Executive Vice President

0001142495-16-000012.txt : 20160203 0001142495-16-000012.hdr.sgml : 20160203 20160203172552 ACCESSION NUMBER: 0001142495-16-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160203 DATE AS OF CHANGE: 20160203 EFFECTIVENESS DATE: 20160203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEDBUSH SECURITIES INC CENTRAL INDEX KEY: 0001142495 IRS NUMBER: 952495390 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12460 FILM NUMBER: 161385920 BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-688-8090 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BLVD., SUITE 900 STREET 2: ATTN: BUSINESS CONDUCT DEPT. CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: WEDBUSH MORGAN SECURITIES INC DATE OF NAME CHANGE: 20010613 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001142495 XXXXXXXX 12-31-2015 12-31-2015 WEDBUSH SECURITIES INC

1000 WILSHIRE BLVD., SUITE 900 ATTN: BUSINESS CONDUCT DEPT. LOS ANGELES CA 90017

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SOLE 0 0 4313 TETRA TECH INC NEW COM 88162G103 449 17261 SH SOLE 0 0 17261 TEXAS INSTRUMENTS INC COM 882508104 510 9309 SH SOLE 0 0 9309 THOMPSON CREEK METALS COM 884768102 5 26000 SH SOLE 0 0 26000 3M COMPANY COM 88579Y101 917 6087 SH SOLE 0 0 6087 THRESHOLD COM 885807206 13 27000 SH SOLE 0 0 27000 TIDEWATER INC COM 886423102 93 13409 SH SOLE 0 0 13409 TIME WARNER INC NEW COM 887317303 558 8621 SH SOLE 0 0 8621 TOTAL S A COM 89151E109 437 9733 SH SOLE 0 0 9733 TOYOTA MOTOR CORP COM 892331307 277 2254 SH SOLE 0 0 2254 TRACTOR SUPPLY COMPANY COM 892356106 1432 16748 SH SOLE 0 0 16748 TRAVELCENTERS OF AMERICA COM 894174101 94 10050 SH SOLE 0 0 10050 TRAVELERS COMPANIES INC COM 89417E109 432 3824 SH SOLE 0 0 3824 TRIANGLE PETROLEUM CORP COM 89600B201 21 27000 SH SOLE 0 0 27000 TRIO TECH INTERNATIONAL COM 896712205 128 46024 SH SOLE 0 0 46024 TRUECAR INC COM 89785L107 143 15000 SH SOLE 0 0 15000 TWO HARBORS INVT CORP * COM 90187B101 169 20916 SH SOLE 0 0 20916 TYSON FOODS INC CLASS A COM 902494103 243 4561 SH SOLE 0 0 4561 USA COMPRESSION PARTNERS COM 90290N109 167 14535 SH SOLE 0 0 14535 U S BANCORP DE NEW COM 902973304 1366 32002 SH SOLE 0 0 32002 UMH PROPERTIES INC * COM 903002103 686 67738 SH SOLE 0 0 67738 U S GEOTHERMAL INC COM 90338S102 18 29200 SH SOLE 0 0 29200 ULTA SALON COSMETICS & COM 90384S303 980 5295 SH SOLE 0 0 5295 ULTRA PETROLEUM CORP COM 903914109 29 11562 SH SOLE 0 0 11562 UNDER ARMOUR INC COM 904311107 370 4588 SH SOLE 0 0 4588 UNICO AMERICAN CORP COM 904607108 156 15632 SH SOLE 0 0 15632 UNIFI INC NEW COM 904677200 8141 289217 SH SOLE 0 0 289217 UNILEVER PLC COM 904767704 661 15332 SH SOLE 0 0 15332 UNION PACIFIC CORP COM 907818108 2294 29331 SH SOLE 0 0 29331 UNITED COMMUNITY FINL COM 909839102 3526 597553 SH SOLE 0 0 597553 UNITED PARCEL SERVICE COM 911312106 1158 12034 SH SOLE 0 0 12034 UNITED STATES NAT GAS COM 912318201 596 68699 SH SOLE 0 0 68699 UNITED STATES STEEL CORP COM 912909108 758 95029 SH SOLE 0 0 95029 UNITED TECHNOLOGIES CORP COM 913017109 649 6754 SH SOLE 0 0 6754 UNITEDHEALTH GROUP INC COM 91324P102 822 6989 SH SOLE 0 0 6989 UNWIRED PLANET OLDCHG COM 91531F103 39 45000 SH SOLE 0 0 45000 V F CORP COM 918204108 227 3651 SH SOLE 0 0 3651 VOXX INTERNATIONAL CORP COM 91829F104 146 27812 SH SOLE 0 0 27812 VALE S A ADR COM 91912E105 68 20713 SH SOLE 0 0 20713 VALERO ENERGY CORP COM 91913Y100 315 4456 SH SOLE 0 0 4456 VANGUARD DIVIDEND COM 921908844 615 7913 SH SOLE 0 0 7913 VANGUARD SHORT TERM COM 921937827 362 4547 SH SOLE 0 0 4547 VANGUARD TOTAL BOND COM 921937835 492 6090 SH SOLE 0 0 6090 VANGUARD COM 922042775 213 4918 SH SOLE 0 0 4918 VANGUARD FTSE EMERGING COM 922042858 281 8580 SH SOLE 0 0 8580 VANGUARD FTSE EUROPE ETF COM 922042874 247 4955 SH SOLE 0 0 4955 VANGUARD NATURAL RES COM 92205F106 456 153051 SH SOLE 0 0 153051 VANGUARD INTERMEDIATE COM 92206C870 619 7361 SH SOLE 0 0 7361 VECTOR GROUP LTD COM 92240M108 368 15584 SH SOLE 0 0 15584 VENTAS INC * COM 92276F100 2479 43931 SH SOLE 0 0 43931 VANGUARD REIT INDEX ETF COM 922908553 455 5707 SH SOLE 0 0 5707 VANGUARD MID CAP ETF COM 922908629 481 4002 SH SOLE 0 0 4002 VANGUARD SMALL CAP ETF COM 922908751 362 3273 SH SOLE 0 0 3273 VANGUARD TOTAL STOCK COM 922908769 6262 60039 SH SOLE 0 0 60039 VEREIT INC * COM 92339V100 404 50967 SH SOLE 0 0 50967 VERIZON COMMUNICATIONS COM 92343V104 4847 104864 SH SOLE 0 0 104864 VERSAR INC COM 925297103 2022 654400 SH SOLE 0 0 654400 VIPSHOP HOLDINGS INC ADR COM 92763W103 525 34366 SH SOLE 0 0 34366 VIRCO MANUFACTURING CORP COM 927651109 5767 1731759 SH SOLE 0 0 1731759 VISA INC CLASS A COM 92826C839 3138 40466 SH SOLE 0 0 40466 VMWARE INC CLASS A COM 928563402 713 12604 SH SOLE 0 0 12604 VODAFONE GROUP PLC NEW COM 92857W308 513 15891 SH SOLE 0 0 15891 VOYA PRIME RATE COM 92913A100 250 49401 SH SOLE 0 0 49401 VULCAN MATERIALS COMPANY COM 929160109 341 3592 SH SOLE 0 0 3592 WSI INDUSTRIES INC COM 92932Q102 76 17450 SH SOLE 0 0 17450 W P CAREY INC COM 92936U109 712 12073 SH SOLE 0 0 12073 WEC ENERGY GROUP INC COM 92939U106 1280 24940 SH SOLE 0 0 24940 WABTEC COM 929740108 359 5043 SH SOLE 0 0 5043 WAL-MART STORES INC COM 931142103 956 15590 SH SOLE 0 0 15590 WALGREENS BOOTS ALLIANCE COM 931427108 541 6355 SH SOLE 0 0 6355 WAYFAIR INC CL A COM 94419L101 462 9708 SH SOLE 0 0 9708 WELLS FARGO & CO NEW COM 949746101 6457 118781 SH SOLE 0 0 118781 WELLTOWER INC * COM 95040Q104 310 4555 SH SOLE 0 0 4555 WESTAMERICA COM 957090103 234 5000 SH SOLE 0 0 5000 WESTERN ALLIANCE COM 957638109 299 8331 SH SOLE 0 0 8331 WESTERN ASSET WORLDWIDE* COM 957668106 244 24182 SH SOLE 0 0 24182 WESTERN ASSET * COM 95766A101 222 16187 SH SOLE 0 0 16187 WESTERN ASSET GLOBAL * COM 95766B109 470 53916 SH SOLE 0 0 53916 WESTERN ASSET GLOBAL * COM 95766G108 171 22060 SH SOLE 0 0 22060 WESTERN ASSET MANAGED * COM 95766L107 151 33408 SH SOLE 0 0 33408 WESTERN ASSET MUNICIPAL* COM 95766N103 221 28324 SH SOLE 0 0 28324 WESTERN ASSET/CLAYMORE COM 95766R104 161 15672 SH SOLE 0 0 15672 WEYERHAEUSER COMPANY COM 962166104 1912 63769 SH SOLE 0 0 63769 WIDEPOINT CORP COM 967590100 15 21000 SH SOLE 0 0 21000 WILLDAN GROUP INC COM 96924N100 3936 469659 SH SOLE 0 0 469659 WILLIAMS PARTNERS L P COM 96949L105 288 10357 SH SOLE 0 0 10357 WISDOMTREE TRUST COM 97717W448 266 10000 SH SOLE 0 0 10000 WISDOMTREE INTL SMALL COM 97717W760 257 4418 SH SOLE 0 0 4418 WISDOMTREE JAPAN HEDGED COM 97717W851 290 5795 SH SOLE 0 0 5795 WISDOMTREE TRUST COM 97717X701 814 15136 SH SOLE 0 0 15136 WORKDAY INC COM 98138H101 467 5864 SH SOLE 0 0 5864 XCEL ENERGY INC COM 98389B100 273 7603 SH SOLE 0 0 7603 XENITH BANKSHARES INC COM 98410X105 402 53714 SH SOLE 0 0 53714 XOMA CORP DEL COM 98419J107 520 390719 SH SOLE 0 0 390719 YAHOO INC COM 984332106 453 13614 SH SOLE 0 0 13614 YAMANA GOLD INC COM 98462Y100 20 11011 SH SOLE 0 0 11011 ZWEIG FUND INC NEW COM 989834205 269 20466 SH SOLE 0 0 20466 ZYNGA INC COM 98986T108 41 15300 SH SOLE 0 0 15300 ALLERGAN PLC COM G0177J108 296 946 SH SOLE 0 0 946 ALLERGAN PLC PREF G0177J116 1099 1068 SH SOLE 0 0 1068 ATLAS FINANCIAL HLDGS COM G06207115 299 15015 SH SOLE 0 0 15015 ENERGY XXI LTD COM G10082140 28 27700 SH SOLE 0 0 27700 ACCENTURE PLC IRELAND COM G1151C101 287 2745 SH SOLE 0 0 2745 DELPHI AUTOMOTIVE PLC COM G27823106 332 3869 SH SOLE 0 0 3869 WEATHERFORD INTL PLC COM G48833100 117 13952 SH SOLE 0 0 13952 MEDTRONIC PLC COM G5960L103 968 12587 SH SOLE 0 0 12587 NORDIC AMERICAN TANKER COM G65773106 206 13266 SH SOLE 0 0 13266 SEADRILL LTD COM G7945E105 110 32372 SH SOLE 0 0 32372 SEAGATE TECHNOLOGY PLC COM G7945M107 256 6991 SH SOLE 0 0 6991 UTSTARCOM HOLDINGS CORP COM G9310A114 60 24203 SH SOLE 0 0 24203 TRANSOCEAN LIMITED COM H8817H100 417 33707 SH SOLE 0 0 33707 LYONDELLBASELL COM N53745100 315 3630 SH SOLE 0 0 3630 MYLAN N V COM N59465109 351 6485 SH SOLE 0 0 6485 NXP SEMICONDUCTORS N V COM N6596X109 207 2455 SH SOLE 0 0 2455 NYMOX PHARMACEUTICAL COM P73398102 698 212723 SH SOLE 0 0 212723 CAPITAL PRODUCT PARTNERS COM Y11082107 205 37195 SH SOLE 0 0 37195 DRYSHIPS INC COM Y2109Q101 2 10800 SH SOLE 0 0 10800 SCORPIO TANKERS INC COM Y7542C106 89 11143 SH SOLE 0 0 11143 STEALTHGAS INC COM Y81669106 85 24860 SH SOLE 0 0 24860 TEEKAY TANKERS LTD CL A COM Y8565N102 1081 157100 SH SOLE 0 0 157100