Executive Vice President and Head of Wealth Management

0001142495-20-000008.txt : 20200716 0001142495-20-000008.hdr.sgml : 20200716 20200715174025 ACCESSION NUMBER: 0001142495-20-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200716 DATE AS OF CHANGE: 20200715 EFFECTIVENESS DATE: 20200716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEDBUSH SECURITIES INC CENTRAL INDEX KEY: 0001142495 IRS NUMBER: 952495390 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12460 FILM NUMBER: 201030260 BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-688-8090 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: WEDBUSH MORGAN SECURITIES INC DATE OF NAME CHANGE: 20010613 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001142495 XXXXXXXX 06-30-2020 06-30-2020 WEDBUSH SECURITIES INC

1000 WILSHIRE BLVD., SUITE 900 ATTN: BUSINESS CONDUCT DEPT. LOS ANGELES CA 90017

13F HOLDINGS REPORT 028-12460 N Christopher Mone Executive Vice President and Head of Wealth Management 213-688-8900 /s/ Christopher Mone Los Angeles CA 07-15-2020 0 15267 1057619 false INFORMATION TABLE 2 13FInfoTable_2020Q2.xml AFLAC INC COM 001055102 679 18847 SH SOLE 0 0 18847 AG MORTGAGE INV TR INC COM 001228105 147 46028 SH SOLE 0 0 46028 AGNC INVESTMENT CORP COM 00123Q104 570 44152 SH SOLE 0 0 44152 AES CORP COM 00130H105 173 11923 SH SOLE 0 0 11923 ALPS COM 00162Q452 232 9416 SH SOLE 0 0 9416 A-MARK PRECIOUS METALS COM 00181T107 1905 99984 SH SOLE 0 0 99984 AT&T INC COM 00206R102 9945 328962 SH SOLE 0 0 328962 ARK COM 00214Q104 740 10379 SH SOLE 0 0 10379 ASE TECHNOLOGY HOLDING COM 00215W100 54 11992 SH SOLE 0 0 11992 ABBOTT LABORATORIES COM 002824100 2879 31492 SH SOLE 0 0 31492 ABBVIE INC COM 00287Y109 8793 89560 SH SOLE 0 0 89560 ABERDEEN ASIA PACIFIC COM 003009107 59 15504 SH SOLE 0 0 15504 ABERDEEN GLOBAL INCOME COM 003013109 73 11789 SH SOLE 0 0 11789 ABERDEEN GLOBAL 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134757 SH SOLE 0 0 134757 BANK AMERICA CORP PREF 060505682 717 534 SH SOLE 0 0 534 BANK NEW YORK MELLON COM 064058100 631 16330 SH SOLE 0 0 16330 BARINGS CORP INVESTOR COM 06759X107 428 31840 SH SOLE 0 0 31840 BARINGS GLOBAL SHORT COM 06760L100 343 27296 SH SOLE 0 0 27296 BARINGS PARTN INVESTORS COM 06761A103 287 22540 SH SOLE 0 0 22540 BARRICK GOLD CORP COM 067901108 410 15213 SH SOLE 0 0 15213 BAYCOM CORP COM 07272M107 437 33847 SH SOLE 0 0 33847 BECTON DICKINSON & CO COM 075887109 765 3197 SH SOLE 0 0 3197 BED BATH & BEYOND INC COM 075896100 153 14429 SH SOLE 0 0 14429 BERKSHIRE HATHAWAY INC COM 084670108 269 6 SH SOLE 0 0 6 BERKSHIRE HATHAWAY INC COM 084670702 7159 40104 SH SOLE 0 0 40104 BHP GROUP LTD COM 088606108 309 6207 SH SOLE 0 0 6207 BEYOND MEAT INC COM 08862E109 351 2621 SH SOLE 0 0 2621 BIOMARIN PHARMACEUTICAL COM 09061G101 214 1738 SH SOLE 0 0 1738 BIOGEN INC COM 09062X103 562 2101 SH SOLE 0 0 2101 BLACKROCK MUNICIPAL COM 092479104 201 14680 SH SOLE 0 0 14680 BLACKROCK INC COM 09247X101 1499 2756 SH SOLE 0 0 2756 BLACKROCK CALIFORNIA COM 09248E102 293 22248 SH SOLE 0 0 22248 BLACKROCK COM 09248X100 226 9088 SH SOLE 0 0 9088 BLACKROCK CREDIT COM 092508100 344 26075 SH SOLE 0 0 26075 BLACKROCK ENHANCED COM 09251A104 182 24836 SH SOLE 0 0 24836 BLACKROCK MUNIVEST COM 09253R105 390 46400 SH SOLE 0 0 46400 BLACKROCK MUNIASSETS COM 09254J102 307 22106 SH SOLE 0 0 22106 BLACKROCK MUNIYIELD COM 09254N103 212 15270 SH SOLE 0 0 15270 BLACKSTONE/GSO SENIOR COM 09256U105 311 24205 SH SOLE 0 0 24205 BLACKROCK RESOURCES & COM 09257A108 84 13760 SH SOLE 0 0 13760 BLACKROCK MUNICIPAL COM 09257P105 303 12747 SH SOLE 0 0 12747 BLACKSTONE GROUP INC COM 09260D107 1404 24776 SH SOLE 0 0 24776 BLACKROCK SCIENCE & COM 09260K101 327 14428 SH SOLE 0 0 14428 BNY MELLON COM 09662E109 496 68500 SH SOLE 0 0 68500 BOEING COMPANY COM 097023105 7003 38208 SH SOLE 0 0 38208 BOOKING HOLDINGS INC COM 09857L108 1554 976 SH SOLE 0 0 976 BORG WARNER INC COM 099724106 287 8125 SH SOLE 0 0 8125 BOULDER GROWTH & INCOME COM 101507101 233 24759 SH SOLE 0 0 24759 BRISTOL MYERS SQUIBB COM 110122108 3418 58124 SH SOLE 0 0 58124 BROADCOM INC COM 11135F101 1161 3680 SH SOLE 0 0 3680 BROOKFIELD REAL ASSETS COM 112830104 630 37799 SH SOLE 0 0 37799 BROWN & BROWN INC COM 115236101 536 13160 SH SOLE 0 0 13160 CIGNA CORP COM 125523100 451 2406 SH SOLE 0 0 2406 CIM COMMERCIAL TRUST COM 125525584 2412 223718 SH SOLE 0 0 223718 CME GROUP INC CL A COM 12572Q105 936 5756 SH SOLE 0 0 5756 CSW INDUSTRIALS INC COM 126402106 413 5973 SH SOLE 0 0 5973 CSX CORP COM 126408103 829 11887 SH SOLE 0 0 11887 CTI BIOPHARMA CORP NEW COM 12648L601 15 12600 SH SOLE 0 0 12600 CVS HEALTH CORP COM 126650100 3986 61354 SH SOLE 0 0 61354 CALAMOS GLOBAL DYNAMIC COM 12811L107 160 21933 SH SOLE 0 0 21933 CALAMOS COM 12811V105 417 19747 SH SOLE 0 0 19747 CALAMOS STRATEGIC TOTAL COM 128125101 495 39791 SH SOLE 0 0 39791 CALAMOS LONG SHORT COM 12812C106 322 20820 SH SOLE 0 0 20820 CALLON PETROLEUM COM 13123X102 21 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