Executive Vice President and Head of Wealth Management

0001142495-20-000002.txt : 20200116 0001142495-20-000002.hdr.sgml : 20200116 20200116163459 ACCESSION NUMBER: 0001142495-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200116 DATE AS OF CHANGE: 20200116 EFFECTIVENESS DATE: 20200116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEDBUSH SECURITIES INC CENTRAL INDEX KEY: 0001142495 IRS NUMBER: 952495390 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12460 FILM NUMBER: 20531375 BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-688-8090 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: WEDBUSH MORGAN SECURITIES INC DATE OF NAME CHANGE: 20010613 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001142495 XXXXXXXX 12-31-2019 12-31-2019 WEDBUSH SECURITIES INC

1000 WILSHIRE BLVD., SUITE 900 ATTN: BUSINESS CONDUCT DEPT. LOS ANGELES CA 90017

13F HOLDINGS REPORT 028-12460 N Christopher Mone Executive Vice President and Head of Wealth Management 213-688-8900 /s/ Christopher Mone Los Angeles CA 01-16-2020 0 15875 1125084 false INFORMATION TABLE 2 13FInfoTable_2019Q4.xml ABB LIMITED COM 000375204 291 12074 SH SOLE 0 0 12074 AFLAC INC COM 001055102 1040 19652 SH SOLE 0 0 19652 AG MORTGAGE INV TR INC COM 001228105 432 28013 SH SOLE 0 0 28013 AGNC INVESTMENT CORP COM 00123Q104 577 32609 SH SOLE 0 0 32609 AES CORP COM 00130H105 256 12865 SH SOLE 0 0 12865 AK STEEL HOLDING CORP COM 001547108 78 23705 SH SOLE 0 0 23705 ALPS COM 00162Q593 229 5413 SH SOLE 0 0 5413 ALPS SECTOR DIVIDEND COM 00162Q858 247 5274 SH SOLE 0 0 5274 ALPS ALERIAN MLP ETF COM 00162Q866 468 55011 SH SOLE 0 0 55011 A-MARK PRECIOUS METALS COM 00181T107 891 107753 SH SOLE 0 0 107753 AT&T INC COM 00206R102 12978 332090 SH SOLE 0 0 332090 ARK COM 00214Q104 453 9054 SH SOLE 0 0 9054 ASE TECHNOLOGY HOLDING COM 00215W100 102 18428 SH SOLE 0 0 18428 AU OPTRONICS CORP COM 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