0000950142-14-001507.txt : 20140702
0000950142-14-001507.hdr.sgml : 20140702
20140702201354
ACCESSION NUMBER: 0000950142-14-001507
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140702
DATE AS OF CHANGE: 20140702
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL PLC
CENTRAL INDEX KEY: 0001125259
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 000000000
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 5 GAINSFORD ST
STREET 2: CARNIVAL HOUSE
CITY: LONDON WC1A 1PP ENGL
STATE: X0
ZIP: 00000
BUSINESS PHONE: 011 44 20 7940 5381
MAIL ADDRESS:
STREET 1: 77 NEW OXFORD ST
CITY: LONDON
STATE: X0
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC
DATE OF NAME CHANGE: 20000929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARISON MICKY MEIR
CENTRAL INDEX KEY: 0001142244
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15136
FILM NUMBER: 14958460
MAIL ADDRESS:
STREET 1: C/O PAUL WEISS RIFKIND WHARTON
STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019-6064
4
1
es1400875_4-arison.xml
OWNERSHIP DOCUMENT
X0306
4
2014-06-30
0
0001125259
CARNIVAL PLC
CUK
0001142244
ARISON MICKY MEIR
C/O CARNIVAL CORPORATION
3655 NW 87TH AVE
MIAMI
FL
33178
1
1
1
0
Chairman of the Board
Trust Shares (Beneficial Interest in Special Voting Share)
2014-06-30
4
A
0
30423
0
A
30423
D
Trust Shares (Beneficial Interest in Special Voting Share)
2014-06-30
4
F
0
30423
37.65
D
0
D
Trust Shares (Beneficial Interest in Special Voting Share)
2014-06-30
4
F
0
34425
37.65
D
3066181
I
By Nickel 2003 Revocable Trust
Trust Shares (Beneficial Interest in Special Voting Share)
97836984
I
By Various Trusts
Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
Represents a surrender of shares of Carnival Corporation Common Stock (including Trust Shares) to satisfy the tax obligation on the vesting of certain performance-based restricted stock units granted in 2012 and 2013 and restricted stock granted in 2013 and 2014.
Includes (i) 95,859,782 shares of Carnival Corporation Common Stock held by MA 1994 B Shares, L.P.; (ii) 22,878 shares of Carnival Corporation Common Stock held by the Nickel 97-07 Trust; (iii) 442,307 shares of Carnival Corporation Common Stock held by the Nickel 2009 GRAT; (iv) 756,008 shares of Carnival Corporation Common Stock held by the NA 2008 Trust; and (v) 756,009 shares of Carnival Corporation Common Stock held by the KA 2008 Trust. The Reporting Person disclaims beneficial ownership of the shares of Carnival Corporation Common Stock held by the NA 2008 Trust and the KA 2008 Trust.
/s/ John J. O'Neil, attorney-in-fact
2014-07-02