
EATON VANCE LIMITED
COM
27828H105
824
73090
SH
SOLE
0
0
73090
EATON VANCE TAX
COM
27828N102
228
21195
SH
SOLE
0
0
21195
EATON VANCE TAX
COM
27828Y108
433
30687
SH
SOLE
0
0
30687
EATON VANCE TAX
COM
27829C105
165
19055
SH
SOLE
0
0
19055
EATON VANCE TAX
COM
27829F108
500
67717
SH
SOLE
0
0
67717
ECOLAB INC
COM
278865100
845
4249
SH
SOLE
0
0
4249
EDWARDS LIFESCIENCES
COM
28176E108
1202
17386
SH
SOLE
0
0
17386
EIGER BIOPHARMACEUTICALS
COM
28249U105
213
22226
SH
SOLE
0
0
22226
ELECTRONIC ARTS INC
COM
285512109
378
2859
SH
SOLE
0
0
2859
EMERSON ELECTRIC CO
COM
291011104
628
10126
SH
SOLE
0
0
10126
ENBRIDGE INC
COM
29250N105
1280
42082
SH
SOLE
0
0
42082
ENCORE CAP GRP INC
BOND
292554AH5
1922
20000
SH
SOLE
0
0
20000
ENCORE WIRE CORP
COM
292562105
342
7000
SH
SOLE
0
0
7000
ENDOLOGIX INC
COM
29266S304
27
34200
SH
SOLE
0
0
34200
ENERGY FOCUS INC
COM
29268T409
83
12000
SH
SOLE
0
0
12000
ENERGY RECOVERY INC
COM
29270J100
175
23000
SH
SOLE
0
0
23000
ENERGY TRANSFER
COM
29273V100
769
108067
SH
SOLE
0
0
108067
ENTERPRISE PRODUCTS
COM
293792107
392
21552
SH
SOLE
0
0
21552
ENVIVA PARTNERS LTD
COM
29414J107
394
10945
SH
SOLE
0
0
10945
EPIZYME INC
COM
29428V104
412
25660
SH
SOLE
0
0
25660
EQUINIX INC
COM
29444U700
282
401
SH
SOLE
0
0
401
ETSY INC
COM
29786A106
285
2686
SH
SOLE
0
0
2686
EVERSOURCE ENERGY
COM
30040W108
266
3197
SH
SOLE
0
0
3197
EVOFEM BIOSCIENCES INC
COM
30048L104
108
38099
SH
SOLE
0
0
38099
EXELON CORP
COM
30161N101
368
10144
SH
SOLE
0
0
10144
EXELIXIS INC
COM
30161Q104
269
11348
SH
SOLE
0
0
11348
EXPEDITORS INTL WASH INC
COM
302130109
238
3129
SH
SOLE
0
0
3129
EXTRA SPACE STORAGE
COM
30225T102
767
8306
SH
SOLE
0
0
8306
EZCORP INC
COM
302301106
167
26534
SH
SOLE
0
0
26534
EXXON MOBIL CORP
COM
30231G102
4794
107210
SH
SOLE
0
0
107210
FMC CORP
COM
302491303
251
2521
SH
SOLE
0
0
2521
FS BANCORP INC
COM
30263Y104
247
6400
SH
SOLE
0
0
6400
FACEBOOK INC CL A
COM
30303M102
10974
48330
SH
SOLE
0
0
48330
FASTLY INC
COM
31188V100
415
4875
SH
SOLE
0
0
4875
FASTENAL CO
COM
311900104
282
6590
SH
SOLE
0
0
6590
FEDL AGRICULTURAL
COM
313148306
466
7275
SH
SOLE
0
0
7275
FEDEX CORP
COM
31428X106
1024
7303
SH
SOLE
0
0
7303
FENNEC PHARMACEUTICALS
COM
31447P100
270
32300
SH
SOLE
0
0
32300
FIDELITY NATIONAL
COM
31620M106
682
5089
SH
SOLE
0
0
5089
FIRST CITIZENS BANCSHARE
COM
31946M103
459
1133
SH
SOLE
0
0
1133
FIRST EAGLE
COM
32010E100
148
12030
SH
SOLE
0
0
12030
FIRST FOUNDATION INC
COM
32026V104
215
13164
SH
SOLE
0
0
13164
FIRST INTERNET BANCORP
COM
320557101
809
48650
SH
SOLE
0
0
48650
FIRST MIDWEST BANCORP
COM
320867104
727
54456
SH
SOLE
0
0
54456
FIRST TRUST MORNINGSTAR
COM
336917109
1800
70986
SH
SOLE
0
0
70986
FIRST TRUST
COM
336920103
2677
31943
SH
SOLE
0
0
31943
FIRST TRUST CAP STRENGTH
COM
33733E104
4399
75308
SH
SOLE
0
0
75308
FIRST TRUST NYSE ARCA
COM
33733E203
357
2125
SH
SOLE
0
0
2125
FIRST TRUST DOW JONES
COM
33733E302
1149
6737
SH
SOLE
0
0
6737
FIRST TRUST
COM
337345102
703
6443
SH
SOLE
0
0
6443
FIRST TRUST VALUE LINE
COM
33734H106
5368
177031
SH
SOLE
0
0
177031
FIRST TRUST HEALTHCARE
COM
33734X143
208
2305
SH
SOLE
0
0
2305
FIRST TRUST TECHNOLOGY
COM
33734X176
411
4933
SH
SOLE
0
0
4933
FIRST TRUST
COM
33734X192
678
9107
SH
SOLE
0
0
9107
FIRST TRUST
COM
33734X846
670
20293
SH
SOLE
0
0
20293
FIRST TRUST SMALL CAP
COM
33734Y109
781
14378
SH
SOLE
0
0
14378
FIRST TRUST MID CAP
COM
33735B108
1311
20980
SH
SOLE
0
0
20980
FIRST TRUST LARGE CAP
COM
33735K108
3481
45437
SH
SOLE
0
0
45437
FIRST TRUST NASDAQ CLEAN
COM
33737A108
253
4610
SH
SOLE
0
0
4610
FIRST TRUST DEVELOPED
COM
33737J174
250
5322
SH
SOLE
0
0
5322
FIRST TRUST IV
COM
33738D408
1607
35054
SH
SOLE
0
0
35054
FIRST TRUST MULTI ASSET
COM
33738R100
306
22341
SH
SOLE
0
0
22341
FIRST TRUST
COM
33738R605
3540
110036
SH
SOLE
0
0
110036
FIRST TRUST
COM
33738R860
269
15175
SH
SOLE
0
0
15175
FIRST TRUST VI
COM
33738R886
527
31322
SH
SOLE
0
0
31322
FIRST TRUST MLP & ENERGY
COM
33739B104
86
15412
SH
SOLE
0
0
15412
FIRST TRUST EXCHANGE
COM
33739E108
2741
148817
SH
SOLE
0
0
148817
FIRST TRUST NEW
COM
33739M100
101
23378
SH
SOLE
0
0
23378
FIRST TRUST EXCHANGE
COM
33739N108
257
4670
SH
SOLE
0
0
4670
FIRST TRUST
COM
33739P855
850
45141
SH
SOLE
0
0
45141
FIRST TRUST
COM
33739Q200
2106
40749
SH
SOLE
0
0
40749
FIRST TRUST
COM
33739Q408
6049
100832
SH
SOLE
0
0
100832
FIRST TRUST
COM
33740F771
2240
75026
SH
SOLE
0
0
75026
FIRST TRUST
COM
33740F839
224
7265
SH
SOLE
0
0
7265
FIRST TRUST
COM
33740F854
294
9665
SH
SOLE
0
0
9665
FIRST TRUST
COM
33740F870
524
25864
SH
SOLE
0
0
25864
FIRST TRUST
COM
33740J104
232
11550
SH
SOLE
0
0
11550
FIRST TRUST
COM
33740K101
108
13070
SH
SOLE
0
0
13070
FISERV INC
COM
337738108
308
3158
SH
SOLE
0
0
3158
FIVE BELOW INC
COM
33829M101
2048
19153
SH
SOLE
0
0
19153
FLAHERTY & CRUMRINE
COM
338478100
637
31658
SH
SOLE
0
0
31658
FLAHERTY & CRUMRINE
COM
338479108
376
18950
SH
SOLE
0
0
18950
FLAHERTY & CRUMRINE
COM
338480106
418
28811
SH
SOLE
0
0
28811
FLAHERTY & CRUMRINE
COM
33848W106
465
19130
SH
SOLE
0
0
19130
FLOWERS FOODS INC
COM
343498101
386
17275
SH
SOLE
0
0
17275
FORD MOTOR CO
COM
345370860
554
91178
SH
SOLE
0
0
91178
FORTIVE CORP
COM
34959J108
351
5183
SH
SOLE
0
0
5183
FRANCO NEVADA CORP
COM
351858105
558
3993
SH
SOLE
0
0
3993
FRANKLIN UNIVERSAL
COM
355145103
120
18050
SH
SOLE
0
0
18050
FREEPORT MCMORAN INC
COM
35671D857
495
42754
SH
SOLE
0
0
42754
FSD PHARMA INC
COM
35954B206
95
24862
SH
SOLE
0
0
24862
GW PHARMACEUTICALS PLC
COM
36197T103
343
2799
SH
SOLE
0
0
2799
GP STRATEGIES CORP
COM
36225V104
370
43083
SH
SOLE
0
0
43083
GABELLI EQUITY TRUST INC
COM
362397101
200
39805
SH
SOLE
0
0
39805
GABELLI MULTIMEDIA TR
COM
36239Q109
92
14083
SH
SOLE
0
0
14083
GABELLI DIVIDEND &
COM
36242H104
513
29157
SH
SOLE
0
0
29157
GALECTIN THERAPEUTICS
COM
363225202
63
20498
SH
SOLE
0
0
20498
GAMCO GLOBAL GOLD
COM
36465A109
441
128272
SH
SOLE
0
0
128272
GENERAC HOLDINGS INC
COM
368736104
405
3319
SH
SOLE
0
0
3319
GENERAL DYNAMICS CORP
COM
369550108
2133
14273
SH
SOLE
0
0
14273
GENERAL ELECTRIC CO
COM
369604103
1381
202134
SH
SOLE
0
0
202134
GENERAL MILLS INC
COM
370334104
658
10675
SH
SOLE
0
0
10675
GENERAL MOTORS CO
COM
37045V100
503
19871
SH
SOLE
0
0
19871
GENOCEA BIOSCIENCES INC
COM
372427401
105
45515
SH
SOLE
0
0
45515
GILEAD SCIENCES INC
COM
375558103
2816
36602
SH
SOLE
0
0
36602
GLADSTONE INVESTMENT
COM
376546107
539
52672
SH
SOLE
0
0
52672
GLAXOSMITHKLINE PLC
COM
37733W105
1820
44616
SH
SOLE
0
0
44616
GLOBAL PAYMENTS INC
COM
37940X102
1343
7916
SH
SOLE
0
0
7916
GLOBAL X FUNDS
COM
37950E127
85
10879
SH
SOLE
0
0
10879
GLOBAL X FUNDS
COM
37950E291
470
31307
SH
SOLE
0
0
31307
GLOBAL X
COM
37950E549
639
57981
SH
SOLE
0
0
57981
GLOBAL X
COM
37954Y483
364
17340
SH
SOLE
0
0
17340
GLOBAL X ROBOTICS &
COM
37954Y715
279
11702
SH
SOLE
0
0
11702
GOLDMAN SACHS GROUP INC
COM
38141G104
2429
12293
SH
SOLE
0
0
12293
GOLDMAN SACHS
COM
381430503
870
13905
SH
SOLE
0
0
13905
GRACO INC
COM
384109104
457
9529
SH
SOLE
0
0
9529
GRAINGER W W INC
COM
384802104
313
997
SH
SOLE
0
0
997
GRANITE POINT MORTGAGE
COM
38741L107
178
24838
SH
SOLE
0
0
24838
GRANITESHARES
COM
38747R603
1269
43525
SH
SOLE
0
0
43525
GRIFFIN INDUSTRIAL
COM
398231100
225
4148
SH
SOLE
0
0
4148
GUGGENHEIM ENHANCED
COM
40167B100
140
25819
SH
SOLE
0
0
25819
HMG COURTLND PPTYS INC
COM
404232100
582
55621
SH
SOLE
0
0
55621
HP INC
COM
40434L105
237
13580
SH
SOLE
0
0
13580
HALLIBURTON COMPANY
COM
406216101
483
37190
SH
SOLE
0
0
37190
JOHN HANCOCK TAX ADV
COM
41013V100
213
11070
SH
SOLE
0
0
11070
JOHN HANCOCK PREFERRED
COM
41013W108
230
11750
SH
SOLE
0
0
11750
HANCOCK JOHN PREFERRED
COM
41013X106
299
16569
SH
SOLE
0
0
16569
JOHN HANCOCK PREFERRED
COM
41021P103
537
34224
SH
SOLE
0
0
34224
HANNON ARMSTRONG
COM
41068X100
223
7846
SH
SOLE
0
0
7846
HEICO CORP NEW
COM
422806109
211
2118
SH
SOLE
0
0
2118
HELIX ENERGY SLTNS
BOND
42330PAH0
2282
27000
SH
SOLE
0
0
27000
HERSHEY COMPANY
COM
427866108
215
1659
SH
SOLE
0
0
1659
HEWLETT PACKARD
COM
42824C109
151
15518
SH
SOLE
0
0
15518
HOME DEPOT INC
COM
437076102
9481
37849
SH
SOLE
0
0
37849
HONEYWELL INTL INC
COM
438516106
1919
13269
SH
SOLE
0
0
13269
HOPE BANCORP INC
COM
43940T109
150
16300
SH
SOLE
0
0
16300
HOTH THERAPEUTICS INC
COM
44148G105
59
22856
SH
SOLE
0
0
22856
HUMANA INC
COM
444859102
332
855
SH
SOLE
0
0
855
IBIO INC
COM
451033203
42
19000
SH
SOLE
0
0
19000
IDEXX LABORATORIES INC
COM
45168D104
398
1204
SH
SOLE
0
0
1204
IDERA PHARMACEUTICALS
COM
45168K405
45
25301
SH
SOLE
0
0
25301
ILLINOIS TOOL WORKS INC
COM
452308109
681
3894
SH
SOLE
0
0
3894
ILLUMINA INC
COM
452327109
4790
12933
SH
SOLE
0
0
12933
ING GROEP N V
COM
456837103
170
24661
SH
SOLE
0
0
24661
INSPIREMD INC
COM
45779A853
56
120508
SH
SOLE
0
0
120508
INNOVATOR
COM
45782C102
556
16157
SH
SOLE
0
0
16157
INSULET CORP
COM
45784P101
239
1231
SH
SOLE
0
0
1231
INTEL CORP
COM
458140100
4376
73146
SH
SOLE
0
0
73146
INTERCEPT
COM
45845P108
308
6420
SH
SOLE
0
0
6420
INTERCEPT PHARMS INC
BOND
45845PAA6
226
3000
SH
SOLE
0
0
3000
INTERCONTINENTAL
COM
45866F104
595
6497
SH
SOLE
0
0
6497
INTERGROUP CORP
COM
458685104
1360
51311
SH
SOLE
0
0
51311
INTL BUSINESS MACHINES
COM
459200101
3327
27544
SH
SOLE
0
0
27544
INTERNATIONAL PAPER
COM
460146103
295
8373
SH
SOLE
0
0
8373
INVESCO QQQ
COM
46090E103
8612
34783
SH
SOLE
0
0
34783
INVESCO
COM
46090F100
251
19402
SH
SOLE
0
0
19402
INTUIT INC
COM
461202103
661
2230
SH
SOLE
0
0
2230
INTUITIVE SURGICAL INC
COM
46120E602
4383
7692
SH
SOLE
0
0
7692
INVESCO SENIOR INCOME TR
COM
46131H107
67
19500
SH
SOLE
0
0
19500
INVESCO TRUST INVT GRADE
COM
46131M106
156
12951
SH
SOLE
0
0
12951
INVESCO MUNICIPAL OPPTY
COM
46132C107
219
18436
SH
SOLE
0
0
18436
INVESCO ADVANTAGE MUN
COM
46132E103
579
55400
SH
SOLE
0
0
55400
INVESCO CA VALU MUN
COM
46132H106
568
48673
SH
SOLE
0
0
48673
INVESCO VALUE MUN INCOME
COM
46132P108
316
21851
SH
SOLE
0
0
21851
INVESCO QUALITY
COM
46133G107
565
47357
SH
SOLE
0
0
47357
INVESCO S&P 500 EQUAL
COM
46137V357
289
2840
SH
SOLE
0
0
2840
INVESCO
COM
46137V621
434
24237
SH
SOLE
0
0
24237
INVESCO
COM
46137V639
721
6279
SH
SOLE
0
0
6279
INVESCO
COM
46137V837
202
3000
SH
SOLE
0
0
3000
INVESCO
COM
46138E354
286
5751
SH
SOLE
0
0
5751
INVESCO
COM
46138E404
241
12147
SH
SOLE
0
0
12147
INVESCO
COM
46138E511
210
14870
SH
SOLE
0
0
14870
INVESCO NEW YORK
COM
46138E529
256
10000
SH
SOLE
0
0
10000
INVESCO
COM
46138E537
534
20114
SH
SOLE
0
0
20114
INVESCO KBW
COM
46138E594
644
33535
SH
SOLE
0
0
33535
INVESCO
COM
46138E610
810
59682
SH
SOLE
0
0
59682
INVESCO
COM
46138G508
904
42342
SH
SOLE
0
0
42342
INVESCO
COM
46138G706
222
6142
SH
SOLE
0
0
6142
INVESCO
COM
46138G805
435
13225
SH
SOLE
0
0
13225
INVESCO
COM
46138G870
633
27014
SH
SOLE
0
0
27014
INVESCO MULTI SECTOR
COM
46140H106
384
28400
SH
SOLE
0
0
28400
INVESCO
COM
46141D203
326
12400
SH
SOLE
0
0
12400
INVIVO THERAPEUTICS
COM
46186M506
72
45787
SH
SOLE
0
0
45787
IRON MOUNTAIN INC NEW
COM
46284V101
266
10175
SH
SOLE
0
0
10175
ISHARES GOLD TRUST
COM
464285105
1482
87254
SH
SOLE
0
0
87254
ISHARES CORE S&P TOTAL
COM
464287150
626
9011
SH
SOLE
0
0
9011
ISHARES SELECT
COM
464287168
532
6593
SH
SOLE
0
0
6593
ISHARES
COM
464287176
1284
10436
SH
SOLE
0
0
10436
ISHARES CORE S&P 500 ETF
COM
464287200
3591
11594
SH
SOLE
0
0
11594
ISHARES CORE U S
COM
464287226
2522
21334
SH
SOLE
0
0
21334
ISHARES MSCI EMERGING
COM
464287234
522
13051
SH
SOLE
0
0
13051
ISHARES IBOXX
COM
464287242
2652
19715
SH
SOLE
0
0
19715
ISHARES S&P 500
COM
464287309
215
1034
SH
SOLE
0
0
1034
ISHARES
COM
464287432
4069
24823
SH
SOLE
0
0
24823
ISHARES
COM
464287440
253
2072
SH
SOLE
0
0
2072
ISHARES
COM
464287457
7720
89133
SH
SOLE
0
0
89133
ISHARES MSCI
COM
464287465
1112
18264
SH
SOLE
0
0
18264
ISHARES CORE S&P MID
COM
464287507
1123
6313
SH
SOLE
0
0
6313
ISHARES EXPANDED TECH
COM
464287515
369
1297
SH
SOLE
0
0
1297
ISHARES NASDAQ
COM
464287556
737
5394
SH
SOLE
0
0
5394
ISHARES RUSSELL 1000
COM
464287598
1094
9717
SH
SOLE
0
0
9717
ISHARES RUSSELL 1000
COM
464287614
1173
6112
SH
SOLE
0
0
6112
ISHARES RUSSELL 2000
COM
464287655
1708
11932
SH
SOLE
0
0
11932
ISHARES
COM
464287663
323
6177
SH
SOLE
0
0
6177
ISHARES
COM
464287671
273
3792
SH
SOLE
0
0
3792
ISHARES RUSSELL 3000
COM
464287689
289
1608
SH
SOLE
0
0
1608
ISHARES
COM
464287721
348
1289
SH
SOLE
0
0
1289
ISHARES
COM
464287739
223
2830
SH
SOLE
0
0
2830
ISHARES
COM
464287770
242
2023
SH
SOLE
0
0
2023
ISHARES CORE S&P
COM
464287804
1496
21905
SH
SOLE
0
0
21905
ISHARES MSCI EAFE
COM
464288273
241
4498
SH
SOLE
0
0
4498
ISHARES JPMORGAN USD
COM
464288281
770
7052
SH
SOLE
0
0
7052
ISHARES NEW YORK
COM
464288323
314
5462
SH
SOLE
0
0
5462
ISHARES CALIFORNIA
COM
464288356
541
8703
SH
SOLE
0
0
8703
ISHARES NATIONAL
COM
464288414
827
7168
SH
SOLE
0
0
7168
ISHARES
COM
464288448
202
8045
SH
SOLE
0
0
8045
ISHARES IBOXX $
COM
464288513
774
9486
SH
SOLE
0
0
9486
ISHARES
COM
464288588
638
5766
SH
SOLE
0
0
5766
ISHARES
COM
464288638
299
4948
SH
SOLE
0
0
4948
ISHARES
COM
464288646
403
7364
SH
SOLE
0
0
7364
ISHARES
COM
464288661
1262
9442
SH
SOLE
0
0
9442
ISHARES
COM
464288679
4768
43057
SH
SOLE
0
0
43057
ISHARES
COM
464288687
3304
95391
SH
SOLE
0
0
95391
ISHARES U S
COM
464288760
853
5180
SH
SOLE
0
0
5180
ISHARES
COM
464288810
1825
6894
SH
SOLE
0
0
6894
ISHARES
COM
464288828
250
1296
SH
SOLE
0
0
1296
ISHARES MSCI EAFE
COM
464288877
364
9108
SH
SOLE
0
0
9108
ISHARES MSCI EAFE
COM
464288885
612
7360
SH
SOLE
0
0
7360
ISHARES RUSSELL TOP 200
COM
464289438
426
3999
SH
SOLE
0
0
3999
ISHARES SILVER TRUST
COM
46428Q109
403
23665
SH
SOLE
0
0
23665
ISHARES
COM
46429B267
558
19929
SH
SOLE
0
0
19929
ISHARES
COM
46429B697
235
3875
SH
SOLE
0
0
3875
ISHARES U S TRUST
COM
46431W507
330
6596
SH
SOLE
0
0
6596
ISHARES
COM
46432F339
446
4652
SH
SOLE
0
0
4652
ISHARES
COM
46432F396
206
1569
SH
SOLE
0
0
1569
ISHARES CORE MSCI
COM
46432F842
770
13473
SH
SOLE
0
0
13473
ISHARES CORE MSCI
COM
46434G103
518
10879
SH
SOLE
0
0
10879
ISHARES TRUST
COM
46435G243
540
20770
SH
SOLE
0
0
20770
ISHARES MSCI
COM
46435G334
200
7776
SH
SOLE
0
0
7776
ISHARES
COM
46435G342
1232
49537
SH
SOLE
0
0
49537
ISHARES
COM
46435U440
392
7159
SH
SOLE
0
0
7159
ISHARES
COM
46435U549
3874
68501
SH
SOLE
0
0
68501
JPMORGAN CHASE & CO
COM
46625H100
5500
58470
SH
SOLE
0
0
58470
JP MORGAN
COM
46641Q837
888
17498
SH
SOLE
0
0
17498
JARDEN CORP
BOND
471109AM0
695
10000
SH
SOLE
0
0
10000
JD.COM INC
COM
47215P106
325
5400
SH
SOLE
0
0
5400
JEFFERIES FINANCIAL
COM
47233W109
184
11814
SH
SOLE
0
0
11814
JOHN HANCOCK
COM
47804J503
229
6080
SH
SOLE
0
0
6080
JOHNSON & JOHNSON
COM
478160104
7416
52738
SH
SOLE
0
0
52738
KLA CORP
COM
482480100
638
3283
SH
SOLE
0
0
3283
KALA PHARMACEUTICALS INC
COM
483119103
1130
107534
SH
SOLE
0
0
107534
KAYNE ANDERSON MLP
COM
486606106
906
171652
SH
SOLE
0
0
171652
KELLOGG CO
COM
487836108
229
3470
SH
SOLE
0
0
3470
KEWAUNEE SCIENTIFIC CORP
COM
492854104
95
10190
SH
SOLE
0
0
10190
KEYCORP NEW
COM
493267108
238
19552
SH
SOLE
0
0
19552
KIMBERLY CLARK CORP
COM
494368103
2033
14384
SH
SOLE
0
0
14384
KINDER MORGAN INC DE
COM
49456B101
931
61353
SH
SOLE
0
0
61353
KRAFT HEINZ CO
COM
500754106
533
16727
SH
SOLE
0
0
16727
KRANESHARES QUADRATIC
COM
500767736
546
20100
SH
SOLE
0
0
20100
KROGER CO
COM
501044101
1450
42836
SH
SOLE
0
0
42836
L3HARRIS TECHNOLOGIES
COM
502431109
776
4572
SH
SOLE
0
0
4572
LA JOLLA PHARM COMPANY
COM
503459604
64
15000
SH
SOLE
0
0
15000
LAM RESEARCH CORP
COM
512807108
394
1218
SH
SOLE
0
0
1218
LANTRONIX INC NEW
COM
516548203
273
73500
SH
SOLE
0
0
73500
LAS VEGAS SANDS CORP
COM
517834107
363
7962
SH
SOLE
0
0
7962
LATTICE
COM
518416102
508
20638
SH
SOLE
0
0
20638
ESTEE LAUDER CO INC
COM
518439104
450
2385
SH
SOLE
0
0
2385
LEGGETT & PLATT INC
COM
524660107
1384
39374
SH
SOLE
0
0
39374
LEGG MASON
COM
524682101
284
7925
SH
SOLE
0
0
7925
LEGG MASON
COM
524682200
866
21207
SH
SOLE
0
0
21207
LEGG MASON
COM
524682309
264
8775
SH
SOLE
0
0
8775
LEXICON PHARMACEUTICALS
COM
528872302
772
387035
SH
SOLE
0
0
387035
LIBERTY ALL STAR GRWTH
COM
529900102
268
42531
SH
SOLE
0
0
42531
LIBERTY ALL-STAR EQUITY
COM
530158104
491
85904
SH
SOLE
0
0
85904
ELI LILLY & CO
COM
532457108
766
4669
SH
SOLE
0
0
4669
LOCKHEED MARTIN CORP
COM
539830109
5200
14249
SH
SOLE
0
0
14249
LOWES COMPANIES INC
COM
548661107
1431
10594
SH
SOLE
0
0
10594
LULULEMON ATHLETICA INC
COM
550021109
6933
22220
SH
SOLE
0
0
22220
MDC PARTNERS INC CLASS A
COM
552697104
147
70900
SH
SOLE
0
0
70900
MFS CHARTER INCOME
COM
552727109
103
12958
SH
SOLE
0
0
12958
MFA FINANCIAL INC
COM
55272X102
31
12600
SH
SOLE
0
0
12600
MFS GOVERNMENT MARKETS
COM
552939100
114
24814
SH
SOLE
0
0
24814
MGM RESORTS INTL
COM
552953101
435
25895
SH
SOLE
0
0
25895
MSA SAFETY INC
COM
553498106
982
8582
SH
SOLE
0
0
8582
MVC CAPITAL INC
COM
553829102
80
12272
SH
SOLE
0
0
12272
MACQUARIE/FIRST TRUST
COM
55607W100
101
12660
SH
SOLE
0
0
12660
MACQUARIE INFRA CO LLC
BOND
55608BAB1
2162
25000
SH
SOLE
0
0
25000
MANITEX INTERNATIONAL
COM
563420108
1173
235937
SH
SOLE
0
0
235937
MANNKIND CORP NEW
COM
56400P706
22
12400
SH
SOLE
0
0
12400
MARKER THERAPEUTICS INC
COM
57055L107
228
110174
SH
SOLE
0
0
110174
MARRIOTT INTL INC NEW
COM
571903202
270
3148
SH
SOLE
0
0
3148
MASTEC INC
COM
576323109
248
5517
SH
SOLE
0
0
5517
MASTERCARD INC
COM
57636Q104
5970
20188
SH
SOLE
0
0
20188
MCDONALDS CORP
COM
580135101
3708
20098
SH
SOLE
0
0
20098
MCEWEN MINING INC
COM
58039P107
10
10200
SH
SOLE
0
0
10200
MEDICAL PROPERTIES
COM
58463J304
190
10113
SH
SOLE
0
0
10113
MEDIGUS LTD
COM
58471G300
45
26000
SH
SOLE
0
0
26000
MENLO THERAPEUTICS INC
COM
586858102
92
52919
SH
SOLE
0
0
52919
MERCADOLIBRE INC
COM
58733R102
2643
2681
SH
SOLE
0
0
2681
MERCK & COMPANY INC NEW
COM
58933Y105
3623
46857
SH
SOLE
0
0
46857
METLIFE INC
COM
59156R108
282
7728
SH
SOLE
0
0
7728
MICROSOFT CORP
COM
594918104
28202
138579
SH
SOLE
0
0
138579
MICRON TECHNOLOGY INC
COM
595112103
1173
22760
SH
SOLE
0
0
22760
MIDDLESEX WATER COMPANY
COM
596680108
368
5475
SH
SOLE
0
0
5475
MILLER HOWARD
COM
600379101
152
24917
SH
SOLE
0
0
24917
MILLENDO THERAPEUTICS
COM
60040X103
26
15010
SH
SOLE
0
0
15010
MINERVA NEUROSCIENCES
COM
603380106
69
19136
SH
SOLE
0
0
19136
MIRAGEN THERAPEUTICS INC
COM
60463E103
11
10000
SH
SOLE
0
0
10000
MITEK SYS INC COM NEW
COM
606710200
106
11000
SH
SOLE
0
0
11000
MONDELEZ INTERNATIONAL
COM
609207105
829
16220
SH
SOLE
0
0
16220
MONGODB INC
COM
60937P106
201
889
SH
SOLE
0
0
889
MONMOUTH REAL ESTATE
COM
609720107
355
24517
SH
SOLE
0
0
24517
MORGAN STANLEY
COM
617446448
334
6922
SH
SOLE
0
0
6922
NIO INC
COM
62914V106
155
20080
SH
SOLE
0
0
20080
NANO DIMENSION LTD
COM
63008G203
83
37500
SH
SOLE
0
0
37500
NASDAQ INC
COM
631103108
477
3994
SH
SOLE
0
0
3994
NATIONAL WESTERN LIFE
COM
638517102
343
1690
SH
SOLE
0
0
1690
NATURAL ALTERNATIVES
COM
638842302
1310
191549
SH
SOLE
0
0
191549
NEOVASC INC
COM
64065J304
106
44400
SH
SOLE
0
0
44400
NETFLIX INC
COM
64110L106
2448
5379
SH
SOLE
0
0
5379
NEUBERGER BERMAN
COM
64123C101
215
16720
SH
SOLE
0
0
16720
NEUROMETRIX INC
COM
641255807
42
20596
SH
SOLE
0
0
20596
NEW JERSEY RESOURCES
COM
646025106
305
9354
SH
SOLE
0
0
9354
NEW MOUNTAIN FINANCE
COM
647551100
630
67839
SH
SOLE
0
0
67839
NEW ORIENTAL EDUCATION
COM
647581107
298
2286
SH
SOLE
0
0
2286
NEW RESIDENTIAL
COM
64828T201
570
76709
SH
SOLE
0
0
76709
NEW YORK COMMUNITY
COM
649445103
147
14447
SH
SOLE
0
0
14447
NEW YORK MORTGAGE
COM
649604501
34
13200
SH
SOLE
0
0
13200
NEWELL BRANDS INC
COM
651229106
243
15283
SH
SOLE
0
0
15283
NEWMONT CORP
COM
651639106
881
14274
SH
SOLE
0
0
14274
NEXTERA ENERGY INC
COM
65339F101
2495
10389
SH
SOLE
0
0
10389
NEXPOINT
COM
65340G205
219
20864
SH
SOLE
0
0
20864
NICHOLAS FINANCIAL INC
COM
65373J209
883
119318
SH
SOLE
0
0
119318
NIKE INC
COM
654106103
2742
27961
SH
SOLE
0
0
27961
NIKOLA CORP
COM
654110105
533
7899
SH
SOLE
0
0
7899
NISOURCE INC
COM
65473P105
206
9081
SH
SOLE
0
0
9081
NOKIA CORP
COM
654902204
344
78196
SH
SOLE
0
0
78196
NORDSON CORP
COM
655663102
371
1955
SH
SOLE
0
0
1955
NORDSTROM INC
COM
655664100
259
16717
SH
SOLE
0
0
16717
NORFOLK SOUTHERN CORP
COM
655844108
415
2365
SH
SOLE
0
0
2365
NORTHERN TRUST CORP
COM
665859104
409
5157
SH
SOLE
0
0
5157
NORTHRIM BANCORP INC
COM
666762109
210
8351
SH
SOLE
0
0
8351
NORTHROP GRUMMAN CORP
COM
666807102
606
1972
SH
SOLE
0
0
1972
NOVARTIS AG
COM
66987V109
1282
14677
SH
SOLE
0
0
14677
NOVAVAX INC
COM
670002401
391
4692
SH
SOLE
0
0
4692
NOVELLUS SYS INC
BOND
670008AD3
10164
10000
SH
SOLE
0
0
10000
NOVO NORDISK AS
COM
670100205
2523
38538
SH
SOLE
0
0
38538
NUCANA PLC
COM
67022C106
88
16344
SH
SOLE
0
0
16344
NUVEEN ARIZONA QUALITY
COM
67061W104
139
10194
SH
SOLE
0
0
10194
NUVEEN CALIFORNIA
COM
67062C107
256
25032
SH
SOLE
0
0
25032
NUVEEN MUNICIPAL INCOME
COM
67062J102
160
14979
SH
SOLE
0
0
14979
NUVEEN CALIFORNIA
COM
670651108
662
44310
SH
SOLE
0
0
44310
NUVEEN AMT FREE
COM
670657105
672
48326
SH
SOLE
0
0
48326
NUVEEN
COM
670663103
683
57490
SH
SOLE
0
0
57490
NVIDIA CORP
COM
67066G104
9194
24202
SH
SOLE
0
0
24202
NUVEEN QUALITY
COM
67066V101
596
42508
SH
SOLE
0
0
42508
NUVEEN CALIFORNIA
COM
67066Y105
1803
126353
SH
SOLE
0
0
126353
NUVEEN SENIOR INCOME
COM
67067Y104
49
10395
SH
SOLE
0
0
10395
NUVEEN MUNICIPAL HIGH
COM
670682103
1139
86376
SH
SOLE
0
0
86376
NUVEEN NASDAQ 100
COM
670699107
752
32671
SH
SOLE
0
0
32671
NUVEEN FLOATING RATE
COM
6706EN100
211
26900
SH
SOLE
0
0
26900
NUVEEN
COM
67070X101
900
60979
SH
SOLE
0
0
60979
NUVEEN PFD & INCOME
COM
67072C105
1925
227825
SH
SOLE
0
0
227825
NUVEEN FLOATING RATE
COM
67072T108
312
39475
SH
SOLE
0
0
39475
NUVEEN PFD & INCOME
COM
67073B106
734
89224
SH
SOLE
0
0
89224
NUVEEN CREDIT
COM
67073D102
75
12924
SH
SOLE
0
0
12924
NUVEEN PFD & INCOME TERM
COM
67075A106
556
24542
SH
SOLE
0
0
24542
NUVEEN DOW 30 DYNAMIC
COM
67075F105
191
14045
SH
SOLE
0
0
14045
NUVEEN PFD & INCOME 2022
COM
67075T105
338
15050
SH
SOLE
0
0
15050
NUVEEN HIGH INCOME
COM
67077N106
148
16599
SH
SOLE
0
0
16599
NUVEEN MUNICIPAL VALUE
COM
670928100
590
57876
SH
SOLE
0
0
57876
NUVEEN
COM
67092P409
321
8248
SH
SOLE
0
0
8248
O REILLY AUTOMOTIVE INC
COM
67103H107
775
1839
SH
SOLE
0
0
1839
OCCIDENTAL PETROLEUM
COM
674599105
342
18676
SH
SOLE
0
0
18676
OKTA INC
COM
679295105
482
2408
SH
SOLE
0
0
2408
OMEROS CORP
COM
682143102
149
10100
SH
SOLE
0
0
10100
ONCOLYTICS BIOTECH INC
COM
682310875
276
146605
SH
SOLE
0
0
146605
ONEOK INC NEW
COM
682680103
232
6986
SH
SOLE
0
0
6986
ONEMAIN HLDGS INC
COM
68268W103
304
12408
SH
SOLE
0
0
12408
OPGEN INC
COM
68373L307
76
37013
SH
SOLE
0
0
37013
ORACLE CORP
COM
68389X105
2332
42198
SH
SOLE
0
0
42198
ORGANIGRAM HOLDINGS INC
COM
68620P101
27
17600
SH
SOLE
0
0
17600
OTELCO INC
COM
688823301
1612
143036
SH
SOLE
0
0
143036
OTIS WORLDWIDE CORP
COM
68902V107
251
4410
SH
SOLE
0
0
4410
OXFORD LANE CAP CORP
COM
691543102
452
110031
SH
SOLE
0
0
110031
OXFORD SQUARE CAPITAL
COM
69181V107
35
12600
SH
SOLE
0
0
12600
PIMCO ENERGY & TACTICAL
COM
69346N107
94
13300
SH
SOLE
0
0
13300
PPG INDUSTRIES INC
COM
693506107
399
3763
SH
SOLE
0
0
3763
PPL CORP
COM
69351T106
653
25260
SH
SOLE
0
0
25260
PACCAR INC
COM
693718108
218
2911
SH
SOLE
0
0
2911
PACER
COM
69374H303
3693
86499
SH
SOLE
0
0
86499
PACER
COM
69374H691
858
33115
SH
SOLE
0
0
33115
PALO ALTO NETWORKS INC
COM
697435105
367
1597
SH
SOLE
0
0
1597
PAN AMERICAN SILVER CORP
COM
697900108
703
23125
SH
SOLE
0
0
23125
PARATEK PHARMACEUTICALS
COM
699374302
217
41517
SH
SOLE
0
0
41517
PARK CITY GROUP INC
COM
700215304
172
40620
SH
SOLE
0
0
40620
PARKE BANCORP INC
COM
700885106
912
67324
SH
SOLE
0
0
67324
PATHFINDER BANCORP INC
COM
70319R109
128
13373
SH
SOLE
0
0
13373
PAYCHEX INC
COM
704326107
478
6309
SH
SOLE
0
0
6309
PAYCOM SOFTWARE INC
COM
70432V102
403
1302
SH
SOLE
0
0
1302
PAYPAL HOLDINGS INC
COM
70450Y103
7949
45621
SH
SOLE
0
0
45621
PDS BIOTECHNOLOGY CORP
COM
70465T107
20
10000
SH
SOLE
0
0
10000
PELOTON INTERACTIVE INC
COM
70614W100
554
9592
SH
SOLE
0
0
9592
PENNANTPARK FLOATING
COM
70806A106
173
20556
SH
SOLE
0
0
20556
PENNYMAC MORTGAGE
COM
70931T103
293
16728
SH
SOLE
0
0
16728
PENSKE AUTOMOTIVE GROUP
COM
70959W103
523
13516
SH
SOLE
0
0
13516
PEPSICO INC
COM
713448108
3970
30017
SH
SOLE
0
0
30017
PERMA PIPE INTL HOLDINGS
COM
714167103
1544
275285
SH
SOLE
0
0
275285
PFIZER INC
COM
717081103
5204
159135
SH
SOLE
0
0
159135
PHASEBIO PHARMACEUTICALS
COM
717224109
52
11400
SH
SOLE
0
0
11400
PHILIP MORRIS INTL INC
COM
718172109
839
11974
SH
SOLE
0
0
11974
PHILLIPS 66
COM
718546104
825
11479
SH
SOLE
0
0
11479
PHIO PHARMACEUTICALS
COM
71880W303
73
33374
SH
SOLE
0
0
33374
PIMCO CALIFORNIA
COM
72200M108
921
104310
SH
SOLE
0
0
104310
PIMCO CALIFORNIA
COM
72200N106
587
36695
SH
SOLE
0
0
36695
PIMCO MUNICIPAL INCOME
COM
72200W106
432
32100
SH
SOLE
0
0
32100
PIMCO CALIFORNIA
COM
72201C109
1168
116217
SH
SOLE
0
0
116217
PIMCO INCOME STRATEGY
COM
72201J104
133
15234
SH
SOLE
0
0
15234
PIMCO ACTIVE BOND
COM
72201R775
280
2513
SH
SOLE
0
0
2513
PIMCO 0-5 YR HIGH YIELD
COM
72201R783
561
6144
SH
SOLE
0
0
6144
PIMCO ENHANCED SHORT
COM
72201R833
4210
41403
SH
SOLE
0
0
41403
PIMCO DYNAMIC CREDIT
COM
72202D106
1197
64971
SH
SOLE
0
0
64971
PINNACLE WEST CAPITAL
COM
723484101
326
4446
SH
SOLE
0
0
4446
PIONEER FLOATING RATE
COM
72369J102
165
17308
SH
SOLE
0
0
17308
PLYMOUTH INDUSTRIAL REIT
COM
729640102
209
16313
SH
SOLE
0
0
16313
POLARIS INC
COM
731068102
308
3332
SH
SOLE
0
0
3332
POLYMET MINING CORP
COM
731916102
5
11500
SH
SOLE
0
0
11500
PORTFOLIO RECOVERY
BOND
73640QAB1
10128
102000
SH
SOLE
0
0
102000
PREFERRED APARTMENT
COM
74039L103
357
46919
SH
SOLE
0
0
46919
PRICE T ROWE GROUP INC
COM
74144T108
531
4303
SH
SOLE
0
0
4303
PRINCIPAL FINANCIAL
COM
74251V102
281
6773
SH
SOLE
0
0
6773
PROCTER & GAMBLE CO
COM
742718109
5909
49420
SH
SOLE
0
0
49420
PROOFPOINT INC
COM
743424103
694
6244
SH
SOLE
0
0
6244
PROSHARES
COM
74347B680
916
17409
SH
SOLE
0
0
17409
PROSHARES
COM
74347B698
1109
22882
SH
SOLE
0
0
22882
PROSHARES LARGE CAP CORE
COM
74347R248
1087
15315
SH
SOLE
0
0
15315
PROSHARES TRUST
COM
74348A467
2677
39747
SH
SOLE
0
0
39747
PROSPECT CAPITAL CORP
COM
74348T102
432
84455
SH
SOLE
0
0
84455
PROTO LABS INC
COM
743713109
579
5144
SH
SOLE
0
0
5144
PRUDENTIAL FINANCIAL INC
COM
744320102
347
5690
SH
SOLE
0
0
5690
PUTNAM MANAGED MUNICIPAL
COM
746823103
601
81966
SH
SOLE
0
0
81966
PUTNAM PREMIER INCOME
COM
746853100
136
28713
SH
SOLE
0
0
28713
PUTNAM MUNICIPAL
COM
746922103
165
12945
SH
SOLE
0
0
12945
QUALCOMM INC
COM
747525103
5062
55497
SH
SOLE
0
0
55497
QUALSTAR CORP
COM
74758R208
25
10227
SH
SOLE
0
0
10227
QUEST DIAGNOSTICS INC
COM
74834L100
254
2226
SH
SOLE
0
0
2226
RLJ LODGING TR
PREF
74965L200
517
23608
SH
SOLE
0
0
23608
RAYTHEON TECHNOLOGIES
COM
75513E101
3141
50969
SH
SOLE
0
0
50969
REALTY INCOME CORP
COM
756109104
1211
20352
SH
SOLE
0
0
20352
REGENERON
COM
75886F107
666
1068
SH
SOLE
0
0
1068
REGULUS THERAPEUTICS INC
COM
75915K200
14
20575
SH
SOLE
0
0
20575
REXAHN PHARMACEUTICALS
COM
761640309
45
16000
SH
SOLE
0
0
16000
RICEBRAN TECHNOLOGIES
COM
762831204
166
200000
SH
SOLE
0
0
200000
RIVERNORTH OPPORTUNITIES
COM
76881Y109
253
17082
SH
SOLE
0
0
17082
RIVERNORTH MANAGED
COM
76882H105
693
40428
SH
SOLE
0
0
40428
RIVERNORTH FLEXIBLE
COM
76883H104
249
12715
SH
SOLE
0
0
12715
RIVERVIEW BANCORP
COM
769397100
133
23500
SH
SOLE
0
0
23500
ROCKWELL AUTOMATION INC
COM
773903109
641
3008
SH
SOLE
0
0
3008
ROKU INC
COM
77543R102
806
6916
SH
SOLE
0
0
6916
ROPER TECHNOLOGIES INC
COM
776696106
423
1090
SH
SOLE
0
0
1090
ROSS STORES INC
COM
778296103
398
4667
SH
SOLE
0
0
4667
ROYAL BANK CANADA
COM
780087102
745
10995
SH
SOLE
0
0
10995
ROYAL DUTCH SHELL PLC
COM
780259107
303
9934
SH
SOLE
0
0
9934
ROYAL DUTCH SHELL PLC
COM
780259206
763
23341
SH
SOLE
0
0
23341
ROYCE VALUE TRUST INC
COM
780910105
623
49662
SH
SOLE
0
0
49662
SEI INVESTMENTS CO
COM
784117103
297
5396
SH
SOLE
0
0
5396
SPDR S&P 500 ETF
COM
78462F103
10797
35015
SH
SOLE
0
0
35015
SPDR GOLD TRUST
COM
78463V107
5369
32081
SH
SOLE
0
0
32081
SPDR SER
COM
78464A110
481
3305
SH
SOLE
0
0
3305
SPDR BLOOMBERG BARCLAYS
COM
78464A359
1316
21755
SH
SOLE
0
0
21755
SPDR S&P AEROSPACE &
COM
78464A631
467
5327
SH
SOLE
0
0
5327
SPDR PORTFOLIO
COM
78464A664
601
12803
SH
SOLE
0
0
12803
SPDR
COM
78464A672
568
17100
SH
SOLE
0
0
17100
SPDR SERIES TRUST
COM
78464A870
1242
11095
SH
SOLE
0
0
11095
SPDR
COM
78467V608
440
10148
SH
SOLE
0
0
10148
SPDR DOW JONES
COM
78467X109
2492
9665
SH
SOLE
0
0
9665
SPDR S&P MID CAP 400 ETF
COM
78467Y107
607
1870
SH
SOLE
0
0
1870
SPDR
COM
78468R622
219
2167
SH
SOLE
0
0
2167
SPDR BLOOMBERG BARCLAYS
COM
78468R663
901
9842
SH
SOLE
0
0
9842
SPDR NUVEEN BLOOMBERG
COM
78468R739
703
14097
SH
SOLE
0
0
14097
SPDR PORTFOLIO
COM
78468R788
341
12260
SH
SOLE
0
0
12260
SABRA HEALTH CARE REIT
COM
78573L106
149
10299
SH
SOLE
0
0
10299
SALESFORCE.COM INC
COM
79466L302
3875
20687
SH
SOLE
0
0
20687
SANOFI
COM
80105N105
654
12819
SH
SOLE
0
0
12819
SAREPTA THERAPEUTICS INC
COM
803607100
258
1609
SH
SOLE
0
0
1609
SCHWAB CHARLES CORP NEW
COM
808513105
385
11397
SH
SOLE
0
0
11397
SCHWAB EMERGING
COM
808524706
548
22493
SH
SOLE
0
0
22493
SCHWAB SHORT TERM
COM
808524862
300
5802
SH
SOLE
0
0
5802
SEA LTD
COM
81141R100
218
2030
SH
SOLE
0
0
2030
SECTOR HEALTHCARE
COM
81369Y209
2435
24333
SH
SOLE
0
0
24333
SECTOR CONSUMER STAPLES
COM
81369Y308
992
16922
SH
SOLE
0
0
16922
CONSUMER DISCRETIONARY
COM
81369Y407
696
5447
SH
SOLE
0
0
5447
SECTOR ENERGY SELECT
COM
81369Y506
654
17283
SH
SOLE
0
0
17283
SECTOR FINANCIAL SELECT
COM
81369Y605
932
40255
SH
SOLE
0
0
40255
SECTOR INDUSTRIAL
COM
81369Y704
385
5598
SH
SOLE
0
0
5598
SECTOR TECHNOLOGY
COM
81369Y803
2832
27099
SH
SOLE
0
0
27099
SELECT SECTOR TR
COM
81369Y860
718
20638
SH
SOLE
0
0
20638
SELECT UTILITIES SELECT
COM
81369Y886
1856
32895
SH
SOLE
0
0
32895
SEMPRA ENERGY
COM
816851109
692
5905
SH
SOLE
0
0
5905
SERVICENOW INC
COM
81762P102
618
1525
SH
SOLE
0
0
1525
SHOPIFY INC
COM
82509L107
1712
1804
SH
SOLE
0
0
1804
SIENTRA INC
COM
82621J105
45
11500
SH
SOLE
0
0
11500
SKYWORKS SOLUTIONS INC
COM
83088M102
577
4514
SH
SOLE
0
0
4514
SLACK TECHNOLOGIES INC
COM
83088V102
221
7112
SH
SOLE
0
0
7112
SNAP ON INC
COM
833034101
239
1722
SH
SOLE
0
0
1722
SNAP INC
COM
83304A106
219
9317
SH
SOLE
0
0
9317
SOLIGENIX INC
COM
834223307
35
16652
SH
SOLE
0
0
16652
SONY CORP
COM
835699307
233
3365
SH
SOLE
0
0
3365
SOUTHERN COMPANY
COM
842587107
1058
20406
SH
SOLE
0
0
20406
SOUTHWEST AIRLINES CO
COM
844741108
343
10034
SH
SOLE
0
0
10034
SOUTHWESTERN ENERGY
COM
845467109
64
25000
SH
SOLE
0
0
25000
SPLUNK INC
COM
848637104
522
2627
SH
SOLE
0
0
2627
SPROTT PHYSICAL SILVER
COM
85207K107
96
14500
SH
SOLE
0
0
14500
SPROTT PHYSICAL GOLD &
COM
85208R101
310
18329
SH
SOLE
0
0
18329
SQUARE INC
COM
852234103
2275
21681
SH
SOLE
0
0
21681
STARBUCKS CORP
COM
855244109
3577
51441
SH
SOLE
0
0
51441
STONE HARBOR EMRG MKTS
COM
86164T107
85
12000
SH
SOLE
0
0
12000
STRYKER CORP
COM
863667101
840
4664
SH
SOLE
0
0
4664
STURM RUGER & CO INC
COM
864159108
222
2915
SH
SOLE
0
0
2915
SUMMIT STATE BANK
COM
866264203
664
74034
SH
SOLE
0
0
74034
SUPERIOR GROUP OF
COM
868358102
207
15474
SH
SOLE
0
0
15474
SYNOPSYS INC
COM
871607107
1342
6882
SH
SOLE
0
0
6882
SYSCO CORP
COM
871829107
344
6289
SH
SOLE
0
0
6289
TJX COS INC NEW
COM
872540109
653
12911
SH
SOLE
0
0
12911
T-MOBILE US INC
COM
872590104
317
3040
SH
SOLE
0
0
3040
TAIWAN SEMICONDUCTOR
COM
874039100
934
16457
SH
SOLE
0
0
16457
TAKE-TWO INTERACTIVE INC
COM
874054109
200
1433
SH
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0
0
1433
TANGER FACTORY OUTLET
COM
875465106
127
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0
17786
TARGET CORP
COM
87612E106
3002
25028
SH
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0
25028
TEKLA HEALTHCARE OPPTYS
COM
879105104
1893
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TEKLA HEALTHCARE INV SBI
COM
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554
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TEKLA WORLD HLTHCARE
COM
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485
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TELADOC HEALTH INC
COM
87918A105
2017
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10568
TENAX THERAPEUTICS INC
COM
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47
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TESLA INC
COM
88160R101
1612
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TEVA PHARMACEUTICAL INDS
COM
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460
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TEXAS INSTRUMENTS INC
COM
882508104
825
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SH
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TEXAS PACIFIC LAND TRUST
COM
882610108
241
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0
405
THERAPEUTICSMD INC
COM
88338N107
30
24000
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0
24000
TRADE DESK INC (THE)
COM
88339J105
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THERMO FISHER
COM
883556102
1796
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3D SYSTEMS CORP DEL NEW
COM
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3M COMPANY
COM
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TILRAY INC
COM
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TORONTO DOMINION BANK
COM
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TORTOISE ESSENTIAL
COM
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TOTAL S A
COM
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TOYOTA MOTOR CORP
COM
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COM
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TRAVELERS COS INC
COM
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345
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TREVENA INC
COM
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TRINITY BIOTECH PLC
COM
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COM
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COM
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331
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COM
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TWITTER INC
COM
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447
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TWITTER INC
BOND
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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VALERO ENERGY CORP
COM
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VALVOLINE INC
COM
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COM
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COM
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COM
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COM
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COM
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506
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COM
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253
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COM
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VANGUARD TOTAL INTL
COM
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COM
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VANGUARD FTSE EMERGING
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COM
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COM
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COM
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COM
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VANGUARD S&P 500
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VANGUARD SMALL CAP VALUE
COM
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VANGUARD MID CAP ETF
COM
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COM
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VANGUARD EXTENDED
COM
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VANGUARD GROWTH ETF
COM
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VANGUARD VALUE ETF
COM
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COM
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VANGUARD TOTAL STOCK
COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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756
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WELLS FARGO & CO
COM
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WELLS FARGO & COMPANY
PREF
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WEST PHARMACEUTICAL
COM
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329
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COM
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COM
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COM
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COM
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COM
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499
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COM
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COM
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COM
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WISDOMTREE U S LARGE CAP
COM
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527
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WISDOMTREE INTL
COM
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267
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WORKDAY INC
COM
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235
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WORKHORSE GROUP INC
COM
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252
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WYNN RESORTS LTD
COM
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856
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COM
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505
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COM
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XTANT MEDICAL HOLDINGS
COM
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62
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YUM BRANDS INC
COM
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270
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0
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COM
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1346
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COM
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128
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ZOETIS INC CL A
COM
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1233
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0
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ZSCALER INC
COM
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432
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0
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ZOOM VIDEO
COM
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ZYNGA INC
COM
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353
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0
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COM
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175
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0
0
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COM
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219
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ATLASSIAN CORP PLC
COM
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1210
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COM
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COM
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0
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COM
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624
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0
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COM
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589
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0
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COM
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37
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0
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COM
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41
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381
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COM
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COM
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MARVELL TECHNOLOGY
COM
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247
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0
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COM
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2197
23964
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0
0
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COM
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14
21000
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0
0
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COM
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436
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SEADRILL LTD NEW
COM
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4
10018
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COM
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259
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0
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TRITON INTL LTD CL A
COM
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785
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0
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COM
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210
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0
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COM
H1467J104
922
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COM
H5861P103
882
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TE CONNECTIVITY LTD
COM
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248
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COM
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292
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203
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COM
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55
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0
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COM
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29
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0
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COM
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394
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COM
N3167Y103
398
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N44821101
46
10000
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0
10000
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208
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COM
P73398102
112
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0
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COM
Y81669106
43
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0
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